Vault-13

ISHARES TR SUB

SHRT NAT MUN ETF · ETP · CUSIP 464288158

764 institutional holders -25 vs Q4 2022
81,367,07981.4m shares reported held*
$8.5bnreported value*
55 new 253 added 327 reduced 76 sold out net sold ≈ $596.0m (-4.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($15.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $104.30.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 718Q4 22: 789Q1 23: 764764Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022718
Q4 2022789
Q1 2023764

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 430 bought or addedQ4 22: 297 cut or sold outQ4 22Q1 23: 308 bought or addedQ1 23: 403 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022430297
Q1 2023308403

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10k$20k$30kQ3 22 calls: $22.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $22.5kQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$22.0k$00.00
Q4 2022$22.5k$00.00
Q1 2023$0$0—

Biggest buyers

Cerity Partners LLC Added +654,486+654.5k
MERCER GLOBAL ADVISORS INC /ADV Added +513,908+513.9k
JANE STREET GROUP, LLC New +486,944+486.9k
CIBC Private Wealth Group LLC Added +296,426+296.4k
JPMORGAN CHASE & CO Added +289,480+289.5k
Creative Planning Added +274,047+274.0k
FRANKLIN RESOURCES INC Added +248,729+248.7k
BlueCrest Capital Management Ltd New +184,698+184.7k
PARTNERS CAPITAL INVESTMENT GROUP, LLP Added +155,070+155.1k
TIEDEMANN ADVISORS, LLC New +138,000+138.0k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -1,406,488-1.4m
PATHSTONE FAMILY OFFICE, LLC Reduced -702,527-702.5k
Bank of New York Mellon Corp Reduced -638,965-639.0k
UBS Group AG Reduced -609,647-609.6k
MORGAN STANLEY Reduced -577,040-577.0k
GOLDMAN SACHS GROUP INC Reduced -565,253-565.3k
ENVESTNET ASSET MANAGEMENT INC Reduced -463,673-463.7k
CAPTRUST FINANCIAL ADVISORS Reduced -236,377-236.4k
Merriman Wealth Management, LLC Reduced -220,516-220.5k
US BANCORP \DE\ Reduced -195,293-195.3k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: Bank of New York Mellon Corp (4.8%, 2026-04-28)

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Bank of New York Mellon Corp 0.23% of their portfolio NEW YORK, NY 9,876,3859.9m $1.0bn $1.0bn 0.23% Reduced -639.0k -638,965
2 BANK OF AMERICA CORP /DE/ 0.08% of their portfolio CHARLOTTE, NC 6,788,7046.8m $710.6m $710.6m 0.08% Reduced -1.4m -1,406,488
3 ENVESTNET ASSET MANAGEMENT INC 0.28% of their portfolio Berwyn, PA 5,625,6585.6m $588.9m $588.9m 0.28% Reduced -463.7k -463,673
4 MERCER GLOBAL ADVISORS INC /ADV 1.91% of their portfolio DENVER, CO 4,053,6194.1m $419.8m $419.8m 1.91% Added +513.9k +513,908
5 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 3,324,2383.3m $348.0m $348.0m 0.04% Reduced -577.0k -577,040
6 JPMORGAN CHASE & CO 0.03% of their portfolio NEW YORK, NY 2,427,4262.4m $254.1m $254.1m 0.03% Added +289.5k +289,480
