Vault-13

ISHARES TR IVW

S&P 500 GRWT ETF · ETP · CUSIP 464287309

1,263 institutional holders +0 vs Q4 2022
310,895,958310.9m shares reported held*
$20.1bnreported value*
75 new 391 added 493 reduced 64 sold out net sold ≈ $420.7m (-6.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($41.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $64.57. Options: 11 managers hold calls ($96.1m notional), 3 hold puts ($648.3k).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 1,200Q4 22: 1,263Q1 23: 1,2631,263Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 20221,200
Q4 20221,263
Q1 20231,263

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1k01kQ4 22: 467 bought or addedQ4 22: 533 cut or sold outQ4 22Q1 23: 466 bought or addedQ1 23: 557 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022467533
Q1 2023466557

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100m$200m$300m$400mQ3 22 calls: $324.8mQ3 22 puts: $1.8mQ3 22P/C 0.01Q4 22 calls: $283.2mQ4 22 puts: $988.6kQ4 22P/C 0.00Q1 23 calls: $96.1mQ1 23 puts: $648.3kQ1 23P/C 0.01
Numbers
QuarterCallsPutsP/C
Q3 2022$324.8m$1.8m0.01
Q4 2022$283.2m$988.6k0.00
Q1 2023$96.1m$648.3k0.01

Biggest buyers

FMR LLC Added +2,202,262+2.2m
ENVESTNET ASSET MANAGEMENT INC Added +1,242,211+1.2m
Barber Financial Group, Inc. New +881,122+881.1k
US BANCORP \DE\ Added +784,085+784.1k
Calamos Wealth Management LLC Added +766,401+766.4k
World Investment Advisors Added +373,255+373.3k
OSAIC HOLDINGS, INC. Added +329,657+329.7k
PINKERTON WEALTH, LLC New +320,288+320.3k
JONES FINANCIAL COMPANIES LLLP Added +319,755+319.8k
STIFEL FINANCIAL CORP Added +314,252+314.3k

Biggest sellers

JPMORGAN CHASE & CO Reduced -6,005,495-6.0m
Choate Investment Advisors Reduced -3,050,685-3.1m
FIFTH THIRD BANCORP Reduced -1,126,988-1.1m
Atlas Private Wealth Management, LLC Reduced -1,069,314-1.1m
Composition Wealth, LLC Reduced -604,414-604.4k
WELLS FARGO & COMPANY/MN Reduced -412,999-413.0k
MORGAN STANLEY Reduced -402,628-402.6k
BlackRock Inc. Reduced -351,619-351.6k
Soltis Investment Advisors LLC Reduced -218,837-218.8k
M&T Bank Corp Reduced -180,607-180.6k

