Vault-13

NUSHARES ETF TR NULV

NUVEEN ESG LRGVL · ETP · CUSIP 67092P300

198 institutional holders +5 vs Q4 2022
38,075,97838.1m shares reported held*
$1.3bnreported value*
18 new 95 added 56 reduced 10 sold out net bought ≈ $64.2m (+1.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $34.07.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 182Q4 22: 193Q1 23: 198198Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022182
Q4 2022193
Q1 2023198

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 114 bought or addedQ4 22: 75 cut or sold outQ4 22Q1 23: 113 bought or addedQ1 23: 66 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 202211475
Q1 202311366

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +1,102,206+1.1m
JPMORGAN CHASE & CO Added +827,324+827.3k
O'Brien Wealth Partners LLC New +179,039+179.0k
Thrivent Financial for Lutherans Added +136,891+136.9k
TIAA, FSB Added +100,589+100.6k
LPL Financial LLC Added +97,947+97.9k
Perella Weinberg Partners Capital Management LP Added +75,787+75.8k
EASTERN BANK Added +63,738+63.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +59,904+59.9k
ENVESTNET ASSET MANAGEMENT INC Added +59,553+59.6k

Biggest sellers

Forefront Analytics, LLC Reduced -464,983-465.0k
IFP Advisors, Inc Sold out -184,562-184.6k
UBS Group AG Reduced -177,676-177.7k
DeDora Capital, Inc. Reduced -151,238-151.2k
Money Design Co.,Ltd. Reduced -142,796-142.8k
Laurel Wealth Planning LLC Reduced -97,366-97.4k
MORGAN STANLEY Reduced -83,375-83.4k
HSBC HOLDINGS PLC Reduced -67,557-67.6k
Per Stirling Capital Management, LLC. Reduced -66,041-66.0k
One Capital Management, LLC Reduced -56,386-56.4k

