Vault-13

PIMCO ETF TR MINT

ENHAN SHRT MA AC · ETP · CUSIP 72201R833

607 institutional holders -34 vs Q4 2022
54,490,93454.5m shares reported held*
$5.4bnreported value*
53 new 167 added 297 reduced 78 sold out net sold ≈ $273.6m (-3.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $99.86.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 670Q4 22: 641Q1 23: 607607Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022670
Q4 2022641
Q1 2023607

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 184 bought or addedQ4 22: 424 cut or sold outQ4 22Q1 23: 220 bought or addedQ1 23: 375 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022184424
Q1 2023220375

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250k$500k$750k$1mQ3 22 calls: $853.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$853.0k$00.00
Q4 2022$0$0—
Q1 2023$0$0—

Biggest buyers

ASSETMARK, INC Added +2,263,722+2.3m
Trek Financial, LLC Added +397,582+397.6k
Johnson Financial Group, LLC Added +338,624+338.6k
Flaharty Asset Management, LLC Added +242,280+242.3k
JFG Wealth Management, LLC Added +213,202+213.2k
Family Manage LLC Added +206,659+206.7k
LPL Financial LLC Added +144,105+144.1k
Bramshill Investments, LLC Added +135,952+136.0k
EQ LLC New +113,326+113.3k
HB Wealth Management, LLC Added +110,750+110.8k

Biggest sellers

JANE STREET GROUP, LLC Reduced -792,459-792.5k
MORGAN STANLEY Reduced -726,993-727.0k
UBS Group AG Reduced -400,799-400.8k
State of Tennessee, Department of Treasury Reduced -328,400-328.4k
ENVESTNET ASSET MANAGEMENT INC Reduced -301,552-301.6k
WELLS FARGO & COMPANY/MN Reduced -298,294-298.3k
Estate Counselors, LLC Reduced -286,535-286.5k
BANK OF AMERICA CORP /DE/ Reduced -245,613-245.6k
CWM, LLC Reduced -218,312-218.3k
NewEdge Advisors, LLC Reduced -216,238-216.2k