7 SEI INVESTMENTS CO 0.46% of their portfolio OAKS, PA 2,340,3402.3m $245.0m $245.0m 0.46% Added +79.8k +79,765
8 FRANKLIN RESOURCES INC 0.11% of their portfolio San Mateo, CA 2,000,8782.0m $209.5m $209.5m 0.11% Added +248.7k +248,729
9 ROYAL BANK OF CANADA 0.05% of their portfolio TORONTO, A6 1,556,8411.6m $163.0m $163.0m 0.05% Reduced -125.3k -125,314
10 UBS Group AG 0.07% of their portfolio ZURICH, V8 1,356,7421.4m $142.0m $142.0m 0.07% Reduced -609.6k -609,647
11 Creative Planning 0.20% of their portfolio OVERLAND PARK, KS 1,332,9401.3m $139.5m $139.5m 0.20% Added +274.0k +274,047
12 Orgel Wealth Management, LLC 4.59% of their portfolio ALTOONA, WI 1,227,5201.2m $128.5m $128.5m 4.59% Added +57.5k +57,542
13 US BANCORP \DE\ 0.21% of their portfolio MINNEAPOLIS, MN 1,160,4561.2m $121.5m $121.5m 0.21% Reduced -195.3k -195,293
14 CITIGROUP INC 0.16% of their portfolio NEW YORK, NY 1,155,2101.2m $120.9m $120.9m 0.16% Added +44.7k +44,721
15 TIAA, FSB 0.41% of their portfolio ST. LOUIS, MO 1,054,6041.1m $110.4m $110.4m 0.41% Reduced -17.2k -17,176
16 LPL Financial LLC 0.08% of their portfolio FORT MILL, SC 968,779968.8k $101.4m $101.4m 0.08% Reduced -100.9k -100,890
17 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.14% of their portfolio MILWAUKEE, WI 952,414952.4k $99.7m $99.7m 0.14% Added +61.7k +61,746
18 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 915,357915.4k $95.9m $95.9m 0.03% Reduced -85.4k -85,445
19 HighTower Advisors, LLC 0.18% of their portfolio CHICAGO, IL 801,334801.3k $83.9m $83.9m 0.18% Reduced -110.2k -110,216
20 Mariner, LLC 0.23% of their portfolio Overland Park, KS 770,887770.9k $80.7m $80.7m 0.23% Reduced -141.8k -141,765
21 BANK OF MONTREAL /CAN/ 0.03% of their portfolio TORONTO, A6 737,172737.2k $77.4m $77.4m 0.03% Reduced -19.6k -19,585
22 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 736,990737.0k $77.1m $77.1m 0.02% Reduced -25.4k -25,379
23 Cerity Partners LLC 0.20% of their portfolio NEW YORK, NY 734,312734.3k $76.9m $76.9m 0.20% Added +654.5k +654,486
24 CAPTRUST FINANCIAL ADVISORS 0.33% of their portfolio RALEIGH, NC 723,992724.0k $75.8m $75.8m 0.33% Reduced -236.4k -236,377
25 GRIMES & Co WEALTH MANAGEMENT, LLC 2.70% of their portfolio WESTBOROUGH, MA 628,412628.4k $65.8m $65.8m 2.70% Reduced -933 -933
26 Sand Hill Global Advisors, LLC 3.37% of their portfolio Palo Alto, CA 599,428599.4k $62.7m $62.7m 3.37% Added +2.4k +2,400
27 CIBC Private Wealth Group LLC 0.04% of their portfolio ATLANTA, GA 597,212597.2k $36.2m $36.2m 0.04% Added +296.4k +296,426
28 OSAIC HOLDINGS, INC. 0.11% of their portfolio SCOTTSDALE, AZ 572,754572.8k $60.0m $60.0m 0.11% Added +9.0k +8,993
29 Ellevest, Inc. 4.53% of their portfolio NEW YORK, NY 556,591556.6k $58.3m $58.3m 4.53% Reduced -9.8k -9,790
30 Avantax Planning Partners, Inc. 2.31% of their portfolio DUBUQUE, IA 542,442542.4k $56.8m $56.8m 2.31% Reduced -47.7k -47,686
