Vault-13

SCHWAB STRATEGIC TR SCHV

US LCAP VA ETF · ETP · CUSIP 808524409

694 institutional holders -3 vs Q4 2022
102,077,258102.1m shares reported held*
$6.7bnreported value*
47 new 213 added 293 reduced 41 sold out net sold ≈ $147.0m (-2.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $65.56. Options: 2 managers hold calls ($878.8k notional), 0 hold puts (—).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 641Q4 22: 697Q1 23: 694694Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022641
Q4 2022697
Q1 2023694

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 301 bought or addedQ4 22: 283 cut or sold outQ4 22Q1 23: 260 bought or addedQ1 23: 334 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022301283
Q1 2023260334

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250k$500k$750k$1mQ3 22 calls: $673.0kQ3 22 puts: $240.0kQ3 22P/C 0.36Q4 22 calls: $983.7kQ4 22 puts: $257.5kQ4 22P/C 0.26Q1 23 calls: $878.8kQ1 23 puts: $0Q1 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$673.0k$240.0k0.36
Q4 2022$983.7k$257.5k0.26
Q1 2023$878.8k$00.00

Biggest buyers

MATHER GROUP, LLC. Added +633,441+633.4k
Lido Advisors, LLC Added +345,218+345.2k
SEI INVESTMENTS CO Added +320,209+320.2k
ENVESTNET ASSET MANAGEMENT INC Added +211,876+211.9k
HighTower Advisors, LLC Added +140,902+140.9k
OSAIC HOLDINGS, INC. Added +114,819+114.8k
EWG Elevate Inc. Added +102,158+102.2k
CITADEL ADVISORS LLC New +90,778+90.8k
CX Institutional Added +83,758+83.8k
STABLEFORD CAPITAL II LLC New +68,873+68.9k

