Vault-13

PIMCO ETF TR BOND

ACTIVE BD ETF · ETP · CUSIP 72201R775

373 institutional holders +4 vs Q4 2022
23,243,61823.2m shares reported held*
$2.2bnreported value*
34 new 147 added 136 reduced 27 sold out net bought ≈ $79.1m (+852.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($6.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $92.60.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 344Q4 22: 369Q1 23: 373373Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022344
Q4 2022369
Q1 2023373

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 172 bought or addedQ4 22: 162 cut or sold outQ4 22Q1 23: 181 bought or addedQ1 23: 163 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022172162
Q1 2023181163

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300k$400kQ3 22 calls: $0Q3 22 puts: $323.0kQ3 22P/C —Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$0$323.0k—
Q4 2022$0$0—
Q1 2023$0$0—

Biggest buyers

Orion Portfolio Solutions, LLC Added +732,360+732.4k
Horizon Investments, LLC Added +492,600+492.6k
CWM, LLC Added +472,619+472.6k
PFS INVESTMENTS INC. New +266,736+266.7k
MinichMacGregor Wealth Management, LLC New +194,461+194.5k
WELLS FARGO & COMPANY/MN Added +159,376+159.4k
OneDigital Investment Advisors LLC Added +155,736+155.7k
ENVESTNET ASSET MANAGEMENT INC Added +113,078+113.1k
TimeScale Financial, Inc. Added +112,553+112.6k
BANK OF AMERICA CORP /DE/ Added +97,651+97.7k

Biggest sellers

MORGAN STANLEY Reduced -531,703-531.7k
Corient Private Wealth LP Sold out -504,063-504.1k
Your Advocates Ltd., LLP Reduced -311,297-311.3k
Fragasso Financial Advisors Inc Reduced -213,780-213.8k
Forvis Mazars Wealth Advisors, LLC Reduced -209,338-209.3k
TOTAL INVESTMENT MANAGEMENT INC Reduced -142,670-142.7k
Krilogy Financial LLC Reduced -123,880-123.9k
Regis Management CO LLC Reduced -87,472-87.5k
Advus Financial Partners, LLC Reduced -66,104-66.1k
Wealthcare Advisory Partners LLC Reduced -64,461-64.5k