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.10% of their portfolio NEW YORK, NY 9,273,9059.3m $920.4m $920.4m 0.10% Reduced -727.0k -726,993
2 CWM, LLC 1.52% of their portfolio OMAHA, NE 2,270,7772.3m $225.4m $225.4m 1.52% Reduced -218.3k -218,312
3 ASSETMARK, INC 0.93% of their portfolio CONCORD, CA 2,264,1902.3m $224.7m $224.7m 0.93% Added +2.3m +2,263,722
4 UBS Group AG 0.10% of their portfolio ZURICH, V8 2,180,7312.2m $216.4m $216.4m 0.10% Reduced -400.8k -400,799
5 HB Wealth Management, LLC 3.47% of their portfolio Atlanta, GA 2,075,4062.1m $200.2m $200.2m 3.47% Added +110.8k +110,750
6 Allianz Asset Management GmbH 0.40% of their portfolio MUNICH, 2M 1,949,2821.9m $193.5m $193.5m 0.40% Added +1 +1
7 WELLS FARGO & COMPANY/MN 0.05% of their portfolio SAN FRANCISCO, CA 1,601,9171.6m $159.0m $159.0m 0.05% Reduced -298.3k -298,294
8 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 1,501,8121.5m $149.1m $149.1m 0.02% Reduced -245.6k -245,613
9 LPL Financial LLC 0.10% of their portfolio FORT MILL, SC 1,297,9251.3m $128.8m $128.8m 0.10% Added +144.1k +144,105
10 Johnson Financial Group, LLC 17.52% of their portfolio Denver, CO 1,175,3771.2m $116.7m $116.7m 17.52% Added +338.6k +338,624
11 JANE STREET GROUP, LLC 0.16% of their portfolio NEW YORK, NY 916,367916.4k $90.9m $90.9m 0.16% Reduced -792.5k -792,459
12 JFG Wealth Management, LLC 29.52% of their portfolio Denver, CO 873,045873.0k $86.6m $86.6m 29.52% Added +213.2k +213,202
13 OSAIC HOLDINGS, INC. 0.16% of their portfolio SCOTTSDALE, AZ 841,581841.6k $83.5m $83.5m 0.16% Added +48.0k +47,957
14 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 797,831797.8k $79.2m $79.2m 0.02% Reduced -199.1k -199,052
15 KEYBANK NATIONAL ASSOCIATION/OH 0.31% of their portfolio BROOKLYN, OH 655,327655.3k $65.0m $65.0m 0.31% Reduced -13.5k -13,461
16 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 652,955653.0k $64.8m $64.8m 0.03% Reduced -301.6k -301,552
17 Waverly Advisors, LLC 3.30% of their portfolio BIRMINGHAM, AL 636,828636.8k $63.2m $63.2m 3.30% Reduced -152.7k -152,675
18 Mason Investment Advisory Services, Inc. 5.56% of their portfolio RESTON, VA 614,912614.9k $61.0m $61.0m 5.56% Reduced -2.1k -2,124
19 State of Tennessee, Department of Treasury 0.20% of their portfolio NASHVILLE, TN 450,300450.3k $44.7m $44.7m 0.20% Reduced -328.4k -328,400
20 COLONY GROUP LLC 0.65% of their portfolio Boston, MA 438,827438.8k $43.6m $43.6m 0.65% Added +71.2k +71,160
21 TRUIST FINANCIAL CORP 0.07% of their portfolio CHARLOTTE, NC 427,732427.7k $42.5m $42.5m 0.07% Reduced -32.7k -32,679
22 TD Capital Management LLC 5.25% of their portfolio MEMPHIS, TN 426,914426.9k $42.4m $42.4m 5.25% Added +2.9k +2,914
23 Virtue Capital Management, LLC 6.85% of their portfolio BRENTWOOD, TN 421,642421.6k $41.9m $41.9m 6.85% Reduced -42.4k -42,402
24 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio SAN FRANCISCO, CA 416,028416.0k $41.3m $41.3m 0.01% Reduced -13.8k -13,750
25 Trek Financial, LLC 3.81% of their portfolio Scottsdale, AZ 411,383411.4k $40.8m $40.8m 3.81% Added +397.6k +397,582