Biggest calls

JANE STREET GROUP, LLC Added $47.5m574.0k shares
JPMORGAN CHASE & CO Reduced $29.2m343.9k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $8.1m127.5k shares
IMC-Chicago, LLC Added $5.2m61.2k shares
CITADEL ADVISORS LLC Reduced $3.2m49.4k shares
GARDA CAPITAL PARTNERS LP Unchanged $1.3m15.0k shares
Maven Securities LTD Reduced $779.5k12.2k shares
Belvedere Trading LLC New $434.5k6.8k shares
BANK OF NOVA SCOTIA New $337.0k5.3k shares
Cutler Group LLC / CA Added $66.0k37.1k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $492.0k7.7k shares
CITADEL ADVISORS LLC Reduced $153.3k2.4k shares
Cutler Group LLC / CA New $3.0k4.9k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.39% of their portfolio NEW YORK, NY 46,636,50146.6m $3.0bn $3.0bn 0.39% Reduced -6.0m -6,005,495
2 MORGAN STANLEY 0.19% of their portfolio NEW YORK, NY 27,621,37227.6m $1.8bn $1.8bn 0.19% Reduced -402.6k -402,628
3 JONES FINANCIAL COMPANIES LLLP 1.86% of their portfolio DES PERES, MO 17,687,96017.7m $1.1bn $1.1bn 1.86% Added +319.8k +319,755
4 BANK OF AMERICA CORP /DE/ 0.12% of their portfolio CHARLOTTE, NC 16,401,56316.4m $1.0bn $1.0bn 0.12% Reduced -33.8k -33,825
5 WELLS FARGO & COMPANY/MN 0.31% of their portfolio SAN FRANCISCO, CA 15,835,09015.8m $1.0bn $1.0bn 0.31% Reduced -413.0k -412,999
6 ENVESTNET ASSET MANAGEMENT INC 0.41% of their portfolio Berwyn, PA 13,363,57913.4m $853.8m $853.8m 0.41% Added +1.2m +1,242,211
7 UBS Group AG 0.27% of their portfolio ZURICH, V8 8,989,7609.0m $574.4m $574.4m 0.27% Reduced -678 -678
8 AMERIPRISE FINANCIAL INC 0.17% of their portfolio MINNEAPOLIS, MN 8,082,5928.1m $516.5m $516.5m 0.17% Added +108.1k +108,079
9 STIFEL FINANCIAL CORP 0.67% of their portfolio ST. LOUIS, MO 7,268,6817.3m $464.4m $464.4m 0.67% Added +314.3k +314,252
10 GOLDMAN SACHS GROUP INC 0.11% of their portfolio NEW YORK, NY 6,525,7806.5m $416.9m $416.9m 0.11% Reduced -84.0k -83,964
11 M&T Bank Corp 1.41% of their portfolio BUFFALO, NY 5,696,6665.7m $364.0m $364.0m 1.41% Reduced -180.6k -180,607
12 PNC Financial Services Group, Inc. 0.28% of their portfolio Pittsburgh, PA 5,066,1275.1m $323.7m $323.7m 0.28% Reduced -131.6k -131,634
13 LPL Financial LLC 0.25% of their portfolio FORT MILL, SC 4,924,6424.9m $314.6m $314.6m 0.25% Added +34.9k +34,941
14 FMR LLC 0.01% of their portfolio BOSTON, MA 4,472,1324.5m $285.7m $285.7m 0.01% Added +2.2m +2,202,262
15 Mariner, LLC 0.73% of their portfolio Overland Park, KS 3,932,0373.9m $251.2m $251.2m 0.73% Reduced -19.0k -19,021
16 J.P. Morgan Private Wealth Advisors LLC 0.48% of their portfolio SAN FRANCISCO, CA 3,562,8823.6m $227.6m $227.6m 0.48% Added +19.1k +19,144
17 OSAIC HOLDINGS, INC. 0.41% of their portfolio SCOTTSDALE, AZ 3,383,0393.4m $216.2m $216.2m 0.41% Added +329.7k +329,657
18 US BANCORP \DE\ 0.34% of their portfolio MINNEAPOLIS, MN 3,144,1163.1m $200.9m $200.9m 0.34% Added +784.1k +784,085
19 REGIONS FINANCIAL CORP 1.77% of their portfolio BIRMINGHAM, AL 3,081,4823.1m $196.9m $196.9m 1.77% Added +58.1k +58,144
20 COMMONWEALTH EQUITY SERVICES, LLC 0.39% of their portfolio WALTHAM, MA 2,898,4162.9m $185.2m $185.2m 0.39% Reduced -106.1k -106,139
21 BlackRock Inc. 0.01% of their portfolio New York, NY 2,838,6832.8m $181.4m $181.4m 0.01% Reduced -351.6k -351,619
