Vault-13

SPDR SER TR SPIB

PORTFOLIO INTRMD · ETP · CUSIP 78464A375

404 institutional holders -15 vs Q4 2022
138,046,753138.0m shares reported held*
$4.5bnreported value*
39 new 162 added 134 reduced 53 sold out net bought ≈ $226.3m (+7.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $32.55. Options: 1 managers hold calls ($194.9k notional), 0 hold puts (—).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 394Q4 22: 419Q1 23: 404404Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022394
Q4 2022419
Q1 2023404

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 200 bought or addedQ4 22: 191 cut or sold outQ4 22Q1 23: 201 bought or addedQ1 23: 187 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022200191
Q1 2023201187

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ3 22 calls: $57.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $241.9kQ4 22 puts: $15.9kQ4 22P/C 0.07Q1 23 calls: $194.9kQ1 23 puts: $0Q1 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$57.0k$00.00
Q4 2022$241.9k$15.9k0.07
Q1 2023$194.9k$00.00

Biggest buyers

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +3,667,265+3.7m
LPL Financial LLC Added +2,603,047+2.6m
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC New +2,425,405+2.4m
Allianz Investment Management U.S. LLC Added +2,049,400+2.0m
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Added +1,988,997+2.0m
MORGAN STANLEY Added +1,933,243+1.9m
Jefferies Financial Group Inc. New +843,500+843.5k
Burt Wealth Advisors New +637,234+637.2k
Squarepoint Ops LLC New +603,770+603.8k
ROYAL BANK OF CANADA Added +484,204+484.2k

Biggest sellers

JANE STREET GROUP, LLC Reduced -6,038,164-6.0m
Financial Engines Advisors L.L.C. Reduced -2,124,083-2.1m
BANK OF AMERICA CORP /DE/ Reduced -1,404,547-1.4m
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -919,044-919.0k
Centiva Capital, LP Sold out -600,000-600.0k
Occidental Asset Management, LLC Reduced -434,182-434.2k
Avior Wealth Management, LLC Reduced -400,117-400.1k
TD AMERITRADE INVESTMENT MANAGEMENT, LLC Reduced -360,395-360.4k
Gradient Investments LLC Reduced -358,188-358.2k
BANK HAPOALIM BM Sold out -322,000-322.0k

