Vault-13

SPDR SER TR FLRN

BLOOMBERG INVT · ETP · CUSIP 78468R200

336 institutional holders -12 vs Q4 2022
74,626,76274.6m shares reported held*
$2.3bnreported value*
35 new 93 added 156 reduced 46 sold out net bought ≈ $48.3m (+1.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $30.46. Options: 2 managers hold calls ($97.4k notional), 1 hold puts ($280.0k).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 339Q4 22: 348Q1 23: 336336Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022339
Q4 2022348
Q1 2023336

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 141 bought or addedQ4 22: 181 cut or sold outQ4 22Q1 23: 128 bought or addedQ1 23: 202 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022141181
Q1 2023128202

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $97.4kQ1 23 puts: $280.0kQ1 23P/C 2.88
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$0$0—
Q1 2023$97.4k$280.0k2.88

Biggest buyers

JANE STREET GROUP, LLC Added +12,012,934+12.0m
V Wealth Advisors LLC New +289,612+289.6k
TIAA, FSB Added +250,237+250.2k
Cetera Advisor Networks LLC Added +242,919+242.9k
CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC New +128,299+128.3k
CITADEL ADVISORS LLC New +119,198+119.2k
Towercrest Capital Management Added +117,088+117.1k
FLOW TRADERS U.S. LLC New +116,274+116.3k
Alliance Wealth Management Group Added +98,048+98.0k
Valmark Advisers, Inc. Added +72,332+72.3k

Biggest sellers

Avantax Planning Partners, Inc. Reduced -1,774,608-1.8m
Tradewinds Capital Management, LLC Reduced -1,504,854-1.5m
WELLS FARGO & COMPANY/MN Reduced -864,886-864.9k
LPL Financial LLC Reduced -550,026-550.0k
RENAISSANCE TECHNOLOGIES LLC Reduced -447,200-447.2k
MORGAN STANLEY Reduced -436,674-436.7k
BANK OF AMERICA CORP /DE/ Reduced -407,105-407.1k
Astor Investment Management LLC Reduced -401,985-402.0k
Westover Capital Advisors, LLC Reduced -395,870-395.9k
Tillar-Wenstrup Advisors, LLC Sold out -364,568-364.6k

Biggest calls

CITADEL ADVISORS LLC New $97.4k3.2k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC New $280.0k9.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FIRST TRUST PORTFOLIOS LP (4.9%, 2026-04-30)

