Vault-13

VANECK ETF TRUST ANGL

FALLEN ANGEL HG · ETP · CUSIP 92189F437

319 institutional holders -3 vs Q4 2022
62,286,74262.3m shares reported held*
$1.7bnreported value*
38 new 129 added 96 reduced 41 sold out net sold ≈ $263.4m (-9.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($6.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $27.92. Options: 1 managers hold calls ($1.0m notional), 2 hold puts ($1.7m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 284Q4 22: 322Q1 23: 319319Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022284
Q4 2022322
Q1 2023319

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 146 bought or addedQ4 22: 153 cut or sold outQ4 22Q1 23: 167 bought or addedQ1 23: 137 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022146153
Q1 2023167137

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3m$4mQ3 22 calls: $1.3mQ3 22 puts: $2.3mQ3 22P/C 1.79Q4 22 calls: $3.4mQ4 22 puts: $1.2mQ4 22P/C 0.35Q1 23 calls: $1.0mQ1 23 puts: $1.7mQ1 23P/C 1.63
Numbers
QuarterCallsPutsP/C
Q3 2022$1.3m$2.3m1.79
Q4 2022$3.4m$1.2m0.35
Q1 2023$1.0m$1.7m1.63

Biggest buyers

AMERIPRISE FINANCIAL INC Added +3,325,555+3.3m
Lido Advisors, LLC New +764,754+764.8k
WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC Added +733,445+733.4k
Horizon Investments, LLC Added +640,609+640.6k
PFS INVESTMENTS INC. Added +572,648+572.6k
Signify Wealth New +526,388+526.4k
MORGAN STANLEY Added +348,901+348.9k
TOEWS CORP /ADV New +330,400+330.4k
Tactive Advisors, LLC New +304,356+304.4k
Destiny Wealth Partners, LLC Added +289,342+289.3k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -9,601,668-9.6m
Sound Financial Strategies Group, LLC Sold out -2,786,178-2.8m
Capital Investment Advisors, LLC Reduced -1,196,985-1.2m
Gradient Investments LLC Reduced -957,785-957.8k
Thrivent Financial for Lutherans Reduced -561,250-561.2k
State of Tennessee, Department of Treasury Reduced -552,084-552.1k
ACT Advisors, LLC. Sold out -548,748-548.7k
MILLENNIUM MANAGEMENT LLC Sold out -448,894-448.9k
Avior Wealth Management, LLC Reduced -396,759-396.8k
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Reduced -317,338-317.3k

