Vault-13

SCHWAB STRATEGIC TR SCHF

INTL EQTY ETF · ETP · CUSIP 808524805

999 institutional holders +13 vs Q4 2022
706,843,650706.8m shares reported held*
$24.6bnreported value*
69 new 375 added 396 reduced 49 sold out net sold ≈ $190.9m (-3.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($19.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $34.76. Options: 3 managers hold calls ($1.2m notional), 0 hold puts (—).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 909Q4 22: 986Q1 23: 999999Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022909
Q4 2022986
Q1 2023999

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 500 bought or addedQ4 22: 412 cut or sold outQ4 22Q1 23: 444 bought or addedQ1 23: 445 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022500412
Q1 2023444445

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ3 22 calls: $3.1mQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $4.1mQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $1.2mQ1 23 puts: $0Q1 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$3.1m$00.00
Q4 2022$4.1m$00.00
Q1 2023$1.2m$00.00

Biggest buyers

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +5,109,246+5.1m
FMR LLC Added +2,636,313+2.6m
Fund Evaluation Group, LLC New +1,727,545+1.7m
Avantax Planning Partners, Inc. Added +1,273,674+1.3m
Corient Private Wealth LP Added +710,457+710.5k
SageView Advisory Group, LLC Added +626,630+626.6k
HighTower Advisors, LLC Added +597,291+597.3k
Lido Advisors, LLC Added +579,436+579.4k
BANK OF MONTREAL /CAN/ Added +551,992+552.0k
McAdam, LLC Added +457,166+457.2k