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JANE STREET GROUP, LLC 0.63% of their portfolio NEW YORK, NY 12,021,29712.0m $365.8m $365.8m 0.63% Added +12.0m +12,012,934
2 AMERIPRISE FINANCIAL INC 0.10% of their portfolio MINNEAPOLIS, MN 10,350,33210.4m $314.7m $314.7m 0.10% Reduced -161.9k -161,914
3 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 3,130,0503.1m $95.2m $95.2m 0.03% Reduced -864.9k -864,886
4 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,729,7262.7m $83.1m $83.1m 0.01% Reduced -436.7k -436,674
5 Avantax Planning Partners, Inc. 3.05% of their portfolio DUBUQUE, IA 2,467,1302.5m $75.1m $75.1m 3.05% Reduced -1.8m -1,774,608
6 KEYBANK NATIONAL ASSOCIATION/OH 0.35% of their portfolio BROOKLYN, OH 2,450,6302.5m $74.6m $74.6m 0.35% Reduced -74.1k -74,087
7 Valmark Advisers, Inc. 1.28% of their portfolio AKRON, OH 1,945,4441.9m $59.2m $59.2m 1.28% Added +72.3k +72,332
8 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 1,860,8111.9m $56.6m $56.6m 0.03% Reduced -139.8k -139,821
9 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,809,1891.8m $55.1m $55.1m 0.01% Reduced -407.1k -407,105
10 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,611,8871.6m $49.0m $49.0m 0.02% Reduced -313.6k -313,634
11 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 1,446,1811.4m $44.0m $44.0m 0.03% Reduced -550.0k -550,026
12 Clearwater Capital Advisors, LLC 4.25% of their portfolio HOFFMAN ESTATES, IL 1,142,5951.1m $34.8m $34.8m 4.25% Added +47.9k +47,886
13 Astor Investment Management LLC 10.89% of their portfolio CHICAGO, IL 1,108,1211.1m $33.7m $33.7m 10.89% Reduced -402.0k -401,985
14 TIAA, FSB 0.12% of their portfolio ST. LOUIS, MO 1,070,8531.1m $32.6m $32.6m 0.12% Added +250.2k +250,237
15 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 1,006,1351.0m $30.6m $30.6m 0.06% Reduced -280.7k -280,709
16 Cambridge Investment Research Advisors, Inc. 0.15% of their portfolio FAIRFIELD, IA 993,295993.3k $30.2m $30.2m 0.15% Added +16.5k +16,456
17 MFA WEALTH ADVISORS, LLC 9.93% of their portfolio PITTSBURGH, PA 991,222991.2k $30.2m $30.2m 9.93% Added +19.0k +18,995
18 Cetera Advisor Networks LLC 0.19% of their portfolio EL SEGUNDO, CA 844,922844.9k $25.7m $25.7m 0.19% Added +242.9k +242,919
19 Towercrest Capital Management 5.21% of their portfolio NEWTOWN, PA 823,282823.3k $25.1m $25.1m 5.21% Added +117.1k +117,088
20 AE Wealth Management LLC 0.13% of their portfolio TOPEKA, KS 681,839681.8k $20.7m $20.7m 0.13% Reduced -256.2k -256,160
21 Alliance Wealth Management Group 6.93% of their portfolio FLEMINGTON, NJ 670,241670.2k $20.4m $20.4m 6.93% Added +98.0k +98,048
22 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 625,295625.3k $19.0m $19.0m 0.04% Reduced -82.7k -82,672
23 Alesco Advisors, LLC, An ESL Co 0.63% of their portfolio Pittsford, NY 558,350558.4k $17.0m $17.0m 0.63% Reduced -19.2k -19,228
24 Cedar Mountain Advisors, LLC 5.10% of their portfolio LAKE OSWEGO, OR 557,330557.3k $17.0m $17.0m 5.10% Added +1.3k +1,334
25 Curbstone Financial Management Corp 3.62% of their portfolio MANCHESTER, NH 488,564488.6k $14.9m $14.9m 3.62% Reduced -19.4k -19,450
26 Stratos Investment Management, LLC 2.44% of their portfolio BEACHWOOD, OH 477,080477.1k $14.5m $14.5m 2.44% Added +31.3k +31,263
27 Iron Horse Wealth Management, LLC 7.22% of their portfolio JOHSTON, IA 474,816474.8k $14.4m $14.4m 7.22% Added +23.7k +23,713
28 Treasure Coast Financial Planning 9.46% of their portfolio VERO BEACH, FL 444,474444.5k $13.5m $13.5m 9.46% Added +14.4k +14,434
29 CWM, LLC 0.09% of their portfolio OMAHA, NE 422,905422.9k $12.9m $12.9m 0.09% Added +24.1k +24,075
30 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 420,342420.3k $12.8m $12.8m 0.01% Reduced -15.1k -15,116
31 RENAISSANCE TECHNOLOGIES LLC 0.02% of their portfolio NEW YORK, NY 394,600394.6k $12.0m $12.0m 0.02% Reduced -447.2k -447,200
32 Portland Global Advisors LLC 1.99% of their portfolio PORTLAND, ME 381,081381.1k $11.6m $11.6m 1.99% Reduced -3.7k -3,705