26 SUN LIFE FINANCIAL INC 2.83% of their portfolio Toronto, A6 402,286402.3k $39.9m $39.9m 2.83% Unchanged
27 Cambridge Investment Research Advisors, Inc. 0.18% of their portfolio FAIRFIELD, IA 376,187376.2k $37.3m $37.3m 0.18% Reduced -50.2k -50,169
28 Mariner, LLC 0.10% of their portfolio Overland Park, KS 355,062355.1k $35.2m $35.2m 0.10% Reduced -187.5k -187,501
29 Brookstone Capital Management 0.68% of their portfolio WHEATON, IL 353,906353.9k $35.1m $35.1m 0.68% Reduced -45.4k -45,352
30 Kathmere Capital Management, LLC 5.73% of their portfolio WAYNE, PA 351,606351.6k $34.9m $34.9m 5.73% Added +15.4k +15,392
31 Creative Planning 0.05% of their portfolio OVERLAND PARK, KS 349,258349.3k $34.7m $34.7m 0.05% Reduced -13.3k -13,267
32 WADE G W & INC 1.27% of their portfolio Wellesley, MA 332,665332.7k $33.0m $33.0m 1.27% Reduced -83.8k -83,818
33 HighTower Advisors, LLC 0.07% of their portfolio CHICAGO, IL 319,437319.4k $31.7m $31.7m 0.07% Reduced -122.5k -122,486
34 Flaharty Asset Management, LLC 5.62% of their portfolio CLEARWATER, FL 317,429317.4k $31.5m $31.5m 5.62% Added +242.3k +242,280
35 RENAISSANCE TECHNOLOGIES LLC 0.04% of their portfolio NEW YORK, NY 280,700280.7k $27.9m $27.9m 0.04% Reduced -17.0k -17,000
36 STIFEL FINANCIAL CORP 0.04% of their portfolio ST. LOUIS, MO 280,582280.6k $27.8m $27.8m 0.04% Reduced -90.8k -90,752
37 BDO Wealth Advisors, LLC 3.17% of their portfolio JACKSONVILLE, FL 260,474260.5k $25.9m $25.9m 3.17% Reduced -5.7k -5,676
38 BEACON INVESTMENT ADVISORY SERVICES, INC. 1.23% of their portfolio MORRISTOWN, NJ 256,020256.0k $25.4m $25.4m 1.23% Reduced -23.4k -23,384
39 MASON STREET ADVISORS, LLC 5.39% of their portfolio MILWAUKEE, WI 245,500245.5k $24.4m $24.4m 5.39% Unchanged
40 Avion Wealth 6.39% of their portfolio THE WOODLANDS, TX 237,506237.5k $23.4m $23.4m 6.39% Reduced -65.3k -65,259
41 Destination Wealth Management 0.89% of their portfolio Walnut Creek, CA 235,787235.8k $23.4m $23.4m 0.89% Added +8.0k +7,977
42 PEAPACK GLADSTONE FINANCIAL CORP 0.44% of their portfolio BEDMINSTER, NJ 234,368234.4k $23.2m $23.2m 0.44% Reduced -1.4k -1,426
43 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 230,352230.4k $22.9m $22.9m 0.02% Reduced -10.4k -10,448
44 Advisor OS, LLC 5.48% of their portfolio CHICAGO, IL 229,964230.0k $22.8m $22.8m 5.48% Reduced -8.8k -8,830
45 Family Manage LLC 5.18% of their portfolio NEW YORK, NY 226,719226.7k $22.5m $22.5m 5.18% Added +206.7k +206,659
46 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 225,741225.7k $22.4m $22.4m 0.00% Added +57.4k +57,379
47 WHITTIER TRUST CO 0.40% of their portfolio SOUTH PASADENA, CA 219,708219.7k $21.8m $21.8m 0.40% Added +27.4k +27,381
48 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 215,676215.7k $21.4m $21.4m 0.04% Reduced -34.3k -34,303
49 STALEY CAPITAL ADVISERS INC 1.17% of their portfolio PITTSBURGH, PA 211,470211.5k $21.0m $21.0m 1.17% Reduced -26.6k -26,580
50 Cerity Partners LLC 0.05% of their portfolio NEW YORK, NY 208,790208.8k $20.7m $20.7m 0.05% Added +33.8k +33,750