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.05% of their portfolio CHARLOTTE, NC 13,481,69913.5m $459.3m $459.3m 0.05% Added +1.1m +1,102,206
2 TIAA, FSB 0.61% of their portfolio ST. LOUIS, MO 4,796,7954.8m $163.4m $163.4m 0.61% Added +100.6k +100,589
3 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 2,637,9822.6m $89.9m $89.9m 0.01% Added +827.3k +827,324
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,097,4571.1m $37.4m $37.4m 0.00% Reduced -83.4k -83,375
5 Thrivent Financial for Lutherans 0.09% of their portfolio Minneapolis, MN 1,069,2581.1m $36.1m $36.1m 0.09% Added +136.9k +136,891
6 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 1,034,0691.0m $35.2m $35.2m 0.03% Added +97.9k +97,947
7 UBS Group AG 0.01% of their portfolio ZURICH, V8 937,348937.3k $31.9m $31.9m 0.01% Reduced -177.7k -177,676
8 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 926,927926.9k $31.6m $31.6m 0.02% Added +59.6k +59,553
9 COMMONWEALTH EQUITY SERVICES, LLC 0.05% of their portfolio WALTHAM, MA 713,521713.5k $24.3m $24.3m 0.05% Added +22.2k +22,240
10 Cambridge Investment Research Advisors, Inc. 0.11% of their portfolio FAIRFIELD, IA 651,549651.5k $22.2m $22.2m 0.11% Reduced -25.2k -25,184
11 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 524,419524.4k $17.9m $17.9m 0.03% Added +30.8k +30,775
12 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 509,997510.0k $17.4m $17.4m 0.01% Added +41.9k +41,885
13 Money Design Co.,Ltd. 0.96% of their portfolio TOKYO, M0 479,398479.4k $16.3m $16.3m 0.96% Reduced -142.8k -142,796
14 Perella Weinberg Partners Capital Management LP 2.00% of their portfolio NEW YORK, NY 478,475478.5k $16.3m $16.3m 2.00% Added +75.8k +75,787
15 Fund Evaluation Group, LLC 1.70% of their portfolio CINCINNATI, OH 461,167461.2k $15.7m $15.7m 1.70% Added +29.3k +29,326
16 Laurel Wealth Planning LLC 8.54% of their portfolio EDINA, MN 378,537378.5k $12.9m $12.9m 8.54% Reduced -97.4k -97,366
17 Lido Advisors, LLC 0.15% of their portfolio Los Angeles, CA 313,625313.6k $10.7m $10.7m 0.15% Added +55.7k +55,658
18 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.43% of their portfolio Seattle, WA 289,860289.9k $9.9m $9.9m 0.43% Added +11.5k +11,515
19 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 252,245252.2k $8.6m $8.6m 0.00% Reduced -1.1k -1,065
20 Ameritas Advisory Services, LLC 0.40% of their portfolio Lincoln, NE 233,206233.2k $8.0m $8.0m 0.40% Added +14.8k +14,823
21 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 193,696193.7k $6.6m $6.6m 0.01% Reduced -5.0k -5,011
22 Stewardship Advisors, LLC 2.51% of their portfolio MOUNT JOY, PA 191,692191.7k $6.5m $6.5m 2.51% Reduced -39.9k -39,905
23 Sand Hill Global Advisors, LLC 0.35% of their portfolio Palo Alto, CA 191,655191.7k $6.5m $6.5m 0.35% Added +5.0k +4,954
24 Forefront Analytics, LLC 3.29% of their portfolio WEST CONSHOHOCKEN, PA 187,045187.0k $6.4m $6.4m 3.29% Reduced -465.0k -464,983
25 O'Brien Wealth Partners LLC 1.92% of their portfolio Waltham, MA 179,039179.0k $6.1m $6.1m 1.92% New
26 Corient Private Wealth LP 0.02% of their portfolio MIAMI, FL 175,510175.5k $6.0m $6.0m 0.02% Added +19.7k +19,658
27 ROPES WEALTH ADVISORS LLC 1.07% of their portfolio BOSTON, MA 173,670173.7k $5.9m $5.9m 1.07% Added +2.5k +2,479
28 MISSION WEALTH MANAGEMENT, LP 0.25% of their portfolio Santa Barbara, CA 173,505173.5k $5.9m $5.9m 0.25% Added +43.0k +43,019
29 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 172,059172.1k $5.9m $5.9m 0.05% Added +24.8k +24,769
30 BSW Wealth Partners 1.17% of their portfolio BOULDER, CO 167,905167.9k $5.7m $5.7m 1.17% Reduced -962 -962
31 Advisory Services Network, LLC 0.15% of their portfolio ATLANTA, GA 162,196162.2k $5.5m $5.5m 0.15% Added +14.0k +14,042
32 REGATTA CAPITAL GROUP, LLC 1.95% of their portfolio EL SEGUNDO, CA 160,252160.3k $5.5m $5.5m 1.95% Unchanged
