Vault-13

VANGUARD CHARLOTTE FDS BNDX

TOTAL INT BD ETF · ETP · CUSIP 92203J407

734 institutional holders -18 vs Q4 2022
541,796,545541.8m shares reported held*
$25.8bnreported value*
70 new 311 added 269 reduced 79 sold out net bought ≈ $1.4bn (+43.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($22.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $47.62. Options: 3 managers hold calls ($1.1m notional), 2 hold puts ($528.3k).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 683Q4 22: 752Q1 23: 734734Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022683
Q4 2022752
Q1 2023734

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 303 bought or addedQ4 22: 381 cut or sold outQ4 22Q1 23: 381 bought or addedQ1 23: 348 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022303381
Q1 2023381348

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ3 22 calls: $1.3mQ3 22 puts: $1.2mQ3 22P/C 0.94Q4 22 calls: $426.9kQ4 22 puts: $66.4kQ4 22P/C 0.16Q1 23 calls: $1.1mQ1 23 puts: $528.3kQ1 23P/C 0.47
Numbers
QuarterCallsPutsP/C
Q3 2022$1.3m$1.2m0.94
Q4 2022$426.9k$66.4k0.16
Q1 2023$1.1m$528.3k0.47

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +26,285,599+26.3m
Summit Wealth Group, LLC Added +12,853,173+12.9m
JPMORGAN CHASE & CO Added +4,532,144+4.5m
Ocean Park Asset Management, LLC New +2,506,800+2.5m
VANGUARD GROUP INC Added +2,301,136+2.3m
ENVESTNET ASSET MANAGEMENT INC Added +1,567,380+1.6m
MERCER GLOBAL ADVISORS INC /ADV Added +1,394,772+1.4m
Alaska Permanent Capital Management, LLC New +1,127,963+1.1m
Sumitomo Mitsui DS Asset Management Company, Ltd Added +955,092+955.1k
WORLD EQUITY GROUP, INC. Added +923,700+923.7k

Biggest sellers

JANE STREET GROUP, LLC Reduced -13,065,836-13.1m
Cambridge Investment Research Advisors, Inc. Reduced -626,257-626.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -549,864-549.9k
Kestra Advisory Services, LLC Reduced -514,003-514.0k
RETIREMENT CAPITAL STRATEGIES Sold out -379,309-379.3k
Venturi Wealth Management, LLC Reduced -248,418-248.4k
CITIGROUP INC Reduced -215,677-215.7k
Sompo Asset Management Co., Ltd. Reduced -170,444-170.4k
Corrigan Financial, Inc. Sold out -169,397-169.4k
CX Institutional Reduced -162,438-162.4k