51 Drake & Associates, LLC 9.36% of their portfolio WAUKESHA, WI 193,393193.4k $19.2m $19.2m 9.36% Added +5.3k +5,286
52 HOWLAND CAPITAL MANAGEMENT LLC 1.15% of their portfolio BOSTON, MA 192,391192.4k $19.1m $19.1m 1.15% Reduced -20.4k -20,391
53 IFP Advisors, Inc 0.84% of their portfolio TAMPA, FL 189,930189.9k $19.2m $19.2m 0.84% Reduced -121.4k -121,449
54 Janney Montgomery Scott LLC 0.08% of their portfolio PHILADELPHIA, PA 188,578188.6k $18.7m $18.7m 0.08% Reduced -23.2k -23,246
55 MML INVESTORS SERVICES, LLC 0.13% of their portfolio SPRINGFIELD, MA 185,568185.6k $18.4m $18.4m 0.13% Reduced -27.1k -27,067
56 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 0.62% of their portfolio NORFOLK, VA 179,076179.1k $17.8m $17.8m 0.62% Added +8.2k +8,197
57 CITIGROUP INC 0.02% of their portfolio NEW YORK, NY 172,115172.1k $17.1m $17.1m 0.02% Added +12.7k +12,702
58 Bramshill Investments, LLC 1.99% of their portfolio NAPLES, FL 167,336167.3k $16.6m $16.6m 1.99% Added +136.0k +135,952
59 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 159,782159.8k $15.9m $15.9m 0.03% Reduced -3.1k -3,128
60 MERCER GLOBAL ADVISORS INC /ADV 0.07% of their portfolio DENVER, CO 159,226159.2k $15.8m $15.8m 0.07% Added +7.4k +7,417
61 MONTAG A & ASSOCIATES INC 1.01% of their portfolio ATLANTA, GA 155,660155.7k $15.4m $15.4m 1.01% Reduced -36.3k -36,346
62 Arbor Investment Advisors, LLC 2.71% of their portfolio WINSTON SALEM, NC 148,390148.4k $14.7m $14.7m 2.71% Added +17.6k +17,623
63 PRW Wealth Management LLC 5.75% of their portfolio QUINCY, MA 147,845147.8k $14.7m $14.7m 5.75% Reduced -41.9k -41,883
64 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.08% of their portfolio IRVING, TX 145,032145.0k $14.4m $14.4m 0.08% Reduced -14.2k -14,242
65 Kingfisher Capital LLC 3.70% of their portfolio CHARLOTTE, NC 142,168142.2k $14.1m $14.1m 3.70% Added +1.2k +1,163
66 KWMG, LLC 1.83% of their portfolio OVERLAND PARK, KS 136,673136.7k $13.6m $13.6m 1.83% Added +917 +917
67 AE Wealth Management LLC 0.09% of their portfolio TOPEKA, KS 136,178136.2k $13.5m $13.5m 0.09% Added +82.0k +81,982
68 Forvis Mazars Wealth Advisors, LLC 0.43% of their portfolio Springfield, MO 132,073132.1k $13.1m $13.1m 0.43% Reduced -43.8k -43,829
69 Leelyn Smith, LLC 3.26% of their portfolio GENEVA, IL 128,166128.2k $12.7m $12.7m 3.26% Added +27.8k +27,768
70 EVERGREEN CAPITAL MANAGEMENT LLC 0.53% of their portfolio Bellevue, WA 119,271119.3k $11.8m $11.8m 0.53% Reduced -1.4k -1,386
71 EQ LLC 8.54% of their portfolio BELLEVUE, WA 113,326113.3k $11.2m $11.2m 8.54% New
72 Values First Advisors, Inc. 6.55% of their portfolio JOHNSON CITY, TN 103,691103.7k $10.3m $10.3m 6.55% Added +2.6k +2,576
73 Private Advisor Group, LLC 0.10% of their portfolio MORRISTOWN, NJ 102,830102.8k $10.2m $10.2m 0.10% Added +20.8k +20,785
74 Procyon Advisors, LLC 1.69% of their portfolio SHELTON, CT 102,334102.3k $10.2m $10.2m 1.69% Reduced -9.9k -9,854
75 SVB WEALTH LLC 0.14% of their portfolio BOSTON, MA 101,892101.9k $10.1m $10.1m 0.14% Reduced -33.3k -33,319