Biggest sellers

Global Strategic Investment Solutions, LLC Reduced -10,371,108-10.4m
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Reduced -2,481,068-2.5m
Bank of New York Mellon Corp Reduced -1,331,300-1.3m
Financial Engines Advisors L.L.C. Reduced -1,074,295-1.1m
FLOW TRADERS U.S. LLC Reduced -967,893-967.9k
Charles Schwab Investment Advisory, Inc. Reduced -944,550-944.5k
Betterment LLC Reduced -727,092-727.1k
AMERIPRISE FINANCIAL INC Reduced -704,005-704.0k
Creative Planning Reduced -666,990-667.0k
MERCER GLOBAL ADVISORS INC /ADV Reduced -647,440-647.4k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.2m33.9k shares
Cutler Group LLC / CA Added $2.0k600 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 5.73% of their portfolio MILWAUKEE, WI 117,994,111118.0m $4.1bn $4.1bn 5.73% Added +5.1m +5,109,246
2 Financial Engines Advisors L.L.C. 7.11% of their portfolio SANTA CLARA, CA 76,983,33177.0m $2.7bn $2.7bn 7.11% Reduced -1.1m -1,074,295
3 Empower Advisory Group, LLC 11.82% of their portfolio Greenwood Village, CO 74,971,30175.0m $2.6bn $2.6bn 11.82% First filing
4 Charles Schwab Investment Advisory, Inc. 3.99% of their portfolio SAN FRANCISCO, CA 71,972,05972.0m $2.5bn $2.5bn 3.99% Reduced -944.5k -944,550
5 Wealthfront Advisers LLC 6.81% of their portfolio Palo Alto, CA 43,092,16543.1m $1.5bn $1.5bn 6.81% Added +367.0k +366,975
6 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.34% of their portfolio SAN FRANCISCO, CA 31,905,71131.9m $1.1bn $1.1bn 0.34% Reduced -2.5m -2,481,068
7 Creative Planning 0.98% of their portfolio OVERLAND PARK, KS 19,574,65719.6m $681.2m $681.2m 0.98% Reduced -667.0k -666,990
8 Betterment LLC 1.76% of their portfolio NEW YORK, NY 15,661,79715.7m $545.0m $545.0m 1.76% Reduced -727.1k -727,092
9 ENVESTNET ASSET MANAGEMENT INC 0.24% of their portfolio Berwyn, PA 14,535,73614.5m $505.8m $505.8m 0.24% Reduced -642.8k -642,792
10 MERCER GLOBAL ADVISORS INC /ADV 2.12% of their portfolio DENVER, CO 13,444,25413.4m $467.9m $467.9m 2.12% Reduced -647.4k -647,440
11 Corient Private Wealth LP 1.22% of their portfolio MIAMI, FL 13,087,64413.1m $455.4m $455.4m 1.22% Added +710.5k +710,457
12 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 3.80% of their portfolio PLYMOUTH, MN 9,378,3159.4m $326.4m $326.4m 3.80% Reduced -374.2k -374,203
13 SCS Capital Management LLC 6.55% of their portfolio BOSTON, MA 6,394,5496.4m $222.5m $222.5m 6.55% Reduced -245.1k -245,103
14 FMR LLC 0.01% of their portfolio BOSTON, MA 5,341,1125.3m $185.9m $185.9m 0.01% Added +2.6m +2,636,313
15 HighTower Advisors, LLC 0.40% of their portfolio CHICAGO, IL 5,289,6835.3m $184.1m $184.1m 0.40% Added +597.3k +597,291
16 JANE STREET GROUP, LLC 0.31% of their portfolio NEW YORK, NY 5,156,2495.2m $179.4m $179.4m 0.31% Added +253.3k +253,281
17 Wealthspire Advisors, LLC 3.01% of their portfolio NEW YORK, NY 5,036,6545.0m $175.3m $175.3m 3.01% Reduced -4.1k -4,056
18 Mariner, LLC 0.50% of their portfolio Overland Park, KS 4,972,2995.0m $173.0m $173.0m 0.50% Added +328.4k +328,386
19 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 4,157,1324.2m $144.7m $144.7m 0.02% Reduced -82.3k -82,275
20 BESSEMER GROUP INC 0.27% of their portfolio WOODBRIDGE, NJ 3,309,3513.3m $115.2m $115.2m 0.27% Added +205.2k +205,209