Biggest calls

CITADEL ADVISORS LLC Reduced $1.0m36.7k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.1m39.4k shares
CITADEL ADVISORS LLC Added $571.6k20.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 8,126,1978.1m $227.7m $227.7m 0.03% Reduced -9.6m -9,601,668
2 AMERIPRISE FINANCIAL INC 0.04% of their portfolio MINNEAPOLIS, MN 4,138,5824.1m $115.9m $115.9m 0.04% Added +3.3m +3,325,555
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,711,8392.7m $76.0m $76.0m 0.01% Added +348.9k +348,901
4 Capital Investment Advisors, LLC 1.98% of their portfolio ATLANTA, GA 2,397,4202.4m $67.2m $67.2m 1.98% Reduced -1.2m -1,196,985
5 State of Tennessee, Department of Treasury 0.29% of their portfolio NASHVILLE, TN 2,360,0162.4m $66.1m $66.1m 0.29% Reduced -552.1k -552,084
6 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 2,118,2982.1m $59.4m $59.4m 0.05% Reduced -67.2k -67,224
7 EVERGREEN CAPITAL MANAGEMENT LLC 2.63% of their portfolio Bellevue, WA 2,086,7822.1m $58.5m $58.5m 2.63% Added +110.0k +110,017
8 Deseret Mutual Benefit Administrators 20.19% of their portfolio SALT LAKE CITY, UT 1,822,0111.8m $51.1m $51.1m 20.19% Added +14.7k +14,727
9 Horizon Investments, LLC 1.34% of their portfolio Charlotte, NC 1,629,5931.6m $45.3m $45.3m 1.34% Added +640.6k +640,609
10 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio SAN FRANCISCO, CA 1,514,7451.5m $42.4m $42.4m 0.01% Reduced -317.3k -317,338
11 SOUTHERN FARM BUREAU LIFE INSURANCE 5.82% of their portfolio JACKSON, MS 1,231,4471.2m $34.5m $34.5m 5.82% Unchanged
12 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 1,089,0331.1m $30.5m $30.5m 0.01% Added +129.9k +129,891
13 Migdal Insurance & Financial Holdings Ltd. 0.62% of their portfolio Petach Tikva, L3 1,007,1401.0m $28.2m $28.2m 0.62% Added +3.5k +3,520
14 1832 Asset Management L.P. 0.05% of their portfolio TORONTO, A6 921,394921.4k $25.8m $25.8m 0.05% Added +16.3k +16,296
15 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 921,112921.1k $25.8m $25.8m 0.01% Reduced -8.6k -8,566
16 PFS INVESTMENTS INC. 0.43% of their portfolio DULUTH, GA 900,859900.9k $25.1m $25.1m 0.43% Added +572.6k +572,648
17 Lido Advisors, LLC 0.30% of their portfolio Los Angeles, CA 764,754764.8k $21.4m $21.4m 0.30% New
18 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 0.74% of their portfolio NORFOLK, VA 764,452764.5k $21.4m $21.4m 0.74% Added +733.4k +733,445
19 MATHER GROUP, LLC. 0.37% of their portfolio CHICAGO, IL 744,894744.9k $20.9m $20.9m 0.37% Reduced -298.0k -297,978
20 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 743,736743.7k $20.8m $20.8m 0.04% Added +73.0k +72,952
21 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 733,860733.9k $20.6m $20.6m 0.01% Unchanged
22 AE Wealth Management LLC 0.12% of their portfolio TOPEKA, KS 653,124653.1k $18.3m $18.3m 0.12% Added +26.1k +26,106
23 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 607,693607.7k $17.0m $17.0m 0.03% Reduced -74.3k -74,349
24 Janney Capital Management LLC 1.13% of their portfolio PITTSBURGH, PA 537,590537.6k $15.1m $15.1m 1.13% Reduced -19.5k -19,481
25 SCOTIA CAPITAL INC. 0.11% of their portfolio TORONTO, A6 534,698534.7k $15.0m $15.0m 0.11% Added +7.2k +7,249
26 Signify Wealth 13.02% of their portfolio SAINT LOUIS, MO 526,388526.4k $14.7m $14.7m 13.02% New
27 GUGGENHEIM CAPITAL LLC 0.12% of their portfolio CHICAGO, IL 507,777507.8k $14.2m $14.2m 0.12% Reduced -18.0k -17,976
28 Aveo Capital Partners, LLC 1.85% of their portfolio ENGLEWOOD, CO 494,667494.7k $13.9m $13.9m 1.85% Reduced -27.8k -27,754
29 American Financial Advisors, LLC 2.18% of their portfolio Marietta, GA 478,755478.8k $13.4m $13.4m 2.18% Reduced -8.1k -8,087
30 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 456,557456.6k $12.8m $12.8m 0.00% Unchanged
31 Gradient Investments LLC 0.34% of their portfolio ARDEN HILLS, MN 444,149444.1k $12.4m $12.4m 0.34% Reduced -957.8k -957,785
32 Trilogy Capital Inc. 0.88% of their portfolio IRVINE, CA 440,715440.7k $12.3m $12.3m 0.88% Added +9.4k +9,441