Biggest calls

CITADEL ADVISORS LLC Reduced $194.9k6.0k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.21% of their portfolio SAN FRANCISCO, CA 21,201,86021.2m $688.8m $688.8m 0.21% Added +2.0m +1,988,997
2 LPL Financial LLC 0.26% of their portfolio FORT MILL, SC 10,279,53310.3m $334.0m $334.0m 0.26% Added +2.6m +2,603,047
3 Creative Planning 0.33% of their portfolio OVERLAND PARK, KS 6,948,7126.9m $225.8m $225.8m 0.33% Reduced -305.1k -305,073
4 ENVESTNET ASSET MANAGEMENT INC 0.11% of their portfolio Berwyn, PA 6,917,2646.9m $224.7m $224.7m 0.11% Added +206.1k +206,066
5 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 2.02% of their portfolio OMAHA, NE 6,052,9416.1m $196.7m $196.7m 2.02% Reduced -360.4k -360,395
6 Charles Schwab Investment Advisory, Inc. 0.30% of their portfolio SAN FRANCISCO, CA 5,701,8015.7m $185.3m $185.3m 0.30% Reduced -100.3k -100,277
7 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 1.66% of their portfolio PLYMOUTH, MN 4,375,9054.4m $142.2m $142.2m 1.66% Added +3.7m +3,667,265
8 D.A. DAVIDSON & CO. 1.55% of their portfolio GREAT FALLS, MT 4,233,6994.2m $137.6m $137.6m 1.55% Added +151.5k +151,548
9 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 4,001,9854.0m $130.0m $130.0m 0.01% Added +1.9m +1,933,243
10 Allianz Investment Management U.S. LLC 6.18% of their portfolio Minneapolis, MN 3,437,1223.4m $111.6m $111.6m 6.18% Added +2.0m +2,049,400
11 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 3,239,6873.2m $105.3m $105.3m 0.03% Added +86.3k +86,297
12 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 2.33% of their portfolio MINNEAPOLIS, MN 2,425,4052.4m $78.8m $78.8m 2.33% New
13 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,254,7822.3m $73.3m $73.3m 0.01% Reduced -1.4m -1,404,547
14 EASTERN BANK 3.60% of their portfolio BOSTON, MA 2,203,3422.2m $71.6m $71.6m 3.60% Added +425.9k +425,932
15 HighTower Advisors, LLC 0.13% of their portfolio CHICAGO, IL 1,851,3701.9m $60.1m $60.1m 0.13% Added +195.5k +195,548
16 State of New Jersey Common Pension Fund D 0.19% of their portfolio TRENTON, NJ 1,600,0001.6m $52.0m $52.0m 0.19% Unchanged
17 Zurich Insurance Group Ltd/FI 0.57% of their portfolio ZURICH, V8 1,402,9031.4m $45.6m $45.6m 0.57% Unchanged
18 MISSION WEALTH MANAGEMENT, LP 1.89% of their portfolio Santa Barbara, CA 1,374,6521.4m $44.7m $44.7m 1.89% Added +73.0k +73,012
19 Buckingham Capital Management, Inc. 6.65% of their portfolio DAYTON, OH 1,280,1311.3m $41.6m $41.6m 6.65% Added +223.4k +223,361
20 Gradient Investments LLC 1.10% of their portfolio ARDEN HILLS, MN 1,241,5111.2m $40.3m $40.3m 1.10% Reduced -358.2k -358,188
21 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 1,167,6811.2m $37.9m $37.9m 0.00% Reduced -90.0k -89,951
22 CAPITAL ADVISORS INC/OK 0.92% of their portfolio TULSA, OK 1,055,2641.1m $34.3m $34.3m 0.92% Added +7.7k +7,742
23 Roberts Financial Services LLC 8.25% of their portfolio MARQUETTE, MI 1,047,5731.0m $34.0m $34.0m 8.25% Added +282.4k +282,392
24 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,040,1601.0m $33.8m $33.8m 0.01% Added +484.2k +484,204
25 Advisors Capital Management, LLC 0.87% of their portfolio RIDGEWOOD, NJ 1,035,9271.0m $33.7m $33.7m 0.87% Added +40.7k +40,700
26 STEPHENS GROUP ASSET MANAGEMENT, LLC 3.46% of their portfolio LITTLE ROCK, AR 984,626984.6k $32.0m $32.0m 3.46% Added +31.5k +31,546
27 TCV Trust & Wealth Management, Inc. 3.53% of their portfolio RICHMOND, VA 979,362979.4k $31.8m $31.8m 3.53% Added +101.9k +101,870
28 GenTrust, LLC 2.27% of their portfolio MIAMI, FL 971,000971.0k $31.5m $31.5m 2.27% Reduced -176.1k -176,083
29 Allworth Financial LP 0.31% of their portfolio FOLSOM, CA 938,185938.2k $30.5m $30.5m 0.31% Reduced -20.9k -20,907
30 CANTOR FITZGERALD, L. P. 0.62% of their portfolio NEW YORK, NY 891,304891.3k $29.0m $29.0m 0.62% Reduced -1.5k -1,518
31 Jefferies Financial Group Inc. 0.58% of their portfolio NEW YORK, NY 843,500843.5k $27.4m $27.4m 0.58% New
32 Financial Engines Advisors L.L.C. 0.07% of their portfolio SANTA CLARA, CA 815,900815.9k $26.5m $26.5m 0.07% Reduced -2.1m -2,124,083
33 PARK AVENUE SECURITIES LLC 0.45% of their portfolio NEW YORK, NY 800,370800.4k $26.0m $26.0m 0.45% Reduced -22.4k -22,400
34 JANE STREET GROUP, LLC 0.04% of their portfolio NEW YORK, NY 773,139773.1k $25.1m $25.1m 0.04% Reduced -6.0m -6,038,164
35 Private Advisor Group, LLC 0.24% of their portfolio MORRISTOWN, NJ 772,860772.9k $25.1m $25.1m 0.24% Added +134.0k +134,030
36 Migdal Insurance & Financial Holdings Ltd. 0.53% of their portfolio Petach Tikva, L3 735,396735.4k $23.9m $23.9m 0.53% Reduced -3.4k -3,382
37 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 711,755711.8k $23.1m $23.1m 0.01% Added +37.0k +37,048
38 M&T Bank Corp 0.09% of their portfolio BUFFALO, NY 705,863705.9k $22.9m $22.9m 0.09% Reduced -32.3k -32,254
39 NOTTINGHAM ADVISORS, INC. 2.83% of their portfolio AMHERST, NY 653,277653.3k $21.2m $21.2m 2.83% Added +78.7k +78,675
40 Burt Wealth Advisors 6.43% of their portfolio North Bethesda, MD 637,234637.2k $20.7m $20.7m 6.43% New
41 Squarepoint Ops LLC 0.14% of their portfolio NEW YORK, NY 603,770603.8k $19.6m $19.6m 0.14% New
42 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 587,246587.2k $19.1m $19.1m 0.04% Added +36.4k +36,379
43 Orange Investment Advisors, Inc. 2.48% of their portfolio GOSHEN, NY 545,979546.0k $17.7m $17.7m 2.48% Added +88.2k +88,231
44 High Probability Advisors, LLC 4.00% of their portfolio Pittsford, NY 527,344527.3k $17.1m $17.1m 4.00% Added +23.1k +23,076
45 UBS Group AG 0.01% of their portfolio ZURICH, V8 487,824487.8k $15.8m $15.8m 0.01% Reduced -61.2k -61,169
46 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 467,519467.5k $15.2m $15.2m 0.00% Added +467.3k +467,297
47 Flaharty Asset Management, LLC 2.71% of their portfolio CLEARWATER, FL 467,268467.3k $15.2m $15.2m 2.71% Added +7.0k +7,018
48 WRAPMANAGER INC 4.54% of their portfolio MILL VALLEY, CA 454,364454.4k $14.8m $14.8m 4.54% Added +67.0k +67,042
49 Astoria Portfolio Advisors LLC. 6.26% of their portfolio NEW YORK, NY 454,116454.1k $14.8m $14.8m 6.26% Added +114.6k +114,582
50 Kistler-Tiffany Companies, LLC 2.80% of their portfolio BERWYN, PA 453,207453.2k $14.7m $14.7m 2.80% Added +93.8k +93,801
51 Occidental Asset Management, LLC 3.54% of their portfolio Burlingame, CA 436,751436.8k $14.2m $14.2m 3.54% Reduced -434.2k -434,182
52 Flagstone Financial Management 6.72% of their portfolio LINCOLN, NE 414,271414.3k $13.5m $13.5m 6.72% Added +60.7k +60,717
53 Cetera Investment Advisers 0.12% of their portfolio SCHAUMBURG, IL 413,500413.5k $13.4m $13.4m 0.12% Added +76.7k +76,694
54 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 385,761385.8k $12.5m $12.5m 0.01% Reduced -158.8k -158,781
55 OLD MISSION CAPITAL LLC 0.37% of their portfolio CHICAGO, IL 375,045375.0k $12.2m $12.2m 0.37% Added +164.8k +164,799
56 Capital Analysts, LLC 0.66% of their portfolio FORT WASHINGTON, PA 356,508356.5k $11.6m $11.6m 0.66% Added +15.2k +15,200
57 RENAISSANCE TECHNOLOGIES LLC 0.02% of their portfolio NEW YORK, NY 351,839351.8k $11.4m $11.4m 0.02% Added +147.8k +147,759
58 DUFF & PHELPS INVESTMENT MANAGEMENT CO 0.13% of their portfolio CHICAGO, IL 340,755340.8k $11.1m $11.1m 0.13% Added +2.7k +2,700
59 CABOT WEALTH MANAGEMENT INC 1.69% of their portfolio BEVERLY, MA 329,135329.1k $10.7m $10.7m 1.69% Reduced -9.8k -9,768
60 TRUEFG, LLC 4.77% of their portfolio CEDAR PARK, TX 325,528325.5k $10.6m $10.6m 4.77% Added +7.7k +7,678
61 StrategIQ Financial Group, LLC 1.21% of their portfolio MERRILLVILLE, IN 321,901321.9k $10.5m $10.5m 1.21% Added +51.0k +50,977
62 Leicht Financial Planning & Wealth Management, Inc. 6.29% of their portfolio PARSIPPANY, NJ 314,342314.3k $10.2m $10.2m 6.29% Added +110.8k +110,849
63 BlackRock Inc. 0.00% of their portfolio New York, NY 305,000305.0k $9.9m $9.9m 0.00% Added +304.6k +304,645
64 ASSETMARK, INC 0.04% of their portfolio CONCORD, CA 300,285300.3k $9.8m $9.8m 0.04% Added +300.2k +300,246
65 INTEGRATED CAPITAL MANAGEMENT, INC. 8.64% of their portfolio JESSUP, PA 295,416295.4k $9.5m $9.5m 8.64% Reduced -24.2k -24,211
66 Orion Porfolio Solutions, LLC 0.11% of their portfolio OMAHA, NE 289,749289.7k $9.0m $9.0m 0.11% Added +276.2k +276,229
67 Orion Portfolio Solutions, LLC 0.11% of their portfolio Omaha, NE 289,749289.7k $9.0m $9.0m 0.11% Added +21.5k +21,545
68 CGN Advisors LLC 1.45% of their portfolio MANHATTAN, KS 284,064284.1k $9.2m $9.2m 1.45% Reduced -23.5k -23,520
69 Janney Montgomery Scott LLC 0.04% of their portfolio PHILADELPHIA, PA 282,338282.3k $9.2m $9.2m 0.04% Added +40.6k +40,578
70 AE Wealth Management LLC 0.06% of their portfolio TOPEKA, KS 278,195278.2k $9.0m $9.0m 0.06% Reduced -12.8k -12,847
71 Gerber Kawasaki Wealth & Investment Management 0.71% of their portfolio SANTA MONICA, CA 275,408275.4k $8.9m $8.9m 0.71% Added +16.4k +16,437
72 Amtrust Financial Services, Inc. 4.57% of their portfolio New York, NY 270,400270.4k $8.8m $8.8m 4.57% Unchanged
73 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.13% of their portfolio ST. LOUIS, MO 266,475266.5k $8.7m $8.7m 0.13% Added +5.9k +5,871
74 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 262,809262.8k $8.5m $8.5m 0.01% Reduced -235.4k -235,432
75 INTEGRAL INVESTMENT ADVISORS, INC. 5.88% of their portfolio TURLOCK, CA 252,891252.9k $8.2m $8.2m 5.88% Added +3.2k +3,170
76 FDx Advisors, Inc. 0.35% of their portfolio BERWYN, PA 250,245250.2k $8.0m $8.0m 0.35% Unchanged
77 PROFFITT & GOODSON INC 1.65% of their portfolio KNOXVILLE, TN 248,864248.9k $8.1m $8.1m 1.65% Reduced -3.1k -3,124
78 Relative Value Partners Group, LLC 0.27% of their portfolio NORTHBROOK, IL 245,694245.7k $8.0m $8.0m 0.27% Added +68.8k +68,778
79 WORLD EQUITY GROUP, INC. 0.29% of their portfolio SCHAUMBURG, IL 231,522231.5k $1.9m $1.9m 0.29% Added +199.3k +199,321
80 Cetera Advisor Networks LLC 0.05% of their portfolio EL SEGUNDO, CA 222,596222.6k $7.2m $7.2m 0.05% Added +69.6k +69,649
81 Cornerstone Management, Inc. 1.75% of their portfolio DULUTH, GA 206,687206.7k $6.7m $6.7m 1.75% Added +170 +170
82 Financial Gravity Asset Management, Inc. 0.22% of their portfolio Lakeway, TX 206,059206.1k $6.7m $6.7m 0.22% Added +121.9k +121,949
83 Shilanski & Associates, Inc. 3.02% of their portfolio ANCHORAGE, AK 205,507205.5k $6.7m $6.7m 3.02% Added +3.5k +3,513
84 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 203,709203.7k $6.6m $6.6m 0.01% Added +5.1k +5,074
85 WR Wealth Planners, LLC 2.83% of their portfolio COLUMBIA, MO 201,692201.7k $6.6m $6.6m 2.83% Added +201.0k +200,980
86 Manning & Napier Group, LLC 0.08% of their portfolio Fairport, NY 200,413200.4k $6.5m $6.5m 0.08% Reduced -4.0k -4,047
87 Dynamic Advisor Solutions LLC 0.38% of their portfolio PHOENIX, AZ 199,289199.3k $6.5m $6.5m 0.38% Added +21.0k +20,967
88 APPLETON PARTNERS INC/MA 0.57% of their portfolio BOSTON, MA 196,933196.9k $6.4m $6.4m 0.57% Added +4.0k +4,016
89 Steward Partners Investment Advisory, LLC 0.10% of their portfolio STAMFORD, CT 194,264194.3k $6.3m $6.3m 0.10% Added +114.9k +114,903
90 BANK HAPOALIM BM 0.87% of their portfolio TEL AVIV, L3 193,478193.5k $6.3m $6.3m 0.87% Reduced -19.4k -19,391
91 ZACKS INVESTMENT MANAGEMENT 0.08% of their portfolio Chicago, IL 186,577186.6k $6.1m $6.1m 0.08% Added +35.1k +35,120
92 Columbus Macro, LLC 2.20% of their portfolio NEW CASTLE, PA 182,300182.3k $5.9m $5.9m 2.20% Added +60.6k +60,575
93 Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio SEOUL, M5 180,097180.1k $5.9m $5.9m 0.01% Added +25.0k +25,000
94 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 170,821170.8k $5.5m $5.5m 0.01% Added +145.3k +145,334
95 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 169,057169.1k $5.5m $5.5m 0.01% Added +93.0k +92,955
96 FIDELITY D & D BANCORP INC 4.14% of their portfolio Dunmore, PA 168,695168.7k $5.5m $5.5m 4.14% First filing
97 Bartlett & Co. LLC 0.10% of their portfolio CINCINNATI, OH 163,276163.3k $5.3m $5.3m 0.10% Reduced -4.0k -4,043
98 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.10% of their portfolio CINCINNATI, OH 163,276163.3k $5.3m $5.3m 0.10% Reduced -4.0k -4,043
99 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.23% of their portfolio Seattle, WA 162,896162.9k $5.3m $5.3m 0.23% Reduced -40.8k -40,809
100 Northwest & Ethical Investments L.P. 0.17% of their portfolio TORONTO, A6 160,500160.5k $5.2m $5.2m 0.17% Unchanged