21 BRANDYWINE OAK PRIVATE WEALTH LLC 10.95% of their portfolio Kennett Square, PA 2,691,5092.7m $93.7m $93.7m 10.95% Added +92.3k +92,252
22 REBALANCE, LLC 8.98% of their portfolio PALO ALTO, CA 2,608,8802.6m $90.8m $90.8m 8.98% Reduced -26.1k -26,097
23 OneDigital Investment Advisors LLC 2.12% of their portfolio OVERLAND PARK, KS 2,599,2022.6m $90.5m $90.5m 2.12% Added +7.5k +7,486
24 TimeScale Financial, Inc. 19.87% of their portfolio DANVERS, MA 2,520,2142.5m $87.7m $87.7m 19.87% Reduced -242.3k -242,285
25 Prime Capital Investment Advisors, LLC 3.58% of their portfolio OVERLAND PARK, KS 2,502,9252.5m $87.1m $87.1m 3.58% Reduced -159.4k -159,374
26 Avantax Planning Partners, Inc. 3.52% of their portfolio DUBUQUE, IA 2,492,1032.5m $86.7m $86.7m 3.52% Added +1.3m +1,273,674
27 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.47% of their portfolio IRVING, TX 2,430,2772.4m $84.6m $84.6m 0.47% Reduced -25.7k -25,712
28 AJ WEALTH STRATEGIES, LLC 4.28% of their portfolio NEW YORK, NY 2,361,7872.4m $82.2m $82.2m 4.28% Added +144.2k +144,247
29 Truepoint, Inc. 2.80% of their portfolio CINCINNATI, OH 2,335,9232.3m $81.3m $81.3m 2.80% Reduced -35.8k -35,780
30 McAdam, LLC 7.18% of their portfolio Philadelphia, PA 2,291,8612.3m $79.8m $79.8m 7.18% Added +457.2k +457,166
31 Cresset Asset Management, LLC 1.51% of their portfolio Chicago, IL 2,166,1492.2m $75.4m $75.4m 1.51% Added +8.7k +8,673
32 Orgel Wealth Management, LLC 2.62% of their portfolio ALTOONA, WI 2,109,1762.1m $73.4m $73.4m 2.62% Added +39.5k +39,522
33 Composition Wealth, LLC 2.32% of their portfolio LOS ANGELES, CA 2,059,7332.1m $71.7m $71.7m 2.32% Added +339.6k +339,594
34 Gemmer Asset Management LLC 10.17% of their portfolio WALNUT CREEK, CA 1,999,4292.0m $69.6m $69.6m 10.17% Added +85.9k +85,903
35 SageView Advisory Group, LLC 4.40% of their portfolio Newport Beach, CA 1,983,5842.0m $69.0m $69.0m 4.40% Added +626.6k +626,630
36 Matrix Trust Co 17.75% of their portfolio DENVER, CO 1,893,5571.9m $65.9m $65.9m 17.75% Added +27.2k +27,202
37 JMG Financial Group, Ltd. 3.33% of their portfolio DOWNERS GROVE, IL 1,887,0931.9m $65.7m $65.7m 3.33% Added +21.2k +21,182
38 Callan Capital, LLC 7.38% of their portfolio LA JOLLA, CA 1,832,9161.8m $63.8m $63.8m 7.38% Added +85.4k +85,423
39 CHOREO, LLC 2.20% of their portfolio ROCKFORD, IL 1,788,8441.8m $62.3m $62.3m 2.20% Added +40.5k +40,469
40 Fund Evaluation Group, LLC 0.65% of their portfolio CINCINNATI, OH 1,727,5451.7m $6.0m $6.0m 0.65% New
41 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 1,695,8501.7m $59.0m $59.0m 0.05% Added +68.5k +68,483
42 BENJAMIN F. EDWARDS & COMPANY, INC. 2.43% of their portfolio ST. LOUIS, MO 1,665,6851.7m $58.0m $58.0m 2.43% Added +283.1k +283,146
43 BerganKDV Wealth Management, LLC 5.72% of their portfolio BLOOMINGTON, MN 1,595,6121.6m $55.5m $55.5m 5.72% Reduced -61.7k -61,723
44 LAKE STREET ADVISORS GROUP, LLC 3.32% of their portfolio PORTSMOUTH, NH 1,543,9081.5m $53.7m $53.7m 3.32% Reduced -2.3k -2,310
45 Bluespring Wealth Management, LLC 6.99% of their portfolio AUSTIN, TX 1,529,2801.5m $53.2m $53.2m 6.99% Added +44.6k +44,622
46 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,456,7351.5m $50.7m $50.7m 0.02% Added +58.7k +58,669
47 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,400,9851.4m $48.8m $48.8m 0.02% Added +138.8k +138,777