33 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 422,365422.4k $11.8m $11.8m 0.02% Reduced -276.4k -276,425
34 UBS Group AG 0.01% of their portfolio ZURICH, V8 422,164422.2k $11.8m $11.8m 0.01% Reduced -20.0k -19,956
35 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 388,800388.8k $10.9m $10.9m 0.05% Added +22.8k +22,844
36 MY Wealth Management Inc. 10.23% of their portfolio GERMANTOWN, MD 364,586364.6k $10.2m $10.2m 10.23% Added +65.9k +65,891
37 MONEY CONCEPTS CAPITAL CORP 0.24% of their portfolio PALM BEACH GARDENS, FL 346,701346.7k $4.4m $4.4m 0.24% Added +237.8k +237,752
38 Morningstar Investment Services LLC 0.13% of their portfolio CHICAGO, IL 345,414345.4k $9.6m $9.6m 0.13% Added +13.0k +13,032
39 Darwin Wealth Management, LLC 2.60% of their portfolio TAMPA, FL 343,832343.8k $9.6m $9.6m 2.60% Added +131.8k +131,791
40 Allworth Financial LP 0.10% of their portfolio FOLSOM, CA 339,114339.1k $9.5m $9.5m 0.10% Added +50.8k +50,781
41 TOEWS CORP /ADV 1.69% of their portfolio NORTHFIELD, NJ 330,400330.4k $9.3m $9.3m 1.69% New
42 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 322,232322.2k $9.0m $9.0m 0.01% Added +38.5k +38,544
43 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 312,593312.6k $8.8m $8.8m 0.01% Added +138.6k +138,648
44 Tactive Advisors, LLC 6.34% of their portfolio Jacksonville, FL 304,356304.4k $8.5m $8.5m 6.34% New
45 Destiny Wealth Partners, LLC 1.68% of their portfolio TAVARES, FL 289,455289.5k $8.1m $8.1m 1.68% Added +289.3k +289,342
46 SHEPHERD KAPLAN KROCHUK, LLC 7.04% of their portfolio Boston, MA 284,945284.9k $8.0m $8.0m 7.04% Reduced -3.8k -3,796
47 Performa Ltd (US), LLC 4.14% of their portfolio CHARLESTON, SC 282,221282.2k $7.9m $7.9m 4.14% Added +34.9k +34,882
48 MML INVESTORS SERVICES, LLC 0.05% of their portfolio SPRINGFIELD, MA 273,258273.3k $7.7m $7.7m 0.05% Reduced -8.7k -8,692
49 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 258,614258.6k $7.2m $7.2m 0.02% Reduced -232.5k -232,500
50 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 252,515252.5k $7.1m $7.1m 0.01% Added +23.5k +23,457
51 Avitas Wealth Management LLC 1.37% of their portfolio LOS ANGELES, CA 250,455250.5k $7.0m $7.0m 1.37% Added +11.2k +11,239
52 Allianz Investment Management U.S. LLC 0.38% of their portfolio Minneapolis, MN 248,042248.0k $6.9m $6.9m 0.38% Unchanged
53 Symphony Financial, Ltd. Co. 1.73% of their portfolio HOUSTON, TX 241,857241.9k $6.7m $6.7m 1.73% Added +17.1k +17,075
54 Octavia Wealth Advisors, LLC 1.52% of their portfolio CINCINNATI, OH 240,337240.3k $6.7m $6.7m 1.52% Added +55.2k +55,173
55 Blue Edge Capital, LLC 1.43% of their portfolio RICHMOND, VA 236,227236.2k $6.6m $6.6m 1.43% Added +39.3k +39,264
56 Wealthcare Advisory Partners LLC 0.28% of their portfolio WEST CHESTER, PA 235,339235.3k $6.6m $6.6m 0.28% Added +95.9k +95,904
57 Live Oak Investment Partners 5.59% of their portfolio AUSTIN, TX 227,257227.3k $6.4m $6.4m 5.59% Added +84.7k +84,745
58 Atria Wealth Solutions, Inc. 0.09% of their portfolio NEW YORK, NY 224,348224.3k $6.3m $6.3m 0.09% Reduced -77.0k -76,987
59 GeoWealth Management, LLC 0.73% of their portfolio CHICAGO, IL 222,139222.1k $6.2m $6.2m 0.73% Added +68.0k +67,997
60 CW Advisors, LLC 0.15% of their portfolio BOSTON, MA 217,184217.2k $6.1m $6.1m 0.15% Reduced -50.0k -49,951
61 CONGRESS ASSET MANAGEMENT CO 0.06% of their portfolio BOSTON, MA 216,624216.6k $6.1m $6.1m 0.06% Reduced -49.5k -49,473
62 FAS Wealth Partners, Inc. 0.64% of their portfolio LEAWOOD, KS 211,952212.0k $5.9m $5.9m 0.64% Added +369 +369
63 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 210,544210.5k $5.9m $5.9m 0.00% Added +153.8k +153,804
64 WRAPMANAGER INC 1.79% of their portfolio MILL VALLEY, CA 207,609207.6k $5.8m $5.8m 1.79% Added +34.7k +34,651
65 Essex LLC 1.68% of their portfolio DEER PARK, IL 205,286205.3k $5.5m $5.5m 1.68% Unchanged
66 Integrated Wealth Concepts LLC 0.11% of their portfolio WALTHAM, MA 188,422188.4k $5.3m $5.3m 0.11% Added +49.1k +49,111
