Vault-13

INVESCO EXCH TRADED FD TR II PGX

PFD ETF · ETP · CUSIP 46138E511

473 institutional holders -25 vs Q4 2022
170,649,847170.6m shares reported held*
$2.0bnreported value*
41 new 149 added 192 reduced 66 sold out net sold ≈ $590.2k (-6.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($13.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $11.72. Options: 2 managers hold calls ($834.6k notional), 2 hold puts ($822.0k).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 478Q4 22: 498Q1 23: 473473Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022478
Q4 2022498
Q1 2023473

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 189 bought or addedQ4 22: 260 cut or sold outQ4 22Q1 23: 190 bought or addedQ1 23: 258 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022189260
Q1 2023190258

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250k$500k$750k$1mQ3 22 calls: $397.0kQ3 22 puts: $265.0kQ3 22P/C 0.67Q4 22 calls: $277.3kQ4 22 puts: $116.3kQ4 22P/C 0.42Q1 23 calls: $834.6kQ1 23 puts: $822.0kQ1 23P/C 0.98
Numbers
QuarterCallsPutsP/C
Q3 2022$397.0k$265.0k0.67
Q4 2022$277.3k$116.3k0.42
Q1 2023$834.6k$822.0k0.98

Biggest buyers

LPL Financial LLC Added +3,218,377+3.2m
FIRST TRUST ADVISORS LP Added +2,939,371+2.9m
AMERIPRISE FINANCIAL INC Added +2,069,259+2.1m
ACT Advisors, LLC. New +1,271,028+1.3m
STONEBRIDGE ADVISORS LLC New +1,106,784+1.1m
ADVISORS MANAGEMENT GROUP INC /ADV New +1,093,645+1.1m
JPMORGAN CHASE & CO Added +338,235+338.2k
Spectrum Asset Management, Inc. Added +305,511+305.5k
Orion Porfolio Solutions, LLC New +293,865+293.9k
Allworth Financial LP Added +264,488+264.5k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -4,971,472-5.0m
COHEN & STEERS, INC. Reduced -1,737,645-1.7m
PRINCIPAL FINANCIAL GROUP INC Reduced -910,279-910.3k
Parkside Advisors LLC Sold out -875,628-875.6k
Cerity Partners LLC Reduced -676,218-676.2k
Crewe Advisors LLC Reduced -592,180-592.2k
WELLS FARGO & COMPANY/MN Reduced -529,615-529.6k
Baird Financial Group, Inc. Reduced -463,629-463.6k
Joule Financial, LLC Reduced -380,218-380.2k
PRUDENTIAL FINANCIAL INC Reduced -332,491-332.5k