48 FOSTER & MOTLEY INC 3.97% of their portfolio CINCINNATI, OH 1,400,1321.4m $48.7m $48.7m 3.97% Reduced -29.0k -28,987
49 FINANCIAL CONSULATE, INC 15.48% of their portfolio HUNT VALLEY, MD 1,275,0561.3m $44.4m $44.4m 15.48% Added +29.5k +29,461
50 Goelzer Investment Management, Inc. 3.86% of their portfolio CARMEL, IN 1,274,8331.3m $44.4m $44.4m 3.86% Reduced -41.1k -41,133
51 Krilogy Financial LLC 3.56% of their portfolio ST. LOUIS, MO 1,216,4391.2m $42.3m $42.3m 3.56% Reduced -250.4k -250,430
52 MONETA GROUP INVESTMENT ADVISORS LLC 1.01% of their portfolio ST LOUIS, MO 1,209,8571.2m $42.1m $42.1m 1.01% Added +209.0k +208,955
53 Visionary Wealth Advisors 3.48% of their portfolio O'FALLON, IL 1,179,4441.2m $41.0m $41.0m 3.48% Added +62.4k +62,428
54 AE Wealth Management LLC 0.24% of their portfolio TOPEKA, KS 1,092,5971.1m $38.0m $38.0m 0.24% Reduced -116.7k -116,740
55 Opus Capital Group, LLC 6.88% of their portfolio CINCINNATI, OH 1,078,6661.1m $37.5m $37.5m 6.88% Added +5.7k +5,670
56 Evergreen Advisors, LLC 13.89% of their portfolio CHATTANOOGA, TN 1,075,4931.1m $37.4m $37.4m 13.89% Added +26.1k +26,106
57 Forvis Mazars Wealth Advisors, LLC 1.20% of their portfolio Springfield, MO 1,048,9101.0m $36.5m $36.5m 1.20% Added +113.8k +113,816
58 Riverpoint Wealth Management Holdings, LLC 12.59% of their portfolio CHICAGO, IL 1,047,6931.0m $36.5m $36.5m 12.59% Added +35.1k +35,072
59 PINKERTON WEALTH, LLC 6.68% of their portfolio COEUR D ALENE, ID 1,026,4301.0m $35.7m $35.7m 6.68% Added +23.1k +23,055
60 OSAIC HOLDINGS, INC. 0.07% of their portfolio SCOTTSDALE, AZ 1,006,0851.0m $35.1m $35.1m 0.07% Added +126.0k +125,976
61 Charles Schwab Trust Co 4.14% of their portfolio HENDERSON, NV 985,883985.9k $34.3m $34.3m 4.14% Added +55.2k +55,154
62 Apriem Advisors 5.48% of their portfolio IRVINE, CA 984,027984.0k $34.2m $34.2m 5.48% Reduced -12.3k -12,265
63 J.P. Morgan Private Wealth Advisors LLC 0.07% of their portfolio SAN FRANCISCO, CA 983,316983.3k $34.2m $34.2m 0.07% Added +44.0k +43,979
64 WOOSTER CORTHELL WEALTH MANAGEMENT, INC. 9.13% of their portfolio GLASTONBURY, CT 981,572981.6k $34.2m $34.2m 9.13% Reduced -13.3k -13,288
65 JONES FINANCIAL COMPANIES LLLP 0.05% of their portfolio DES PERES, MO 926,290926.3k $32.2m $32.2m 0.05% Reduced -18.2k -18,226
66 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 903,635903.6k $31.4m $31.4m 0.01% Added +110.6k +110,649
67 VALLEY NATIONAL ADVISERS INC 5.39% of their portfolio BETHLEHEM, PA 853,583853.6k $30.6m $30.6m 5.39% Added +93.3k +93,261
68 KLINGENSTEIN FIELDS & CO LP 1.46% of their portfolio NEW YORK, NY 840,385840.4k $29.2m $29.2m 1.46% Reduced -22.2k -22,180
69 American Trust 2.08% of their portfolio LEXINGTON, KY 837,730837.7k $30.0m $30.0m 2.08% Reduced -121.3k -121,310
70 HB Wealth Management, LLC 0.50% of their portfolio Atlanta, GA 829,378829.4k $28.9m $28.9m 0.50% Reduced -175.2k -175,181
71 Cetera Investment Advisers 0.25% of their portfolio SCHAUMBURG, IL 817,052817.1k $28.4m $28.4m 0.25% Reduced -229.2k -229,192
72 Pacific Sage Partners, LLC 9.04% of their portfolio EDMONDS, WA 807,904807.9k $28.1m $28.1m 9.04% Added +19.2k +19,199
73 ACT WEALTH MANAGEMENT, LLC 15.30% of their portfolio PLANO, TX 739,174739.2k $25.7m $25.7m 15.30% Reduced -40.2k -40,225
74 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 732,686732.7k $25.5m $25.5m 0.00% Added +61.2k +61,192