67 Atria Investments, Inc 0.10% of their portfolio Charlotte, NC 188,166188.2k $5.3m $5.3m 0.10% Added +35.0k +35,039
68 HARVEST GROUP WEALTH MANAGEMENT, LLC 2.90% of their portfolio WALTHAM, MA 166,314166.3k $4.7m $4.7m 2.90% Reduced -13.5k -13,478
69 TRAPHAGEN INVESTMENT ADVISORS LLC 0.68% of their portfolio ORADELL, NJ 164,223164.2k $4.6m $4.6m 0.68% Added +3.1k +3,101
70 Wela Strategies, Inc. 2.40% of their portfolio ATLANTA, GA 160,096160.1k $4.5m $4.5m 2.40% Added +4.0k +4,038
71 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 157,333157.3k $20.5k $20.5k 0.00% Added +157.3k +157,310
72 M Holdings Securities, Inc. 0.45% of their portfolio PORTLAND, OR 156,503156.5k $4.4m $4.4m 0.45% Added +332 +332
73 Transamerica Financial Advisors, LLC 0.58% of their portfolio CEDAR RAPIDS, IA 155,256155.3k $4.4m $4.4m 0.58% Added +114 +114
74 CYPRESS FINANCIAL PLANNING LLC 2.59% of their portfolio HADDON HEIGHTS, NJ 152,739152.7k $4.3m $4.3m 2.59% Added +3.0k +3,025
75 Jefferies Financial Group Inc. 0.09% of their portfolio NEW YORK, NY 150,013150.0k $4.2m $4.2m 0.09% New
76 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 139,832139.8k $3.9m $3.9m 0.03% Added +58.2k +58,230
77 Triton Financial Group Inc 2.94% of their portfolio Oklahoma City, OK 139,252139.3k $3.9m $3.9m 2.94% Reduced -3.3k -3,297
78 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 138,247138.2k $3.9m $3.9m 0.01% Reduced -410 -410
79 OneAscent Financial Services LLC 1.57% of their portfolio BIRMINGHAM, AL 137,866137.9k $3.9m $3.9m 1.57% Added +44.2k +44,171
80 CONNING INC. 0.13% of their portfolio HARTFORD, CT 137,506137.5k $3.9m $3.9m 0.13% Unchanged
81 Hennion & Walsh Asset Management, Inc. 0.24% of their portfolio Parsippany, NJ 136,875136.9k $3.8m $3.8m 0.24% Reduced -51.3k -51,344
82 Family Legacy, Inc. 1.62% of their portfolio GREENVILLE, SC 135,470135.5k $3.8m $3.8m 1.62% Added +5.4k +5,441
83 All Season Financial Advisors, Inc. 3.32% of their portfolio DENVER, CO 130,677130.7k $3.7m $3.7m 3.32% New
84 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 126,779126.8k $3.6m $3.6m 0.00% Reduced -3.8k -3,780
85 MOSAIC FAMILY WEALTH PARTNERS, LLC 0.74% of their portfolio ST. LOUIS, MO 126,485126.5k $3.5m $3.5m 0.74% Added +22.1k +22,127
86 Frank, Rimerman Advisors LLC 0.95% of their portfolio Palo Alto, CA 123,040123.0k $3.4m $3.4m 0.95% Added +2.3k +2,327
87 COLUMBIA ADVISORY PARTNERS LLC 3.06% of their portfolio SPOKANE, WA 115,859115.9k $3.2m $3.2m 3.06% Added +105.3k +105,309
88 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 114,772114.8k $3.2m $3.2m 0.02% Added +48.6k +48,559
89 US FINANCIAL ADVISORS, LLC 1.37% of their portfolio BRAINTREE, MA 109,826109.8k $3.1m $3.1m 1.37% Added +3.1k +3,118
90 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 109,739109.7k $3.1m $3.1m 0.01% Added +2.2k +2,166
91 AVANTAX ADVISORY SERVICES, INC. 0.04% of their portfolio DALLAS, TX 109,271109.3k $3.1m $3.1m 0.04% Added +756 +756
92 AGF MANAGEMENT LTD 0.02% of their portfolio TORONTO, A6 108,000108.0k $3.0m $3.0m 0.02% Reduced -200 -200
93 HOWARD FINANCIAL SERVICES, LTD. 0.71% of their portfolio DALLAS, TX 103,817103.8k $2.9m $2.9m 0.71% Reduced -2.5k -2,462
94 CLEAR INVESTMENT RESEARCH, LLC 4.54% of their portfolio ALPHARETTA, GA 93,03993.0k $2.6m $2.6m 4.54% Added +12.2k +12,168
95 Donoghue Forlines LLC 0.93% of their portfolio Boston, MA 92,51792.5k $2.6m $2.6m 0.93% Added +73.1k +73,071
96 Accel Wealth Management 1.04% of their portfolio WAVERLY, IA 90,80490.8k $2.5m $2.5m 1.04% Reduced -4.9k -4,918
97 COLTON GROOME FINANCIAL ADVISORS, LLC 1.20% of their portfolio ASHEVILLE, NC 90,07990.1k $2.5m $2.5m 1.20% Added +41.5k +41,531
98 Occidental Asset Management, LLC 0.61% of their portfolio Burlingame, CA 87,68587.7k $2.5m $2.5m 0.61% New
99 SILVIA MCCOLL WEALTH MANAGEMENT, LLC 2.43% of their portfolio SAN DIEGO, CA 87,53587.5k $2.5m $2.5m 2.43% Added +8.1k +8,050
100 American Trust 0.17% of their portfolio LEXINGTON, KY 86,41086.4k $2.4m $2.4m 0.17% Reduced -17.0k -17,009