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 1,676,0061.7m $155.5m $155.5m 0.02% Reduced -531.7k -531,703
2 CWM, LLC 1.04% of their portfolio OMAHA, NE 1,652,8151.7m $153.3m $153.3m 1.04% Added +472.6k +472,619
3 ENVESTNET ASSET MANAGEMENT INC 0.06% of their portfolio Berwyn, PA 1,245,1801.2m $115.5m $115.5m 0.06% Added +113.1k +113,078
4 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 779,240779.2k $72.3m $72.3m 0.01% Added +97.7k +97,651
5 Orion Porfolio Solutions, LLC 0.88% of their portfolio OMAHA, NE 767,150767.1k $71.2m $71.2m 0.88% Added +36.3k +36,296
6 Orion Portfolio Solutions, LLC 0.88% of their portfolio Omaha, NE 767,150767.1k $71.2m $71.2m 0.88% Added +732.4k +732,360
7 MERCER GLOBAL ADVISORS INC /ADV 0.32% of their portfolio DENVER, CO 765,983766.0k $71.0m $71.0m 0.32% Reduced -39.5k -39,462
8 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 742,762742.8k $68.9m $68.9m 0.02% Added +159.4k +159,376
9 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 553,268553.3k $51.3m $51.3m 0.02% Reduced -27.2k -27,194
10 Horizon Investments, LLC 1.47% of their portfolio Charlotte, NC 540,347540.3k $49.8m $49.8m 1.47% Added +492.6k +492,600
11 Essential Planning, LLC. 26.98% of their portfolio PORTSMOUTH, NH 480,490480.5k $44.5m $44.5m 26.98% Added +77.5k +77,530
12 OneDigital Investment Advisors LLC 0.84% of their portfolio OVERLAND PARK, KS 385,266385.3k $35.7m $35.7m 0.84% Added +155.7k +155,736
13 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 383,911383.9k $35.6m $35.6m 0.03% Added +60.8k +60,819
14 SCOTIA CAPITAL INC. 0.26% of their portfolio TORONTO, A6 378,151378.2k $35.1m $35.1m 0.26% Added +8.6k +8,615
15 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 343,843343.8k $31.9m $31.9m 0.06% Added +95.6k +95,605
16 Raymond James Financial Services Advisors, Inc. 0.06% of their portfolio ST. PETERSBURG, FL 338,176338.2k $31.4m $31.4m 0.06% Added +3.5k +3,476
17 Ferguson Shapiro LLC 26.52% of their portfolio DECATUR, GA 333,060333.1k $30.9m $30.9m 26.52% Added +53.6k +53,557
18 GeoWealth Management, LLC 3.58% of their portfolio CHICAGO, IL 329,920329.9k $30.6m $30.6m 3.58% Added +15.8k +15,806
19 Flaharty Asset Management, LLC 5.29% of their portfolio CLEARWATER, FL 319,576319.6k $29.6m $29.6m 5.29% Added +30.6k +30,620
20 KWB Wealth 5.21% of their portfolio REDLANDS, CA 311,846311.8k $28.2m $28.2m 5.21% Added +5.0k +4,971
21 UBS Group AG 0.01% of their portfolio ZURICH, V8 309,984310.0k $28.8m $28.8m 0.01% Reduced -21.8k -21,794
22 RFG Advisory, LLC 1.21% of their portfolio BIRMINGHAM, AL 267,030267.0k $24.8m $24.8m 1.21% Added +26.7k +26,691
23 PFS INVESTMENTS INC. 0.43% of their portfolio DULUTH, GA 266,736266.7k $24.9m $24.9m 0.43% New
24 Hudson Capital Management LLC 9.58% of their portfolio RAMSEY, NJ 260,323260.3k $24.1m $24.1m 9.58% Added +14.8k +14,777
25 3D/L Capital Management, LLC 6.13% of their portfolio Hartford, CT 249,216249.2k $23.1m $23.1m 6.13% Added +21.0k +21,025
26 PRUDENT INVESTORS NETWORK, INC. 9.86% of their portfolio LAKE FOREST, CA 224,006224.0k $20.8m $20.8m 9.86% Added +28.9k +28,910
27 Cambridge Investment Research Advisors, Inc. 0.10% of their portfolio FAIRFIELD, IA 215,750215.8k $20.0m $20.0m 0.10% Reduced -8.5k -8,458
28 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 206,428206.4k $19.1m $19.1m 0.00% Added +7.2k +7,249
29 WCG Wealth Advisors LLC 2.37% of their portfolio LAS VEGAS, NV 199,251199.3k $18.5m $18.5m 2.37% Reduced -148 -148
30 MinichMacGregor Wealth Management, LLC 5.97% of their portfolio Saratoga Springs, NY 194,461194.5k $18.0m $18.0m 5.97% New
31 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 189,573189.6k $17.6m $17.6m 0.04% Reduced -1.8k -1,824
32 Cetera Advisor Networks LLC 0.12% of their portfolio EL SEGUNDO, CA 179,836179.8k $16.7m $16.7m 0.12% Added +50.8k +50,827
33 Quantitative Advantage, LLC 2.41% of their portfolio MINNETONKA, MN 178,755178.8k $16.6m $16.6m 2.41% Added +12.2k +12,225
