GUARDIAN WEALTH ADVISORS, LLC / NC

RALEIGH, NC · CIK 1901403 · 13F filing filed 2024-05-15

SEC-registered investment adviser since 2020 · limited liability company

Assets managed$2.7bn
Staff50 · 30 in investment roles
Main clients (by assets)High net worth individuals 56%, Pension plans 27%, Individuals 16%
Websitevalleypeakfinancial.com
Form ADV · 2026-03-26SEC adviser record

$817.2m reported value +24.2% vs Q4 2023

452positions

51.5%in top 10

42 new 156 added 136 reduced 30 sold out vs Q4 2023

Holdings, Q1 2024

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	ETF SER SOLUTIONS APTUS COLLRD INV ACIO	ACIO	2,624,366	$94.6m11.57%	11.57%	Added +95.5k	+95,490 3.8%
2	ETF SER SOLUTIONS APTUS DEFINED DRSK	DRSK	2,035,277	$54.3m6.64%	6.64%	Added +230.8k	+230,754 12.8%
3	ETF SER SOLUTIONS APTUS ENHANCED JUCY	JUCY	2,143,745	$50.1m6.13%	6.13%	New
4	ETF SER SOLUTIONS OPUS SML CP VL OSCV	OSCV	1,326,782	$47.7m5.84%	5.84%	Added +33.3k	+33,266 2.6%
5	SCHWAB STRATEGIC TR US LRG CAP ETF SCHX	SCHX	737,490	$45.8m5.60%	5.60%	Added +36.7k	+36,705 5.2%
6	BONDBLOXX ETF TRUST BLOOMBERG SIX MN XHLF	XHLF	670,690	$33.7m4.13%	4.13%	Reduced -48.2k	-48,210 -6.7%
7	CAPITAL GROUP DIVIDEND VALUE SHS CREATION UNI CGDV	CGDV	786,036	$25.5m3.13%	3.13%	Added +103.9k	+103,937 15.2%
8	J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM JEPI	JEPI	437,343	$25.3m3.10%	3.10%	Added +43.6k	+43,557 11.1%
9	FIRST TR EXCHANGE TRADED FD RISNG DIVD ACHIV RDVY	RDVY	416,338	$23.4m2.86%	2.86%	Added +40.5k	+40,536 10.8%
10	FIRST TR EXCHNG TRADED FD VI FT VEST LADDERED BUFR	BUFR	717,115	$20.1m2.45%	2.45%	Added +690.2k	+690,155 2559.9%
11	APPLE INC COM AAPL	AAPL	86,489	$14.8m1.81%	1.81%	Reduced -389	-389 -0.5%
12	MICROSOFT CORP COM MSFT	MSFT	34,523	$14.5m1.78%	1.78%	Reduced -282	-282 -0.8%
13	J P MORGAN EXCHANGE TRADED F CORE PLUS BD ETF JCPB	JCPB	310,079	$14.5m1.77%	1.77%	Reduced -12.9k	-12,922 -4.0%
14	NVIDIA CORPORATION COM NVDA	NVDA	15,514	$14.0m1.72%	1.72%	Reduced -330	-330 -2.1%
15	VANGUARD INDEX FDS S&P 500 ETF SHS VOO	VOO	27,282	$13.1m1.60%	1.60%	Added +41	+41 0.1%
16	ETF SER SOLUTIONS APTUS LARGE CAP DUBS	DUBS	437,235	$12.8m1.57%	1.57%	Added +7.2k	+7,150 1.7%
17	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	22,462	$11.7m1.44%	1.44%	Reduced -155	-155 -0.7%
18	DIMENSIONAL ETF TRUST INTL CORE EQT MK DFAI	DFAI	300,715	$9.1m1.11%	1.11%	Added +11.5k	+11,519 4.0%
19	FIDELITY COMWLTH TR NASDAQ COMPSIT ONEQ	ONEQ	111,086	$7.2m0.88%	0.88%	Added +2.2k	+2,185 2.0%
20	GOLDMAN SACHS ETF TR EQUAL WEIGHT US GSEW	GSEW	94,065	$6.8m0.84%	0.84%	Added +5.6k	+5,629 6.4%
21	ALPHABET INC CAP STK CL A GOOGL	GOOGL	42,443	$6.4m0.78%	0.78%	Reduced -631	-631 -1.5%
22	AMAZON COM INC COM AMZN	AMZN	33,374	$6.0m0.74%	0.74%	Reduced -318	-318 -0.9%
23	BROADCOM INC COM AVGO	AVGO	4,465	$5.9m0.72%	0.72%	Reduced -92	-92 -2.0%
24	J P MORGAN EXCHANGE TRADED F ULTRA SHRT ETF JPST	JPST	116,986	$5.9m0.72%	0.72%	Reduced -5.4k	-5,422 -4.4%
25	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	13,834	$5.8m0.71%	0.71%	Added +3.1k	+3,108 29.0%
26	VANGUARD SPECIALIZED FUNDS DIV APP ETF VIG	VIG	30,676	$5.6m0.69%	0.69%	Added +2.3k	+2,339 8.2%
27	SPDR SERIES TRUST PORTFOLIO S&P500 SPYM	SPYM	90,558	$5.6m0.68%	0.68%	Added +561	+561 0.6%
28	FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS FIXD	FIXD	125,445	$5.5m0.67%	0.67%	Added +4.6k	+4,641 3.8%
29	VANGUARD INDEX FDS TOTAL STK MKT VTI	VTI	19,812	$5.1m0.63%	0.63%	Added +14.6k	+14,637 282.8%
30	JPMORGAN CHASE & CO COM JPM	JPM	24,104	$4.8m0.59%	0.59%	Added +80	+80 0.3%
31	COLUMBIA ETF TR II EM CORE EX ETF XCEM	XCEM	154,903	$4.8m0.59%	0.59%	Added +4.2k	+4,166 2.8%
32	WISDOMTREE TR FLOATNG RAT TREA USFR	USFR	93,989	$4.7m0.58%	0.58%	Added +2.2k	+2,239 2.4%
33	ETF SER SOLUTIONS APTUS DRAWDOWN ADME	ADME	102,336	$4.3m0.53%	0.53%	Reduced -5.2k	-5,221 -4.8%
34	FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF FTCS	FTCS	46,722	$4.0m0.49%	0.49%	Reduced -11.3k	-11,348 -19.5%
35	ELI LILLY & CO COM LLY	LLY	4,884	$3.8m0.46%	0.46%	Added +98	+98 2.0%
36	VANGUARD INDEX FDS MID CAP ETF VO	VO	14,719	$3.7m0.45%	0.45%	Added +1.1k	+1,073 7.9%
37	INVESCO QQQ TR UNIT SER 1 QQQ	QQQ	7,547	$3.4m0.41%	0.41%	Added +4.3k	+4,288 131.6%
38	UNITEDHEALTH GROUP INC COM UNH	UNH	6,033	$3.0m0.37%	0.37%	Added +109	+109 1.8%
39	WALMART INC COM WMT	WMT	49,550	$3.0m0.36%	0.36%	Added +2.3k	+2,342 5.0%
40	VISA INC COM CL A V	V	10,292	$2.9m0.35%	0.35%	Added +281	+281 2.8%
41	LISTED FD TR HORIZON KINETICS INFL	INFL	88,061	$2.9m0.35%	0.35%	Reduced -23.1k	-23,089 -20.8%
42	ISHARES TR RUS 1000 ETF IWB	IWB	9,907	$2.9m0.35%	0.35%	Added +417	+417 4.4%
43	FIRST TR NAS100 EQ WEIGHTED SHS QQEW	QQEW	21,988	$2.7m0.33%	0.33%	Reduced -231	-231 -1.0%
44	SPDR DOW JONES INDL AVERAGE UT SER 1 DIA	DIA	6,754	$2.7m0.33%	0.33%	Added +169	+169 2.6%
45	PROCTER AND GAMBLE CO COM PG	PG	16,274	$2.6m0.32%	0.32%	Added +218	+218 1.4%
46	FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW FTSM	FTSM	41,270	$2.5m0.30%	0.30%	Reduced -1.6k	-1,597 -3.7%
47	FIRST TR EXCHNG TRADED FD VI FT VEST U.S. DDEC	DDEC	65,300	$2.4m0.30%	0.30%	Unchanged
48	CAPITAL GROUP GROWTH ETF SHS CREATION UNI CGGR	CGGR	73,932	$2.4m0.29%	0.29%	Added +33.3k	+33,257 81.8%
49	EATON VANCE TAX-MANAGED DIVE COM XETYX	XETYX	174,701	$2.3m0.29%	0.29%	Reduced -2.4k	-2,429 -1.4%
50	FIRST TR EXCHANGE TRAD FD VI FST TR GLB FD FTGC	FTGC	96,553	$2.3m0.28%	0.28%	Added +5.1k	+5,074 5.5%
51	PACER FDS TR US CASH COWS 100 COWZ	COWZ	39,372	$2.3m0.28%	0.28%	Reduced -11.2k	-11,223 -22.2%
52	PROGRESSIVE CORP COM PGR	PGR	11,030	$2.3m0.28%	0.28%	Added +17	+17 0.1%
53	COPART INC COM CPRT	CPRT	39,372	$2.3m0.28%	0.28%	Reduced -202	-202 -0.5%
54	HOME DEPOT INC COM HD	HD	5,768	$2.2m0.27%	0.27%	Added +44	+44 0.8%
55	BROADRIDGE FINL SOLUTIONS IN COM BR	BR	10,490	$2.1m0.26%	0.26%	Reduced -23	-23 -0.2%
56	TESLA INC COM TSLA	TSLA	12,189	$2.1m0.26%	0.26%	Reduced -67	-67 -0.6%
57	ROPER TECHNOLOGIES INC COM ROP	ROP	3,806	$2.1m0.26%	0.26%	Added +66	+66 1.8%
58	INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB BSCO	BSCO	96,643	$2.0m0.25%	0.25%	Reduced -1.1k	-1,115 -1.1%
59	CHEMED CORP NEW COM CHE	CHE	3,080	$2.0m0.24%	0.24%	Added +33	+33 1.1%
60	META PLATFORMS INC CL A META	META	3,966	$1.9m0.24%	0.24%	Added +333	+333 9.2%
61	INVESCO ACTIVELY MANAGED EXC VAR RATE INVT VRIG	VRIG	75,444	$1.9m0.23%	0.23%	Reduced -599	-599 -0.8%
62	ISHARES TR FLTG RATE NT ETF FLOT	FLOT	37,168	$1.9m0.23%	0.23%	Reduced -293	-293 -0.8%
