Vault-13

ISHARES TR FLOT

FLTG RATE NT ETF · ETP · CUSIP 46429B655

640 institutional holders -43 vs Q4 2022
109,967,075110.0m shares reported held*
$5.5bnreported value*
65 new 185 added 290 reduced 102 sold out net sold ≈ $142.6m (-2.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($13.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $50.40.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 671Q4 22: 683Q1 23: 640640Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022671
Q4 2022683
Q1 2023640

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 279 bought or addedQ4 22: 371 cut or sold outQ4 22Q1 23: 250 bought or addedQ1 23: 392 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022279371
Q1 2023250392

Biggest buyers

JANE STREET GROUP, LLC Added +13,115,742+13.1m
ASSETMARK, INC Added +1,022,762+1.0m
BlackRock Inc. Added +869,248+869.2k
BANK OF MONTREAL /CAN/ Added +749,321+749.3k
G&S Capital LLC New +203,854+203.9k
Advisors Preferred, LLC New +193,309+193.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +181,496+181.5k
HSBC HOLDINGS PLC Added +178,805+178.8k
Atria Wealth Solutions, Inc. Added +158,708+158.7k
TKG Advisors, LLC New +150,227+150.2k

Biggest sellers

WELLS FARGO & COMPANY/MN Reduced -2,005,482-2.0m
AMERIPRISE FINANCIAL INC Reduced -1,241,202-1.2m
MORGAN STANLEY Reduced -1,187,207-1.2m
BANK OF AMERICA CORP /DE/ Reduced -1,126,634-1.1m
BlueCrest Capital Management Ltd Reduced -822,391-822.4k
ENVESTNET ASSET MANAGEMENT INC Reduced -744,029-744.0k
UBS Group AG Reduced -669,903-669.9k
Kiwi Wealth Investments Limited Partnership Sold out -662,876-662.9k
Astor Investment Management LLC Reduced -589,684-589.7k
CNO Financial Group, Inc. Reduced -585,000-585.0k