31 Heritage Investment Group, Inc. 16.73% of their portfolio POMPANO BEACH, FL 526,360526.4k $55.1m $55.1m 16.73% Reduced -10.3k -10,315
32 JANE STREET GROUP, LLC 0.09% of their portfolio NEW YORK, NY 486,944486.9k $51.0m $51.0m 0.09% New
33 One Capital Management, LLC 2.42% of their portfolio WESTLAKE VILLAGE, CA 469,869469.9k $49.2m $49.2m 2.42% Reduced -1.8k -1,786
34 PARTNERS CAPITAL INVESTMENT GROUP, LLP 1.97% of their portfolio BOSTON, MA 437,713437.7k $45.8m $45.8m 1.97% Added +155.1k +155,070
35 Merriman Wealth Management, LLC 2.32% of their portfolio SEATTLE, WA 430,360430.4k $45.1m $45.1m 2.32% Reduced -220.5k -220,516
36 Allworth Financial LP 0.45% of their portfolio FOLSOM, CA 425,796425.8k $44.6m $44.6m 0.45% Reduced -4.2k -4,201
37 ANGELES WEALTH MANAGEMENT, LLC 6.43% of their portfolio SANTA MONICA, CA 412,730412.7k $43.2m $43.2m 6.43% Added +48.8k +48,760
38 Beacon Pointe Advisors, LLC 0.61% of their portfolio NEWPORT BEACH, CA 340,767340.8k $35.7m $35.7m 0.61% Reduced -33.1k -33,119
39 LAKE STREET ADVISORS GROUP, LLC 2.03% of their portfolio PORTSMOUTH, NH 314,361314.4k $32.9m $32.9m 2.03% Added +84.4k +84,364
40 Cetera Investment Advisers 0.28% of their portfolio SCHAUMBURG, IL 309,488309.5k $32.4m $32.4m 0.28% Reduced -101.3k -101,299
41 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 299,286299.3k $31.3m $31.3m 0.03% Reduced -20.4k -20,369
42 STIFEL FINANCIAL CORP 0.04% of their portfolio ST. LOUIS, MO 297,954298.0k $31.2m $31.2m 0.04% Added +39.9k +39,882
43 Raub Brock Capital Management LP 5.88% of their portfolio LARKSPUR, CA 291,970292.0k $30.6m $30.6m 5.88% Added +5.8k +5,785
44 Willow Creek Wealth Management Inc. 4.51% of their portfolio Sebastopol, CA 279,446279.4k $29.3m $29.3m 4.51% Added +17.5k +17,455
45 Column Capital Advisors, LLC 4.26% of their portfolio INDIANAPOLIS, IN 272,636272.6k $28.5m $28.5m 4.26% Reduced -21.4k -21,406
46 CAHABA WEALTH MANAGEMENT, INC. 3.25% of their portfolio Atlanta, GA 271,459271.5k $28.4m $28.4m 3.25% Added +8.5k +8,469
47 Windham Capital Management, LLC 10.41% of their portfolio BOSTON, MA 249,987250.0k $26.2m $26.2m 10.41% Reduced -76.5k -76,512
48 UNITED BANK 3.24% of their portfolio VIENNA, VA 242,465242.5k $25.4m $25.4m 3.24% Not comparable
49 Manhattan West Asset Management, LLC 10.70% of their portfolio Los Angeles, CA 234,959235.0k $24.6m $24.6m 10.70% Reduced -10.2k -10,208
50 BAILARD, INC. 0.87% of their portfolio Foster City, CA 233,251233.3k $24.4m $24.4m 0.87% Reduced -89.3k -89,277
51 Salomon & Ludwin, LLC 2.85% of their portfolio RICHMOND, VA 228,444228.4k $23.9m $23.9m 2.85% Added +12.2k +12,197
52 RITHOLTZ WEALTH MANAGEMENT 1.17% of their portfolio NEW YORK, NY 223,380223.4k $23.4m $23.4m 1.17% Added +1.4k +1,401
53 SHEETS SMITH WEALTH MANAGEMENT 3.53% of their portfolio WINSTON-SALEM, NC 221,010221.0k $23.1m $23.1m 3.53% Reduced -40.3k -40,267