63	SCHWAB STRATEGIC TR FUNDAMENTAL INTL FNDF	FNDF	51,852	$1.8m0.23%	0.23%	Added +51.7k	+51,716 38026.5%
64	EXXON MOBIL CORP COM XOM	XOM	15,845	$1.8m0.23%	0.23%	Added +3.0k	+2,969 23.1%
65	ADOBE INC COM ADBE	ADBE	3,577	$1.8m0.22%	0.22%	Added +98	+98 2.8%
66	BANK AMERICA CORP COM BAC	BAC	46,952	$1.8m0.22%	0.22%	Added +30	+30 0.1%
67	TRUIST FINL CORP COM TFC	TFC	45,381	$1.8m0.22%	0.22%	Added +384	+384 0.8%
68	SPDR SER TR PRTFLO S&P500 HI SPYD	SPYD	42,730	$1.7m0.21%	0.21%	Reduced -247	-247 -0.6%
69	SCHWAB STRATEGIC TR 1000 INDEX ETF SCHK	SCHK	34,200	$1.7m0.21%	0.21%	Added +8.0k	+8,046 30.8%
70	DIAMONDBACK ENERGY INC COM FANG	FANG	8,744	$1.7m0.21%	0.21%	Added +697	+697 8.7%
71	OWENS CORNING NEW COM OC	OC	10,000	$1.7m0.20%	0.20%	Reduced -5	-5 -0.1%
72	INVESCO EXCHANGE TRADED FD T AEROSPACE DEFN PPA	PPA	16,310	$1.7m0.20%	0.20%	Reduced -133	-133 -0.8%
73	SPROTT PHYSICAL GOLD TR UNIT PHYS	PHYS	95,024	$1.6m0.20%	0.20%	Reduced -275	-275 -0.3%
74	AMERICAN TOWER CORP NEW COM AMT	AMT	8,195	$1.6m0.20%	0.20%	Added +229	+229 2.9%
75	COSTCO WHSL CORP NEW COM COST	COST	2,101	$1.5m0.19%	0.19%	Reduced -154	-154 -6.8%
76	PFIZER INC COM PFE	PFE	54,502	$1.5m0.19%	0.19%	Added +3.3k	+3,276 6.4%
77	JOHNSON & JOHNSON COM JNJ	JNJ	9,439	$1.5m0.18%	0.18%	Added +514	+514 5.8%
78	ABBVIE INC COM ABBV	ABBV	8,047	$1.5m0.18%	0.18%	Added +239	+239 3.1%
79	ALPS ETF TR ALERIAN MLP AMLP	AMLP	30,469	$1.4m0.18%	0.18%	Reduced -1.6k	-1,560 -4.9%
80	ISHARES TR RUSSELL 3000 ETF IWV	IWV	4,747	$1.4m0.17%	0.17%	New
81	ISHARES TR RUS 1000 VAL ETF IWD	IWD	7,501	$1.3m0.16%	0.16%	Added +5.4k	+5,420 260.4%
82	VANECK ETF TRUST MRNGSTR WDE MOAT MOAT	MOAT	14,775	$1.3m0.16%	0.16%	Added +1.2k	+1,169 8.6%
83	SPROTT PHYSICAL SILVER TR TR UNIT PSLV	PSLV	158,612	$1.3m0.16%	0.16%	Reduced -6.4k	-6,424 -3.9%
84	VANGUARD INDEX FDS SMALL CP ETF VB	VB	5,493	$1.3m0.15%	0.15%	Added +3.4k	+3,399 162.3%
85	ISHARES TR SELECT DIVID ETF DVY	DVY	10,091	$1.2m0.15%	0.15%	Added +9.9k	+9,891 4945.5%
86	SPDR SER TR BLOOMBERG 1-3 MO BIL	BIL	13,528	$1.2m0.15%	0.15%	Added +12.1k	+12,055 818.4%
87	ALPHABET INC CAP STK CL C GOOG	GOOG	7,282	$1.1m0.14%	0.14%	Added +210	+210 3.0%
88	QUALCOMM INC COM QCOM	QCOM	6,522	$1.1m0.14%	0.14%	Added +20	+20 0.3%
89	DUKE ENERGY CORP NEW COM NEW DUK	DUK	11,349	$1.1m0.13%	0.13%	Added +1.1k	+1,108 10.8%
90	MCDONALDS CORP COM MCD	MCD	3,883	$1.1m0.13%	0.13%	Added +38	+38 1.0%
91	GENERAL MLS INC COM GIS	GIS	15,579	$1.1m0.13%	0.13%	Added +826	+826 5.6%
92	LOWES COS INC COM LOW	LOW	4,274	$1.1m0.13%	0.13%	Reduced -148	-148 -3.4%
93	MERCK & CO INC COM MRK	MRK	8,203	$1.1m0.13%	0.13%	Added +398	+398 5.1%
94	PROSHARES TR K1 FRE CRD OIL OILK	OILK	22,038	$1.1m0.13%	0.13%	Reduced -39	-39 -0.2%
95	GOLDMAN SACHS GROUP INC COM GS	GS	2,499	$1.0m0.13%	0.13%	Added +76	+76 3.1%
96	ETF SER SOLUTIONS DEFIANCE NEXT UFOX	UFOX	26,671	$1.0m0.13%	0.13%	Unchanged
97	CHEVRON CORP NEW COM CVX	CVX	6,552	$1.0m0.13%	0.13%	Reduced -54	-54 -0.8%
98	FIRST TR EXCHANGE-TRADED FD LIMITED DURATION FSIG	FSIG	54,750	$1.0m0.13%	0.13%	Unchanged
99	ACCENTURE PLC IRELAND SHS CLASS A ACN	ACN	2,932	$1.0m0.12%	0.12%	Added +1.1k	+1,052 56.0%
100	NORFOLK SOUTHN CORP COM NSC	NSC	3,913	$997.3k0.12%	0.12%	Reduced -110	-110 -2.7%