Biggest sellers

Avantax Planning Partners, Inc. Reduced -1,063,958-1.1m
LPL Financial LLC Reduced -396,995-397.0k
Financial Engines Advisors L.L.C. Reduced -272,669-272.7k
FAS Wealth Partners, Inc. Reduced -260,810-260.8k
World Investment Advisors Reduced -175,515-175.5k
Nadler Financial Group, Inc. Reduced -159,264-159.3k
Thrivent Financial for Lutherans Reduced -157,692-157.7k
SPINNAKER TRUST Sold out -148,604-148.6k
IFP Advisors, Inc Reduced -130,964-131.0k
Creative Planning Reduced -123,681-123.7k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $878.8k13.4k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Financial Engines Advisors L.L.C. 3.47% of their portfolio SANTA CLARA, CA 19,938,47119.9m $1.3bn $1.3bn 3.47% Reduced -272.7k -272,669
2 MATHER GROUP, LLC. 10.01% of their portfolio CHICAGO, IL 8,592,5338.6m $563.5m $563.5m 10.01% Added +633.4k +633,441
3 SEI INVESTMENTS CO 0.97% of their portfolio OAKS, PA 7,954,4148.0m $521.7m $521.7m 0.97% Added +320.2k +320,209
4 OSAIC HOLDINGS, INC. 0.73% of their portfolio SCOTTSDALE, AZ 5,880,0025.9m $386.5m $386.5m 0.73% Added +114.8k +114,819
5 Avantax Planning Partners, Inc. 11.41% of their portfolio DUBUQUE, IA 4,285,3414.3m $281.0m $281.0m 11.41% Reduced -1.1m -1,063,958
6 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 2.94% of their portfolio PLYMOUTH, MN 3,843,7843.8m $252.1m $252.1m 2.94% Reduced -122.7k -122,663
7 ENVESTNET ASSET MANAGEMENT INC 0.10% of their portfolio Berwyn, PA 3,108,4253.1m $203.9m $203.9m 0.10% Added +211.9k +211,876
8 Mariner, LLC 0.45% of their portfolio Overland Park, KS 2,352,5392.4m $154.3m $154.3m 0.45% Reduced -72.8k -72,822
9 Betterment LLC 0.42% of their portfolio NEW YORK, NY 1,967,6362.0m $129.0m $129.0m 0.42% Reduced -42.9k -42,940
10 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.14% of their portfolio MILWAUKEE, WI 1,507,3681.5m $98.9m $98.9m 0.14% Reduced -13.2k -13,190
11 Savant Capital, LLC 1.82% of their portfolio ROCKFORD, IL 1,486,5121.5m $97.5m $97.5m 1.82% Reduced -50.2k -50,174
12 Gemmer Asset Management LLC 11.31% of their portfolio WALNUT CREEK, CA 1,178,9871.2m $77.3m $77.3m 11.31% Added +44.2k +44,200
13 Krilogy Financial LLC 6.20% of their portfolio ST. LOUIS, MO 1,124,4951.1m $73.7m $73.7m 6.20% Added +51.2k +51,243
14 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 1,076,9661.1m $70.6m $70.6m 0.06% Reduced -397.0k -396,995
15 Main Management ETF Advisors, LLC 5.29% of their portfolio SAN FRANCISCO, CA 950,250950.2k $62.3m $62.3m 5.29% Added +25.3k +25,340
16 Financial Advisors, LLC 14.39% of their portfolio ANDOVER, MA 866,550866.5k $56.8m $56.8m 14.39% Added +12.4k +12,352
17 HighTower Advisors, LLC 0.12% of their portfolio CHICAGO, IL 855,653855.7k $56.1m $56.1m 0.12% Added +140.9k +140,902
18 OneDigital Investment Advisors LLC 1.23% of their portfolio OVERLAND PARK, KS 797,264797.3k $52.3m $52.3m 1.23% Reduced -75.2k -75,210
19 RAINEY & RANDALL WEALTH ADVISORS INC. 16.76% of their portfolio Celebration, FL 796,611796.6k $52.2m $52.2m 16.76% Added +45.8k +45,829
20 Mokosak Advisory Group, LLC 20.77% of their portfolio URBANDALE, IA 743,504743.5k $48.8m $48.8m 20.77% Reduced -14.5k -14,452