75 Leverty Financial Group, LLC 19.64% of their portfolio HUDSON, WI 719,134719.1k $25.0m $25.0m 19.64% Added +15.7k +15,661
76 Beacon Pointe Advisors, LLC 0.42% of their portfolio NEWPORT BEACH, CA 703,703703.7k $24.5m $24.5m 0.42% Added +49.6k +49,619
77 CAPITAL ADVISORS INC/OK 0.64% of their portfolio TULSA, OK 684,889684.9k $23.8m $23.8m 0.64% Added +361.0k +361,007
78 Lido Advisors, LLC 0.32% of their portfolio Los Angeles, CA 668,065668.1k $23.2m $23.2m 0.32% Added +579.4k +579,436
79 PITTENGER & ANDERSON INC 1.17% of their portfolio LINCOLN, NE 651,809651.8k $22.7m $22.7m 1.17% Added +11.8k +11,831
80 NORTHWEST INVESTMENT COUNSELORS, LLC 6.20% of their portfolio Lake Oswego, OR 639,202639.2k $22.2m $22.2m 6.20% Reduced -7.3k -7,306
81 Summit Asset Management, LLC 6.11% of their portfolio MEMPHIS, TN 638,387638.4k $22.2m $22.2m 6.11% Added +11.1k +11,059
82 COMMONWEALTH EQUITY SERVICES, LLC 0.05% of their portfolio WALTHAM, MA 623,352623.4k $21.7m $21.7m 0.05% Added +242.7k +242,654
83 Benchmark Financial Wealth Advisors, LLC 11.06% of their portfolio BOCA RATON, FL 618,697618.7k $21.5m $21.5m 11.06% Added +177.3k +177,265
84 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 613,714613.7k $21.4m $21.4m 0.01% Added +552.0k +551,992
85 BALLAST ADVISORS LLC 8.40% of their portfolio WOODBURY, MN 605,377605.4k $21.1m $21.1m 8.40% Added +6.4k +6,403
86 KAVAR CAPITAL PARTNERS GROUP, LLC 4.54% of their portfolio LEAWOOD, KS 603,857603.9k $21.0m $21.0m 4.54% Reduced -17.0k -17,011
87 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.03% of their portfolio BALA CYNWYD, PA 589,783589.8k $20.5m $20.5m 0.03% Reduced -129.0k -129,041
88 Courage Miller Partners, LLC 8.68% of their portfolio NORFOLK, VA 589,297589.3k $20.5m $20.5m 8.68% Reduced -5.0k -4,984
89 RIVERSEDGE ADVISORS, LLC 5.90% of their portfolio Wilmington, DE 582,266582.3k $20.3m $20.3m 5.90% Reduced -3.6k -3,557
90 MorganRosel Wealth Management, LLC 8.61% of their portfolio HIGHLANDS RANCH, CO 579,742579.7k $20.2m $20.2m 8.61% Reduced -37.5k -37,532
91 Paradigm, Strategies in Wealth Management, LLC 15.41% of their portfolio Maple Grove, MN 562,687562.7k $19.6m $19.6m 15.41% Reduced -3.2k -3,223
92 Boltwood Capital Management 7.24% of their portfolio WALNUT CREEK, CA 556,214556.2k $19.4m $19.4m 7.24% Reduced -6.1k -6,133
93 Curi Wealth Management, LLC 2.75% of their portfolio Raleigh, NC 547,808547.8k $19.1m $19.1m 2.75% Reduced -8.4k -8,386
94 WealthShield Partners, LLC 3.07% of their portfolio CARY, NC 547,735547.7k $19.1m $19.1m 3.07% Added +1.9k +1,871
95 BlueSky Wealth Advisors, LLC 3.90% of their portfolio New Bern, NC 541,708541.7k $18.9m $18.9m 3.90% Added +7.5k +7,542
96 GHP Investment Advisors, Inc. 1.19% of their portfolio Denver, CO 540,259540.3k $18.8m $18.8m 1.19% Added +10.6k +10,568
97 Revolve Wealth Partners, LLC 4.72% of their portfolio Hackensack, NJ 532,690532.7k $18.5m $18.5m 4.72% Added +24.6k +24,627
98 LEAVELL INVESTMENT MANAGEMENT, INC. 1.31% of their portfolio MOBILE, AL 527,412527.4k $18.4m $18.4m 1.31% Added +26.2k +26,224
99 HHM Wealth Advisors, LLC 3.72% of their portfolio CHATTANOOGA, TN 524,014524.0k $18.2m $18.2m 3.72% Added +81.4k +81,370
100 Bangor Savings Bank 2.15% of their portfolio BANGOR, ME 523,600523.6k $18.2m $18.2m 2.15% Reduced -17.3k -17,298