33 NewEdge Advisors, LLC 0.07% of their portfolio NEW ORLEANS, LA 154,855154.9k $5.3m $5.3m 0.07% Reduced -9.5k -9,541
34 Beacon Pointe Advisors, LLC 0.08% of their portfolio NEWPORT BEACH, CA 145,420145.4k $5.0m $5.0m 0.08% Reduced -11.3k -11,262
35 Concord Wealth Partners 1.26% of their portfolio ABINGDON, VA 130,082130.1k $4.4m $4.4m 1.26% Reduced -2.3k -2,318
36 EASTERN BANK 0.22% of their portfolio BOSTON, MA 127,803127.8k $4.4m $4.4m 0.22% Added +63.7k +63,738
37 Vestmark Advisory Solutions, Inc. 0.18% of their portfolio Wakefield, MA 124,237124.2k $4.2m $4.2m 0.18% Added +4.8k +4,764
38 Avantax Planning Partners, Inc. 0.15% of their portfolio DUBUQUE, IA 110,206110.2k $3.8m $3.8m 0.15% Reduced -4.7k -4,693
39 Strategic Point Investment Advisors, LLC 0.78% of their portfolio PROVIDENCE, RI 103,102103.1k $3.5m $3.5m 0.78% Added +2.1k +2,060
40 Wilmington Savings Fund Society, FSB 0.15% of their portfolio WILMINGTON, DE 102,702102.7k $3.5m $3.5m 0.15% Added +645 +645
41 Concord Asset Management, LLC/VA 1.42% of their portfolio ABINGDON, VA 102,107102.1k $3.5m $3.5m 1.42% Added +12.2k +12,200
42 VICUS CAPITAL 0.37% of their portfolio STATE COLLEGE, PA 100,944100.9k $3.4m $3.4m 0.37% Added +10.1k +10,138
43 STALEY CAPITAL ADVISERS INC 0.19% of their portfolio PITTSBURGH, PA 100,000100.0k $3.4m $3.4m 0.19% Unchanged
44 J.P. Morgan Private Wealth Advisors LLC 0.01% of their portfolio SAN FRANCISCO, CA 99,66399.7k $3.4m $3.4m 0.01% Added +30.3k +30,324
45 Allworth Financial LP 0.03% of their portfolio FOLSOM, CA 95,12695.1k $3.2m $3.2m 0.03% Added +17.2k +17,180
46 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 90,78190.8k $3.1m $3.1m 0.01% Added +51.2k +51,228
47 Mariner Managed Account Solutions, LLC 0.26% of their portfolio Boston, MA 88,03688.0k $3.0m $3.0m 0.26% Added +69 +69
48 PARK AVENUE SECURITIES LLC 0.05% of their portfolio NEW YORK, NY 87,99988.0k $3.0m $3.0m 0.05% Added +793 +793
49 MARINO, STRAM & ASSOCIATES LLC 0.87% of their portfolio BRAINTREE, MA 84,35284.4k $2.9m $2.9m 0.87% Added +6.2k +6,215
50 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 73,06673.1k $2.5m $2.5m 0.00% Added +2.0k +1,992
51 Federation des caisses Desjardins du Quebec 0.03% of their portfolio LEVIS, A8 71,05671.1k $2.4m $2.4m 0.03% Reduced -1.2k -1,194
52 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 69,76469.8k $2.4m $2.4m 0.00% Added +59.9k +59,904
53 FLPUTNAM INVESTMENT MANAGEMENT CO 0.08% of their portfolio PORTLAND, ME 68,71068.7k $2.3m $2.3m 0.08% Added +5.8k +5,773
54 One Day In July LLC 0.45% of their portfolio BURLINGTON, VT 68,24668.2k $2.3m $2.3m 0.45% Added +1.2k +1,218
55 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 65,80565.8k $2.2m $2.2m 0.00% Reduced -67.6k -67,557
56 UMB Bank, n.a. 0.04% of their portfolio Kansas City, MO 64,79664.8k $2.2m $2.2m 0.04% Reduced -711 -711
57 Orion Porfolio Solutions, LLC 0.03% of their portfolio OMAHA, NE 60,43260.4k $2.1m $2.1m 0.03% Added +22.3k +22,307
58 Orion Portfolio Solutions, LLC 0.03% of their portfolio Omaha, NE 60,43260.4k $2.1m $2.1m 0.03% Added +37.5k +37,510
59 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 60,22960.2k $2.1m $2.1m 0.00% Added +21.5k +21,525
60 BOKF, NA 0.04% of their portfolio TULSA, OK 58,19858.2k $2.0m $2.0m 0.04% Added +3.3k +3,296
61 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 58,17358.2k $2.0m $2.0m 0.02% Reduced -5.1k -5,054
62 Mascoma Wealth Management LLC 0.55% of their portfolio HANOVER, NH 54,97255.0k $1.9m $1.9m 0.55% Added +4.6k +4,639
63 PFS INVESTMENTS INC. 0.03% of their portfolio DULUTH, GA 52,67852.7k $1.8m $1.8m 0.03% New
64 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 51,76351.8k $1.8m $1.8m 0.00% Reduced -11.3k -11,338
65 Opes Wealth Management LLC 0.55% of their portfolio MENLO PARK, CA 50,22050.2k $1.7m $1.7m 0.55% Added +9.1k +9,080
66 Savant Capital, LLC 0.03% of their portfolio ROCKFORD, IL 49,83149.8k $1.7m $1.7m 0.03% Added +12.4k +12,366