21 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.27% of their portfolio IRVING, TX 740,998741.0k $48.6m $48.6m 0.27% Reduced -51.1k -51,059
22 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 660,565660.6k $43.3m $43.3m 0.00% Reduced -109.7k -109,670
23 UBS Group AG 0.02% of their portfolio ZURICH, V8 636,818636.8k $41.8m $41.8m 0.02% Reduced -65.9k -65,892
24 FINANCIAL COUNSELORS INC 0.88% of their portfolio Overland Park, KS 624,131624.1k $40.9m $40.9m 0.88% Reduced -31.2k -31,235
25 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 592,638592.6k $38.9m $38.9m 0.01% Added +14.1k +14,073
26 MONETA GROUP INVESTMENT ADVISORS LLC 0.91% of their portfolio ST LOUIS, MO 579,812579.8k $38.0m $38.0m 0.91% Added +51.6k +51,571
27 FAS Wealth Partners, Inc. 3.76% of their portfolio LEAWOOD, KS 529,068529.1k $34.7m $34.7m 3.76% Reduced -260.8k -260,810
28 Thrivent Financial for Lutherans 0.08% of their portfolio Minneapolis, MN 526,124526.1k $34.2m $34.2m 0.08% Reduced -157.7k -157,692
29 Financial Management Professionals, Inc. 6.03% of their portfolio AUSTIN, TX 476,340476.3k $31.2m $31.2m 6.03% Added +4.8k +4,804
30 CX Institutional 1.63% of their portfolio AUBURN, IN 463,918463.9k $30.6m $30.6m 1.63% Added +83.8k +83,758
31 US BANCORP \DE\ 0.05% of their portfolio MINNEAPOLIS, MN 438,521438.5k $28.8m $28.8m 0.05% Reduced -38.0k -38,009
32 SUMMIT WEALTH & RETIREMENT PLANNING, INC. 10.71% of their portfolio EAGLE, ID 436,630436.6k $28.6m $28.6m 10.71% Added +33.2k +33,168
33 GenWealth Group, Inc. 8.58% of their portfolio Maplewood, NJ 427,268427.3k $28.0m $28.0m 8.58% Reduced -4.9k -4,936
34 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 420,100420.1k $27.6m $27.6m 0.01% Added +5.5k +5,471
35 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 414,378414.4k $27.2m $27.2m 0.00% Reduced -1.7k -1,739
36 BALLAST ADVISORS LLC 10.74% of their portfolio WOODBURY, MN 410,474410.5k $26.9m $26.9m 10.74% Reduced -4.1k -4,088
37 Focus Financial Network, Inc. 1.67% of their portfolio MINNEAPOLIS, MN 410,127410.1k $26.9m $26.9m 1.67% Reduced -6.9k -6,861
38 Lido Advisors, LLC 0.32% of their portfolio Los Angeles, CA 351,107351.1k $23.0m $23.0m 0.32% Added +345.2k +345,218
39 Beacon Pointe Advisors, LLC 0.38% of their portfolio NEWPORT BEACH, CA 338,937338.9k $22.2m $22.2m 0.38% Reduced -2.8k -2,760
40 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 0.64% of their portfolio MINNEAPOLIS, MN 332,871332.9k $21.8m $21.8m 0.64% Reduced -20.6k -20,636
41 Main Management LLC 2.26% of their portfolio SAN FRANCISCO, CA 324,769324.8k $21.3m $21.3m 2.26% Added +1.6k +1,620
42 Northwest Quadrant Wealth Management, LLC 6.11% of their portfolio BEND, OR 323,501323.5k $21.2m $21.2m 6.11% Added +16.7k +16,684
43 Northern Capital Management, Inc. 17.20% of their portfolio SPOKANE, WA 306,160306.2k $20.1m $20.1m 17.20% Added +9.5k +9,464
44 MARSHALL FINANCIAL GROUP INC /ADV 8.02% of their portfolio DOYLESTOWN, PA 300,935300.9k $19.7m $19.7m 8.02% Reduced -7.0k -6,966
45 Scarborough Advisors, LLC 4.95% of their portfolio ANNAPOLIS, MD 299,661299.7k $19.7m $19.7m 4.95% Added +2.0k +2,004
46 Creative Planning 0.03% of their portfolio OVERLAND PARK, KS 298,545298.5k $19.6m $19.6m 0.03% Reduced -123.7k -123,681
47 Visionary Wealth Advisors 1.56% of their portfolio O'FALLON, IL 281,445281.4k $18.5m $18.5m 1.56% Added +4.6k +4,609