Sold out since Q4 2023

Security	Ticker	Shares held before	Value then
GILEAD SCIENCES INC GILD	GILD	3,395	$275.0k3.4k shares
GLOBAL X FDS EMC	EMC	10,826	$275.0k10.8k shares
GENERAL MTRS CO GM	GM	6,867	$246.7k6.9k shares
ZOETIS INC ZTS	ZTS	1,199	$236.6k1.2k shares
PIONEER NAT RES CO PXD	PXD	932	$209.6k932 shares
LULULEMON ATHLETICA INC LULU	LULU	395	$202.0k395 shares
ISHARES TR EUFN	EUFN	7,386	$154.8k7.4k shares
ISHARES TR IWY	IWY	404	$70.8k404 shares
SPDR SERIES TRUST SPYV	SPYV	1,159	$54.0k1.2k shares
ISHARES TR IGSB	IGSB	1,032	$52.9k1.0k shares
INVESCO EXCH TRADED FD TR II PCY	PCY	2,119	$43.7k2.1k shares
PROSHARES TR BITO	BITO	1,756	$36.0k1.8k shares
ISHARES TR IGIB	IGIB	638	$33.2k638 shares
KANDI TECHNOLOGIES GROUP INC		10,500	$29.4k10.5k shares
VANGUARD BD INDEX FDS BLV	BLV	322	$22.7k322 shares
SPDR SER TR SPTI	SPTI	497	$14.2k497 shares
ISHARES TR IEI	IEI	119	$13.9k119 shares
ISHARES TR XT	XT	225	$13.5k225 shares
SPDR SER TR KOMP	KOMP	280	$13.1k280 shares
ARK ETF TR ARKF	ARKF	470	$13.0k470 shares
FIRST TR EXCHANGE-TRADED FD FTGS	FTGS	369	$10.0k369 shares
GLOBAL X FDS SDIV	SDIV	360	$8.1k360 shares
SANGAMO THERAPEUTICS INC SGMOQ	SGMOQ	10,000	$5.4k10.0k shares
ISHARES TR IYLD	IYLD	261	$5.3k261 shares
ISHARES TR ITB	ITB	25	$2.5k25 shares