Vault-13

FIRST TR EXCHANGE-TRADED FD EMLP

NO AMER ENERGY · ETP · CUSIP 33738D101

285 institutional holders -18 vs Q4 2022
68,947,69368.9m shares reported held*
$1.8bnreported value*
16 new 105 added 113 reduced 29 sold out net sold ≈ $74.8m (-2.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($184.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $26.65. Options: 2 managers hold calls ($26.6k notional), 1 hold puts ($0).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 283Q4 22: 303Q1 23: 285285Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022283
Q4 2022303
Q1 2023285

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 140 bought or addedQ4 22: 121 cut or sold outQ4 22Q1 23: 121 bought or addedQ1 23: 142 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022140121
Q1 2023121142

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $1.1mQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $26.6kQ1 23 puts: $0Q1 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$1.1m$00.00
Q1 2023$26.6k$00.00

Biggest buyers

Perella Weinberg Partners Capital Management LP Added +1,472,238+1.5m
MORGAN STANLEY Added +418,045+418.0k
Corient Private Wealth LP New +152,635+152.6k
OLD MISSION CAPITAL LLC Added +139,886+139.9k
Capital Investment Advisors, LLC Added +131,635+131.6k
Relative Value Partners Group, LLC Added +118,740+118.7k
WELLS FARGO & COMPANY/MN Added +116,926+116.9k
Arkos Global Advisors Added +106,124+106.1k
JPMORGAN CHASE & CO Added +89,344+89.3k
Disciplina Capital Management LLC Added +84,161+84.2k

Biggest sellers

ROYAL BANK OF CANADA Reduced -3,106,100-3.1m
TIEDEMANN ADVISORS, LLC Reduced -835,604-835.6k
BANK OF AMERICA CORP /DE/ Reduced -255,991-256.0k
Avidian Wealth Enterprises, LLC Reduced -233,264-233.3k
STIFEL FINANCIAL CORP Reduced -229,593-229.6k
Cresset Asset Management, LLC Reduced -202,870-202.9k
UBS Group AG Reduced -152,572-152.6k
B. Riley Wealth Advisors, Inc. Reduced -135,997-136.0k
Concorde Asset Management, LLC Sold out -96,653-96.7k
Private Advisory Group LLC Reduced -95,395-95.4k

