ALPS ETF TR IDOG
INTL SEC DV DOG · ETP · CUSIP 00162Q718
36
institutional holders
-5 vs Q4 2022
4.3m
shares reported held*
$119.1mreported value*
2 new
14 added
13 reduced
6 sold out
net bought ≈ $8.9m (+321.8k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $27.67.
Trends to Q1 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 39 |
| Q4 2022 | 41 |
| Q1 2023 | 36 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 18 | 21 |
| Q1 2023 | 16 | 19 |
Biggest buyers
| Avantax Planning Partners, Inc. | Added | +363.9k |
| MORGAN STANLEY | Added | +273.4k |
| Del-Sette Capital Management, LLC | Added | +76.8k |
| COMMONWEALTH EQUITY SERVICES, LLC | Added | +27.3k |
| ENVESTNET ASSET MANAGEMENT INC | Added | +13.1k |
| First Horizon Advisors, Inc. | Added | +12.7k |
| RAYMOND JAMES & ASSOCIATES | Added | +11.4k |
| WELLS FARGO & COMPANY/MN | Added | +4.3k |
| LPL Financial LLC | Added | +3.9k |
| Sandy Spring Bank | New | +1.2k |
Biggest sellers
| JANE STREET GROUP, LLC | Reduced | -195.5k |
| UBS Group AG | Reduced | -52.5k |
| OLD MISSION CAPITAL LLC | Sold out | -40.6k |
| CITADEL ADVISORS LLC | Reduced | -39.1k |
| BANK OF AMERICA CORP /DE/ | Reduced | -28.8k |
| Cambridge Investment Research Advisors, Inc. | Reduced | -27.1k |
| ROYAL BANK OF CANADA | Reduced | -26.6k |
| ForthRight Wealth Management, LLC | Reduced | -20.4k |
| Creative Planning | Reduced | -11.4k |
| Scissortail Wealth Management, LLC | Sold out | -8.4k |
Holders, Q1 2023
| Manager | Shares | Change |
|---|---|---|
| Avantax Planning Partners, Inc. 0.94% of their portfolio | 838.4k $23.2m | Added +363.9k |
| MORGAN STANLEY 0.00% of their portfolio | 713.8k $19.8m | Added +273.4k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 707.9k $19.6m | Reduced -28.8k |
| Del-Sette Capital Management, LLC 16.39% of their portfolio | 601.6k $16.6m | Added +76.8k |
| UBS Group AG 0.00% of their portfolio | 320.2k $8.9m | Reduced -52.5k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio | 157.4k $4.4m | Added +27.3k |
| ForthRight Wealth Management, LLC 1.86% of their portfolio | 147.1k $4.1m | Reduced -20.4k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 146.4k $4.1m | Added +4.3k |
| First Horizon Advisors, Inc. 0.10% of their portfolio | 100.4k $2.8m | Added +12.7k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 99.8k $2.8m | Added +13.1k |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 86.8k $2.4m | Reduced -195.5k |
| Wambolt & Associates, LLC 0.77% of their portfolio | 78.2k $2.2m | Reduced -2.0k |
| CAHILL FINANCIAL ADVISORS INC 0.30% of their portfolio | 60.9k $1.7m | Reduced -40 |
| LPL Financial LLC 0.00% of their portfolio | 38.3k $1.1m | Added +3.9k |
| Federation des caisses Desjardins du Quebec 0.01% of their portfolio | 31.9k $882.2k | Reduced -718 |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 30.8k $854.0k | Reduced -26.6k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 27.4k $759.5k | Added +11.4k |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 16.9k $469.0k | Reduced -968 |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 16.9k $466.7k | Reduced -39.1k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 16.7k $461.2k | Added +402 |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 12.2k $337.0k | Reduced -27.1k |
| Creative Planning 0.00% of their portfolio | 12.2k $336.6k | Reduced -11.4k |
| Mariner, LLC 0.00% of their portfolio | 11.8k $327.0k | Reduced -40 |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 8.4k $231.7k | Added +64 |
| Avior Wealth Management, LLC 0.01% of their portfolio | 7.0k $192.6k | Unchanged |
| NewEdge Advisors, LLC 0.00% of their portfolio | 4.7k $129.7k | Added +146 |
| BerganKDV Wealth Management, LLC 0.01% of their portfolio | 3.5k $98.1k | Unchanged |
| CWM, LLC 0.00% of their portfolio | 2.2k $62.0k | Added +28 |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 2.0k $55.7k | Unchanged |
| Sandy Spring Bank 0.00% of their portfolio | 1.2k $32.6k | New |
| SIGNATUREFD, LLC 0.00% of their portfolio | 1.0k $27.7k | Unchanged |
| HARBOUR INVESTMENTS, INC. 0.00% of their portfolio | 568 $15.7k | Unchanged |
| Tradition Wealth Management, LLC 0.00% of their portfolio | 285 $8.0k | Added +3 |
| Gradient Investments LLC 0.00% of their portfolio | 150 $4.2k | Unchanged |
| Advisory Services Network, LLC 0.00% of their portfolio | 80 $2.2k | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |