Vault-13

SPDR SER TR SDY

S&P DIVID ETF · ETP · CUSIP 78464A763

1,108 institutional holders -18 vs Q4 2022
81,549,42781.5m shares reported held*
$10.0bnreported value*
67 new 364 added 378 reduced 72 sold out net sold ≈ $277.2m (-1.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($56.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $123.20. Options: 4 managers hold calls ($17.7m notional), 4 hold puts ($6.3m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 1,031Q4 22: 1,126Q1 23: 1,1081,108Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 20221,031
Q4 20221,126
Q1 20231,108

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1k01kQ4 22: 511 bought or addedQ4 22: 354 cut or sold outQ4 22Q1 23: 431 bought or addedQ1 23: 450 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022511354
Q1 2023431450

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ3 22 calls: $9.9mQ3 22 puts: $21.9mQ3 22P/C 2.21Q4 22 calls: $13.8mQ4 22 puts: $25.3mQ4 22P/C 1.84Q1 23 calls: $17.7mQ1 23 puts: $6.3mQ1 23P/C 0.35
Numbers
QuarterCallsPutsP/C
Q3 2022$9.9m$21.9m2.21
Q4 2022$13.8m$25.3m1.84
Q1 2023$17.7m$6.3m0.35

Biggest buyers

MONEY CONCEPTS CAPITAL CORP Added +552,113+552.1k
VANGUARD GROUP INC New +515,035+515.0k
Orion Portfolio Solutions, LLC Added +359,070+359.1k
HOLLENCREST CAPITAL MANAGEMENT Added +152,602+152.6k
COLONY GROUP LLC Added +131,445+131.4k
PRW Wealth Management LLC New +123,350+123.3k
Lido Advisors, LLC Added +84,581+84.6k
FMR LLC Added +76,931+76.9k
Nan Shan Life Insurance Co., Ltd. Added +76,000+76.0k
CWM, LLC Added +70,489+70.5k

Biggest sellers

J.P. Morgan Private Wealth Advisors LLC Reduced -1,673,103-1.7m
ASSETMARK, INC Reduced -929,800-929.8k
MORGAN STANLEY Reduced -263,286-263.3k
AMERIPRISE FINANCIAL INC Reduced -196,361-196.4k
JPMORGAN CHASE & CO Reduced -190,456-190.5k
PRUDENTIAL PLC Sold out -169,140-169.1k
BROWN ADVISORY INC Reduced -165,058-165.1k
OSAIC HOLDINGS, INC. Reduced -157,494-157.5k
BANK OF AMERICA CORP /DE/ Reduced -65,906-65.9k
1ST SOURCE BANK Reduced -62,457-62.5k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $14.8m120.0k shares
WOLVERINE TRADING, LLC Added $1.5m12.2k shares
CITADEL ADVISORS LLC Added $1.3m10.8k shares
Cutler Group LLC / CA Reduced $0100 shares