Biggest calls

CITADEL ADVISORS LLC New $26.6k1.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.05% of their portfolio NEW YORK, NY 15,919,03015.9m $423.9m $423.9m 0.05% Added +418.0k +418,045
2 TIEDEMANN ADVISORS, LLC 5.58% of their portfolio NEW YORK, NY 4,610,2634.6m $122.8m $122.8m 5.58% Reduced -835.6k -835,604
3 Perella Weinberg Partners Capital Management LP 12.72% of their portfolio NEW YORK, NY 3,884,9153.9m $103.5m $103.5m 12.72% Added +1.5m +1,472,238
4 Capital Investment Advisors, LLC 2.60% of their portfolio ATLANTA, GA 3,305,5183.3m $88.0m $88.0m 2.60% Added +131.6k +131,635
5 Cresset Asset Management, LLC 1.41% of their portfolio Chicago, IL 2,638,0382.6m $70.3m $70.3m 1.41% Reduced -202.9k -202,870
6 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 2,525,6612.5m $67.3m $67.3m 0.02% Added +116.9k +116,926
7 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 2,319,3082.3m $61.8m $61.8m 0.02% Reduced -3.1m -3,106,100
8 Glenview Trust Co 1.75% of their portfolio Louisville, KY 2,193,3592.2m $58.4m $58.4m 1.75% Added +50.1k +50,110
9 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,003,9222.0m $53.4m $53.4m 0.01% Reduced -256.0k -255,991
10 Wealthspire Advisors, LLC 0.88% of their portfolio NEW YORK, NY 1,935,5181.9m $51.5m $51.5m 0.88% Added +21.4k +21,439
11 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,880,3471.9m $50.1m $50.1m 0.02% Reduced -152.6k -152,572
12 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 1,730,5581.7m $46.1m $46.1m 0.04% Reduced -18.3k -18,284
13 Welch & Forbes LLC 0.52% of their portfolio Boston, MA 1,162,7671.2m $31.0m $31.0m 0.52% Reduced -7.8k -7,806
14 GLENMEDE TRUST CO NA 0.17% of their portfolio PHILADELPHIA, PA 1,116,0191.1m $29.7m $29.7m 0.17% Reduced -51.5k -51,475
15 ALTFEST L J & CO INC 4.50% of their portfolio NEW YORK, NY 1,078,2901.1m $28.7m $28.7m 4.50% Added +13.6k +13,611
16 ARVEST TRUST CO N A 1.49% of their portfolio ROGERS, AR 897,524897.5k $23.9m $23.9m 1.49% Added +13.1k +13,098
17 Lee Financial Co 4.04% of their portfolio Dallas, TX 884,913884.9k $23.6m $23.6m 4.04% Reduced -16.3k -16,316
18 Mariner, LLC 0.07% of their portfolio Overland Park, KS 869,067869.1k $23.1m $23.1m 0.07% Added +11.0k +11,011
19 FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC 1.37% of their portfolio Greenbrae, CA 786,098786.1k $20.9m $20.9m 1.37% Reduced -48.4k -48,445
20 UMB Bank, n.a. 0.24% of their portfolio Kansas City, MO 569,407569.4k $15.2m $15.2m 0.24% Added +25.1k +25,103
21 AVANTAX ADVISORY SERVICES, INC. 0.17% of their portfolio DALLAS, TX 518,130518.1k $13.8m $13.8m 0.17% Added +18.2k +18,156
22 J.P. Morgan Private Wealth Advisors LLC 0.03% of their portfolio SAN FRANCISCO, CA 512,791512.8k $13.7m $13.7m 0.03% Added +3.5k +3,482
23 Disciplina Capital Management LLC 3.12% of their portfolio NASHVILLE, TN 473,905473.9k $12.6m $12.6m 3.12% Added +84.2k +84,161
24 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 460,811460.8k $12.3m $12.3m 0.02% Added +4.9k +4,904
25 Crumly & Associates Inc. 5.00% of their portfolio SPRINGFIELD, IL 432,560432.6k $11.5m $11.5m 5.00% Added +60.6k +60,589
26 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 385,025385.0k $10.3m $10.3m 0.01% Reduced -229.6k -229,593
27 Barry Investment Advisors, LLC 3.33% of their portfolio NEW BEDFORD, MA 381,128381.1k $10.1m $10.1m 3.33% Added +7.8k +7,765
28 Intrua Financial, LLC 2.14% of their portfolio Houston, TX 379,149379.1k $10.2m $10.2m 2.14% Reduced -30.4k -30,396
29 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 370,743370.7k $9.9m $9.9m 0.00% Added +89.3k +89,344
30 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 345,007345.0k $9.2m $9.2m 0.01% Reduced -1.6k -1,620
31 B. Riley Wealth Advisors, Inc. 0.24% of their portfolio MEMPHIS, TN 334,319334.3k $8.9m $8.9m 0.24% Reduced -136.0k -135,997
32 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 326,556326.6k $8.7m $8.7m 0.02% Reduced -4.1k -4,083
