Vault-13

SPDR SERIES TRUST SPYG

PRTFLO S&P500 GW · ETP · CUSIP 78464A409

760 institutional holders +3 vs Q4 2022
211,058,275211.1m shares reported held*
$11.7bnreported value*
54 new 329 added 257 reduced 49 sold out net bought ≈ $1.2bn (+21.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($61.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $55.32. Options: 5 managers hold calls ($49.1m notional), 3 hold puts ($10.2m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 678Q4 22: 757Q1 23: 760760Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022678
Q4 2022757
Q1 2023760

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 421 bought or addedQ4 22: 243 cut or sold outQ4 22Q1 23: 383 bought or addedQ1 23: 306 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022421243
Q1 2023383306

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60mQ3 22 calls: $8.1mQ3 22 puts: $5.0mQ3 22P/C 0.62Q4 22 calls: $11.5mQ4 22 puts: $3.5mQ4 22P/C 0.30Q1 23 calls: $49.1mQ1 23 puts: $10.2mQ1 23P/C 0.21
Numbers
QuarterCallsPutsP/C
Q3 2022$8.1m$5.0m0.62
Q4 2022$11.5m$3.5m0.30
Q1 2023$49.1m$10.2m0.21

Biggest buyers

First Command Advisory Services, Inc. Added +7,269,249+7.3m
FMR LLC Added +2,070,948+2.1m
LPL Financial LLC Added +2,035,999+2.0m
Financial Engines Advisors L.L.C. Added +1,972,014+2.0m
AlphaStar Capital Management, LLC Added +1,446,497+1.4m
Savant Capital, LLC Added +1,162,650+1.2m
Horizon Investments, LLC Added +1,086,108+1.1m
ENVESTNET ASSET MANAGEMENT INC Added +660,375+660.4k
First Command Bank Added +560,992+561.0k
First Command Financial Services, Inc. Added +560,992+561.0k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -1,384,525-1.4m
BlackRock Inc. Reduced -891,776-891.8k
AMERIPRISE FINANCIAL INC Reduced -542,006-542.0k
Money Design Co.,Ltd. Reduced -506,566-506.6k
Ford Financial Group, LLC Reduced -470,759-470.8k
Kestra Advisory Services, LLC Reduced -285,194-285.2k
TIAA, FSB Reduced -224,469-224.5k
ARMSTRONG ADVISORY GROUP, INC Reduced -211,165-211.2k
Private Advisor Group, LLC Reduced -210,678-210.7k
J.P. Morgan Private Wealth Advisors LLC Reduced -198,972-199.0k

