Vault-13

ISHARES TR IGIB

ISHS 5-10YR INVT · ETP · CUSIP 464288638

540 institutional holders -18 vs Q4 2023
209,304,799209.3m shares reported held*
$10.8bnreported value*
45 new 229 added 174 reduced 59 sold out net bought ≈ $626.7m (+12.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($114.4k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $51.61. Options: 1 managers hold calls ($1.9m notional), 0 hold puts (—).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 493Q4 22: 510Q1 23: 507Q2 23: 530Q3 23: 523Q4 23: 558Q1 24: 540540Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022493
Q4 2022510
Q1 2023507
Q2 2023530
Q3 2023523
Q4 2023558
Q1 2024540

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 207 bought or addedQ4 22: 261 cut or sold outQ4 22Q1 23: 237 bought or addedQ1 23: 226 cut or sold outQ1 23Q2 23: 246 bought or addedQ2 23: 205 cut or sold outQ2 23Q3 23: 246 bought or addedQ3 23: 234 cut or sold outQ3 23Q4 23: 272 bought or addedQ4 23: 251 cut or sold outQ4 23Q1 24: 274 bought or addedQ1 24: 233 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022207261
Q1 2023237226
Q2 2023246205
Q3 2023246234
Q4 2023272251
Q1 2024274233

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3m$4mQ2 23 calls: $1.6mQ2 23 puts: $621.0kQ2 23P/C 0.40Q3 23 calls: $1.5mQ3 23 puts: $63.2kQ3 23P/C 0.04Q4 23 calls: $3.9mQ4 23 puts: $62.4kQ4 23P/C 0.02Q1 24 calls: $1.9mQ1 24 puts: $0Q1 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q2 2023$1.6m$621.0k0.40
Q3 2023$1.5m$63.2k0.04
Q4 2023$3.9m$62.4k0.02
Q1 2024$1.9m$00.00

Biggest buyers

MORGAN STANLEY Added +5,965,224+6.0m
Financial Engines Advisors L.L.C. Added +2,445,413+2.4m
US BANCORP \DE\ Added +2,257,440+2.3m
PRUDENTIAL PLC Added +1,515,925+1.5m
Gradient Investments LLC Added +912,750+912.8k
NORTHERN TRUST CORP Added +842,804+842.8k
BNP PARIBAS FINANCIAL MARKETS Added +420,972+421.0k
One Capital Management, LLC Added +405,844+405.8k
Flagstone Financial Management New +360,579+360.6k
WELLS FARGO & COMPANY/MN Added +339,754+339.8k