54 BUCKINGHAM STRATEGIC WEALTH, LLC 0.42% of their portfolio CLAYTON, MO 219,507219.5k $22.9m $22.9m 0.42% Unchanged
55 Meeder Advisory Services, Inc. 2.63% of their portfolio DUBLIN, OH 217,872217.9k $22.8m $22.8m 2.63% Added +11.5k +11,498
56 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 215,988216.0k $22.6m $22.6m 0.01% Reduced -565.3k -565,253
57 DGS Capital Management, LLC 12.28% of their portfolio JERSEY CITY, NJ 210,869210.9k $22.1m $22.1m 12.28% Added +13.8k +13,793
58 Horiko Capital Management LLC 13.47% of their portfolio NEW YORK, NY 208,886208.9k $21.9m $21.9m 13.47% Added +13.9k +13,925
59 NISA INVESTMENT ADVISORS, LLC 0.17% of their portfolio ST. LOUIS, MO 206,100206.1k $21.6m $21.6m 0.17% Unchanged
60 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 204,676204.7k $21.4m $21.4m 0.04% Reduced -64.2k -64,161
61 MML INVESTORS SERVICES, LLC 0.14% of their portfolio SPRINGFIELD, MA 190,478190.5k $19.9m $19.9m 0.14% Reduced -85.0k -85,049
62 BlueCrest Capital Management Ltd 2.08% of their portfolio ST HELIER, Y9 184,698184.7k $19.3m $19.3m 2.08% New
63 PARK AVENUE SECURITIES LLC 0.32% of their portfolio NEW YORK, NY 179,277179.3k $18.8m $18.8m 0.32% Reduced -37.2k -37,158
64 Avidian Wealth Enterprises, LLC 1.03% of their portfolio Houston, TX 179,187179.2k $18.8m $18.8m 1.03% Added +88.0k +88,008
65 Orion Porfolio Solutions, LLC 0.23% of their portfolio OMAHA, NE 176,412176.4k $18.5m $18.5m 0.23% Added +98.9k +98,909
66 Orion Portfolio Solutions, LLC 0.23% of their portfolio Omaha, NE 176,412176.4k $18.5m $18.5m 0.23% Added +65.1k +65,141
67 Slow Capital, Inc. 3.32% of their portfolio GREENBRAE, CA 169,527169.5k $17.7m $17.7m 3.32% Added +103.9k +103,896
68 RMR Wealth Builders 3.33% of their portfolio Montclair, NJ 167,391167.4k $17.5m $17.5m 3.33% Added +33.7k +33,665
69 MBL Wealth, LLC 2.73% of their portfolio CHARLOTTE, NC 166,660166.7k $17.4m $17.4m 2.73% Reduced -19.6k -19,577
70 PNC Financial Services Group, Inc. 0.02% of their portfolio Pittsburgh, PA 163,627163.6k $17.1m $17.1m 0.02% Reduced -28.4k -28,425
71 Brio Consultants, LLC 3.08% of their portfolio SAN FRANCISCO, CA 159,031159.0k $16.6m $16.6m 3.08% Added +3.1k +3,090
72 Meridian Wealth Partners, LLC 3.55% of their portfolio EXTON, PA 155,847155.8k $16.3m $16.3m 3.55% Reduced -4.0k -4,048
73 STEEL GROVE CAPITAL ADVISORS, LLC 2.13% of their portfolio MEMPHIS, TN 152,186152.2k $15.9m $15.9m 2.13% Reduced -22.4k -22,414
74 Eagle Ridge Investment Management 1.75% of their portfolio STAMFORD, CT 148,556148.6k $15.6m $15.6m 1.75% Added +2.9k +2,927
75 NewEdge Advisors, LLC 0.19% of their portfolio NEW ORLEANS, LA 146,167146.2k $15.3m $15.3m 0.19% Reduced -45.2k -45,249
76 Modera Wealth Management, LLC 0.57% of their portfolio WESTWOOD, NJ 141,498141.5k $14.8m $14.8m 0.57% Reduced -16.6k -16,649