Biggest calls

CITADEL ADVISORS LLC Added $885.5k18.1k shares
SIMPLEX TRADING, LLC New $244.0k5.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Added $528.3k10.8k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 1.29% of their portfolio NEW YORK, NY 202,339,934202.3m $9.9bn $9.9bn 1.29% Added +4.5m +4,532,144
2 BANK OF AMERICA CORP /DE/ 0.50% of their portfolio CHARLOTTE, NC 89,469,02889.5m $4.4bn $4.4bn 0.50% Added +26.3m +26,285,599
3 ENVESTNET ASSET MANAGEMENT INC 1.19% of their portfolio Berwyn, PA 50,583,56950.6m $2.5bn $2.5bn 1.19% Added +1.6m +1,567,380
4 Betterment LLC 5.61% of their portfolio NEW YORK, NY 35,439,90235.4m $1.7bn $1.7bn 5.61% Added +857.3k +857,265
5 VANGUARD GROUP INC 0.02% of their portfolio Valley Forge, PA 17,823,18317.8m $871.9m $871.9m 0.02% Added +2.3m +2,301,136
6 Summit Wealth Group, LLC 0.72% of their portfolio WHITE RIVER JUNCTION, VT 13,059,65813.1m $267 $267 0.72% Added +12.9m +12,853,173
7 MERCER GLOBAL ADVISORS INC /ADV 1.64% of their portfolio DENVER, CO 7,387,8037.4m $361.1m $361.1m 1.64% Added +1.4m +1,394,772
8 OSAIC HOLDINGS, INC. 0.55% of their portfolio SCOTTSDALE, AZ 6,060,4486.1m $290.5m $290.5m 0.55% Reduced -34.4k -34,365
9 LPL Financial LLC 0.22% of their portfolio FORT MILL, SC 5,875,2955.9m $287.4m $287.4m 0.22% Added +181.0k +180,983
10 ROYAL BANK OF CANADA 0.08% of their portfolio TORONTO, A6 5,540,0945.5m $271.0m $271.0m 0.08% Reduced -95.2k -95,173
11 Empower Advisory Group, LLC 1.09% of their portfolio Greenwood Village, CO 4,951,0105.0m $242.3m $242.3m 1.09% First filing
12 ASSETMARK, INC 0.92% of their portfolio CONCORD, CA 4,553,3334.6m $222.7m $222.7m 0.92% Added +40.6k +40,628
13 GOLDMAN SACHS GROUP INC 0.06% of their portfolio NEW YORK, NY 4,292,0794.3m $210.0m $210.0m 0.06% Added +131.5k +131,489
14 Bank of New York Mellon Corp 0.04% of their portfolio NEW YORK, NY 3,934,7543.9m $192.5m $192.5m 0.04% Reduced -134.4k -134,380
15 Sumitomo Mitsui DS Asset Management Company, Ltd 3.08% of their portfolio TOKYO, M0 3,493,9553.5m $170.9m $170.9m 3.08% Added +955.1k +955,092
16 LINCOLN NATIONAL CORP 3.48% of their portfolio RADNOR, PA 3,384,4323.4m $165.6m $165.6m 3.48% Added +127.9k +127,941
17 Cambridge Investment Research Advisors, Inc. 0.67% of their portfolio FAIRFIELD, IA 2,810,5422.8m $137.5m $137.5m 0.67% Reduced -626.3k -626,257
18 Ocean Park Asset Management, LLC 11.47% of their portfolio SANTA MONICA, CA 2,506,8002.5m $122.6m $122.6m 11.47% New
19 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,239,3452.2m $109.5m $109.5m 0.01% Added +152.9k +152,950
20 Savant Capital, LLC 1.95% of their portfolio ROCKFORD, IL 2,143,4812.1m $104.9m $104.9m 1.95% Added +238.9k +238,945
21 Cetera Investment Advisers 0.89% of their portfolio SCHAUMBURG, IL 2,078,9322.1m $101.7m $101.7m 0.89% Added +42.5k +42,500
22 Ally Invest Advisors Inc. 9.47% of their portfolio CHARLOTTE, NC 1,639,0321.6m $80.2m $80.2m 9.47% Added +13.6k +13,558
23 Symmetry Partners, LLC 4.14% of their portfolio GLASTONBURY, CT 1,537,3121.5m $75.1m $75.1m 4.14% Added +133.7k +133,667
24 Mirae Asset Global Investments Co., Ltd. 0.17% of their portfolio SEOUL, M5 1,501,7911.5m $73.5m $73.5m 0.17% Reduced -155.9k -155,880