33 Alpha Omega Group, Inc. 16.75% of their portfolio RESTON, VA 319,849319.8k $8.5m $8.5m 16.75% Added +2.6k +2,615
34 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 317,745317.7k $8.5m $8.5m 0.02% Added +12.7k +12,723
35 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 305,193305.2k $8.1m $8.1m 0.00% Added +28.3k +28,314
36 PARK NATIONAL CORP /OH/ 0.32% of their portfolio NEWARK, OH 269,726269.7k $7.2m $7.2m 0.32% Added +5.0k +4,957
37 New England Private Wealth Advisors LLC 1.40% of their portfolio WELLESLEY, MA 258,922258.9k $6.9m $6.9m 1.40% Added +3.2k +3,204
38 Forefront Analytics, LLC 3.43% of their portfolio WEST CONSHOHOCKEN, PA 249,706249.7k $6.6m $6.6m 3.43% Reduced -7.2k -7,184
39 Ashton Thomas Private Wealth, LLC 0.58% of their portfolio SCOTTSDALE, AZ 248,381248.4k $6.6m $6.6m 0.58% Added +486 +486
40 Arkos Global Advisors 1.33% of their portfolio HOUSTON, TX 248,030248.0k $6.6m $6.6m 1.33% Added +106.1k +106,124
41 MML INVESTORS SERVICES, LLC 0.05% of their portfolio SPRINGFIELD, MA 239,523239.5k $6.4m $6.4m 0.05% Reduced -3.3k -3,340
42 Relative Value Partners Group, LLC 0.22% of their portfolio NORTHBROOK, IL 236,500236.5k $6.3m $6.3m 0.22% Added +118.7k +118,740
43 Beacon Pointe Advisors, LLC 0.10% of their portfolio NEWPORT BEACH, CA 227,284227.3k $6.1m $6.1m 0.10% Reduced -3.0k -3,045
44 WEALTHSOURCE PARTNERS, LLC 0.40% of their portfolio SAN LUIS OBISPO, CA 221,074221.1k $5.9m $5.9m 0.40% Added +524 +524
45 BEACON FINANCIAL GROUP 0.83% of their portfolio DALLAS, TX 220,042220.0k $6.0m $6.0m 0.83% Reduced -8.0k -8,027
46 OLD MISSION CAPITAL LLC 0.18% of their portfolio CHICAGO, IL 218,083218.1k $5.8m $5.8m 0.18% Added +139.9k +139,886
47 Jaffetilchin Investment Partners, LLC 0.66% of their portfolio TAMPA, FL 217,467217.5k $5.8m $5.8m 0.66% Reduced -57.0k -56,974
48 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 202,803202.8k $5.4m $5.4m 0.01% Reduced -4.3k -4,263
49 FLAGSTAR SECURITIES, INC 1.80% of their portfolio New York, NY 185,928185.9k $5.0m $5.0m 1.80% Reduced -11.1k -11,064
50 FDx Advisors, Inc. 0.20% of their portfolio BERWYN, PA 171,340171.3k $4.6m $4.6m 0.20% Unchanged
51 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 164,021164.0k $4.4m $4.4m 0.02% Added +11.7k +11,749
52 CAPTRUST FINANCIAL ADVISORS 0.02% of their portfolio RALEIGH, NC 159,922159.9k $4.3m $4.3m 0.02% Reduced -1.1k -1,095
53 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 155,973156.0k $4.2m $4.2m 0.04% Added +7.6k +7,563
54 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 152,635152.6k $4.1m $4.1m 0.01% New
55 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 151,675151.7k $4.0m $4.0m 0.01% Added +22.5k +22,464
56 FourThought Financial Partners, LLC 0.55% of their portfolio VENICE, FL 150,044150.0k $4.0m $4.0m 0.55% Added +257 +257
57 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 148,645148.6k $4.0m $4.0m 0.03% Added +2.6k +2,551
58 APPLETON PARTNERS INC/MA 0.33% of their portfolio BOSTON, MA 141,164141.2k $3.8m $3.8m 0.33% Reduced -1.8k -1,826
59 GenTrust, LLC 0.27% of their portfolio MIAMI, FL 139,479139.5k $3.7m $3.7m 0.27% Unchanged
60 Sandy Spring Bank 0.20% of their portfolio Olney, MD 132,834132.8k $3.5m $3.5m 0.20% Reduced -496 -496
61 Pinnacle Wealth Planning Services, Inc. 0.59% of their portfolio MANSFIELD, OH 132,814132.8k $3.5m $3.5m 0.59% Added +1.4k +1,400
62 QP WEALTH MANAGEMENT, LLC 4.93% of their portfolio BOCA RATON, FL 113,030113.0k $3.0m $3.0m 4.93% Reduced -36.3k -36,285
63 Orion Porfolio Solutions, LLC 0.03% of their portfolio OMAHA, NE 104,207104.2k $2.8m $2.8m 0.03% Added +69.4k +69,392
64 Orion Portfolio Solutions, LLC 0.03% of their portfolio Omaha, NE 104,207104.2k $2.8m $2.8m 0.03% Added +38.8k +38,826
65 Investors Research Corp 0.70% of their portfolio ATLANTA, GA 101,232101.2k $2.7m $2.7m 0.70% Reduced -1.2k -1,166
66 Chicago Partners Investment Group LLC 0.16% of their portfolio CHICAGO, IL 100,020100.0k $2.7m $2.7m 0.16% Added +3.5k +3,530