22 ROYAL BANK OF CANADA 0.05% of their portfolio TORONTO, A6 2,734,9552.7m $174.7m $174.7m 0.05% Reduced -15.8k -15,779
23 HB Wealth Management, LLC 3.00% of their portfolio Atlanta, GA 2,710,8962.7m $173.2m $173.2m 3.00% Reduced -10.2k -10,212
24 Raymond James Financial Services Advisors, Inc. 0.32% of their portfolio ST. PETERSBURG, FL 2,603,9792.6m $166.4m $166.4m 0.32% Added +56.2k +56,211
25 HUNTINGTON NATIONAL BANK 1.52% of their portfolio COLUMBUS, OH 2,400,5022.4m $153.4m $153.4m 1.52% Added +150.0k +149,955
26 RAYMOND JAMES & ASSOCIATES 0.11% of their portfolio ST PETERSBURG, FL 1,979,3542.0m $126.5m $126.5m 0.11% Reduced -28.8k -28,764
27 HighTower Advisors, LLC 0.26% of their portfolio CHICAGO, IL 1,830,6191.8m $117.0m $117.0m 0.26% Added +42.4k +42,393
28 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.15% of their portfolio MILWAUKEE, WI 1,679,4541.7m $107.3m $107.3m 0.15% Reduced -67.4k -67,378
29 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 2.87% of their portfolio MINNEAPOLIS, MN 1,521,7591.5m $97.2m $97.2m 2.87% Added +79.0k +79,014
30 Lido Advisors, LLC 1.28% of their portfolio Los Angeles, CA 1,432,6411.4m $91.5m $91.5m 1.28% Added +71.4k +71,407
31 FIFTH THIRD BANCORP 0.40% of their portfolio CINCINNATI, OH 1,360,1821.4m $86.9m $86.9m 0.40% Reduced -1.1m -1,126,988
32 CWM, LLC 0.55% of their portfolio OMAHA, NE 1,278,7981.3m $81.7m $81.7m 0.55% Reduced -23.6k -23,611
33 Salomon & Ludwin, LLC 9.07% of their portfolio RICHMOND, VA 1,190,7971.2m $76.1m $76.1m 9.07% Added +3.1k +3,143
34 COURIER CAPITAL LLC 7.65% of their portfolio BUFFALO, NY 1,084,0641.1m $69.3m $69.3m 7.65% Added +6.0k +6,006
35 MERCER GLOBAL ADVISORS INC /ADV 0.30% of their portfolio DENVER, CO 1,045,1141.0m $66.7m $66.7m 0.30% Reduced -52.3k -52,302
36 TRUIST FINANCIAL CORP 0.11% of their portfolio CHARLOTTE, NC 1,033,4191.0m $66.0m $66.0m 0.11% Reduced -75.7k -75,745
37 Allworth Financial LP 0.60% of their portfolio FOLSOM, CA 939,011939.0k $60.0m $60.0m 0.60% Reduced -88.3k -88,270
38 Valmark Advisers, Inc. 1.25% of their portfolio AKRON, OH 911,058911.1k $58.2m $58.2m 1.25% Reduced -1.2k -1,238
39 Baird Financial Group, Inc. 0.14% of their portfolio MILWAUKEE, WI 893,107893.1k $57.1m $57.1m 0.14% Added +54.9k +54,905
40 Barber Financial Group, Inc. 9.92% of their portfolio LENEXA, KS 881,122881.1k $56.3m $56.3m 9.92% New
41 Cambridge Investment Research Advisors, Inc. 0.27% of their portfolio FAIRFIELD, IA 863,449863.4k $55.2m $55.2m 0.27% Added +121.3k +121,307
42 Equitable Holdings, Inc. 0.87% of their portfolio NEW YORK, NY 855,930855.9k $54.7m $54.7m 0.87% Reduced -526 -526
43 Composition Wealth, LLC 1.77% of their portfolio LOS ANGELES, CA 854,647854.6k $54.6m $54.6m 1.77% Reduced -604.4k -604,414
44 KEYBANK NATIONAL ASSOCIATION/OH 0.25% of their portfolio BROOKLYN, OH 835,925835.9k $53.4m $53.4m 0.25% Reduced -42.8k -42,845
45 Calamos Wealth Management LLC 4.15% of their portfolio NAPERVILLE, IL 828,457828.5k $52.9m $52.9m 4.15% Added +766.4k +766,401
46 LVZ, Inc. 7.56% of their portfolio Holland, MI 812,105812.1k $51.9m $51.9m 7.56% Reduced -34.8k -34,792
47 Rehmann Capital Advisory Group 4.88% of their portfolio LANSING, MI 811,796811.8k $51.9m $51.9m 4.88% Added +91.0k +91,013