Biggest puts

CITADEL ADVISORS LLC Reduced $4.1m33.3k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.2m10.1k shares
WOLVERINE TRADING, LLC Added $891.0k7.3k shares
Cutler Group LLC / CA Reduced $0300 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.14% of their portfolio CHARLOTTE, NC 9,666,6079.7m $1.2bn $1.2bn 0.14% Reduced -65.9k -65,906
2 MORGAN STANLEY 0.07% of their portfolio NEW YORK, NY 5,547,6485.5m $686.3m $686.3m 0.07% Reduced -263.3k -263,286
3 AMERIPRISE FINANCIAL INC 0.14% of their portfolio MINNEAPOLIS, MN 3,556,4433.6m $439.6m $439.6m 0.14% Reduced -196.4k -196,361
4 LPL Financial LLC 0.33% of their portfolio FORT MILL, SC 3,389,2503.4m $419.3m $419.3m 0.33% Added +30.2k +30,231
5 ROYAL BANK OF CANADA 0.10% of their portfolio TORONTO, A6 2,696,8692.7m $333.6m $333.6m 0.10% Reduced -2.6k -2,563
6 RAYMOND JAMES & ASSOCIATES 0.27% of their portfolio ST PETERSBURG, FL 2,554,0072.6m $316.0m $316.0m 0.27% Reduced -31.4k -31,376
7 WELLS FARGO & COMPANY/MN 0.09% of their portfolio SAN FRANCISCO, CA 2,349,8872.3m $290.7m $290.7m 0.09% Added +11.4k +11,424
8 Joel Isaacson & Co., LLC 20.28% of their portfolio NEW YORK, NY 2,281,0352.3m $282.2m $282.2m 20.28% Added +67.9k +67,928
9 UBS Group AG 0.12% of their portfolio ZURICH, V8 2,131,9262.1m $263.7m $263.7m 0.12% Reduced -60.9k -60,881
10 ENVESTNET ASSET MANAGEMENT INC 0.12% of their portfolio Berwyn, PA 2,011,5552.0m $248.8m $248.8m 0.12% Reduced -57.0k -56,969
11 Richard Bernstein Advisors LLC 4.04% of their portfolio NEW YORK, NY 1,540,7601.5m $190.6m $190.6m 4.04% Added +68.4k +68,437
12 Bank of New York Mellon Corp 0.04% of their portfolio NEW YORK, NY 1,435,7331.4m $177.6m $177.6m 0.04% Reduced -59.9k -59,866
13 J.P. Morgan Private Wealth Advisors LLC 0.37% of their portfolio SAN FRANCISCO, CA 1,400,2631.4m $173.2m $173.2m 0.37% Reduced -1.7m -1,673,103
14 COMMONWEALTH EQUITY SERVICES, LLC 0.36% of their portfolio WALTHAM, MA 1,391,4721.4m $172.1m $172.1m 0.36% Added +14.4k +14,371
15 Raymond James Financial Services Advisors, Inc. 0.30% of their portfolio ST. PETERSBURG, FL 1,295,7691.3m $160.3m $160.3m 0.30% Added +10.4k +10,414
16 TRUIST FINANCIAL CORP 0.25% of their portfolio CHARLOTTE, NC 1,188,4251.2m $147.0m $147.0m 0.25% Reduced -233 -233
17 Janney Montgomery Scott LLC 0.54% of their portfolio PHILADELPHIA, PA 1,078,8831.1m $133.5m $133.5m 0.54% Added +25.7k +25,725
18 1ST SOURCE BANK 7.69% of their portfolio SOUTH BEND, IN 935,580935.6k $115.7m $115.7m 7.69% Reduced -62.5k -62,457
19 OSAIC HOLDINGS, INC. 0.21% of their portfolio SCOTTSDALE, AZ 881,725881.7k $109.1m $109.1m 0.21% Reduced -157.5k -157,494
20 Veritable, L.P. 1.58% of their portfolio Newtown Square, PA 743,514743.5k $92.0m $92.0m 1.58% Reduced -10.3k -10,323
21 Destination Wealth Management 3.20% of their portfolio Walnut Creek, CA 683,110683.1k $84.5m $84.5m 3.20% Added +4.3k +4,256
22 HighTower Advisors, LLC 0.18% of their portfolio CHICAGO, IL 652,455652.5k $80.7m $80.7m 0.18% Reduced -45.6k -45,564
23 MAI Capital Management 1.25% of their portfolio INDEPENDENCE, OH 634,945634.9k $78.5m $78.5m 1.25% Reduced -4.5k -4,503
