Vault-13

SPDR SER TR SPSB

PORTFOLIO SHORT · ETP · CUSIP 78464A474

552 institutional holders -20 vs Q4 2022
187,232,743187.2m shares reported held*
$5.6bnreported value*
42 new 195 added 228 reduced 61 sold out net sold ≈ $163.0m (-5.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $30.00.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 531Q4 22: 572Q1 23: 552552Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022531
Q4 2022572
Q1 2023552

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 237 bought or addedQ4 22: 260 cut or sold outQ4 22Q1 23: 237 bought or addedQ1 23: 289 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022237260
Q1 2023237289

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ3 22 calls: $621.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $1.0mQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$621.0k$00.00
Q4 2022$1.0m$00.00
Q1 2023$0$0—

Biggest buyers

Creative Planning Added +3,826,586+3.8m
TIAA, FSB Added +1,350,255+1.4m
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Added +1,254,588+1.3m
MORGAN STANLEY Added +1,211,218+1.2m
Relative Value Partners Group, LLC Added +1,194,770+1.2m
Gradient Investments LLC Added +811,349+811.3k
BANK OF NOVA SCOTIA New +725,775+725.8k
WORLD EQUITY GROUP, INC. Added +643,866+643.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +567,281+567.3k
Convergence Financial, LLC Added +501,826+501.8k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -3,287,922-3.3m
Litman Gregory Wealth Management LLC Sold out -2,074,023-2.1m
Horizon Investments, LLC Reduced -1,984,537-2.0m
JPMORGAN CHASE & CO Reduced -1,957,243-2.0m
Sunflower Bank, N.A. Reduced -1,549,351-1.5m
AMERIPRISE FINANCIAL INC Reduced -1,384,189-1.4m
LPL Financial LLC Reduced -1,257,722-1.3m
ALLSTATE CORP Reduced -1,078,366-1.1m
SOROS FUND MANAGEMENT LLC Reduced -1,039,000-1.0m
CGN Advisors LLC Reduced -837,858-837.9k

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Creative Planning 0.55% of their portfolio OVERLAND PARK, KS 12,877,13212.9m $381.5m $381.5m 0.55% Added +3.8m +3,826,586
2 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.11% of their portfolio SAN FRANCISCO, CA 11,835,97011.8m $350.7m $350.7m 0.11% Added +1.3m +1,254,588
3 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 10,400,18910.4m $308.2m $308.2m 0.03% Added +1.2m +1,211,218
4 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 7,529,9937.5m $223.1m $223.1m 0.03% Reduced -3.3m -3,287,922
5 STATE STREET CORP 0.01% of their portfolio BOSTON, MA 7,285,9057.3m $215.9m $215.9m 0.01% Added +142.9k +142,888
6 ENVESTNET ASSET MANAGEMENT INC 0.08% of their portfolio Berwyn, PA 5,966,5696.0m $176.8m $176.8m 0.08% Added +132.8k +132,842
7 Valmark Advisers, Inc. 3.25% of their portfolio AKRON, OH 5,085,8865.1m $150.7m $150.7m 3.25% Added +204.7k +204,738
8 Destination Wealth Management 4.72% of their portfolio Walnut Creek, CA 4,206,2074.2m $124.6m $124.6m 4.72% Added +318.9k +318,913