48 MAI Capital Management 0.81% of their portfolio INDEPENDENCE, OH 800,627800.6k $51.2m $51.2m 0.81% Reduced -7.6k -7,575
49 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 0.50% of their portfolio OMAHA, NE 762,010762.0k $48.7m $48.7m 0.50% Reduced -36.6k -36,553
50 Thrivent Financial for Lutherans 0.11% of their portfolio Minneapolis, MN 739,960740.0k $47.1m $47.1m 0.11% Reduced -172.1k -172,124
51 Stegner Investment Associates Inc. 40.81% of their portfolio LOUISVILLE, KY 723,960724.0k $46.5m $46.5m 40.81% Reduced -7.3k -7,299
52 ARVEST TRUST CO N A 2.79% of their portfolio ROGERS, AR 700,068700.1k $44.7m $44.7m 2.79% Reduced -39.7k -39,691
53 Smith Anglin Financial, LLC 6.61% of their portfolio DALLAS, TX 694,608694.6k $44.4m $44.4m 6.61% Added +59.7k +59,735
54 BANK OF MONTREAL /CAN/ 0.02% of their portfolio TORONTO, A6 688,537688.5k $44.0m $44.0m 0.02% Reduced -5.8k -5,780
55 FIRST HAWAIIAN BANK 1.43% of their portfolio HONOLULU, HI 658,685658.7k $42.1m $42.1m 1.43% Reduced -2.2k -2,212
56 MONETA GROUP INVESTMENT ADVISORS LLC 0.98% of their portfolio ST LOUIS, MO 641,211641.2k $41.0m $41.0m 0.98% Added +161.9k +161,871
57 SCS Capital Management LLC 1.20% of their portfolio BOSTON, MA 637,346637.3k $40.7m $40.7m 1.20% Reduced -61.3k -61,252
58 Praetorian Wealth Management, Inc. 12.58% of their portfolio CARMEL, CA 605,723605.7k $38.7m $38.7m 12.58% Added +30.9k +30,901
59 CAPTRUST FINANCIAL ADVISORS 0.16% of their portfolio RALEIGH, NC 576,393576.4k $36.8m $36.8m 0.16% Added +24.8k +24,780
60 1834 INVESTMENT ADVISORS CO 4.31% of their portfolio Milwaukee, WI 563,525563.5k $36.0m $36.0m 4.31% Reduced -5.0k -4,997
61 TRIAD FINANCIAL ADVISORS, INC. 15.30% of their portfolio GREENSBORO, NC 550,219550.2k $35.2m $35.2m 15.30% Added +27.5k +27,452
62 Cetera Advisors LLC 0.57% of their portfolio DENVER, CO 536,716536.7k $34.3m $34.3m 0.57% Added +786 +786
63 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.19% of their portfolio IRVING, TX 533,303533.3k $34.1m $34.1m 0.19% Reduced -38.1k -38,087
64 Cetera Investment Advisers 0.30% of their portfolio SCHAUMBURG, IL 532,905532.9k $34.0m $34.0m 0.30% Reduced -118.8k -118,807
65 Ameritas Investment Partners, Inc. 1.32% of their portfolio LINCOLN, NE 522,287522.3k $33.4m $33.4m 1.32% Reduced -10.1k -10,061
66 North Star Investment Management Corp. 2.67% of their portfolio CHICAGO, IL 506,235506.2k $32.3m $32.3m 2.67% Added +8.0k +8,049
67 BOK Financial Private Wealth, Inc. 2.58% of their portfolio DENVER, CO 501,931501.9k $32.1m $32.1m 2.58% Reduced -54.0k -53,996
68 Financial Engines Advisors L.L.C. 0.08% of their portfolio SANTA CLARA, CA 495,551495.6k $31.7m $31.7m 0.08% Reduced -107.3k -107,278
69 Creative Planning 0.05% of their portfolio OVERLAND PARK, KS 491,459491.5k $31.4m $31.4m 0.05% Reduced -13.1k -13,133
70 Connecticut Wealth Management, LLC 2.36% of their portfolio FARMINGTON, CT 488,792488.8k $31.2m $31.2m 2.36% Added +66 +66
71 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 486,813486.8k $31.1m $31.1m 0.01% Added +1.1k +1,070
72 GREENLEAF TRUST 0.34% of their portfolio KALAMAZOO, MI 477,200477.2k $30.5m $30.5m 0.34% Reduced -7.9k -7,867
73 Parsec Financial Management, Inc. 1.25% of their portfolio ASHEVILLE, NC 465,413465.4k $29.7m $29.7m 1.25% Added +26.0k +26,026