24 MML INVESTORS SERVICES, LLC 0.55% of their portfolio SPRINGFIELD, MA 628,549628.5k $77.8m $77.8m 0.55% Reduced -42.0k -42,016
25 Capital Investment Advisors, LLC 2.21% of their portfolio ATLANTA, GA 606,913606.9k $75.1m $75.1m 2.21% Added +4.6k +4,592
26 MONEY CONCEPTS CAPITAL CORP 1.15% of their portfolio PALM BEACH GARDENS, FL 582,708582.7k $20.6m $20.6m 1.15% Added +552.1k +552,113
27 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 519,188519.2k $64.2m $64.2m 0.02% Added +62.8k +62,786
28 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 515,035515.0k $63.7m $63.7m 0.00% New
29 Legacy Financial Group LLC 16.16% of their portfolio DES MOINES, IA 477,095477.1k $59.0m $59.0m 16.16% Added +20.5k +20,517
30 PNC Financial Services Group, Inc. 0.05% of their portfolio Pittsburgh, PA 458,625458.6k $56.7m $56.7m 0.05% Added +2.4k +2,409
31 Creative Planning 0.08% of their portfolio OVERLAND PARK, KS 458,085458.1k $56.7m $56.7m 0.08% Reduced -6.0k -6,017
32 Cambridge Investment Research Advisors, Inc. 0.27% of their portfolio FAIRFIELD, IA 450,213450.2k $55.7m $55.7m 0.27% Reduced -56.4k -56,385
33 Linscomb Wealth, Inc. 2.67% of their portfolio Houston, TX 411,323411.3k $50.9m $50.9m 2.67% Reduced -491 -491
34 Mariner, LLC 0.15% of their portfolio Overland Park, KS 403,709403.7k $49.9m $49.9m 0.15% Reduced -9.2k -9,234
35 Elk River Wealth Management LLC 10.68% of their portfolio DENVER, CO 380,393380.4k $47.1m $47.1m 10.68% Added +23.7k +23,733
36 Mizuho Bank, Ltd. 5.44% of their portfolio TOKYO, M0 380,000380.0k $47.0m $47.0m 5.44% Unchanged
37 Cetera Advisor Networks LLC 0.34% of their portfolio EL SEGUNDO, CA 375,836375.8k $46.5m $46.5m 0.34% Added +6.5k +6,522
38 Orion Porfolio Solutions, LLC 0.57% of their portfolio OMAHA, NE 374,146374.1k $46.3m $46.3m 0.57% Added +16.3k +16,291
39 Orion Portfolio Solutions, LLC 0.57% of their portfolio Omaha, NE 374,146374.1k $46.3m $46.3m 0.57% Added +359.1k +359,070
40 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.25% of their portfolio IRVING, TX 360,255360.3k $44.6m $44.6m 0.25% Reduced -14.7k -14,706
41 MONETA GROUP INVESTMENT ADVISORS LLC 1.03% of their portfolio ST LOUIS, MO 347,999348.0k $43.1m $43.1m 1.03% Added +12.8k +12,811
42 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 345,777345.8k $42.8m $42.8m 0.01% Reduced -190.5k -190,456
43 J.Safra Asset Management Corp 6.62% of their portfolio NEW YORK, NY 338,650338.6k $41.9m $41.9m 6.62% Added +14.4k +14,375
44 Bard Financial Services, Inc. 2.84% of their portfolio BRANFORD, CT 287,041287.0k $35.5m $35.5m 2.84% Reduced -1.3k -1,346
45 Clearstead Advisors, LLC 2.56% of their portfolio CLEVELAND, OH 284,557284.6k $35.2m $35.2m 2.56% Added +28.7k +28,709
46 O'Dell Group, LLC 11.18% of their portfolio CINCINNATI, OH 280,357280.4k $34.7m $34.7m 11.18% Added +8.2k +8,166
47 MARINO, STRAM & ASSOCIATES LLC 9.85% of their portfolio BRAINTREE, MA 263,486263.5k $32.6m $32.6m 9.85% Reduced -289 -289
48 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 255,103255.1k $31.6m $31.6m 0.01% Reduced -1.6k -1,598
49 Graves Light Lenhart Wealth, Inc. 4.48% of their portfolio HARRISONBURG, VA 234,166234.2k $29.0m $29.0m 4.48% Added +2.0k +2,032