Biggest calls

NATIONAL BANK OF CANADA /FI/ New $32.9m7.5k shares
CITADEL ADVISORS LLC Added $10.3m186.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $5.6m100.5k shares
Cutler Group LLC / CA Added $348.0k67.3k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $8.6m154.6k shares
CITADEL ADVISORS LLC Added $1.6m29.3k shares
Cutler Group LLC / CA Added $55.0k57.8k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Financial Engines Advisors L.L.C. 3.16% of their portfolio SANTA CLARA, CA 21,540,13621.5m $1.2bn $1.2bn 3.16% Added +2.0m +1,972,014
2 LPL Financial LLC 0.89% of their portfolio FORT MILL, SC 20,650,79620.7m $1.1bn $1.1bn 0.89% Added +2.0m +2,035,999
3 First Command Advisory Services, Inc. 17.14% of their portfolio FORT WORTH, TX 18,111,58618.1m $1.0bn $1.0bn 17.14% Added +7.3m +7,269,249
4 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 5,109,6715.1m $282.9m $282.9m 0.03% Added +272.8k +272,776
5 Equitable Holdings, Inc. 4.21% of their portfolio NEW YORK, NY 4,757,0304.8m $263.3m $263.3m 4.21% Added +94.7k +94,720
6 Allworth Financial LP 2.59% of their portfolio FOLSOM, CA 4,660,0654.7m $258.0m $258.0m 2.59% Added +373.9k +373,862
7 FMR LLC 0.01% of their portfolio BOSTON, MA 4,658,6944.7m $257.9m $257.9m 0.01% Added +2.1m +2,070,948
8 Valmark Advisers, Inc. 5.54% of their portfolio AKRON, OH 4,642,2814.6m $257.0m $257.0m 5.54% Added +217.8k +217,820
9 ENVESTNET ASSET MANAGEMENT INC 0.10% of their portfolio Berwyn, PA 3,651,9763.7m $202.2m $202.2m 0.10% Added +660.4k +660,375
10 AMERIPRISE FINANCIAL INC 0.07% of their portfolio MINNEAPOLIS, MN 3,649,8173.6m $202.1m $202.1m 0.07% Reduced -542.0k -542,006
11 HB Wealth Management, LLC 3.23% of their portfolio Atlanta, GA 3,503,8163.5m $186.1m $186.1m 3.23% Added +243.8k +243,754
12 UBS Group AG 0.09% of their portfolio ZURICH, V8 3,491,8103.5m $193.3m $193.3m 0.09% Added +52.5k +52,471
13 Horizon Investments, LLC 5.60% of their portfolio Charlotte, NC 3,418,5803.4m $189.3m $189.3m 5.60% Added +1.1m +1,086,108
14 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 3,076,9623.1m $170.3m $170.3m 0.02% Reduced -1.4m -1,384,525
15 OSAIC HOLDINGS, INC. 0.29% of their portfolio SCOTTSDALE, AZ 2,812,0292.8m $155.7m $155.7m 0.29% Added +105.0k +104,995
16 Advisory Alpha, LLC 8.76% of their portfolio HOLLAND, MI 2,492,1972.5m $138.0m $138.0m 8.76% Added +20.5k +20,468
17 RFG Advisory, LLC 6.54% of their portfolio BIRMINGHAM, AL 2,414,8062.4m $133.7m $133.7m 6.54% Added +55.8k +55,811
18 Willis Johnson & Associates, Inc. 14.47% of their portfolio Houston, TX 2,201,1792.2m $121.9m $121.9m 14.47% Added +228.8k +228,833
19 Orgel Wealth Management, LLC 4.12% of their portfolio ALTOONA, WI 2,079,8312.1m $115.1m $115.1m 4.12% Added +114.1k +114,081
20 PFS INVESTMENTS INC. 1.99% of their portfolio DULUTH, GA 2,067,6392.1m $114.8m $114.8m 1.99% Added +511.5k +511,512
21 NICOLET ADVISORY SERVICES, LLC 12.89% of their portfolio GREEN BAY, WI 2,014,5922.0m $111.9m $111.9m 12.89% Added +91.2k +91,179
22 AlphaStar Capital Management, LLC 9.22% of their portfolio CORNELIUS, NC 2,008,0732.0m $108.5m $108.5m 9.22% Added +1.4m +1,446,497
23 Corient Private Wealth LP 0.28% of their portfolio MIAMI, FL 1,884,3691.9m $104.3m $104.3m 0.28% Added +275.1k +275,082