Biggest calls

CITADEL ADVISORS LLC New $711.8k62.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $122.8k10.7k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $560.2k48.8k shares
CITADEL ADVISORS LLC New $261.7k22.8k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.07% of their portfolio CHARLOTTE, NC 52,318,25252.3m $600.6m $600.6m 0.07% Reduced -5.0m -4,971,472
2 WELLS FARGO & COMPANY/MN 0.04% of their portfolio SAN FRANCISCO, CA 12,707,66312.7m $145.9m $145.9m 0.04% Reduced -529.6k -529,615
3 AMERIPRISE FINANCIAL INC 0.05% of their portfolio MINNEAPOLIS, MN 12,055,61912.1m $138.6m $138.6m 0.05% Added +2.1m +2,069,259
4 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 11,553,40311.6m $132.6m $132.6m 0.01% Added +141.4k +141,371
5 LPL Financial LLC 0.08% of their portfolio FORT MILL, SC 9,179,7659.2m $105.4m $105.4m 0.08% Added +3.2m +3,218,377
6 UBS Group AG 0.03% of their portfolio ZURICH, V8 5,124,0135.1m $58.8m $58.8m 0.03% Reduced -154.4k -154,406
7 Allworth Financial LP 0.51% of their portfolio FOLSOM, CA 4,458,2364.5m $51.2m $51.2m 0.51% Added +264.5k +264,488
8 FIRST TRUST ADVISORS LP 0.06% of their portfolio Wheaton, IL 4,211,9494.2m $48.4m $48.4m 0.06% Added +2.9m +2,939,371
9 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 3,448,8793.4m $39.6m $39.6m 0.01% Added +2.2k +2,209
10 Spectrum Asset Management, Inc. 23.12% of their portfolio STAMFORD, CT 2,600,9642.6m $29.9m $29.9m 23.12% Added +305.5k +305,511
11 HUNTINGTON NATIONAL BANK 0.29% of their portfolio COLUMBUS, OH 2,531,6322.5m $29.1m $29.1m 0.29% Reduced -144.1k -144,116
12 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 2,220,4662.2m $27.1m $27.1m 0.01% Reduced -234.1k -234,131
13 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 2,052,2092.1m $23.6m $23.6m 0.04% Reduced -51.8k -51,790
14 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,678,7401.7m $19.3m $19.3m 0.00% Added +338.2k +338,235
15 Janney Montgomery Scott LLC 0.07% of their portfolio PHILADELPHIA, PA 1,460,9271.5m $16.8m $16.8m 0.07% Added +221.8k +221,763
16 Iowa State Bank 4.01% of their portfolio URBANDALE, IA 1,392,2481.4m $16.0m $16.0m 4.01% Added +50.9k +50,888
17 Intrepid Financial Planning Group LLC 7.90% of their portfolio CARMEL, IN 1,363,7331.4m $15.7m $15.7m 7.90% Added +39 +39
18 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 1,350,7621.4m $15.5m $15.5m 0.03% Added +24.2k +24,239
19 MML INVESTORS SERVICES, LLC 0.10% of their portfolio SPRINGFIELD, MA 1,284,5561.3m $14.7m $14.7m 0.10% Added +79.4k +79,429
20 ACT Advisors, LLC. 9.41% of their portfolio ASHEVILLE, NC 1,271,0281.3m $14.6m $14.6m 9.41% New
21 STONEBRIDGE ADVISORS LLC 9.19% of their portfolio WILTON, CT 1,106,7841.1m $12.7m $12.7m 9.19% New
22 ADVISORS MANAGEMENT GROUP INC /ADV 4.00% of their portfolio LA CROSSE, WI 1,093,6451.1m $12.6m $12.6m 4.00% New
23 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 1,005,6711.0m $11.5m $11.5m 0.02% Added +36.1k +36,081
24 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 993,697993.7k $11.4m $11.4m 0.01% Added +4.4k +4,371
25 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 975,963976.0k $11.2m $11.2m 0.05% Reduced -167.6k -167,567
26 Creative Planning 0.02% of their portfolio OVERLAND PARK, KS 914,588914.6k $10.5m $10.5m 0.02% Reduced -9.7k -9,701
27 Avantax Planning Partners, Inc. 0.42% of their portfolio DUBUQUE, IA 906,883906.9k $10.4m $10.4m 0.42% Added +188.5k +188,515
28 PRUDENTIAL FINANCIAL INC 0.02% of their portfolio NEWARK, NJ 837,099837.1k $9.6m $9.6m 0.02% Reduced -332.5k -332,491
29 Checchi Capital Advisers, LLC 0.81% of their portfolio BEVERLY HILLS, CA 731,668731.7k $8.4m $8.4m 0.81% Reduced -35.4k -35,357
30 KCM INVESTMENT ADVISORS LLC 0.34% of their portfolio GREENBRAE, CA 731,577731.6k $8.4m $8.4m 0.34% Reduced -139.4k -139,423
31 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 723,509723.5k $8.3m $8.3m 0.01% Reduced -223.7k -223,655
32 FIRST NATIONAL BANK & TRUST CO OF NEWTOWN 1.77% of their portfolio NEWTOWN, PA 697,995698.0k $8.0m $8.0m 1.77% Reduced -15.7k -15,740