67 Occidental Asset Management, LLC 0.65% of their portfolio Burlingame, CA 97,61097.6k $2.6m $2.6m 0.65% Reduced -852 -852
68 DAYMARK WEALTH PARTNERS, LLC 0.32% of their portfolio CINCINNATI, OH 90,54590.5k $2.4m $2.4m 0.32% Reduced -7.8k -7,790
69 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 90,15190.2k $2.4m $2.4m 0.00% Added +26.9k +26,860
70 Savant Capital, LLC 0.04% of their portfolio ROCKFORD, IL 89,08089.1k $2.4m $2.4m 0.04% Reduced -5.0k -5,002
71 Prospera Financial Services Inc 0.10% of their portfolio Dallas, TX 89,07689.1k $2.4m $2.4m 0.10% Reduced -2.6k -2,592
72 WealthCare Investment Partners, LLC 1.40% of their portfolio PORTSMOUTH, RI 86,63886.6k $2.3m $2.3m 1.40% Added +24.9k +24,925
73 BENJAMIN F. EDWARDS & COMPANY, INC. 0.09% of their portfolio ST. LOUIS, MO 84,28184.3k $2.2m $2.2m 0.09% Added +448 +448
74 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 82,92282.9k $2.2m $2.2m 0.01% Added +3.2k +3,195
75 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 82,54282.5k $2.2m $2.2m 0.02% Added +29.8k +29,796
76 PCG Wealth Advisors, LLC 1.37% of their portfolio OVERLAND PARK, KS 81,55181.6k $2.2m $2.2m 1.37% Added +3.1k +3,143
77 Snowden Capital Advisors LLC 0.08% of their portfolio New York, NY 81,44881.4k $2.2m $2.2m 0.08% Added +10.0k +10,012
78 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 81,34381.3k $2.2m $2.2m 0.02% Reduced -10.7k -10,724
79 ArchPoint Investors 0.93% of their portfolio CORAL GABLES, FL 80,00080.0k $2.1m $2.1m 0.93% Unchanged
80 Keebeck Wealth Management 0.34% of their portfolio Chicago, IL 79,04579.0k $2.1m $2.1m 0.34% Unchanged
81 MAGNOLIA CAPITAL ADVISORS LLC 1.03% of their portfolio RIDGELAND, MS 75,31175.3k $2.0m $2.0m 1.03% Reduced -29.8k -29,769
82 MATHER GROUP, LLC. 0.03% of their portfolio CHICAGO, IL 73,46673.5k $2.0m $2.0m 0.03% Reduced -6.2k -6,211
83 Fernwood Investment Management, LLC 0.74% of their portfolio QUINCY, MA 72,67072.7k $1.9m $1.9m 0.74% Reduced -2.8k -2,800
84 Private Advisory Group LLC 0.40% of their portfolio REDMOND, WA 71,00171.0k $1.9m $1.9m 0.40% Reduced -95.4k -95,395
85 Greytown Advisors Inc. 0.94% of their portfolio MIAMI, FL 68,52168.5k $1.8m $1.8m 0.94% Added +11.2k +11,224
86 Wela Strategies, Inc. 0.97% of their portfolio ATLANTA, GA 68,19068.2k $1.8m $1.8m 0.97% Reduced -32.2k -32,248
87 Kovack Advisors, Inc. 0.24% of their portfolio FT. LAUDERDALE, FL 67,48667.5k $1.8m $1.8m 0.24% Added +2.1k +2,132
88 Beck Bode, LLC 0.42% of their portfolio DEDHAM, MA 64,20164.2k $1.7m $1.7m 0.42% Added +5.3k +5,253
89 Landmark Wealth Management, LLC 0.95% of their portfolio MELVILLE, NY 64,10264.1k $1.7m $1.7m 0.95% Added +14.5k +14,521
90 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 62,57462.6k $1.7m $1.7m 0.02% Reduced -22.2k -22,189
91 Sigma Planning Corp 0.06% of their portfolio ANN ARBOR, MI 62,23862.2k $1.7m $1.7m 0.06% Reduced -1.7k -1,735
92 Kingsview Wealth Management, LLC 0.07% of their portfolio GRANTS PASS, OR 62,11262.1k $1.7m $1.7m 0.07% Added +135 +135
93 Integrated Advisors Network LLC 0.10% of their portfolio DALLAS, TX 61,83661.8k $1.6m $1.6m 0.10% Reduced -1.3k -1,340
94 ORG Partners LLC 0.40% of their portfolio ROANOKE, IN 61,15061.1k $1.6m $1.6m 0.40% First filing
95 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 60,21160.2k $1.6m $1.6m 0.01% Added +6.8k +6,769
96 KESTRA PRIVATE WEALTH SERVICES, LLC 0.06% of their portfolio AUSTIN, TX 59,85359.9k $1.6m $1.6m 0.06% Added +15.0k +14,963
97 TECTONIC ADVISORS LLC 0.21% of their portfolio FRISCO, TX 57,20057.2k $1.5m $1.5m 0.21% Unchanged
98 Atria Investments, Inc 0.03% of their portfolio Charlotte, NC 55,06255.1k $1.5m $1.5m 0.03% Added +2.6k +2,581
99 Walker Asset Management, LLC 1.23% of their portfolio SPRINGFIELD, MO 53,09953.1k $1.4m $1.4m 1.23% Reduced -587 -587
100 Colorado Capital Management, Inc. 1.08% of their portfolio BOULDER, CO 52,56052.6k $1.4m $1.4m 1.08% Reduced -738 -738