24 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 1,803,6311.8m $99.8m $99.8m 0.03% Added +183.3k +183,305
25 Private Advisor Group, LLC 0.93% of their portfolio MORRISTOWN, NJ 1,759,1731.8m $97.4m $97.4m 0.93% Reduced -210.7k -210,678
26 COMMONWEALTH EQUITY SERVICES, LLC 0.20% of their portfolio WALTHAM, MA 1,711,1621.7m $94.7m $94.7m 0.20% Added +50.2k +50,181
27 TOWNSQUARE CAPITAL LLC 2.01% of their portfolio Lehi, UT 1,646,5721.6m $91.2m $91.2m 2.01% Added +28.7k +28,689
28 Bridgeworth, LLC 11.44% of their portfolio BIRMINGHAM, AL 1,638,9791.6m $90.7m $90.7m 11.44% Added +101.4k +101,423
29 AE Wealth Management LLC 0.58% of their portfolio TOPEKA, KS 1,632,4771.6m $90.4m $90.4m 0.58% Reduced -8.1k -8,071
30 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 1,375,6491.4m $76.2m $76.2m 0.02% Added +128.6k +128,643
31 SYNOVUS FINANCIAL CORP 0.85% of their portfolio Columbus, GA 1,369,1461.4m $75.8m $75.8m 0.85% Reduced -12.4k -12,424
32 Focused Wealth Management, Inc 14.61% of their portfolio Newburgh, NY 1,303,2681.3m $72.1m $72.1m 14.61% Added +56.6k +56,610
33 Connecticut Wealth Management, LLC 5.34% of their portfolio FARMINGTON, CT 1,274,8451.3m $70.6m $70.6m 5.34% Added +34.8k +34,822
34 Savant Capital, LLC 1.21% of their portfolio ROCKFORD, IL 1,172,8491.2m $64.9m $64.9m 1.21% Added +1.2m +1,162,650
35 Janney Montgomery Scott LLC 0.26% of their portfolio PHILADELPHIA, PA 1,160,5181.2m $64.2m $64.2m 0.26% Reduced -26.4k -26,435
36 TIAA, FSB 0.22% of their portfolio ST. LOUIS, MO 1,060,3511.1m $58.7m $58.7m 0.22% Reduced -224.5k -224,469
37 Raymond James Financial Services Advisors, Inc. 0.11% of their portfolio ST. PETERSBURG, FL 1,030,4441.0m $57.0m $57.0m 0.11% Added +7.0k +7,026
38 NorthRock Partners, LLC 5.99% of their portfolio MINNEAPOLIS, MN 1,017,1641.0m $56.3m $56.3m 5.99% Added +106.2k +106,158
39 Syntegra Private Wealth Group, LLC 9.67% of their portfolio Chesterfield, MO 981,887981.9k $54.4m $54.4m 9.67% Added +331.7k +331,703
40 OLD NATIONAL BANCORP /IN/ 1.58% of their portfolio EVANSVILLE, IN 930,681930.7k $51.5m $51.5m 1.58% Added +2.9k +2,910
41 Cetera Advisor Networks LLC 0.35% of their portfolio EL SEGUNDO, CA 852,809852.8k $47.2m $47.2m 0.35% Added +209.4k +209,393
42 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 1.32% of their portfolio MINNEAPOLIS, MN 808,972809.0k $44.8m $44.8m 1.32% Added +14.3k +14,251
43 HighTower Advisors, LLC 0.10% of their portfolio CHICAGO, IL 797,044797.0k $44.1m $44.1m 0.10% Added +21.7k +21,672
44 Cannon Financial Strategists, Inc. 14.61% of their portfolio ATHENS, GA 779,832779.8k $43.2m $43.2m 14.61% Added +47.9k +47,933
45 First Command Bank 4.34% of their portfolio FORT WORTH, TX 766,192766.2k $42.4m $42.4m 4.34% Added +561.0k +560,992
46 First Command Financial Services, Inc. 4.34% of their portfolio FORT WORTH, TX 766,192766.2k $42.4m $42.4m 4.34% Added +561.0k +560,992
47 NOTTINGHAM ADVISORS, INC. 5.61% of their portfolio AMHERST, NY 761,422761.4k $42.2m $42.2m 5.61% Added +18.7k +18,699
48 KWB Wealth 6.97% of their portfolio REDLANDS, CA 745,656745.7k $37.8m $37.8m 6.97% Added +11.5k +11,500
49 Klingman & Associates, LLC 3.52% of their portfolio New York, NY 739,236739.2k $40.9m $40.9m 3.52% Added +5.2k +5,161