Biggest sellers

GOLDMAN SACHS GROUP INC Reduced -3,956,589-4.0m
JPMORGAN CHASE & CO Reduced -579,294-579.3k
Scarborough Advisors, LLC Sold out -551,341-551.3k
BlackRock Inc. Reduced -495,375-495.4k
OSAIC HOLDINGS, INC. Reduced -365,789-365.8k
CITADEL ADVISORS LLC Sold out -327,510-327.5k
Connectus Wealth, LLC Sold out -326,859-326.9k
ALLSTATE CORP Reduced -304,239-304.2k
LPL Financial LLC Reduced -290,914-290.9k
ETF Portfolio Partners, Inc. Reduced -223,986-224.0k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.9m37.6k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Financial Engines Advisors L.L.C. 5.87% of their portfolio SANTA CLARA, CA 50,509,58550.5m $2.6bn $2.6bn 5.87% Added +2.4m +2,445,413
2 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 13,263,94813.3m $684.4m $684.4m 0.02% Added +6.0m +5,965,224
3 PRUDENTIAL PLC 4.01% of their portfolio LONDON, X0 9,438,1489.4m $487.0m $487.0m 4.01% Added +1.5m +1,515,925
4 NORTHERN TRUST CORP 0.07% of their portfolio CHICAGO, IL 7,689,6337.7m $396.8m $396.8m 0.07% Added +842.8k +842,804
5 Japan Science & Technology Agency 4.64% of their portfolio TOKYO, M0 7,237,4487.2m $373.5m $373.5m 4.64% Unchanged
6 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.09% of their portfolio SAN FRANCISCO, CA 7,187,8667.2m $370.9m $370.9m 0.09% Added +77.3k +77,308
7 US BANCORP \DE\ 0.43% of their portfolio MINNEAPOLIS, MN 5,952,7106.0m $307.2m $307.2m 0.43% Added +2.3m +2,257,440
8 GOLDMAN SACHS GROUP INC 0.06% of their portfolio NEW YORK, NY 5,261,1015.3m $271.5m $271.5m 0.06% Reduced -4.0m -3,956,589
9 ALLSTATE CORP 18.95% of their portfolio NORTHBROOK, IL 5,172,1925.2m $266.9m $266.9m 18.95% Reduced -304.2k -304,239
10 ENVESTNET ASSET MANAGEMENT INC 0.09% of their portfolio Berwyn, PA 4,862,6124.9m $250.9m $250.9m 0.09% Added +16.3k +16,258
11 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 4,581,8164.6m $236.4m $236.4m 0.02% Reduced -24.1k -24,135
12 ASSETMARK, INC 0.65% of their portfolio CONCORD, CA 3,884,6663.9m $200.4m $200.4m 0.65% Reduced -102.8k -102,845
13 FMR LLC 0.01% of their portfolio BOSTON, MA 3,476,3673.5m $179.4m $179.4m 0.01% Reduced -124.3k -124,258
14 One Capital Management, LLC 6.25% of their portfolio WESTLAKE VILLAGE, CA 3,337,3103.3m $172.2m $172.2m 6.25% Added +405.8k +405,844
15 AMERIPRISE FINANCIAL INC 0.05% of their portfolio MINNEAPOLIS, MN 3,283,6683.3m $169.2m $169.2m 0.05% Reduced -129.0k -129,015
16 Matson Money. Inc. 5.61% of their portfolio MASON, OH 3,275,9703.3m $169.0m $169.0m 5.61% Reduced -8.5k -8,484
17 Gradient Investments LLC 3.77% of their portfolio ARDEN HILLS, MN 3,149,5853.1m $162.5m $162.5m 3.77% Added +912.8k +912,750
18 WELLS FARGO & COMPANY/MN 0.04% of their portfolio SAN FRANCISCO, CA 3,146,1453.1m $162.3m $162.3m 0.04% Added +339.8k +339,754
19 UBS Group AG 0.05% of their portfolio ZURICH, V8 3,029,5583.0m $156.3m $156.3m 0.05% Added +261.4k +261,427
20 ROYAL BANK OF CANADA 0.03% of their portfolio TORONTO, A6 2,679,6472.7m $138.3m $138.3m 0.03% Added +9.4k +9,369
21 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 2,322,1742.3m $119.8m $119.8m 0.01% Reduced -579.3k -579,294
22 RAYMOND JAMES & ASSOCIATES 0.07% of their portfolio ST PETERSBURG, FL 2,027,2362.0m $104.6m $104.6m 0.07% Added +320.4k +320,367