9 UBS Group AG 0.06% of their portfolio ZURICH, V8 4,179,1714.2m $123.8m $123.8m 0.06% Reduced -193.4k -193,391
10 WELLS FARGO & COMPANY/MN 0.04% of their portfolio SAN FRANCISCO, CA 4,101,6154.1m $121.5m $121.5m 0.04% Reduced -4.5k -4,491
11 LPL Financial LLC 0.09% of their portfolio FORT MILL, SC 4,098,6684.1m $121.4m $121.4m 0.09% Reduced -1.3m -1,257,722
12 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.06% of their portfolio Toronto, A6 3,808,2633.8m $112.8m $112.8m 0.06% Added +36.1k +36,090
13 TIAA, FSB 0.37% of their portfolio ST. LOUIS, MO 3,372,0293.4m $99.9m $99.9m 0.37% Added +1.4m +1,350,255
14 Baird Financial Group, Inc. 0.24% of their portfolio MILWAUKEE, WI 3,289,5533.3m $97.5m $97.5m 0.24% Reduced -34.0k -33,988
15 Advocacy Wealth Management, LLC 11.61% of their portfolio ATLANTA, GA 3,227,5903.2m $95.6m $95.6m 11.61% Added +216.3k +216,340
16 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 3,029,3353.0m $89.8m $89.8m 0.02% Reduced -45.1k -45,058
17 Fisher Asset Management, LLC 0.05% of their portfolio PLANO, TX 2,816,1962.8m $83.4m $83.4m 0.05% Reduced -23.7k -23,717
18 Relative Value Partners Group, LLC 2.46% of their portfolio NORTHBROOK, IL 2,436,2102.4m $72.2m $72.2m 2.46% Added +1.2m +1,194,770
19 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 2,407,0072.4m $71.3m $71.3m 0.02% Reduced -1.4m -1,384,189
20 RiverFront Investment Group, LLC 2.46% of their portfolio RICHMOND, VA 2,350,6412.4m $69.6m $69.6m 2.46% Added +48.4k +48,423
21 HUNTINGTON NATIONAL BANK 0.68% of their portfolio COLUMBUS, OH 2,313,0602.3m $68.5m $68.5m 0.68% Added +18.6k +18,561
22 OSAIC HOLDINGS, INC. 0.12% of their portfolio SCOTTSDALE, AZ 2,118,1542.1m $62.8m $62.8m 0.12% Added +450.2k +450,222
23 OAKWORTH CAPITAL, INC. 5.61% of their portfolio BIRMINGHAM, AL 2,116,8782.1m $62.7m $62.7m 5.61% Added +8.3k +8,316
24 ALLSTATE CORP 4.38% of their portfolio NORTHBROOK, IL 1,988,8892.0m $58.9m $58.9m 4.38% Reduced -1.1m -1,078,366
25 AE Wealth Management LLC 0.32% of their portfolio TOPEKA, KS 1,667,6121.7m $49.4m $49.4m 0.32% Reduced -69.6k -69,614
26 TOWNSQUARE CAPITAL LLC 1.08% of their portfolio Lehi, UT 1,649,2771.6m $48.9m $48.9m 1.08% Added +50.7k +50,697
27 PNC Financial Services Group, Inc. 0.04% of their portfolio Pittsburgh, PA 1,623,1551.6m $48.1m $48.1m 0.04% Added +39.0k +39,025
28 RED CEDAR INVESTMENT MANAGEMENT, LLC 6.78% of their portfolio GRAND RAPIDS, MI 1,479,6141.5m $43.8m $43.8m 6.78% Reduced -37.2k -37,239
29 Mariner Managed Account Solutions, LLC 3.77% of their portfolio Boston, MA 1,462,6271.5m $43.3m $43.3m 3.77% Added +52.8k +52,802
30 MCF Advisors LLC 3.95% of their portfolio LEXINGTON, KY 1,428,2901.4m $42.3m $42.3m 3.95% Added +111.1k +111,066
31 Rodgers & Associates, LTD 6.32% of their portfolio Lancaster, PA 1,373,7051.4m $40.7m $40.7m 6.32% Added +5.7k +5,673