33 PLIMOTH TRUST CO LLC 2.18% of their portfolio SWANSEA, MA 613,013613.0k $7.0m $7.0m 2.18% Reduced -56.8k -56,769
34 Integrated Wealth Concepts LLC 0.14% of their portfolio WALTHAM, MA 590,982591.0k $6.8m $6.8m 0.14% Added +232.5k +232,466
35 Lido Advisors, LLC 0.09% of their portfolio Los Angeles, CA 550,334550.3k $6.3m $6.3m 0.09% Added +16.0k +16,032
36 McAdam, LLC 0.54% of their portfolio Philadelphia, PA 525,901525.9k $6.0m $6.0m 0.54% Reduced -69.7k -69,683
37 Arkos Global Advisors 1.15% of their portfolio HOUSTON, TX 495,707495.7k $5.7m $5.7m 1.15% Added +156.4k +156,447
38 Private Advisor Group, LLC 0.05% of their portfolio MORRISTOWN, NJ 466,870466.9k $5.4m $5.4m 0.05% Added +144.5k +144,497
39 Reitz Capital Advisors LLC 4.85% of their portfolio FREELAND, MI 457,881457.9k $5.3m $5.3m 4.85% Reduced -3.4k -3,405
40 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 412,346412.3k $4.7m $4.7m 0.01% Added +80.2k +80,206
41 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 404,746404.7k $4.6m $4.6m 0.01% Added +5.8k +5,761
42 CIBC Private Wealth Group LLC 0.01% of their portfolio ATLANTA, GA 399,878399.9k $4.9m $4.9m 0.01% Added +191.8k +191,758
43 TOMPKINS FINANCIAL CORP 0.75% of their portfolio ITHACA, NY 399,401399.4k $4.6m $4.6m 0.75% Added +7.7k +7,675
44 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 395,631395.6k $4.5m $4.5m 0.03% Added +168.0k +168,026
45 Kestra Advisory Services, LLC 0.05% of their portfolio AUSTIN, TX 394,298394.3k $4.5m $4.5m 0.05% Reduced -18.8k -18,828
46 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 371,336371.3k $4.4m $4.4m 0.01% Reduced -676.2k -676,218
47 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 362,500362.5k $4.2m $4.2m 0.04% Reduced -263.4k -263,357
48 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 360,822360.8k $4.1m $4.1m 0.00% Reduced -6.2k -6,207
49 RFG Advisory, LLC 0.20% of their portfolio BIRMINGHAM, AL 350,946350.9k $4.0m $4.0m 0.20% Added +30.2k +30,169
50 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 331,302331.3k $3.8m $3.8m 0.01% Added +144.6k +144,610
51 First PREMIER Bank 1.07% of their portfolio SIOUX FALLS, SD 320,235320.2k $3.7m $3.7m 1.07% Added +2.3k +2,345
52 Live Oak Investment Partners 3.05% of their portfolio AUSTIN, TX 302,144302.1k $3.5m $3.5m 3.05% Added +137.3k +137,253
53 Golden Green, Inc. 4.05% of their portfolio Seneca, SC 300,920300.9k $3.5m $3.5m 4.05% Added +45.6k +45,558
54 Sound Income Strategies, LLC 0.37% of their portfolio FT LAUDERDALE, FL 298,812298.8k $3.4m $3.4m 0.37% Added +15.2k +15,185
55 Orion Porfolio Solutions, LLC 0.04% of their portfolio OMAHA, NE 293,865293.9k $3.4m $3.4m 0.04% New
56 Orion Portfolio Solutions, LLC 0.04% of their portfolio Omaha, NE 293,865293.9k $3.4m $3.4m 0.04% Reduced -31.4k -31,445
57 Charles Schwab Trust Co 0.39% of their portfolio HENDERSON, NV 284,123284.1k $3.3m $3.3m 0.39% Reduced -53.4k -53,430
58 FIRST HAWAIIAN BANK 0.11% of their portfolio HONOLULU, HI 283,926283.9k $3.3m $3.3m 0.11% Reduced -20.9k -20,910
59 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 280,639280.6k $3.2m $3.2m 0.01% Reduced -10.2k -10,171
60 GYL Financial Synergies, LLC 0.38% of their portfolio West Hartford, CT 279,869279.9k $3.2m $3.2m 0.38% Reduced -291.7k -291,661
61 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 276,396276.4k $3.2m $3.2m 0.02% Added +217.4k +217,426
62 Investors Research Corp 0.82% of their portfolio ATLANTA, GA 273,384273.4k $3.1m $3.1m 0.82% Added +15.2k +15,231
63 Meeder Advisory Services, Inc. 0.36% of their portfolio DUBLIN, OH 272,695272.7k $3.1m $3.1m 0.36% Added +22.1k +22,113
64 STEPHENS INC /AR/ 0.06% of their portfolio LITTLE ROCK, AR 267,862267.9k $3.1m $3.1m 0.06% Reduced -11.7k -11,663
65 DAYMARK WEALTH PARTNERS, LLC 0.40% of their portfolio CINCINNATI, OH 262,653262.7k $3.0m $3.0m 0.40% Reduced -504 -504
66 OLD NATIONAL BANCORP /IN/ 0.08% of their portfolio EVANSVILLE, IN 236,795236.8k $2.7m $2.7m 0.08% Reduced -17.0k -16,993