74 Sigma Planning Corp 0.92% of their portfolio ANN ARBOR, MI 433,650433.6k $27.7m $27.7m 0.92% Added +101.3k +101,280
75 AMARILLO NATIONAL BANK 5.39% of their portfolio AMARILLO, TX 419,349419.3k $26.8m $26.8m 5.39% Added +5.9k +5,899
76 TD PRIVATE CLIENT WEALTH LLC 1.19% of their portfolio NEW YORK, NY 414,547414.5k $26.5m $26.5m 1.19% Added +20.3k +20,279
77 WADE G W & INC 1.00% of their portfolio Wellesley, MA 406,886406.9k $26.0m $26.0m 1.00% Added +9.5k +9,485
78 World Investment Advisors 5.41% of their portfolio LINCROFT, NJ 406,402406.4k $26.0m $26.0m 5.41% Added +373.3k +373,255
79 Busey Bank 1.07% of their portfolio URBANA, IL 395,442395.4k $25.3m $25.3m 1.07% Reduced -7.6k -7,601
80 EisnerAmper Wealth Management Corporate Benefits, LLC 11.94% of their portfolio ISELIN, NJ 386,444386.4k $24.7m $24.7m 11.94% Reduced -3.6k -3,632
81 Strategic Wealth Partners Group, LLC 4.02% of their portfolio DEERFIELD, IL 385,597385.6k $24.6m $24.6m 4.02% Added +41.9k +41,893
82 FINANCIAL LIFE ADVISORS 10.49% of their portfolio SAN ANTONIO, TX 381,879381.9k $24.4m $24.4m 10.49% Added +13.2k +13,232
83 Private Advisor Group, LLC 0.23% of their portfolio MORRISTOWN, NJ 381,756381.8k $24.4m $24.4m 0.23% Added +34.0k +34,023
84 CITIGROUP INC 0.03% of their portfolio NEW YORK, NY 376,014376.0k $24.0m $24.0m 0.03% Reduced -3.9k -3,859
85 ENCOMPASS WEALTH ADVISORS, LLC 7.87% of their portfolio PORTLAND, OR 362,104362.1k $23.1m $23.1m 7.87% Added +81 +81
86 Forvis Mazars Wealth Advisors, LLC 0.76% of their portfolio Springfield, MO 362,092362.1k $23.1m $23.1m 0.76% Reduced -1.3k -1,280
87 LMG Wealth Partners, LLC 7.40% of their portfolio SHREVEPORT, LA 358,649358.6k $22.9m $22.9m 7.40% Added +7.5k +7,518
88 Foundation Wealth Management, LLC 23.51% of their portfolio Clayton, MO 357,421357.4k $22.8m $22.8m 23.51% Reduced -68 -68
89 MV CAPITAL MANAGEMENT, INC. 3.19% of their portfolio BETHESDA, MD 355,535355.5k $22.7m $22.7m 3.19% Added +13.7k +13,740
90 MML INVESTORS SERVICES, LLC 0.16% of their portfolio SPRINGFIELD, MA 355,325355.3k $22.7m $22.7m 0.16% Reduced -25.8k -25,775
91 Kestra Advisory Services, LLC 0.24% of their portfolio AUSTIN, TX 353,258353.3k $22.6m $22.6m 0.24% Reduced -96.7k -96,704
92 Platte River Wealth Advisors, LLC 8.41% of their portfolio LOUISVILLE, CO 343,220343.2k $21.9m $21.9m 8.41% Reduced -1.0k -1,037
93 AVANTAX ADVISORY SERVICES, INC. 0.27% of their portfolio DALLAS, TX 340,759340.8k $21.8m $21.8m 0.27% Added +3.6k +3,627
94 BOKF, NA 0.46% of their portfolio TULSA, OK 340,613340.6k $21.8m $21.8m 0.46% Reduced -110.6k -110,596
95 Modera Wealth Management, LLC 0.82% of their portfolio WESTWOOD, NJ 332,495332.5k $21.2m $21.2m 0.82% Reduced -150.7k -150,712
96 COLONY GROUP LLC 0.31% of their portfolio Boston, MA 331,612331.6k $21.2m $21.2m 0.31% Reduced -10.3k -10,277
97 Sterling Investment Counsel, LLC 12.48% of their portfolio Buffalo, NY 328,753328.8k $21.0m $21.0m 12.48% Reduced -9.5k -9,453
98 Janney Montgomery Scott LLC 0.09% of their portfolio PHILADELPHIA, PA 328,048328.0k $21.0m $21.0m 0.09% Reduced -18.2k -18,194
99 FIRST MERCHANTS CORP 1.86% of their portfolio Muncie, IN 326,474326.5k $20.9m $20.9m 1.86% Added +5.3k +5,251
100 Per Stirling Capital Management, LLC. 4.43% of their portfolio AUSTIN, TX 321,423321.4k $20.5m $20.5m 4.43% Added +33.4k +33,431