34 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 172,681172.7k $16.0m $16.0m 0.03% Reduced -2.0k -2,044
35 John W. Brooker & Co., CPAs 10.20% of their portfolio OAKLAND, CA 165,603165.6k $15.4m $15.4m 10.20% Reduced -4.3k -4,254
36 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 153,737153.7k $14.3m $14.3m 0.02% Added +14.1k +14,131
37 Goldstein Advisors, LLC 3.09% of their portfolio Madison, WI 151,616151.6k $14.1m $14.1m 3.09% Added +1.1k +1,052
38 Treasure Coast Financial Planning 9.78% of their portfolio VERO BEACH, FL 150,895150.9k $14.0m $14.0m 9.78% Added +36.4k +36,416
39 Cardinal Point Capital Management ULC 4.19% of their portfolio TORONTO, A6 148,684148.7k $13.8m $13.8m 4.19% Added +2.2k +2,235
40 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 139,557139.6k $12.9m $12.9m 0.01% Reduced -5.2k -5,152
41 Fragasso Financial Advisors Inc 1.41% of their portfolio SEWICKLEY, PA 133,426133.4k $12.4m $12.4m 1.41% Reduced -213.8k -213,780
42 VALLEY NATIONAL ADVISERS INC 1.87% of their portfolio BETHLEHEM, PA 114,533114.5k $10.6m $10.6m 1.87% Added +13.7k +13,690
43 TimeScale Financial, Inc. 2.40% of their portfolio DANVERS, MA 114,214114.2k $10.6m $10.6m 2.40% Added +112.6k +112,553
44 GM Advisory Group, LLC 0.93% of their portfolio MELVILLE, NY 110,072110.1k $10.2m $10.2m 0.93% Added +7.9k +7,889
45 D'Orazio & Associates, Inc. 2.64% of their portfolio VIENNA, VA 109,713109.7k $10.2m $10.2m 2.64% Reduced -6.2k -6,169
46 B. Riley Wealth Advisors, Inc. 0.27% of their portfolio MEMPHIS, TN 107,960108.0k $10.0m $10.0m 0.27% Added +3.3k +3,314
47 Cornerstone Wealth Management, LLC 0.95% of their portfolio ST. PETERS, MO 104,391104.4k $9.7m $9.7m 0.95% First filing
48 VICUS CAPITAL 0.97% of their portfolio STATE COLLEGE, PA 97,32497.3k $9.0m $9.0m 0.97% Added +831 +831
49 KWMG, LLC 1.19% of their portfolio OVERLAND PARK, KS 95,01295.0k $8.8m $8.8m 1.19% Added +2.6k +2,612
50 Regis Acquisition Inc. 3.96% of their portfolio DENVER, CO 90,04990.0k $8.4m $8.4m 3.96% First filing
51 Lee Financial Group Hawaii, Inc. 8.30% of their portfolio HONOLULU, HI 86,86586.9k $8.1m $8.1m 8.30% Reduced -1.2k -1,188
52 M Holdings Securities, Inc. 0.83% of their portfolio PORTLAND, OR 86,08186.1k $8.0m $8.0m 0.83% Reduced -7.6k -7,593
53 Denver PWM, LLC 3.44% of their portfolio DENVER, CO 84,66284.7k $7.8m $7.8m 3.44% Added +834 +834
54 Simplicity Solutions, LLC 0.19% of their portfolio MINNEAPOLIS, MN 80,10880.1k $7.4m $7.4m 0.19% Added +73.7k +73,700
55 Blue Chip Partners, LLC 0.87% of their portfolio FARMINGTON HILLS, MI 79,28379.3k $7.4m $7.4m 0.87% Added +383 +383
56 Destination Wealth Management 0.28% of their portfolio Walnut Creek, CA 78,82778.8k $7.3m $7.3m 0.28% Added +5.7k +5,701
57 Bleakley Financial Group, LLC 0.23% of their portfolio PARSIPPANY, NJ 75,55475.6k $7.0m $7.0m 0.23% Added +9.3k +9,286
58 Parallel Advisors, LLC 0.23% of their portfolio SAN FRANCISCO, CA 74,40474.4k $6.9m $6.9m 0.23% Reduced -1.3k -1,286
59 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 72,90072.9k $6.8m $6.8m 0.01% Added +27.4k +27,400
60 CreativeOne Wealth, LLC 0.33% of their portfolio OVERLAND PARK, KS 72,87672.9k $6.8m $6.8m 0.33% Added +4.3k +4,261
61 Your Advocates Ltd., LLP 3.70% of their portfolio HOUSTON, TX 72,67672.7k $6.7m $6.7m 3.70% Reduced -311.3k -311,297
62 HARVEST GROUP WEALTH MANAGEMENT, LLC 4.13% of their portfolio WALTHAM, MA 71,62571.6k $6.6m $6.6m 4.13% Added +14.4k +14,395
63 FOUNDERS FINANCIAL SECURITIES LLC 0.93% of their portfolio TOWSON, MD 69,30569.3k $6.4m $6.4m 0.93% Added +18.9k +18,911
64 Norway Savings Bank 3.19% of their portfolio NORWAY, ME 68,15768.2k $6.3m $6.3m 3.19% Reduced -6.8k -6,764
65 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 66,48166.5k $6.2m $6.2m 0.00% Added +371 +371
66 Roger Wittlin Investment Advisory, LLC 5.39% of their portfolio San Francisco, CA 64,96765.0k $6.0m $6.0m 5.39% Added +7.1k +7,126