50 3EDGE Asset Management, LP 2.11% of their portfolio Naples, FL 226,523226.5k $28.0m $28.0m 2.11% Added +649 +649
51 STIFEL FINANCIAL CORP 0.04% of their portfolio ST. LOUIS, MO 222,263222.3k $27.5m $27.5m 0.04% Added +9.6k +9,556
52 Klingman & Associates, LLC 2.34% of their portfolio New York, NY 219,360219.4k $27.1m $27.1m 2.34% Reduced -6.2k -6,203
53 Cetera Investment Advisers 0.23% of their portfolio SCHAUMBURG, IL 216,495216.5k $26.8m $26.8m 0.23% Reduced -24.6k -24,610
54 UMB Bank, n.a. 0.42% of their portfolio Kansas City, MO 214,270214.3k $26.5m $26.5m 0.42% Added +6.5k +6,517
55 SCOTIA CAPITAL INC. 0.19% of their portfolio TORONTO, A6 213,515213.5k $26.4m $26.4m 0.19% Reduced -4.3k -4,338
56 Baird Financial Group, Inc. 0.06% of their portfolio MILWAUKEE, WI 212,207212.2k $26.3m $26.3m 0.06% Added +13.1k +13,142
57 TD PRIVATE CLIENT WEALTH LLC 1.18% of their portfolio NEW YORK, NY 211,712211.7k $26.2m $26.2m 1.18% Reduced -18.1k -18,127
58 COLONY GROUP LLC 0.37% of their portfolio Boston, MA 200,903200.9k $24.9m $24.9m 0.37% Added +131.4k +131,445
59 Wolff Financial Management LLC 8.57% of their portfolio KALAMAZOO, MI 198,871198.9k $24.6m $24.6m 8.57% Reduced -3.9k -3,874
60 Kestra Advisory Services, LLC 0.26% of their portfolio AUSTIN, TX 191,899191.9k $23.7m $23.7m 0.26% Reduced -38.2k -38,223
61 ProVise Management Group, LLC 2.21% of their portfolio CLEARWATER, FL 186,714186.7k $23.1m $23.1m 2.21% Reduced -823 -823
62 HUNTINGTON NATIONAL BANK 0.23% of their portfolio COLUMBUS, OH 184,806184.8k $22.9m $22.9m 0.23% Reduced -4.2k -4,249
63 NWF Advisory Services Inc. 4.96% of their portfolio Los Angeles, CA 174,318174.3k $21.4m $21.4m 4.96% First filing
64 Capital Advisors, Ltd. LLC 3.47% of their portfolio SHAKER HEIGHTS, OH 170,701170.7k $21.1m $21.1m 3.47% Reduced -794 -794
65 Private Advisor Group, LLC 0.20% of their portfolio MORRISTOWN, NJ 167,720167.7k $20.7m $20.7m 0.20% Reduced -3.9k -3,878
66 HOLLENCREST CAPITAL MANAGEMENT 2.18% of their portfolio NEWPORT BEACH, CA 165,290165.3k $20.4m $20.4m 2.18% Added +152.6k +152,602
67 One Capital Management, LLC 0.98% of their portfolio WESTLAKE VILLAGE, CA 161,466161.5k $20.0m $20.0m 0.98% Reduced -15.9k -15,864
68 Jackson, Grant Investment Advisers, Inc. 9.27% of their portfolio STAMFORD, CT 159,437159.4k $19.7m $19.7m 9.27% Reduced -148 -148
69 FMR LLC 0.00% of their portfolio BOSTON, MA 157,984158.0k $19.5m $19.5m 0.00% Added +76.9k +76,931
70 Hyperion Partners, LLC 17.10% of their portfolio BERWYN, PA 153,830153.8k $19.0m $19.0m 17.10% Added +3.9k +3,948
71 Flaharty Asset Management, LLC 3.30% of their portfolio CLEARWATER, FL 149,322149.3k $18.5m $18.5m 3.30% Added +5.1k +5,130
72 CAPTRUST FINANCIAL ADVISORS 0.08% of their portfolio RALEIGH, NC 148,622148.6k $18.4m $18.4m 0.08% Added +47.2k +47,198
73 Roble, Belko & Company, Inc 3.75% of their portfolio SEWICKLEY, PA 148,164148.2k $18.3m $18.3m 3.75% Reduced -9.2k -9,219
74 Wealthspire Advisors, LLC 0.31% of their portfolio NEW YORK, NY 147,705147.7k $18.3m $18.3m 0.31% Added +7.3k +7,346