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JANE STREET GROUP, LLC 1.14% of their portfolio NEW YORK, NY 13,189,23913.2m $664.6m $664.6m 1.14% Added +13.1m +13,115,742
2 BANK OF AMERICA CORP /DE/ 0.06% of their portfolio CHARLOTTE, NC 10,605,84310.6m $534.4m $534.4m 0.06% Reduced -1.1m -1,126,634
3 BlackRock Inc. 0.01% of their portfolio New York, NY 7,322,6677.3m $369.0m $369.0m 0.01% Added +869.2k +869,248
4 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 4,932,0334.9m $248.5m $248.5m 0.03% Reduced -1.2m -1,187,207
5 FRANKLIN RESOURCES INC 0.09% of their portfolio San Mateo, CA 3,585,9393.6m $180.7m $180.7m 0.09% Reduced -658 -658
6 LPL Financial LLC 0.13% of their portfolio FORT MILL, SC 3,305,2393.3m $166.6m $166.6m 0.13% Reduced -181.5k -181,542
7 UBS Group AG 0.08% of their portfolio ZURICH, V8 3,228,3483.2m $162.7m $162.7m 0.08% Reduced -669.9k -669,903
8 PNC Financial Services Group, Inc. 0.13% of their portfolio Pittsburgh, PA 3,017,4103.0m $152.0m $152.0m 0.13% Reduced -110.4k -110,423
9 NORTHERN TRUST CORP 0.03% of their portfolio CHICAGO, IL 2,547,9962.5m $128.4m $128.4m 0.03% Reduced -201.1k -201,148
10 WELLS FARGO & COMPANY/MN 0.04% of their portfolio SAN FRANCISCO, CA 2,398,7142.4m $120.9m $120.9m 0.04% Reduced -2.0m -2,005,482
11 ENVESTNET ASSET MANAGEMENT INC 0.05% of their portfolio Berwyn, PA 2,132,3002.1m $107.4m $107.4m 0.05% Reduced -744.0k -744,029
12 DAVENPORT & Co LLC 0.78% of their portfolio RICHMOND, VA 1,967,8302.0m $99.2m $99.2m 0.78% Reduced -22.7k -22,715
13 Glenview Trust Co 2.71% of their portfolio Louisville, KY 1,794,4571.8m $90.4m $90.4m 2.71% Added +33.9k +33,928
14 ROYAL BANK OF CANADA 0.03% of their portfolio TORONTO, A6 1,656,5011.7m $83.5m $83.5m 0.03% Reduced -238.8k -238,846
15 OSAIC HOLDINGS, INC. 0.13% of their portfolio SCOTTSDALE, AZ 1,415,5761.4m $71.3m $71.3m 0.13% Reduced -456.2k -456,198
16 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 1,302,1571.3m $65.9m $65.9m 0.02% Reduced -1.2m -1,241,202
17 ASSETMARK, INC 0.25% of their portfolio CONCORD, CA 1,220,9941.2m $61.5m $61.5m 0.25% Added +1.0m +1,022,762
18 BARINGS LLC 2.05% of their portfolio CHARLOTTE, NC 1,186,1401.2m $59.8m $59.8m 2.05% Reduced -482.4k -482,428
19 Haverford Trust Co 0.63% of their portfolio Radnor, PA 1,052,9471.1m $53.1m $53.1m 0.63% Added +46.5k +46,539
20 Advocacy Wealth Management, LLC 6.39% of their portfolio ATLANTA, GA 1,043,4961.0m $52.6m $52.6m 6.39% Added +91.0k +90,953
21 BANK OF MONTREAL /CAN/ 0.02% of their portfolio TORONTO, A6 918,386918.4k $46.4m $46.4m 0.02% Added +749.3k +749,321
22 TRUIST FINANCIAL CORP 0.08% of their portfolio CHARLOTTE, NC 896,551896.6k $45.2m $45.2m 0.08% Reduced -20.0k -19,986
23 HSBC HOLDINGS PLC 0.06% of their portfolio LONDON, X0 855,610855.6k $43.1m $43.1m 0.06% Added +178.8k +178,805
24 Demars Financial Group, LLC 22.48% of their portfolio SPOKANE VALLEY, WA 809,566809.6k $40.8m $40.8m 22.48% Added +9.9k +9,876
25 Parsec Financial Management, Inc. 1.71% of their portfolio ASHEVILLE, NC 807,198807.2k $40.7m $40.7m 1.71% Added +77.3k +77,261
26 TRUSTMARK BANK TRUST DEPARTMENT 3.27% of their portfolio JACKSON, MS 712,169712.2k $35.9m $35.9m 3.27% Reduced -74.9k -74,923
27 FLPUTNAM INVESTMENT MANAGEMENT CO 1.17% of their portfolio PORTLAND, ME 709,309709.3k $35.7m $35.7m 1.17% Added +26.1k +26,124
28 New York Life Investment Management LLC 0.35% of their portfolio New York, NY 616,583616.6k $31.1m $31.1m 0.35% Added +42.0k +42,048
29 Destination Wealth Management 1.17% of their portfolio Walnut Creek, CA 612,293612.3k $30.9m $30.9m 1.17% Reduced -4.4k -4,436
30 BANCO BILBAO VIZCAYA ARGENTARIA, S.A. 0.34% of their portfolio Madrid, U3 536,472536.5k $27.0m $27.0m 0.34% Reduced -60.1k -60,124
31 Raymond James Financial Services Advisors, Inc. 0.05% of their portfolio ST. PETERSBURG, FL 490,641490.6k $24.7m $24.7m 0.05% Reduced -32.4k -32,433
32 Insight Wealth Strategies, LLC 4.83% of their portfolio SAN RAMON, CA 489,365489.4k $24.7m $24.7m 4.83% Added +33.9k +33,923