67 Pacifica Partners Inc. 3.62% of their portfolio SURREY, Z4 64,60464.6k $6.0m $6.0m 3.62% Reduced -183 -183
68 FSM Wealth Advisors, LLC 3.42% of their portfolio CLEVELAND, OH 63,46163.5k $5.9m $5.9m 3.42% Added +17.5k +17,476
69 Sowell Financial Services LLC 0.43% of their portfolio NORTH LITTLE ROCK, AR 60,62860.6k $5.6m $5.6m 0.43% Reduced -18.7k -18,693
70 Visionary Wealth Advisors 0.47% of their portfolio O'FALLON, IL 59,27959.3k $5.5m $5.5m 0.47% Added +6.3k +6,305
71 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 57,81657.8k $5.4m $5.4m 0.01% Reduced -47.9k -47,899
72 Aviance Capital Partners, LLC 1.19% of their portfolio NAPLES, FL 57,62457.6k $5.3m $5.3m 1.19% Reduced -1.3k -1,327
73 BerganKDV Wealth Management, LLC 0.55% of their portfolio BLOOMINGTON, MN 57,28457.3k $5.3m $5.3m 0.55% Added +4.4k +4,432
74 GOULD ASSET MANAGEMENT LLC /CA/ 1.49% of their portfolio CLAREMONT, CA 56,28156.3k $5.2m $5.2m 1.49% Added +4.1k +4,097
75 Landmark Wealth Management, LLC 2.83% of their portfolio MELVILLE, NY 54,88554.9k $5.1m $5.1m 2.83% Added +4.5k +4,549
76 Wealthcare Advisory Partners LLC 0.22% of their portfolio WEST CHESTER, PA 54,24154.2k $5.0m $5.0m 0.22% Reduced -64.5k -64,461
77 Intelligence Driven Advisers, LLC 0.91% of their portfolio CARLSBAD, CA 54,13454.1k $5.1m $5.1m 0.91% Reduced -5.2k -5,155
78 SAGE RHINO CAPITAL LLC 1.46% of their portfolio MENLO PARK, CA 53,86153.9k $5.0m $5.0m 1.46% Added +3.8k +3,769
79 Csenge Advisory Group 0.35% of their portfolio CLEARWATER, FL 52,84552.8k $4.9m $4.9m 0.35% Reduced -117 -117
80 EP Wealth Advisors, LLC 0.04% of their portfolio TORRANCE, CA 52,07852.1k $2.5m $2.5m 0.04% Reduced -16.3k -16,302
81 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 52,03952.0k $4.8m $4.8m 0.00% Added +1.3k +1,257
82 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.50% of their portfolio CEDAR RAPIDS, IA 51,85051.9k $4.8m $4.8m 0.50% Reduced -1.1k -1,052
83 ARBOR TRUST WEALTH ADVISORS, LLC 3.07% of their portfolio ANN ARBOR, MI 50,34750.3k $4.7m $4.7m 3.07% Added +1.9k +1,916
84 CAPTRUST FINANCIAL ADVISORS 0.02% of their portfolio RALEIGH, NC 49,32849.3k $4.6m $4.6m 0.02% Reduced -46.8k -46,772
85 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 47,08947.1k $4.4m $4.4m 0.04% Added +28.4k +28,369
86 MONETA GROUP INVESTMENT ADVISORS LLC 0.10% of their portfolio ST LOUIS, MO 44,78444.8k $4.2m $4.2m 0.10% Added +1.5k +1,490
87 MorganRosel Wealth Management, LLC 1.76% of their portfolio HIGHLANDS RANCH, CO 44,42144.4k $4.1m $4.1m 1.76% Added +737 +737
88 CarsonAllaria Wealth Management, Ltd. 3.47% of their portfolio GLEN CARBON, IL 44,41744.4k $4.1m $4.1m 3.47% Reduced -1.0k -1,036
89 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 42,60742.6k $4.0m $4.0m 0.04% Added +3.6k +3,557
90 Strategic Advisors LLC 0.80% of their portfolio New York, NY 42,35742.4k $3.9m $3.9m 0.80% New
91 Geneos Wealth Management Inc. 0.23% of their portfolio ENGLEWOOD, CO 40,75540.8k $3.8m $3.8m 0.23% Added +791 +791
92 STEPH & CO 2.34% of their portfolio MARINETTE, WI 40,61740.6k $3.8m $3.8m 2.34% Added +6.3k +6,293
93 Del-Sette Capital Management, LLC 3.50% of their portfolio SCHENECTADY, NY 38,31538.3k $3.6m $3.6m 3.50% Added +2.8k +2,773
94 Mariner, LLC 0.01% of their portfolio Overland Park, KS 38,01138.0k $3.5m $3.5m 0.01% Added +2.1k +2,129
95 Syverson Strege & Co 1.50% of their portfolio WEST DES MOINES, IA 37,92237.9k $3.5m $3.5m 1.50% Added +708 +708
96 AVANTAX ADVISORY SERVICES, INC. 0.04% of their portfolio DALLAS, TX 37,75637.8k $3.5m $3.5m 0.04% Added +21.8k +21,788
97 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 36,74636.7k $3.4m $3.4m 0.00% Added +9.0k +9,026
98 Occidental Asset Management, LLC 0.85% of their portfolio Burlingame, CA 36,68536.7k $3.4m $3.4m 0.85% Reduced -7.8k -7,834
99 CIBC WORLD MARKET INC. 0.01% of their portfolio TORONTO, A6 36,41136.4k $3.4m $3.4m 0.01% Added +11.7k +11,691
100 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 35,00935.0k $3.2m $3.2m 0.01% Added +3.8k +3,796