76 Royal Fund Management, LLC 1.49% of their portfolio Lady Lake, FL 99,94299.9k $9.9m $9.9m 1.49% Added +9.2k +9,170
77 Lowe Wealth Advisors, LLC 5.20% of their portfolio COLUMBIA, MD 97,30897.3k $9.7m $9.7m 5.20% Reduced -856 -856
78 Camelot Portfolios, LLC 6.66% of their portfolio Maumee, OH 96,28996.3k $9.6m $9.6m 6.66% Added +46.6k +46,612
79 Sowell Financial Services LLC 0.72% of their portfolio NORTH LITTLE ROCK, AR 94,03194.0k $9.3m $9.3m 0.72% Added +53.6k +53,561
80 Essex Financial Services, Inc. 0.98% of their portfolio ESSEX, CT 93,81393.8k $9.3m $9.3m 0.98% Added +11.6k +11,576
81 Peak Asset Management, LLC 2.20% of their portfolio LOUISVILLE, CO 90,90190.9k $9.0m $9.0m 2.20% Added +1.5k +1,524
82 BROWN ADVISORY INC 0.01% of their portfolio BALTIMORE, MD 89,26989.3k $8.9m $8.9m 0.01% Reduced -3.2k -3,182
83 Compass Financial Group, Inc. 5.53% of their portfolio DEERFIELD BEACH, FL 88,85388.9k $8.8m $8.8m 5.53% Added +264 +264
84 ANCHOR CAPITAL ADVISORS LLC 0.22% of their portfolio Boston, MA 85,12485.1k $8.4m $8.4m 0.22% Added +1.1k +1,120
85 Mangham Associates,LLC 13.33% of their portfolio CHARLOTTESVILLE, VA 84,85384.9k $8.4m $8.4m 13.33% Reduced -1.7k -1,677
86 Ausdal Financial Partners, Inc. 1.12% of their portfolio Davenport, IA 81,54681.5k $8.1m $8.1m 1.12% Added +28.3k +28,344
87 Keene & Associates, Inc. 6.12% of their portfolio FORT WORTH, TX 79,58079.6k $7.9m $7.9m 6.12% Reduced -2.4k -2,363
88 Hilltop Holdings Inc. 1.05% of their portfolio DALLAS, TX 77,93277.9k $7.7m $7.7m 1.05% Added +74.3k +74,295
89 Dynamic Advisor Solutions LLC 0.45% of their portfolio PHOENIX, AZ 77,70677.7k $7.7m $7.7m 0.45% Added +49.5k +49,519
90 Corient Private Wealth LP 0.02% of their portfolio MIAMI, FL 77,65177.7k $7.7m $7.7m 0.02% Reduced -11.1k -11,139
91 YHB Investment Advisors, Inc. 0.77% of their portfolio West Hartford, CT 76,91676.9k $7.6m $7.6m 0.77% Reduced -9.2k -9,212
92 Krilogy Financial LLC 0.64% of their portfolio ST. LOUIS, MO 76,31376.3k $7.6m $7.6m 0.64% Reduced -48.0k -48,034
93 Robertson Stephens Wealth Management, LLC 0.58% of their portfolio San Francisco, CA 76,15976.2k $7.6m $7.6m 0.58% New
94 One Capital Management, LLC 0.36% of their portfolio WESTLAKE VILLAGE, CA 74,65174.7k $7.4m $7.4m 0.36% Reduced -21.9k -21,921
95 Cornerstone Wealth Management, LLC 0.72% of their portfolio ST. PETERS, MO 74,32274.3k $7.4m $7.4m 0.72% First filing
96 Providence First Trust Co 4.23% of their portfolio SCOTTSDALE, AZ 74,08274.1k $7.4m $7.4m 4.23% Added +7.5k +7,468
97 MinichMacGregor Wealth Management, LLC 2.40% of their portfolio Saratoga Springs, NY 72,91472.9k $7.2m $7.2m 2.40% Reduced -10.3k -10,259
98 Sequoia Financial Advisors, LLC 0.16% of their portfolio Akron, OH 71,84171.8k $7.1m $7.1m 0.16% Reduced -72.2k -72,212
99 FIRST TRUST ADVISORS LP 0.01% of their portfolio Wheaton, IL 70,32770.3k $7.0m $7.0m 0.01% Reduced -1.9k -1,929
100 HALBERT HARGROVE GLOBAL ADVISORS, LLC 0.48% of their portfolio LONG BEACH, CA 70,01270.0k $6.9m $6.9m 0.48% Reduced -663 -663