50 CWM, LLC 0.27% of their portfolio OMAHA, NE 727,725727.7k $40.3m $40.3m 0.27% Added +189.9k +189,908
51 SCS Capital Management LLC 1.14% of their portfolio BOSTON, MA 696,900696.9k $38.6m $38.6m 1.14% Added +13.7k +13,690
52 First National Trust Co 2.04% of their portfolio Johnstown, PA 691,204691.2k $38.3m $38.3m 2.04% Added +293 +293
53 Trilogy Capital Inc. 2.69% of their portfolio IRVINE, CA 683,749683.7k $37.9m $37.9m 2.69% Reduced -6.7k -6,659
54 FOUNDERS FINANCIAL SECURITIES LLC 5.30% of their portfolio TOWSON, MD 664,112664.1k $36.8m $36.8m 5.30% Added +163.1k +163,142
55 Financial Planning & Information Services, Inc. 6.98% of their portfolio DE PERE, WI 650,525650.5k $36.0m $36.0m 6.98% Added +2.0k +2,005
56 Mariner, LLC 0.10% of their portfolio Overland Park, KS 642,496642.5k $35.6m $35.6m 0.10% Added +3.3k +3,329
57 Rodgers & Associates, LTD 5.48% of their portfolio Lancaster, PA 638,206638.2k $35.3m $35.3m 5.48% Added +34.7k +34,658
58 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 626,450626.5k $34.7m $34.7m 0.03% Reduced -16.9k -16,894
59 Money Design Co.,Ltd. 1.99% of their portfolio TOKYO, M0 607,926607.9k $33.7m $33.7m 1.99% Reduced -506.6k -506,566
60 J.P. Morgan Private Wealth Advisors LLC 0.07% of their portfolio SAN FRANCISCO, CA 592,625592.6k $32.8m $32.8m 0.07% Reduced -199.0k -198,972
61 Measured Wealth Private Client Group, LLC 12.44% of their portfolio PORTSMOUTH, NH 583,485583.5k $32.3m $32.3m 12.44% Reduced -3.0k -3,040
62 Brookstone Capital Management 0.63% of their portfolio WHEATON, IL 581,634581.6k $32.5m $32.5m 0.63% Added +524.7k +524,654
63 ESL Trust Services, LLC 10.42% of their portfolio ROCHESTER, NY 581,013581.0k $32.2m $32.2m 10.42% Added +7.9k +7,885
64 Alera Investment Advisors, LLC 7.28% of their portfolio DEERFIELD, IL 571,339571.3k $31.6m $31.6m 7.28% Reduced -21.9k -21,851
65 MML INVESTORS SERVICES, LLC 0.22% of their portfolio SPRINGFIELD, MA 567,789567.8k $31.4m $31.4m 0.22% Reduced -20.9k -20,880
66 Roberts Financial Services LLC 7.48% of their portfolio MARQUETTE, MI 557,434557.4k $30.9m $30.9m 7.48% Reduced -149.7k -149,673
67 FFT WEALTH MANAGEMENT LLC 3.74% of their portfolio PHILADELPHIA, PA 543,530543.5k $30.1m $30.1m 3.74% Added +10.8k +10,838
68 Ameritas Advisory Services, LLC 1.48% of their portfolio Lincoln, NE 530,802530.8k $29.6m $29.6m 1.48% Reduced -52.0k -51,982
69 FLAGSHIP HARBOR ADVISORS, LLC 2.74% of their portfolio BOSTON, MA 525,552525.6k $29.1m $29.1m 2.74% Added +76.1k +76,084
70 TRUEFG, LLC 12.88% of their portfolio CEDAR PARK, TX 515,643515.6k $28.5m $28.5m 12.88% Added +24.3k +24,303
71 NewEdge Advisors, LLC 0.35% of their portfolio NEW ORLEANS, LA 514,014514.0k $28.3m $28.3m 0.35% Reduced -17.0k -17,007
72 Compton Financial Group, LLC 11.11% of their portfolio TOWSON, MD 508,161508.2k $28.1m $28.1m 11.11% Added +11.6k +11,571
73 LGL PARTNERS, LLC 4.80% of their portfolio PHILADELPHIA, PA 507,072507.1k $28.1m $28.1m 4.80% Added +1.7k +1,672
74 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 501,082501.1k $27.7m $27.7m 0.01% Reduced -13.5k -13,521
75 Creative Planning 0.04% of their portfolio OVERLAND PARK, KS 500,652500.7k $27.7m $27.7m 0.04% Added +18.6k +18,621