75 Smart Money Group LLC 9.26% of their portfolio EASTLAND, TX 147,699147.7k $18.5m $18.5m 9.26% Added +12.5k +12,464
76 Capital Analysts, LLC 1.04% of their portfolio FORT WASHINGTON, PA 146,788146.8k $18.2m $18.2m 1.04% Added +5.1k +5,126
77 BOKF, NA 0.37% of their portfolio TULSA, OK 141,895141.9k $17.6m $17.6m 0.37% Reduced -15.9k -15,948
78 CWM, LLC 0.12% of their portfolio OMAHA, NE 137,599137.6k $17.0m $17.0m 0.12% Added +70.5k +70,489
79 Regent Peak Wealth Advisors LLC 5.18% of their portfolio ATLANTA, GA 135,239135.2k $16.7m $16.7m 5.18% Added +40.2k +40,247
80 Steward Partners Investment Advisory, LLC 0.26% of their portfolio STAMFORD, CT 131,701131.7k $16.3m $16.3m 0.26% Reduced -14 -14
81 MERCER GLOBAL ADVISORS INC /ADV 0.07% of their portfolio DENVER, CO 131,546131.5k $16.3m $16.3m 0.07% Added +26.5k +26,467
82 IHT Wealth Management, LLC 0.93% of their portfolio Chicago, IL 131,219131.2k $16.2m $16.2m 0.93% Reduced -2.9k -2,896
83 Atria Wealth Solutions, Inc. 0.24% of their portfolio NEW YORK, NY 130,534130.5k $16.1m $16.1m 0.24% Added +3.8k +3,750
84 Thrivent Financial for Lutherans 0.04% of their portfolio Minneapolis, MN 129,075129.1k $16.0m $16.0m 0.04% Added +51.5k +51,496
85 HB Wealth Management, LLC 0.28% of their portfolio Atlanta, GA 128,516128.5k $15.9m $15.9m 0.28% Reduced -492 -492
86 FINANCIAL COUNSELORS INC 0.34% of their portfolio Overland Park, KS 128,022128.0k $15.8m $15.8m 0.34% Reduced -1.9k -1,864
87 CIBC Private Wealth Group LLC 0.01% of their portfolio ATLANTA, GA 127,540127.5k $10.9m $10.9m 0.01% Added +61.9k +61,877
88 Cerity Partners LLC 0.04% of their portfolio NEW YORK, NY 124,897124.9k $15.4m $15.4m 0.04% Added +7.1k +7,136
89 PRW Wealth Management LLC 6.03% of their portfolio QUINCY, MA 123,350123.3k $15.4m $15.4m 6.03% New
90 CRA Financial Services, LLC 4.52% of their portfolio NORTHFIELD, NJ 122,978123.0k $15.2m $15.2m 4.52% Reduced -187 -187
91 Madison Asset Management, LLC 0.22% of their portfolio MADISON, WI 116,828116.8k $14.5m $14.5m 0.22% Reduced -36.8k -36,822
92 NewEdge Advisors, LLC 0.18% of their portfolio NEW ORLEANS, LA 114,327114.3k $14.1m $14.1m 0.18% Reduced -2.9k -2,935
93 Hubbell Strickland Wealth Management, LLC 8.49% of their portfolio NEW ORLEANS, LA 113,022113.0k $14.0m $14.0m 8.49% Reduced -561 -561
94 Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 2.79% of their portfolio FORT WORTH, TX 112,845112.8k $14.0m $14.0m 2.79% Added +150 +150
95 Associated Banc-Corp 0.54% of their portfolio Green Bay, WI 108,790108.8k $13.5m $13.5m 0.54% Added +1.0k +1,045
96 WHITTIER TRUST CO 0.24% of their portfolio SOUTH PASADENA, CA 105,484105.5k $13.0m $13.0m 0.24% Reduced -2.5k -2,521
97 Equitable Holdings, Inc. 0.21% of their portfolio NEW YORK, NY 105,252105.3k $13.0m $13.0m 0.21% Reduced -6.3k -6,349
98 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 105,229105.2k $13.0m $13.0m 0.00% Added +3.0k +3,024
99 Baltimore-Washington Financial Advisors, Inc. 1.12% of their portfolio Columbia, MD 102,259102.3k $12.7m $12.7m 1.12% Added +7.5k +7,515
100 Kistler-Tiffany Companies, LLC 2.41% of their portfolio BERWYN, PA 102,216102.2k $12.6m $12.6m 2.41% Reduced -88 -88