33 US BANCORP \DE\ 0.04% of their portfolio MINNEAPOLIS, MN 485,692485.7k $24.5m $24.5m 0.04% Reduced -459.1k -459,080
34 Capital Advantage, Inc. 5.18% of their portfolio Walnut Creek, CA 485,057485.1k $24.3m $24.3m 5.18% Reduced -244.1k -244,149
35 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 480,963481.0k $24.2m $24.2m 0.00% Added +3.9k +3,876
36 Integrated Wealth Concepts LLC 0.50% of their portfolio WALTHAM, MA 478,588478.6k $24.1m $24.1m 0.50% Added +15.0k +15,043
37 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 468,833468.8k $23.6m $23.6m 0.01% Reduced -7.2k -7,200
38 Brookstone Capital Management 0.46% of their portfolio WHEATON, IL 466,960467.0k $23.6m $23.6m 0.46% Reduced -207.8k -207,759
39 MML INVESTORS SERVICES, LLC 0.16% of their portfolio SPRINGFIELD, MA 461,921461.9k $23.3m $23.3m 0.16% Reduced -67.6k -67,615
40 CAPTRUST FINANCIAL ADVISORS 0.10% of their portfolio RALEIGH, NC 460,001460.0k $23.2m $23.2m 0.10% Added +9.9k +9,880
41 Towercrest Capital Management 4.74% of their portfolio NEWTOWN, PA 452,189452.2k $22.8m $22.8m 4.74% Added +62.5k +62,528
42 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 435,268435.3k $21.9m $21.9m 0.02% Added +4.5k +4,460
43 Cambridge Investment Research Advisors, Inc. 0.11% of their portfolio FAIRFIELD, IA 427,933427.9k $21.6m $21.6m 0.11% Reduced -82.7k -82,689
44 TELEMUS CAPITAL, LLC 1.85% of their portfolio Southfield, MI 417,650417.6k $21.0m $21.0m 1.85% Reduced -2.7k -2,689
45 CAPE COD FIVE CENTS SAVINGS BANK 2.22% of their portfolio HYANNIS, MA 403,910403.9k $20.4m $20.4m 2.22% Added +601 +601
46 BEACON FINANCIAL GROUP 2.70% of their portfolio DALLAS, TX 383,318383.3k $19.3m $19.3m 2.70% Added +56.2k +56,165
47 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 372,818372.8k $18.8m $18.8m 0.04% Added +67.3k +67,257
48 IFP Advisors, Inc 0.83% of their portfolio TAMPA, FL 372,495372.5k $19.0m $19.0m 0.83% Reduced -57.6k -57,591
49 Mariner, LLC 0.05% of their portfolio Overland Park, KS 365,194365.2k $18.4m $18.4m 0.05% Added +5.1k +5,128
50 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 364,642364.6k $18.4m $18.4m 0.04% Added +57.3k +57,303
51 Atria Wealth Solutions, Inc. 0.27% of their portfolio NEW YORK, NY 358,434358.4k $18.1m $18.1m 0.27% Added +158.7k +158,708
52 Willis Johnson & Associates, Inc. 2.14% of their portfolio Houston, TX 357,548357.5k $18.0m $18.0m 2.14% Added +16.0k +15,999
53 Cetera Advisor Networks LLC 0.13% of their portfolio EL SEGUNDO, CA 357,535357.5k $18.0m $18.0m 0.13% Reduced -2.9k -2,853
54 LJI Wealth Management, LLC 4.85% of their portfolio INDIANAPOLIS, IN 304,887304.9k $15.4m $15.4m 4.85% Added +11.6k +11,577
55 Allworth Financial LP 0.15% of their portfolio FOLSOM, CA 295,722295.7k $14.9m $14.9m 0.15% Reduced -69.6k -69,610
56 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 293,835293.8k $14.8m $14.8m 0.00% Added +1.1k +1,118
57 Sigma Planning Corp 0.44% of their portfolio ANN ARBOR, MI 262,705262.7k $13.2m $13.2m 0.44% Reduced -25.8k -25,795
58 SCOTIA CAPITAL INC. 0.09% of their portfolio TORONTO, A6 253,711253.7k $12.8m $12.8m 0.09% Reduced -19.9k -19,864
59 JAMES INVESTMENT RESEARCH, INC. 1.63% of their portfolio ALPHA, OH 244,073244.1k $12.3m $12.3m 1.63% Reduced -99.8k -99,834
60 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 238,867238.9k $12.0m $12.0m 0.02% Reduced -33.6k -33,577
61 PEAPACK GLADSTONE FINANCIAL CORP 0.23% of their portfolio BEDMINSTER, NJ 234,836234.8k $11.8m $11.8m 0.23% Added +3.1k +3,132
62 Portland Global Advisors LLC 1.99% of their portfolio PORTLAND, ME 230,604230.6k $11.6m $11.6m 1.99% Reduced -2.9k -2,855
63 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.83% of their portfolio RICHMOND, VA 228,749228.7k $11.5m $11.5m 0.83% Reduced -15.3k -15,342
64 Stratos Wealth Partners, LTD. 0.31% of their portfolio BEACHWOOD, OH 227,661227.7k $11.5m $11.5m 0.31% Reduced -441.6k -441,573
65 M&T Bank Corp 0.04% of their portfolio BUFFALO, NY 225,110225.1k $11.3m $11.3m 0.04% Reduced -27.2k -27,161
66 OneDigital Investment Advisors LLC 0.25% of their portfolio OVERLAND PARK, KS 215,525215.5k $10.9m $10.9m 0.25% Added +46.5k +46,532