32 Buckingham Capital Management, Inc. 5.69% of their portfolio DAYTON, OH 1,201,0091.2m $35.6m $35.6m 5.69% Added +124.8k +124,816
33 Astor Investment Management LLC 10.71% of their portfolio CHICAGO, IL 1,118,8341.1m $33.2m $33.2m 10.71% Reduced -68.8k -68,790
34 Cetera Advisor Networks LLC 0.23% of their portfolio EL SEGUNDO, CA 1,046,6191.0m $31.0m $31.0m 0.23% Added +113.7k +113,679
35 COMMONWEALTH EQUITY SERVICES, LLC 0.06% of their portfolio WALTHAM, MA 1,015,9111.0m $30.1m $30.1m 0.06% Reduced -101.2k -101,220
36 Eagle Ridge Investment Management 3.15% of their portfolio STAMFORD, CT 946,614946.6k $28.0m $28.0m 3.15% Added +10.0k +10,037
37 Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 5.35% of their portfolio FORT WORTH, TX 902,165902.2k $26.7m $26.7m 5.35% Reduced -58.2k -58,191
38 Allspring Global Investments Holdings, LLC 0.04% of their portfolio CHARLOTTE, NC 847,800847.8k $25.1m $25.1m 0.04% Unchanged
39 CREATIVE FINANCIAL DESIGNS INC /ADV 3.22% of their portfolio KOKOMO, IN 831,143831.1k $24.6m $24.6m 3.22% Added +82.1k +82,148
40 Gradient Investments LLC 0.66% of their portfolio ARDEN HILLS, MN 815,597815.6k $24.2m $24.2m 0.66% Added +811.3k +811,349
41 Private Advisor Group, LLC 0.23% of their portfolio MORRISTOWN, NJ 814,213814.2k $24.1m $24.1m 0.23% Reduced -192.6k -192,604
42 StrategIQ Financial Group, LLC 2.78% of their portfolio MERRILLVILLE, IN 811,463811.5k $24.0m $24.0m 2.78% Added +39.9k +39,869
43 Gemmer Asset Management LLC 3.46% of their portfolio WALNUT CREEK, CA 798,954799.0k $23.7m $23.7m 3.46% Reduced -801 -801
44 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 789,124789.1k $23.4m $23.4m 0.01% Added +1.1k +1,097
45 WORLD EQUITY GROUP, INC. 0.58% of their portfolio SCHAUMBURG, IL 788,221788.2k $3.9m $3.9m 0.58% Added +643.9k +643,866
46 Mariner, LLC 0.07% of their portfolio Overland Park, KS 785,207785.2k $23.3m $23.3m 0.07% Reduced -5.0k -5,002
47 BIP Wealth, LLC 2.55% of their portfolio ATLANTA, GA 785,112785.1k $23.2m $23.2m 2.55% First filing
48 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 769,772769.8k $22.8m $22.8m 0.04% Added +43.4k +43,365
49 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 745,885745.9k $22.1m $22.1m 0.02% Reduced -315.6k -315,650
50 Strategic Wealth Partners, Ltd. 3.36% of their portfolio INDEPENDENCE, OH 738,255738.3k $21.9m $21.9m 3.36% Added +143.8k +143,777
51 BANK OF NOVA SCOTIA 0.06% of their portfolio TORONTO, A6 725,775725.8k $21.5m $21.5m 0.06% New
52 Concord Asset Management, LLC/VA 8.78% of their portfolio ABINGDON, VA 723,721723.7k $21.4m $21.4m 8.78% Added +369.0k +368,971
53 Cedar Mountain Advisors, LLC 6.44% of their portfolio LAKE OSWEGO, OR 722,045722.0k $21.4m $21.4m 6.44% Reduced -29.0k -29,005
54 Concord Wealth Partners 6.05% of their portfolio ABINGDON, VA 719,714719.7k $21.3m $21.3m 6.05% Added +314.4k +314,442