48 SAGE FINANCIAL GROUP INC 2.08% of their portfolio W. CONSHOHOCKEN, PA 280,439280.4k $18.4m $18.4m 2.08% Added +6.4k +6,448
49 GHP Investment Advisors, Inc. 1.14% of their portfolio Denver, CO 273,896273.9k $18.0m $18.0m 1.14% Added +17.2k +17,208
50 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 270,499270.5k $17.7m $17.7m 0.00% Reduced -51.3k -51,278
51 Cetera Advisor Networks LLC 0.13% of their portfolio EL SEGUNDO, CA 263,520263.5k $17.3m $17.3m 0.13% Added +459 +459
52 ProVise Management Group, LLC 1.63% of their portfolio CLEARWATER, FL 259,567259.6k $17.0m $17.0m 1.63% Reduced -16.7k -16,681
53 Cerity Partners LLC 0.04% of their portfolio NEW YORK, NY 257,590257.6k $16.9m $16.9m 0.04% Added +3.8k +3,813
54 XML Financial, LLC 2.05% of their portfolio BETHESDA, MD 256,105256.1k $16.8m $16.8m 2.05% Reduced -6.6k -6,646
55 MML INVESTORS SERVICES, LLC 0.12% of their portfolio SPRINGFIELD, MA 254,080254.1k $16.7m $16.7m 0.12% Reduced -51.8k -51,831
56 Summit Asset Management, LLC 4.50% of their portfolio MEMPHIS, TN 249,191249.2k $16.3m $16.3m 4.50% Reduced -3.4k -3,422
57 Prism Advisors, Inc. 5.62% of their portfolio STUDIO CITY, CA 246,957247.0k $16.2m $16.2m 5.62% Added +5.3k +5,267
58 Garde Capital, Inc. 1.74% of their portfolio SEATTLE, WA 241,342241.3k $15.8m $15.8m 1.74% Reduced -985 -985
59 Noble Family Wealth, LLC 5.34% of their portfolio Clearwater, FL 238,611238.6k $15.6m $15.6m 5.34% First filing
60 Spectrum Asset Management, Inc. (NB/CA) 7.57% of their portfolio NEWPORT BEACH, CA 233,203233.2k $15.3m $15.3m 7.57% Reduced -6.8k -6,840
61 Prime Capital Investment Advisors, LLC 0.59% of their portfolio OVERLAND PARK, KS 217,347217.3k $14.3m $14.3m 0.59% Reduced -8.3k -8,290
62 Black Diamond Financial, LLC 4.58% of their portfolio TOWSON, MD 212,592212.6k $13.9m $13.9m 4.58% Added +26.8k +26,845
63 Denver PWM, LLC 6.10% of their portfolio DENVER, CO 212,551212.6k $13.9m $13.9m 6.10% Added +10.2k +10,158
64 BANK HAPOALIM BM 1.92% of their portfolio TEL AVIV, L3 212,000212.0k $13.9m $13.9m 1.92% Unchanged
65 Nadler Financial Group, Inc. 2.18% of their portfolio DEERFIELD, IL 208,946208.9k $13.7m $13.7m 2.18% Reduced -159.3k -159,264
66 Martel Wealth Advisors LLC 3.39% of their portfolio VANCOUVER, WA 202,715202.7k $13.3m $13.3m 3.39% Added +21.5k +21,492
67 Cape Investment Advisory, Inc. 7.85% of their portfolio MCDONOUGH, GA 196,506196.5k $12.9m $12.9m 7.85% First filing
68 Cetera Investment Advisers 0.11% of their portfolio SCHAUMBURG, IL 190,055190.1k $12.5m $12.5m 0.11% Reduced -5.0k -5,005
69 Seneca Financial Advisors LLC 7.90% of their portfolio ROCHESTER, NY 187,490187.5k $12.3m $12.3m 7.90% Added +6.9k +6,877
70 IVC Wealth Advisors LLC 8.66% of their portfolio SILVERDALE, PA 186,278186.3k $12.2m $12.2m 8.66% Added +500 +500
71 Goepper Burkhardt LLC 7.86% of their portfolio GREENVILLE, SC 183,171183.2k $12.0m $12.0m 7.86% Added +5.5k +5,471
72 Integrated Advisors Network LLC 0.71% of their portfolio DALLAS, TX 179,658179.7k $11.8m $11.8m 0.71% Added +276 +276
73 Mutual Advisors, LLC 0.48% of their portfolio OMAHA, NE 179,533179.5k $11.8m $11.8m 0.48% Reduced -3.9k -3,875