77 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 138,015138.0k $14.4m $14.4m 0.03% Reduced -29.1k -29,135
78 TIEDEMANN ADVISORS, LLC 0.66% of their portfolio NEW YORK, NY 138,000138.0k $14.4m $14.4m 0.66% New
79 TD Capital Management LLC 1.72% of their portfolio MEMPHIS, TN 132,827132.8k $13.9m $13.9m 1.72% Reduced -6.2k -6,235
80 RENAISSANCE TECHNOLOGIES LLC 0.02% of their portfolio NEW YORK, NY 132,700132.7k $13.9m $13.9m 0.02% Reduced -68.8k -68,800
81 West Financial Advisors, LLC 3.58% of their portfolio DES MOINES, IA 130,740130.7k $13.7m $13.7m 3.58% Reduced -3.8k -3,795
82 Cetera Advisor Networks LLC 0.10% of their portfolio EL SEGUNDO, CA 129,052129.1k $13.5m $13.5m 0.10% Reduced -9.4k -9,405
83 1900 WEALTH MANAGEMENT LLC 1.42% of their portfolio SAN ANTONIO, TX 126,547126.5k $13.2m $13.2m 1.42% Added +6.2k +6,184
84 ARKANSAS FINANCIAL GROUP, INC. 2.66% of their portfolio LITTLE ROCK, AR 122,234122.2k $12.8m $12.8m 2.66% Added +14.9k +14,917
85 CITIZENS FINANCIAL GROUP INC/RI 0.47% of their portfolio PROVIDENCE, RI 121,795121.8k $12.7m $12.7m 0.47% Reduced -28.2k -28,239
86 Lutz Financial Services LLC 1.44% of their portfolio OMAHA, NE 120,494120.5k $12.6m $12.6m 1.44% Reduced -56.0k -56,010
87 Cresset Asset Management, LLC 0.25% of their portfolio Chicago, IL 118,294118.3k $12.4m $12.4m 0.25% Reduced -23.7k -23,702
88 Rockwood Wealth Management, LLC 2.44% of their portfolio New Hope, PA 118,252118.3k $12.4m $12.4m 2.44% Reduced -3.1k -3,108
89 NEIRG Wealth Management, LLC 2.14% of their portfolio NORTH ANDOVER, MA 117,706117.7k $12.3m $12.3m 2.14% Added +20.9k +20,920
90 Heartwood Wealth Advisors LLC 1.81% of their portfolio RICHMOND, VA 116,318116.3k $12.2m $12.2m 1.81% Added +28.8k +28,762
91 Integrated Advisors Network LLC 0.72% of their portfolio DALLAS, TX 115,204115.2k $12.1m $12.1m 0.72% Added +5.8k +5,755
92 M&T Bank Corp 0.05% of their portfolio BUFFALO, NY 112,726112.7k $11.8m $11.8m 0.05% Reduced -8.8k -8,799
93 BlackRock Inc. 0.00% of their portfolio New York, NY 112,667112.7k $11.8m $11.8m 0.00% Reduced -1.1k -1,063
94 BRANDYWINE OAK PRIVATE WEALTH LLC 1.37% of their portfolio Kennett Square, PA 112,116112.1k $11.7m $11.7m 1.37% Added +7.2k +7,198
95 Corient Private Wealth LP 0.03% of their portfolio MIAMI, FL 108,415108.4k $11.3m $11.3m 0.03% Added +31.6k +31,577
96 Bridgewater Advisors Inc. 2.47% of their portfolio NEW YORK, NY 108,048108.0k $11.3m $11.3m 2.47% Reduced -316 -316
97 COLONY GROUP LLC 0.16% of their portfolio Boston, MA 101,917101.9k $10.7m $10.7m 0.16% Reduced -29.9k -29,928
98 Windsor Wealth Management, Inc. 2.03% of their portfolio INDIANAPOLIS, IN 99,67499.7k $10.4m $10.4m 2.03% Reduced -286 -286
99 Symmetry Partners, LLC 0.56% of their portfolio GLASTONBURY, CT 97,16397.2k $10.2m $10.2m 0.56% Added +6.9k +6,929
100 Grove Bank & Trust 2.15% of their portfolio Miami, FL 97,03197.0k $10.2m $10.2m 2.15% Added +9.5k +9,470