25 Janney Montgomery Scott LLC 0.27% of their portfolio PHILADELPHIA, PA 1,328,4241.3m $65.0m $65.0m 0.27% Added +37.5k +37,490
26 Sensible Financial Planning & Management, LLC. 15.24% of their portfolio WALTHAM, MA 1,320,2741.3m $64.6m $64.6m 15.24% Added +18.9k +18,907
27 ALLIANCEBERNSTEIN L.P. 0.03% of their portfolio NASHVILLE, TN 1,242,5171.2m $60.8m $60.8m 0.03% Added +142.2k +142,160
28 PRUDENTIAL FINANCIAL INC 0.10% of their portfolio NEWARK, NJ 1,242,4521.2m $60.8m $60.8m 0.10% Added +123.2k +123,248
29 SEI INVESTMENTS CO 0.11% of their portfolio OAKS, PA 1,231,7981.2m $60.3m $60.3m 0.11% Added +120.1k +120,106
30 Cetera Advisor Networks LLC 0.41% of their portfolio EL SEGUNDO, CA 1,129,9271.1m $55.3m $55.3m 0.41% Added +44.8k +44,750
31 Alaska Permanent Capital Management, LLC 5.06% of their portfolio ANCHORAGE, AK 1,127,9631.1m $55.2m $55.2m 5.06% New
32 1832 Asset Management L.P. 0.10% of their portfolio TORONTO, A6 1,043,3991.0m $51.0m $51.0m 0.10% Added +5.6k +5,584
33 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 1,037,1161.0m $50.8m $50.8m 0.02% Added +409.7k +409,675
34 WORLD EQUITY GROUP, INC. 0.44% of their portfolio SCHAUMBURG, IL 987,998988.0k $2.9m $2.9m 0.44% Added +923.7k +923,700
35 Atria Wealth Solutions, Inc. 0.71% of their portfolio NEW YORK, NY 974,409974.4k $47.7m $47.7m 0.71% Added +2.7k +2,655
36 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 910,975911.0k $44.6m $44.6m 0.01% Reduced -110.4k -110,380
37 Hardy Reed LLC 7.57% of their portfolio TUPELO, MS 879,177879.2k $43.0m $43.0m 7.57% Added +70.4k +70,393
38 COUNTRY TRUST BANK 1.21% of their portfolio Bloomington, IL 871,078871.1k $42.6m $42.6m 1.21% Added +146.1k +146,084
39 MML INVESTORS SERVICES, LLC 0.29% of their portfolio SPRINGFIELD, MA 828,006828.0k $40.5m $40.5m 0.29% Reduced -99.7k -99,741
40 Pure Financial Advisors, LLC 1.76% of their portfolio SAN DIEGO, CA 774,448774.4k $37.9m $37.9m 1.76% Added +12.5k +12,483
41 Partners in Financial Planning 9.72% of their portfolio SALEM, VA 755,175755.2k $36.9m $36.9m 9.72% Reduced -3.4k -3,355
42 Charles Schwab Investment Advisory, Inc. 0.06% of their portfolio SAN FRANCISCO, CA 745,616745.6k $36.5m $36.5m 0.06% Reduced -2.4k -2,424
43 Capstone Financial Advisors, Inc. 2.84% of their portfolio DOWNERS GROVE, IL 733,989734.0k $35.9m $35.9m 2.84% Added +25.6k +25,630
44 COMMONWEALTH EQUITY SERVICES, LLC 0.07% of their portfolio WALTHAM, MA 698,037698.0k $34.1m $34.1m 0.07% Added +46.9k +46,924
45 PrairieView Partners, LLC 4.66% of their portfolio ST. PAUL, MN 694,940694.9k $34.0m $34.0m 4.66% Added +58.3k +58,316
46 UBS Group AG 0.02% of their portfolio ZURICH, V8 693,243693.2k $33.9m $33.9m 0.02% Reduced -5.9k -5,897
47 ECLECTIC ASSOCIATES INC /ADV 17.15% of their portfolio FULLERTON, CA 683,978684.0k $33.5m $33.5m 17.15% Added +109.8k +109,779
48 Efficient Advisors, LLC 2.30% of their portfolio BEAVERTON, OR 673,959674.0k $33.0m $33.0m 2.30% New
49 HighTower Advisors, LLC 0.07% of their portfolio CHICAGO, IL 663,958664.0k $32.5m $32.5m 0.07% Reduced -104.0k -104,034