67 Merit Financial Group, LLC 0.06% of their portfolio ALPHARETTA, GA 49,19549.2k $1.7m $1.7m 0.06% Added +3.9k +3,886
68 Evolution Advisers, Inc. 1.20% of their portfolio RICHMOND, VA 48,81248.8k $1.7m $1.7m 1.20% Added +446 +446
69 BAILARD, INC. 0.06% of their portfolio Foster City, CA 46,72446.7k $1.6m $1.6m 0.06% Added +644 +644
70 Financial Connections Group, Inc. 1.13% of their portfolio CORTE MADERA, CA 46,51646.5k $1.6m $1.6m 1.13% Reduced -927 -927
71 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 44,96445.0k $1.5m $1.5m 0.00% Added +818 +818
72 One Capital Management, LLC 0.07% of their portfolio WESTLAKE VILLAGE, CA 42,82842.8k $1.5m $1.5m 0.07% Reduced -56.4k -56,386
73 WealthShield Partners, LLC 0.23% of their portfolio CARY, NC 41,50941.5k $1.4m $1.4m 0.23% Reduced -22 -22
74 Richard Bernstein Advisors LLC 0.03% of their portfolio NEW YORK, NY 41,20741.2k $1.4m $1.4m 0.03% Reduced -1.1k -1,100
75 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 40,06640.1k $1.4m $1.4m 0.01% Added +7.6k +7,624
76 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 39,53039.5k $1.3m $1.3m 0.00% Added +6.0k +5,950
77 WCG Wealth Advisors LLC 0.17% of their portfolio LAS VEGAS, NV 38,55738.6k $1.3m $1.3m 0.17% Reduced -18 -18
78 CX Institutional 0.06% of their portfolio AUBURN, IN 35,66935.7k $1.2m $1.2m 0.06% Added +1.1k +1,057
79 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 35,41935.4k $1.2m $1.2m 0.01% Added +427 +427
80 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 34,36934.4k $1.2m $1.2m 0.00% Added +411 +411
81 Johnson Bixby & Associates, LLC 0.25% of their portfolio VANCOUVER, WA 33,28433.3k $1.1m $1.1m 0.25% Added +1.5k +1,521
82 LOCKERMAN FINANCIAL GROUP, INC. 3.01% of their portfolio NEWPORT BEACH, CA 32,10532.1k $1.1m $1.1m 3.01% Added +798 +798
83 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 31,71531.7k $1.1m $1.1m 0.02% Added +4.1k +4,102
84 Mariner, LLC 0.00% of their portfolio Overland Park, KS 31,69431.7k $1.1m $1.1m 0.00% Added +9.2k +9,212
85 Tower Research Capital LLC (TRC) 0.03% of their portfolio NEW YORK, NY 31,00031.0k $1.1m $1.1m 0.03% Added +23.6k +23,649
86 Sandbox Financial Partners, LLC 0.62% of their portfolio BETHESDA, MD 30,32230.3k $1.0m $1.0m 0.62% Added +9.1k +9,082
87 HARVEST GROUP WEALTH MANAGEMENT, LLC 0.64% of their portfolio WALTHAM, MA 30,19930.2k $1.0m $1.0m 0.64% Reduced -2.6k -2,562
88 PrairieView Partners, LLC 0.14% of their portfolio ST. PAUL, MN 29,00229.0k $988.0k $988.0k 0.14% Added +2.9k +2,898
89 Kingsview Wealth Management, LLC 0.04% of their portfolio GRANTS PASS, OR 28,71828.7k $978.4k $978.4k 0.04% New
90 Opal Wealth Advisors, LLC 0.54% of their portfolio JERICHO, NY 27,04127.0k $921.3k $921.3k 0.54% Added +161 +161
91 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 27,03527.0k $921.1k $921.1k 0.01% Added +3.2k +3,193
92 Financial Architects, Inc 0.15% of their portfolio MARLTON, NJ 26,93926.9k $917.8k $917.8k 0.15% Reduced -951 -951
93 CHOREO, LLC 0.03% of their portfolio ROCKFORD, IL 25,66925.7k $874.5k $874.5k 0.03% New
94 Focus Financial Network, Inc. 0.05% of their portfolio MINNEAPOLIS, MN 25,10025.1k $855.2k $855.2k 0.05% Reduced -4.1k -4,113
95 Bond & Devick Financial Network, Inc. 0.54% of their portfolio ST. LOUIS PARK, MN 24,72724.7k $842.4k $842.4k 0.54% Reduced -1.5k -1,494
96 RFG Advisory, LLC 0.04% of their portfolio BIRMINGHAM, AL 24,43624.4k $832.5k $832.5k 0.04% Added +319 +319
97 Walkner Condon Financial Advisors LLC 0.23% of their portfolio MADISON, WI 23,74123.7k $808.9k $808.9k 0.23% Reduced -121 -121
98 Onyx Bridge Wealth Group LLC 0.32% of their portfolio TARRYTOWN, NY 23,34223.3k $795.3k $795.3k 0.32% Reduced -2.3k -2,342
99 3EDGE Asset Management, LP 0.06% of their portfolio Naples, FL 21,95722.0k $748.1k $748.1k 0.06% Added +7.1k +7,059
100 AdvisorNet Financial, Inc 0.07% of their portfolio MINNETONKA, MN 21,49821.5k $732.4k $732.4k 0.07% Reduced -646 -646