33 WESCAP Management Group, Inc. 3.90% of their portfolio Glendale, CA 364,112364.1k $11.1m $11.1m 3.90% Added +54.3k +54,256
34 Cornerstone Management, Inc. 2.86% of their portfolio DULUTH, GA 360,487360.5k $11.0m $11.0m 2.86% Added +32.1k +32,136
35 New York Life Investment Management LLC 0.12% of their portfolio New York, NY 360,346360.3k $11.0m $11.0m 0.12% Added +32.0k +32,015
36 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 356,594356.6k $10.9m $10.9m 0.02% Reduced -26.5k -26,534
37 MBM WEALTH CONSULTANTS, LLC 3.56% of their portfolio CHESTERFIELD, MO 340,730340.7k $8.7m $8.7m 3.56% Unchanged
38 Glen Eagle Advisors, LLC 2.44% of their portfolio KINGSTON, NJ 319,660319.7k $9.7m $9.7m 2.44% Reduced -85.3k -85,297
39 Centennial Wealth Advisory LLC 4.87% of their portfolio Traverse City, MI 301,246301.2k $9.2m $9.2m 4.87% Reduced -104.8k -104,774
40 COURIER CAPITAL LLC 0.99% of their portfolio BUFFALO, NY 293,048293.0k $8.9m $8.9m 0.99% Reduced -7.2k -7,222
41 V Wealth Advisors LLC 1.65% of their portfolio Overland Park, KS 289,612289.6k $8.8m $8.8m 1.65% New
42 Kohmann Bosshard Financial Services, LLC 1.68% of their portfolio FAIRLAWN, OH 288,076288.1k $8.9m $8.9m 1.68% Added +11.0k +11,015
43 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 287,452287.5k $8.7m $8.7m 0.02% Added +59.3k +59,258
44 Ameliora Wealth Management Ltd. 5.06% of their portfolio ZURICH, V8 286,338286.3k $8.7m $8.7m 5.06% Reduced -4.5k -4,480
45 Mariner, LLC 0.03% of their portfolio Overland Park, KS 284,128284.1k $8.6m $8.6m 0.03% Reduced -81.1k -81,079
46 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 283,639283.6k $8.6m $8.6m 0.00% Reduced -233.1k -233,072
47 HARBOR ADVISORY CORP /MA/ 3.21% of their portfolio PORTSMOUTH, NH 276,634276.6k $8.4m $8.4m 3.21% Reduced -9.1k -9,075
48 DEAN INVESTMENT ASSOCIATES, LLC 1.34% of their portfolio BEAVERCREEK, OH 275,057275.1k $8.4m $8.4m 1.34% Added +1.6k +1,573
49 Advisory Alpha, LLC 0.53% of their portfolio HOLLAND, MI 274,700274.7k $8.4m $8.4m 0.53% Reduced -3.6k -3,574
50 Penobscot Investment Management Company, Inc. 1.45% of their portfolio BOSTON, MA 272,861272.9k $8.3m $8.3m 1.45% Reduced -18.8k -18,810
51 SageView Advisory Group, LLC 0.51% of their portfolio Newport Beach, CA 260,362260.4k $7.9m $7.9m 0.51% Reduced -52.7k -52,680
52 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 258,425258.4k $7.9m $7.9m 0.01% Reduced -83.6k -83,573
53 Atria Investments, Inc 0.14% of their portfolio Charlotte, NC 249,885249.9k $7.6m $7.6m 0.14% Reduced -51.2k -51,200
54 Capital Investment Advisors, LLC 0.22% of their portfolio ATLANTA, GA 249,786249.8k $7.6m $7.6m 0.22% Reduced -15.3k -15,253
55 SimpliFi, Inc. 3.61% of their portfolio SAN DIEGO, CA 241,404241.4k $7.3m $7.3m 3.61% Reduced -69.5k -69,508
56 NewSquare Capital LLC 0.85% of their portfolio NEWTOWN SQUARE, PA 235,880235.9k $7.2m $7.2m 0.85% Reduced -44.3k -44,289
57 Terril Brothers, Inc. 3.30% of their portfolio St. Louis, MO 230,975231.0k $7.0m $7.0m 3.30% Reduced -38.1k -38,120
58 Atria Wealth Solutions, Inc. 0.10% of their portfolio NEW YORK, NY 226,801226.8k $6.9m $6.9m 0.10% Added +6.1k +6,128
59 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 221,595221.6k $6.7m $6.7m 0.01% Reduced -1.6k -1,561
60 Providence First Trust Co 3.85% of their portfolio SCOTTSDALE, AZ 219,597219.6k $6.7m $6.7m 3.85% Added +24.6k +24,582
61 NewEdge Advisors, LLC 0.08% of their portfolio NEW ORLEANS, LA 210,902210.9k $6.4m $6.4m 0.08% Reduced -183.2k -183,244
62 APPLETON PARTNERS INC/MA 0.56% of their portfolio BOSTON, MA 207,046207.0k $6.3m $6.3m 0.56% Added +950 +950
63 Private Advisor Group, LLC 0.06% of their portfolio MORRISTOWN, NJ 195,186195.2k $5.9m $5.9m 0.06% Added +15.8k +15,790
64 Steward Partners Investment Advisory, LLC 0.09% of their portfolio STAMFORD, CT 193,661193.7k $5.9m $5.9m 0.09% Added +2.9k +2,872
65 Prospera Financial Services Inc 0.24% of their portfolio Dallas, TX 190,349190.3k $5.8m $5.8m 0.24% Reduced -14.0k -14,000
66 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 184,009184.0k $5.6m $5.6m 0.04% Added +61.0k +60,977