74 Ethos Financial Group, LLC 3.63% of their portfolio KING OF PRUSSIA, PA 177,847177.8k $11.7m $11.7m 3.63% Added +5.6k +5,617
75 Global Strategic Investment Solutions, LLC 1.66% of their portfolio Scottsdale, AZ 177,215177.2k $11.6m $11.6m 1.66% Reduced -10.0k -10,049
76 Cornerstone Wealth Advisors, Inc. 4.18% of their portfolio EDINA, MN 175,523175.5k $11.5m $11.5m 4.18% Added +11.9k +11,868
77 Traverso Chambers Private Wealth Management, LLC 3.03% of their portfolio SANTA ROSA, CA 168,556168.6k $11.1m $11.1m 3.03% Added +6.3k +6,314
78 Ackerman Capital Advisors, LLC 2.78% of their portfolio DALLAS, TX 163,449163.4k $10.7m $10.7m 2.78% Reduced -44.4k -44,377
79 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 161,681161.7k $10.6m $10.6m 0.05% Added +5.5k +5,516
80 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.45% of their portfolio Seattle, WA 158,447158.4k $10.4m $10.4m 0.45% Added +4.7k +4,667
81 EWG Elevate Inc. 4.12% of their portfolio ROSEVILLE, CA 147,080147.1k $9.6m $9.6m 4.12% Added +102.2k +102,158
82 Perigon Wealth Management, LLC 0.53% of their portfolio SAN FRANCISCO, CA 141,711141.7k $9.3m $9.3m 0.53% Added +12.7k +12,695
83 CAPTRUST FINANCIAL ADVISORS 0.04% of their portfolio RALEIGH, NC 141,601141.6k $9.3m $9.3m 0.04% Reduced -26.5k -26,519
84 Kestra Advisory Services, LLC 0.10% of their portfolio AUSTIN, TX 139,854139.9k $9.2m $9.2m 0.10% Reduced -84.0k -83,954
85 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 139,493139.5k $9.1m $9.1m 0.02% Reduced -1.8k -1,792
86 Total Wealth Planning, LLC 1.98% of their portfolio CINCINNATI, OH 136,672136.7k $9.0m $9.0m 1.98% Reduced -4.6k -4,563
87 Polianta Ltd 3.95% of their portfolio ST HELIER, Y9 131,500131.5k $8.6m $8.6m 3.95% Added +62.0k +62,000
88 Cresset Asset Management, LLC 0.17% of their portfolio Chicago, IL 131,480131.5k $8.6m $8.6m 0.17% Reduced -1.7k -1,738
89 Stratos Wealth Advisors, LLC 0.63% of their portfolio BEACHWOOD, OH 124,088124.1k $8.1m $8.1m 0.63% Reduced -90.1k -90,052
90 Curtis Advisory Group, LLC 2.88% of their portfolio SANTA BARBARA, CA 120,296120.3k $7.9m $7.9m 2.88% Added +3.5k +3,546
91 HBK Sorce Advisory LLC 0.36% of their portfolio ERIE, PA 119,987120.0k $7.9m $7.9m 0.36% Reduced -123.3k -123,309
92 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 119,674119.7k $7.8m $7.8m 0.00% Added +31.5k +31,458
93 Harbor Group, Inc. 4.62% of their portfolio BEDFORD, NH 118,213118.2k $7.8m $7.8m 4.62% Reduced -386 -386
94 LCNB CORP 3.48% of their portfolio LEBANON, OH 117,302117.3k $7.7m $7.7m 3.48% Reduced -2.8k -2,800
95 Weinberger Asset Management, Inc 4.47% of their portfolio LOS ANGELES, CA 117,153117.2k $7.7m $7.7m 4.47% Added +915 +915
96 PrairieView Partners, LLC 1.05% of their portfolio ST. PAUL, MN 116,937116.9k $7.7m $7.7m 1.05% Reduced -3.1k -3,105
97 Waypoint Capital Advisors, LLC 2.47% of their portfolio Minneapolis, MN 115,605115.6k $7.6m $7.6m 2.47% Reduced -496 -496
98 Gladstone Institutional Advisory LLC 0.48% of their portfolio Bedminster, NJ 113,540113.5k $7.4m $7.4m 0.48% Reduced -705 -705
99 GILL CAPITAL PARTNERS, LLC 3.29% of their portfolio DENVER, CO 112,207112.2k $7.4m $7.4m 3.29% Added +5.2k +5,203
100 Capital Planning LLC 3.03% of their portfolio BELLEVUE, WA 111,803111.8k $7.3m $7.3m 3.03% Reduced -5.5k -5,542