50 Bridgeworth, LLC 3.86% of their portfolio BIRMINGHAM, AL 625,843625.8k $30.6m $30.6m 3.86% Added +221.0k +220,995
51 PHILLIPS FINANCIAL MANAGEMENT, LLC 2.80% of their portfolio FORT WAYNE, IN 592,180592.2k $29.0m $29.0m 2.80% Reduced -10.1k -10,131
52 PDS Planning, Inc 3.97% of their portfolio DUBLIN, OH 588,708588.7k $28.8m $28.8m 3.97% Added +47.4k +47,350
53 Mariner, LLC 0.08% of their portfolio Overland Park, KS 566,713566.7k $27.7m $27.7m 0.08% Reduced -84.8k -84,779
54 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.02% of their portfolio Toronto, A6 561,750561.8k $27.5m $27.5m 0.02% Reduced -2.2k -2,231
55 Valmark Advisers, Inc. 0.58% of their portfolio AKRON, OH 547,654547.7k $26.8m $26.8m 0.58% Added +20.1k +20,112
56 Brookstone Capital Management 0.49% of their portfolio WHEATON, IL 516,637516.6k $25.0m $25.0m 0.49% Added +46.1k +46,142
57 CreativeOne Wealth, LLC 1.21% of their portfolio OVERLAND PARK, KS 499,555499.6k $24.4m $24.4m 1.21% Added +28.7k +28,702
58 Cranbrook Wealth Management, LLC 6.74% of their portfolio Bloomfield Hills, MI 484,222484.2k $23.7m $23.7m 6.74% Reduced -27.5k -27,533
59 MONEY CONCEPTS CAPITAL CORP 0.36% of their portfolio PALM BEACH GARDENS, FL 476,549476.5k $6.5m $6.5m 0.36% Added +357.8k +357,775
60 Orion Porfolio Solutions, LLC 0.29% of their portfolio OMAHA, NE 475,572475.6k $23.3m $23.3m 0.29% New
61 Orion Portfolio Solutions, LLC 0.29% of their portfolio Omaha, NE 475,572475.6k $23.3m $23.3m 0.29% Added +23.7k +23,726
62 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 459,185459.2k $22.5m $22.5m 0.03% Reduced -8.9k -8,865
63 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 454,656454.7k $22.2m $22.2m 0.00% Unchanged
64 HT Partners LLC 6.51% of their portfolio CENTERBROOK, CT 450,557450.6k $22.0m $22.0m 6.51% Added +65.6k +65,570
65 MilWealth Group LLC 8.74% of their portfolio MILWAUKEE, WI 450,375450.4k $22.0m $22.0m 8.74% Reduced -5.7k -5,656
66 Retirement Investment Advisors, Inc. 3.72% of their portfolio OKLAHOMA CITY, OK 424,988425.0k $20.8m $20.8m 3.72% Added +320.1k +320,124
67 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 422,135422.1k $20.7m $20.7m 0.01% Reduced -17.3k -17,346
68 LWMG, LLC 6.42% of their portfolio LAKE ELMO, MN 419,102419.1k $20.5m $20.5m 6.42% Added +101.2k +101,235
69 First Ascent Asset Management, LLC 2.96% of their portfolio DENVER, CO 408,861408.9k $20.0m $20.0m 2.96% Added +3.5k +3,545
70 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 408,003408.0k $20.0m $20.0m 0.04% Reduced -91.9k -91,853
71 Alaska Wealth Advisors, LLC 3.32% of their portfolio ANCHORAGE, AK 405,226405.2k $19.8m $19.8m 3.32% Added +58.4k +58,410
72 WALLER FINANCIAL PLANNING GROUP, INC 5.49% of their portfolio COLUMBUS, OH 395,827395.8k $19.4m $19.4m 5.49% Added +16.8k +16,788
73 Human Investing LLC 4.65% of their portfolio LAKE OSWEGO, OR 391,925391.9k $19.2m $19.2m 4.65% Reduced -5.5k -5,467
74 Dynamic Advisor Solutions LLC 1.10% of their portfolio PHOENIX, AZ 385,341385.3k $18.9m $18.9m 1.10% Reduced -26.8k -26,782
75 Silver Oak Advisory Group, Inc. 12.61% of their portfolio PORTLAND, OR 383,435383.4k $18.8m $18.8m 12.61% Added +18.4k +18,401