55 TRUIST FINANCIAL CORP 0.04% of their portfolio CHARLOTTE, NC 702,913702.9k $20.8m $20.8m 0.04% Reduced -105.5k -105,457
56 Walker Financial Services, Inc. 20.88% of their portfolio BOWLING GREEN, KY 683,647683.6k $20.3m $20.3m 20.88% Unchanged
57 US BANCORP \DE\ 0.03% of their portfolio MINNEAPOLIS, MN 671,568671.6k $19.9m $19.9m 0.03% Added +54.5k +54,516
58 Manning & Napier Group, LLC 0.23% of their portfolio Fairport, NY 657,977658.0k $19.5m $19.5m 0.23% Reduced -61.4k -61,434
59 Trilogy Capital Inc. 1.34% of their portfolio IRVINE, CA 638,827638.8k $18.9m $18.9m 1.34% Added +22.0k +21,980
60 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.03% of their portfolio BALA CYNWYD, PA 635,824635.8k $18.8m $18.8m 0.03% Added +567.3k +567,281
61 Willow Creek Wealth Management Inc. 2.89% of their portfolio Sebastopol, CA 633,211633.2k $18.8m $18.8m 2.89% Added +40.2k +40,204
62 Flagstone Financial Management 9.31% of their portfolio LINCOLN, NE 629,779629.8k $18.7m $18.7m 9.31% Added +93.0k +93,003
63 PECAUT & CO. 8.44% of their portfolio SIOUX CITY, IA 625,440625.4k $18.5m $18.5m 8.44% Added +8.9k +8,885
64 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 0.19% of their portfolio OMAHA, NE 615,434615.4k $18.2m $18.2m 0.19% Reduced -29.0k -29,017
65 Thrivent Financial for Lutherans 0.04% of their portfolio Minneapolis, MN 608,699608.7k $18.0m $18.0m 0.04% Added +348.0k +347,964
66 Clark Capital Management Group, Inc. 0.20% of their portfolio PHILADELPHIA, PA 592,796592.8k $17.6m $17.6m 0.20% Added +373.6k +373,594
67 Coulter & Justus Financial Services, LLC 11.43% of their portfolio KNOXVILLE, TN 591,131591.1k $17.5m $17.5m 11.43% Added +21.6k +21,577
68 DAVENPORT & Co LLC 0.13% of their portfolio RICHMOND, VA 561,748561.7k $16.6m $16.6m 0.13% Reduced -3.4k -3,376
69 Smithfield Trust Co 1.06% of their portfolio PITTSBURGH, PA 556,864556.9k $16.5m $16.5m 1.06% Reduced -42.4k -42,430
70 Hirtle & Co., LLC 0.80% of their portfolio WEST CONSHOHOCKEN, PA 545,859545.9k $16.2m $16.2m 0.80% Added +5.8k +5,824
71 Meiji Yasuda Life Insurance Co 0.31% of their portfolio TOKYO, M0 530,500530.5k $15.7m $15.7m 0.31% Unchanged
72 Convergence Financial, LLC 11.53% of their portfolio COLUMBIA, MO 528,309528.3k $15.7m $15.7m 11.53% Added +501.8k +501,826
73 Occidental Asset Management, LLC 3.83% of their portfolio Burlingame, CA 517,649517.6k $15.3m $15.3m 3.83% Reduced -259.9k -259,857
74 Strategic Point Investment Advisors, LLC 3.23% of their portfolio PROVIDENCE, RI 490,331490.3k $14.5m $14.5m 3.23% Added +166.6k +166,576
75 Pinnacle Financial Partners Inc 0.39% of their portfolio Nashville, TN 488,998489.0k $14.5m $14.5m 0.39% Reduced -3.7k -3,701
76 Destiny Wealth Partners, LLC 2.98% of their portfolio TAVARES, FL 485,379485.4k $14.4m $14.4m 2.98% Reduced -6.2k -6,228
77 TPG Financial Advisors, LLC 7.86% of their portfolio PORTLAND, OR 485,265485.3k $14.4m $14.4m 7.86% Added +16.2k +16,232