67 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 183,055183.1k $5.6m $5.6m 0.01% Reduced -12.1k -12,135
68 Hedeker Wealth, LLC 1.95% of their portfolio Lincolnshire, IL 179,878179.9k $5.5m $5.5m 1.95% Reduced -188.0k -188,020
69 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 168,570168.6k $5.1m $5.1m 0.04% Added +25.7k +25,738
70 CENTRAL TRUST Co 0.14% of their portfolio JEFFERSON CITY, MO 160,943160.9k $4.9m $4.9m 0.14% Added +14.1k +14,130
71 WEBSTERROGERS FINANCIAL ADVISORS, LLC 2.25% of their portfolio FLORENCE, SC 160,644160.6k $4.9m $4.9m 2.25% Reduced -59.6k -59,577
72 Financial Architects, Inc 0.75% of their portfolio MARLTON, NJ 153,936153.9k $4.7m $4.7m 0.75% Added +35.2k +35,189
73 WOODMONT INVESTMENT COUNSEL LLC 0.50% of their portfolio NASHVILLE, TN 152,651152.7k $4.6m $4.6m 0.50% Reduced -16.5k -16,484
74 Legacy Capital Group California, Inc. 2.25% of their portfolio LOS GATOS, CA 151,117151.1k $4.6m $4.6m 2.25% First filing
75 Addison Advisors LLC 2.53% of their portfolio MIDDLEBURY, VT 148,557148.6k $4.5m $4.5m 2.53% Added +12.5k +12,537
76 PARSONS CAPITAL MANAGEMENT INC/RI 0.36% of their portfolio PROVIDENCE, RI 145,168145.2k $4.4m $4.4m 0.36% Reduced -8.4k -8,359
77 Chesley Taft & Associates LLC 0.28% of their portfolio CHICAGO, IL 141,906141.9k $4.3m $4.3m 0.28% Reduced -29.1k -29,140
78 Connectus Wealth, LLC 0.11% of their portfolio CINCINNATI, OH 141,794141.8k $4.3m $4.3m 0.11% Added +30.9k +30,866
79 Richard W. Paul & Associates, LLC 1.96% of their portfolio NOVI, MI 139,980140.0k $4.3m $4.3m 1.96% Reduced -69.6k -69,602
80 CALTON & ASSOCIATES, INC. 1.82% of their portfolio Tampa, FL 129,262129.3k $3.9m $3.9m 1.82% Reduced -939 -939
81 CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC 2.35% of their portfolio Phoenix, AZ 128,299128.3k $3.9m $3.9m 2.35% New
82 ASSETMARK, INC 0.02% of their portfolio CONCORD, CA 126,538126.5k $3.9m $3.9m 0.02% Reduced -208.1k -208,076
83 TELEMUS CAPITAL, LLC 0.33% of their portfolio Southfield, MI 121,428121.4k $3.7m $3.7m 0.33% Added +10.8k +10,781
84 Old Port Advisors 1.33% of their portfolio PORTLAND, ME 121,232121.2k $3.7m $3.7m 1.33% Reduced -18.0k -17,954
85 Bank of New Hampshire 1.10% of their portfolio LACONIA, NH 120,180120.2k $3.7m $3.7m 1.10% Added +1.6k +1,646
86 SCOTIA CAPITAL INC. 0.03% of their portfolio TORONTO, A6 119,855119.9k $3.6m $3.6m 0.03% Reduced -6.4k -6,372
87 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 119,198119.2k $3.6m $3.6m 0.00% New
88 FLOW TRADERS U.S. LLC 0.14% of their portfolio NEW YORK, NY 116,274116.3k $3.5m $3.5m 0.14% New
89 RFG Advisory, LLC 0.17% of their portfolio BIRMINGHAM, AL 116,208116.2k $3.5m $3.5m 0.17% Added +51.9k +51,895
90 EAGLE GLOBAL ADVISORS LLC 0.24% of their portfolio Houston, TX 115,497115.5k $3.5m $3.5m 0.24% Added +2.1k +2,105
91 OneDigital Investment Advisors LLC 0.08% of their portfolio OVERLAND PARK, KS 110,877110.9k $3.4m $3.4m 0.08% Reduced -292.7k -292,746
92 Elevated Capital Advisors, LLC 1.11% of their portfolio SANDY, UT 101,788101.8k $3.1m $3.1m 1.11% Reduced -23.8k -23,831
93 Hilltop Holdings Inc. 0.40% of their portfolio DALLAS, TX 97,22997.2k $3.0m $3.0m 0.40% Reduced -39.1k -39,110
94 Outlook Wealth Advisors, LLC 1.29% of their portfolio SHENANDOAH, TX 95,42895.4k $2.9m $2.9m 1.29% Reduced -32.8k -32,843
95 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 92,55692.6k $2.8m $2.8m 0.01% Added +41.8k +41,813
96 Wela Strategies, Inc. 1.41% of their portfolio ATLANTA, GA 86,43486.4k $2.6m $2.6m 1.41% Reduced -43.8k -43,763
97 Aries Wealth Management 1.05% of their portfolio PORTLAND, ME 83,91183.9k $2.6m $2.6m 1.05% Reduced -1.1k -1,125
98 Gould Capital, LLC 1.91% of their portfolio TACOMA, WA 81,33781.3k $2.5m $2.5m 1.91% Reduced -56 -56
99 Marion Wealth Management 0.92% of their portfolio MONROEVILLE, PA 80,88080.9k $2.5m $2.5m 0.92% Reduced -11.5k -11,511
100 WORLD EQUITY GROUP, INC. 0.78% of their portfolio SCHAUMBURG, IL 80,03680.0k $5.2m $5.2m 0.78% Reduced -92.8k -92,752