76 Cetera Advisors LLC 0.31% of their portfolio DENVER, CO 382,081382.1k $18.7m $18.7m 0.31% Reduced -2.4k -2,394
77 CX Institutional 0.96% of their portfolio AUBURN, IN 367,191367.2k $18.0m $18.0m 0.96% Reduced -162.4k -162,438
78 Refined Wealth Management 15.45% of their portfolio SALT LAKE CITY, UT 357,740357.7k $17.5m $17.5m 15.45% Added +7.0k +7,028
79 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 0.18% of their portfolio OMAHA, NE 354,700354.7k $17.4m $17.4m 0.18% Reduced -41.9k -41,897
80 Avion Wealth 4.54% of their portfolio THE WOODLANDS, TX 351,124351.1k $16.7m $16.7m 4.54% Reduced -114.8k -114,776
81 Northwest & Ethical Investments L.P. 0.55% of their portfolio TORONTO, A6 340,550340.6k $16.7m $16.7m 0.55% Reduced -49.6k -49,600
82 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 0.49% of their portfolio MINNEAPOLIS, MN 337,179337.2k $16.5m $16.5m 0.49% New
83 Hanson & Doremus Investment Management 3.64% of their portfolio BURLINGTON, VT 334,487334.5k $16.4m $16.4m 3.64% Reduced -3.6k -3,582
84 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 333,767333.8k $16.3m $16.3m 0.01% Reduced -97.7k -97,664
85 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.02% of their portfolio MILWAUKEE, WI 332,390332.4k $16.3m $16.3m 0.02% Reduced -24.7k -24,674
86 Evolution Advisers, Inc. 11.65% of their portfolio RICHMOND, VA 331,475331.5k $16.2m $16.2m 11.65% Added +16.4k +16,375
87 Atria Investments, Inc 0.30% of their portfolio Charlotte, NC 327,162327.2k $16.0m $16.0m 0.30% Added +2.1k +2,122
88 Rappaport Reiches Capital Management, LLC 7.07% of their portfolio SKOKIE`, IL 326,013326.0k $15.9m $15.9m 7.07% Reduced -42.8k -42,786
89 First Horizon Advisors, Inc. 0.57% of their portfolio MEMPHIS, TN 325,611325.6k $15.9m $15.9m 0.57% Reduced -1.3k -1,338
90 SCHRODER INVESTMENT MANAGEMENT GROUP 0.02% of their portfolio London, X0 310,139310.1k $15.2m $15.2m 0.02% Added +8.4k +8,422
91 Bay Harbor Wealth Management, LLC 6.41% of their portfolio Hunt Valley, MD 308,771308.8k $15.1m $15.1m 6.41% Reduced -10.7k -10,695
92 True Link Financial Advisors, LLC 1.88% of their portfolio SAN FRANCISCO, CA 307,677307.7k $15.1m $15.1m 1.88% Added +20.2k +20,217
93 JANUS HENDERSON GROUP PLC 0.01% of their portfolio LONDON, X0 303,489303.5k $14.8m $14.8m 0.01% Reduced -98.8k -98,756
94 Wiser Wealth Management, Inc 6.23% of their portfolio MARIETTA, GA 298,283298.3k $14.6m $14.6m 6.23% Added +23.7k +23,720
95 Total Wealth Planning, LLC 3.13% of their portfolio CINCINNATI, OH 289,861289.9k $14.2m $14.2m 3.13% Added +18.7k +18,653
96 B. Riley Wealth Advisors, Inc. 0.38% of their portfolio MEMPHIS, TN 289,668289.7k $14.2m $14.2m 0.38% Reduced -2.7k -2,657
97 Aspen Wealth Management LLC 7.17% of their portfolio FORT WORTH, TX 282,219282.2k $13.8m $13.8m 7.17% Added +25.3k +25,274
98 Falcon Wealth Planning 3.40% of their portfolio Ontario, CA 278,675278.7k $13.6m $13.6m 3.40% Added +46.3k +46,297
99 Full Sail Capital, LLC 1.23% of their portfolio OKLAHOMA CITY, OK 278,576278.6k $13.6m $13.6m 1.23% Added +13.6k +13,594
100 CITIGROUP INC 0.02% of their portfolio NEW YORK, NY 278,053278.1k $13.6m $13.6m 0.02% Reduced -215.7k -215,677