76 Thrivent Financial for Lutherans 0.07% of their portfolio Minneapolis, MN 491,091491.1k $26.9m $26.9m 0.07% Added +14.3k +14,302
77 Cambridge Investment Research Advisors, Inc. 0.13% of their portfolio FAIRFIELD, IA 476,067476.1k $26.4m $26.4m 0.13% Added +37.7k +37,677
78 RESTON WEALTH MANAGEMENT LLC 13.77% of their portfolio Reston, VA 475,805475.8k $26.3m $26.3m 13.77% Added +27.7k +27,669
79 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 0.27% of their portfolio OMAHA, NE 474,936474.9k $26.3m $26.3m 0.27% Reduced -121.3k -121,306
80 Perennial Investment Advisors, LLC 4.87% of their portfolio Los Angeles, CA 469,677469.7k $26.0m $26.0m 4.87% New
81 GREAT VALLEY ADVISOR GROUP, INC. 1.18% of their portfolio WILMINGTON, DE 456,571456.6k $25.3m $25.3m 1.18% Added +38.7k +38,708
82 NICOLET BANKSHARES INC 8.10% of their portfolio GREEN BAY, WI 451,072451.1k $25.0m $25.0m 8.10% Added +3.8k +3,785
83 STIFEL FINANCIAL CORP 0.04% of their portfolio ST. LOUIS, MO 447,942447.9k $24.8m $24.8m 0.04% Reduced -102.3k -102,342
84 AMERICAN INTERNATIONAL GROUP, INC. 0.16% of their portfolio New York, NY 440,410440.4k $24.4m $24.4m 0.16% Added +259.1k +259,100
85 IHT Wealth Management, LLC 1.37% of their portfolio Chicago, IL 434,842434.8k $24.1m $24.1m 1.37% Added +9.0k +8,998
86 Merit Financial Group, LLC 0.85% of their portfolio ALPHARETTA, GA 418,358418.4k $23.2m $23.2m 0.85% Reduced -66.5k -66,458
87 MAINSTAY CAPITAL MANAGEMENT LLC /ADV 4.51% of their portfolio GRAND BLANC, MI 410,928410.9k $22.7m $22.7m 4.51% Added +8.8k +8,841
88 RIVERSEDGE ADVISORS, LLC 6.57% of their portfolio Wilmington, DE 407,692407.7k $22.6m $22.6m 6.57% Added +9.7k +9,651
89 CARY STREET PARTNERS ASSET MANAGEMENT LLC 4.17% of their portfolio RICHMOND, VA 398,144398.1k $22.0m $22.0m 4.17% Added +8.1k +8,111
90 Whitcomb & Hess, Inc. 8.34% of their portfolio ASHLAND, OH 397,713397.7k $22.0m $22.0m 8.34% Added +4.4k +4,446
91 Cetera Investment Advisers 0.19% of their portfolio SCHAUMBURG, IL 396,989397.0k $22.0m $22.0m 0.19% Added +50.5k +50,459
92 Edmonds Duncan Registered Investment Advisors, LLC 6.61% of their portfolio LAWRENCE, KS 385,828385.8k $21.4m $21.4m 6.61% Added +3.2k +3,181
93 Investments & Financial Planning, LLC 19.40% of their portfolio LEXINGTON, KY 381,771381.8k $21.1m $21.1m 19.40% Added +7.2k +7,169
94 INSPIRION WEALTH ADVISORS, LLC 4.22% of their portfolio LIBERTYVILLE, IL 379,744379.7k $21.0m $21.0m 4.22% Reduced -11.3k -11,327
95 PRUDENTIAL FINANCIAL INC 0.03% of their portfolio NEWARK, NJ 374,336374.3k $19.7m $19.7m 0.03% Added +144.8k +144,754
96 SIGNET FINANCIAL MANAGEMENT, LLC 3.48% of their portfolio PARSIPPANY, NJ 373,471373.5k $20.7m $20.7m 3.48% Added +16.2k +16,223
97 One Capital Management, LLC 1.01% of their portfolio WESTLAKE VILLAGE, CA 371,083371.1k $20.5m $20.5m 1.01% Added +54.0k +53,978
98 Garrett Wealth Advisory Group, LLC 9.91% of their portfolio WEATHERFORD, TX 366,825366.8k $20.3m $20.3m 9.91% Added +8.8k +8,761
99 Symphony Financial, Ltd. Co. 5.02% of their portfolio HOUSTON, TX 354,603354.6k $19.4m $19.4m 5.02% Added +1.5k +1,503
100 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 353,435353.4k $19.6m $19.6m 0.03% Added +7.1k +7,101