67 Eagle Ridge Investment Management 1.22% of their portfolio STAMFORD, CT 215,449215.4k $10.9m $10.9m 1.22% Added +3.4k +3,369
68 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 207,845207.8k $10.5m $10.5m 0.02% Added +181.5k +181,496
69 SSI INVESTMENT MANAGEMENT LLC 0.73% of their portfolio Los Angeles, CA 205,347205.3k $10.3m $10.3m 0.73% Added +21.7k +21,696
70 G&S Capital LLC 4.54% of their portfolio DENVER, CO 203,854203.9k $10.3m $10.3m 4.54% New
71 Lido Advisors, LLC 0.14% of their portfolio Los Angeles, CA 203,767203.8k $10.3m $10.3m 0.14% Added +131.7k +131,710
72 Advisors Preferred, LLC 3.33% of their portfolio ROCKVILLE, MD 193,309193.3k $9.7m $9.7m 3.33% New
73 LeJeune Puetz Investment Counsel LLC 3.47% of their portfolio TRAVERSE CITY, MI 192,189192.2k $9.7m $9.7m 3.47% Reduced -10.5k -10,517
74 Ifrah Financial Services, Inc. 2.97% of their portfolio Little Rock, AR 185,604185.6k $9.4m $9.4m 2.97% Added +1.6k +1,616
75 Alliance Wealth Management Group 3.12% of their portfolio FLEMINGTON, NJ 182,409182.4k $9.2m $9.2m 3.12% Added +30.0k +30,030
76 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 182,300182.3k $9.2m $9.2m 0.01% Reduced -396.6k -396,600
77 MERCER GLOBAL ADVISORS INC /ADV 0.04% of their portfolio DENVER, CO 177,467177.5k $8.9m $8.9m 0.04% Reduced -12.8k -12,812
78 MONEY CONCEPTS CAPITAL CORP 0.10% of their portfolio PALM BEACH GARDENS, FL 175,972176.0k $1.7m $1.7m 0.10% Added +125.8k +125,782
79 Seven Springs Wealth Group, LLC 4.21% of their portfolio BRENTWOOD, TN 169,146169.1k $8.5m $8.5m 4.21% Added +4.4k +4,356
80 Windsor Capital Management, LLC 2.91% of their portfolio Phoenix, AZ 167,669167.7k $8.4m $8.4m 2.91% Reduced -1.5k -1,488
81 INNEALTA CAPITAL, LLC 3.50% of their portfolio AUSTIN, TX 164,029164.0k $8.3m $8.3m 3.50% Reduced -104.3k -104,281
82 WESCAP Management Group, Inc. 2.87% of their portfolio Glendale, CA 161,696161.7k $8.1m $8.1m 2.87% Added +11.7k +11,697
83 MBM WEALTH CONSULTANTS, LLC 3.77% of their portfolio CHESTERFIELD, MO 160,320160.3k $9.3m $9.3m 3.77% Unchanged
84 TAP Consulting, LLC 1.97% of their portfolio KIRKWOOD, MO 159,868159.9k $8.1m $8.1m 1.97% Added +664 +664
85 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 159,705159.7k $8.0m $8.0m 0.03% Reduced -27.4k -27,388
86 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 159,120159.1k $8.0m $8.0m 0.01% Reduced -50.1k -50,104
87 AE Wealth Management LLC 0.05% of their portfolio TOPEKA, KS 158,817158.8k $8.0m $8.0m 0.05% Reduced -224.6k -224,567
88 MRA Advisory Group 5.76% of their portfolio PARSIPPANY, NJ 158,482158.5k $8.0m $8.0m 5.76% Added +36.1k +36,133
89 Mutual Advisors, LLC 0.32% of their portfolio OMAHA, NE 156,960157.0k $7.9m $7.9m 0.32% Added +19.5k +19,485
90 Global Retirement Partners, LLC 0.42% of their portfolio San Rafael, CA 156,114156.1k $7.9m $7.9m 0.42% Added +66.8k +66,777
91 Roundview Capital LLC 0.82% of their portfolio PRINCETON, NJ 155,060155.1k $7.8m $7.8m 0.82% Added +34.0k +33,987
92 MCMORGAN & CO LLC 1.59% of their portfolio SAN FRANCISCO, CA 153,648153.6k $7.7m $7.7m 1.59% Reduced -114.2k -114,190
93 Piedmont Capital Management, LLC 6.20% of their portfolio WHITEFISH, MT 153,561153.6k $7.7m $7.7m 6.20% Reduced -675 -675
94 TKG Advisors, LLC 4.72% of their portfolio VALPARAISO, IN 150,227150.2k $7.6m $7.6m 4.72% New
95 Betterment LLC 0.02% of their portfolio NEW YORK, NY 148,834148.8k $7.5m $7.5m 0.02% Reduced -19.1k -19,075
96 Rezny Wealth Management, Inc. 2.75% of their portfolio Fort Myers, FL 147,816147.8k $7.4m $7.4m 2.75% Reduced -98.1k -98,058
97 NATIXIS ADVISORS, LLC 0.03% of their portfolio Boston, MA 147,294147.3k $7.4m $7.4m 0.03% Added +344 +344
98 WEALTH MANAGEMENT RESOURCES, INC. 4.54% of their portfolio SMITHFIELD, RI 146,454146.5k $7.4m $7.4m 4.54% Added +1.6k +1,649
99 Orange Investment Advisors, Inc. 1.03% of their portfolio GOSHEN, NY 146,175146.2k $7.4m $7.4m 1.03% Added +6.2k +6,183
100 Perennial Advisors, LLC 2.09% of their portfolio NEW YORK, NY 145,171145.2k $7.3m $7.3m 2.09% Reduced -3.5k -3,544