78 CAPITAL WEALTH MANAGEMENT, LLC 8.21% of their portfolio W. WARWICK, RI 482,555482.6k $14.3m $14.3m 8.21% Added +150.0k +150,008
79 ARKANSAS FINANCIAL GROUP, INC. 2.94% of their portfolio LITTLE ROCK, AR 477,024477.0k $14.1m $14.1m 2.94% Added +136.5k +136,500
80 Hilton Capital Management, LLC 1.67% of their portfolio Garden City, NY 434,350434.4k $12.8m $12.8m 1.67% Added +218.8k +218,839
81 Whitcomb & Hess, Inc. 4.78% of their portfolio ASHLAND, OH 425,732425.7k $12.6m $12.6m 4.78% Added +5.3k +5,320
82 Systelligence, LLC 3.17% of their portfolio BLOOMINGTON, MN 417,325417.3k $12.4m $12.4m 3.17% Reduced -23.1k -23,070
83 Windham Capital Management, LLC 4.77% of their portfolio BOSTON, MA 404,379404.4k $12.0m $12.0m 4.77% Reduced -63.3k -63,258
84 Cornerstone Management, Inc. 3.08% of their portfolio DULUTH, GA 398,769398.8k $11.8m $11.8m 3.08% Added +26.7k +26,663
85 CONNING INC. 0.39% of their portfolio HARTFORD, CT 390,000390.0k $11.6m $11.6m 0.39% Unchanged
86 Mascoma Wealth Management LLC 3.36% of their portfolio HANOVER, NH 386,485386.5k $11.5m $11.5m 3.36% Added +218.0k +218,000
87 Janney Montgomery Scott LLC 0.05% of their portfolio PHILADELPHIA, PA 373,965374.0k $11.1m $11.1m 0.05% Reduced -17.8k -17,773
88 M Holdings Securities, Inc. 1.12% of their portfolio PORTLAND, OR 364,256364.3k $10.8m $10.8m 1.12% Reduced -22.4k -22,398
89 WT Wealth Management 4.61% of their portfolio SCOTTSDALE, AZ 359,741359.7k $10.7m $10.7m 4.61% Reduced -21.0k -21,004
90 Kingsview Wealth Management, LLC 0.44% of their portfolio GRANTS PASS, OR 353,338353.3k $10.5m $10.5m 0.44% Reduced -12.1k -12,060
91 Orange Investment Advisors, Inc. 1.45% of their portfolio GOSHEN, NY 350,696350.7k $10.4m $10.4m 1.45% Added +61.8k +61,774
92 Atria Investments, Inc 0.19% of their portfolio Charlotte, NC 335,490335.5k $9.9m $9.9m 0.19% Added +64.3k +64,277
93 Great Point Wealth Advisors, LLC 3.05% of their portfolio BOSTON, MA 324,948324.9k $9.6m $9.6m 3.05% Reduced -7.3k -7,270
94 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 324,658324.7k $9.6m $9.6m 0.02% New
95 Elwood & Goetz Wealth Advisory Group, LLC 2.29% of their portfolio ATHENS, GA 323,291323.3k $9.6m $9.6m 2.29% Added +43.1k +43,101
96 Connectus Wealth, LLC 0.23% of their portfolio CINCINNATI, OH 321,195321.2k $9.5m $9.5m 0.23% Reduced -11.7k -11,680
97 FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC 0.61% of their portfolio Greenbrae, CA 316,359316.4k $9.4m $9.4m 0.61% Reduced -12.5k -12,512
98 BLB&B Advisors, LLC 0.69% of their portfolio MONTGOMERYVILLE, PA 312,174312.2k $9.2m $9.2m 0.69% Reduced -20.5k -20,531
99 Geneos Wealth Management Inc. 0.56% of their portfolio ENGLEWOOD, CO 312,165312.2k $9.2m $9.2m 0.56% Added +23.6k +23,566
100 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.39% of their portfolio Seattle, WA 307,028307.0k $9.1m $9.1m 0.39% Reduced -101.4k -101,403