67 BLAIR WILLIAM & CO/IL 0.01% of their portfolio CHICAGO, IL 233,017233.0k $2.7m $2.7m 0.01% Reduced -31.6k -31,578
68 HOWARD WEALTH MANAGEMENT, LLC 2.19% of their portfolio Madison, CT 229,264229.3k $2.6m $2.6m 2.19% Reduced -14.4k -14,368
69 HBK Sorce Advisory LLC 0.12% of their portfolio ERIE, PA 223,311223.3k $2.6m $2.6m 0.12% Reduced -258.7k -258,749
70 Elequin Capital, LP 1.79% of their portfolio NEW YORK, NY 221,525221.5k $2.5m $2.5m 1.79% New
71 Prairiewood Capital, LLC 1.68% of their portfolio FARGO, ND 215,722215.7k $2.5m $2.5m 1.68% Added +36.7k +36,711
72 SWS Partners 0.87% of their portfolio COLUMBUS, OH 204,632204.6k $2.3m $2.3m 0.87% Reduced -7.1k -7,140
73 Steward Partners Investment Advisory, LLC 0.04% of their portfolio STAMFORD, CT 204,179204.2k $2.3m $2.3m 0.04% Added +5.8k +5,794
74 Advisors Preferred, LLC 0.80% of their portfolio ROCKVILLE, MD 203,160203.2k $2.3m $2.3m 0.80% New
75 ALBION FINANCIAL GROUP /UT 0.21% of their portfolio SALT LAKE CITY, UT 199,860199.9k $2.3m $2.3m 0.21% Added +10.0k +9,990
76 HERON FINANCIAL GROUP, LLC 1.24% of their portfolio NEW YORK, NY 196,437196.4k $2.3m $2.3m 1.24% Added +5.2k +5,211
77 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 193,385193.4k $2.2m $2.2m 0.01% Reduced -463.6k -463,629
78 Geneos Wealth Management Inc. 0.13% of their portfolio ENGLEWOOD, CO 193,027193.0k $2.2m $2.2m 0.13% Added +615 +615
79 IFP Advisors, Inc 0.12% of their portfolio TAMPA, FL 192,195192.2k $2.8m $2.8m 0.12% Reduced -32.8k -32,794
80 O'ROURKE & COMPANY, Inc 1.67% of their portfolio BOSTON, MA 190,824190.8k $2.2m $2.2m 1.67% Reduced -4.6k -4,648
81 Advisory Alpha, LLC 0.13% of their portfolio HOLLAND, MI 180,044180.0k $2.1m $2.1m 0.13% Reduced -2.2k -2,172
82 Etesian Wealth Advisors, Inc. 1.37% of their portfolio West Linn, OR 179,798179.8k $2.1m $2.1m 1.37% Reduced -12.7k -12,726
83 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 175,854175.9k $2.0m $2.0m 0.00% Reduced -10.2k -10,155
84 PRINCIPAL FINANCIAL GROUP INC 0.00% of their portfolio DES MOINES, IA 173,590173.6k $2.0m $2.0m 0.00% Reduced -910.3k -910,279
85 Bard Financial Services, Inc. 0.15% of their portfolio BRANFORD, CT 168,625168.6k $1.9m $1.9m 0.15% Reduced -50.2k -50,250
86 HRT FINANCIAL LP 0.02% of their portfolio NEW YORK, NY 164,114164.1k $1.9m $1.9m 0.02% New
87 Pacific Capital Wealth Advisors, Inc. 0.46% of their portfolio CORONA, CA 157,127157.1k $1.8m $1.8m 0.46% Reduced -13.7k -13,658
88 SHEPHERD KAPLAN KROCHUK, LLC 1.54% of their portfolio Boston, MA 152,171152.2k $1.7m $1.7m 1.54% Reduced -1.6k -1,597
89 Asset Management One Co., Ltd. 0.01% of their portfolio TOKYO, M0 143,441143.4k $1.6m $1.6m 0.01% Added +3.1k +3,149
90 OPPENHEIMER & CO INC 0.03% of their portfolio NEW YORK, NY 142,675142.7k $1.6m $1.6m 0.03% Added +26.0k +26,021
91 Jackson, Grant Investment Advisers, Inc. 0.77% of their portfolio STAMFORD, CT 142,078142.1k $1.6m $1.6m 0.77% Reduced -5.7k -5,732
92 COMPTON CAPITAL MANAGEMENT INC /RI 3.47% of their portfolio PROVIDENCE, RI 140,428140.4k $1.6m $1.6m 3.47% Reduced -108.2k -108,150
93 MONECO ADVISORS, LLC 0.47% of their portfolio FAIRFIELD, CT 140,185140.2k $1.6m $1.6m 0.47% Added +7.4k +7,429
94 Piscataqua Savings Bank 1.35% of their portfolio PORTSMOUTH, NH 138,169138.2k $1.6m $1.6m 1.35% Added +1.6k +1,604
95 Retireful, LLC 0.50% of their portfolio HASLETT, MI 135,668135.7k $1.6m $1.6m 0.50% New
96 SAX WEALTH ADVISORS, LLC 0.34% of their portfolio PARSIPPANY, NJ 135,654135.7k $1.6m $1.6m 0.34% Reduced -5.5k -5,540
97 Atria Investments, Inc 0.03% of their portfolio Charlotte, NC 133,508133.5k $1.5m $1.5m 0.03% Added +14.7k +14,671
98 INDEPENDENT FINANCIAL GROUP, LLC 0.12% of their portfolio SAN DIEGO, CA 131,777131.8k $1.5m $1.5m 0.12% Added +16.4k +16,420
99 Beacon Pointe Advisors, LLC 0.03% of their portfolio NEWPORT BEACH, CA 131,411131.4k $1.5m $1.5m 0.03% New
100 KG Capital Management 0.76% of their portfolio ST. FRANCISVILLE, LA 126,872126.9k $1.5m $1.5m 0.76% Reduced -213 -213