23 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.84% of their portfolio IRVING, TX 1,968,2732.0m $101.6m $101.6m 0.84% Reduced -77.1k -77,118
24 Bank of New York Mellon Corp 0.02% of their portfolio NEW YORK, NY 1,937,3041.9m $100.0m $100.0m 0.02% Added +202.6k +202,629
25 BlackRock Inc. 0.00% of their portfolio New York, NY 1,914,3931.9m $98.8m $98.8m 0.00% Reduced -495.4k -495,375
26 PNC Financial Services Group, Inc. 0.07% of their portfolio Pittsburgh, PA 1,893,7961.9m $97.7m $97.7m 0.07% Added +75.2k +75,248
27 FRANKLIN RESOURCES INC 0.03% of their portfolio San Mateo, CA 1,570,1011.6m $81.0m $81.0m 0.03% Added +34.3k +34,330
28 Klaas Financial Asset Advisors, LLC 14.42% of their portfolio LOVES PARK, IL 1,400,7071.4m $72.3m $72.3m 14.42% Added +23.9k +23,928
29 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.06% of their portfolio Toronto, A6 1,277,4911.3m $65.9m $65.9m 0.06% Added +48.3k +48,323
30 Acropolis Investment Management, LLC 4.03% of their portfolio ST. LOUIS, MO 1,194,1601.2m $61.6m $61.6m 4.03% Added +54.8k +54,766
31 KEYBANK NATIONAL ASSOCIATION/OH 0.25% of their portfolio BROOKLYN, OH 1,162,5201.2m $60.0m $60.0m 0.25% Added +37.8k +37,775
32 STIFEL FINANCIAL CORP 0.06% of their portfolio ST. LOUIS, MO 1,076,1301.1m $55.5m $55.5m 0.06% Reduced -13.8k -13,844
33 Haverford Trust Co 0.57% of their portfolio Radnor, PA 1,061,8121.1m $54.8m $54.8m 0.57% Added +49.8k +49,816
34 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 1,036,1531.0m $53.5m $53.5m 0.03% Reduced -290.9k -290,914
35 Sumitomo Mitsui Trust Group, Inc. 0.04% of their portfolio CHIYODA-KU, TOKYO, M0 1,024,1461.0m $52.8m $52.8m 0.04% Reduced -208.1k -208,090
36 GREENWOOD GEARHART LLC 5.08% of their portfolio FAYETTEVILLE, AR 1,009,2421.0m $52.1m $52.1m 5.08% Added +17.7k +17,680
37 Ally Invest Advisors Inc. 4.32% of their portfolio CHARLOTTE, NC 843,468843.5k $43.5m $43.5m 4.32% Added +14.9k +14,852
38 TRUIST FINANCIAL CORP 0.06% of their portfolio CHARLOTTE, NC 785,558785.6k $40.5m $40.5m 0.06% Reduced -83.4k -83,443
39 American Family Insurance Mutual Holding Co 3.33% of their portfolio MADISON, WI 751,159751.2k $38.8m $38.8m 3.33% Unchanged
40 STATE FARM MUTUAL AUTOMOBILE INSURANCE CO 0.03% of their portfolio BLOOMINGTON, IL 680,000680.0k $35.1m $35.1m 0.03% Unchanged
41 Envestnet Portfolio Solutions, Inc. 0.13% of their portfolio BERWYN, PA 667,996668.0k $34.5m $34.5m 0.13% Added +149.9k +149,931
42 TD PRIVATE CLIENT WEALTH LLC 1.12% of their portfolio NEW YORK, NY 659,259659.3k $34.0m $34.0m 1.12% Added +135.3k +135,350
43 Dodds Wealth, LLC 13.81% of their portfolio GREENWOOD VILLAGE, CO 658,165658.2k $34.0m $34.0m 13.81% Added +88.7k +88,721
44 Sabal Trust CO 1.92% of their portfolio ST. PETERSBURG, FL 642,139642.1k $33.1m $33.1m 1.92% Added +6.6k +6,553
45 Busey Bank 0.97% of their portfolio URBANA, IL 530,690530.7k $27.4m $27.4m 0.97% Reduced -37.0k -36,972
46 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 508,894508.9k $26.3m $26.3m 0.04% Added +19.5k +19,487
47 PROFFITT & GOODSON INC 4.41% of their portfolio KNOXVILLE, TN 480,877480.9k $24.8m $24.8m 4.41% Reduced -822 -822
48 SCHMIDT P J INVESTMENT MANAGEMENT INC 4.61% of their portfolio CEDARBURG, WI 473,526473.5k $24.4m $24.4m 4.61% Added +30.2k +30,152
49 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 471,044471.0k $24.3m $24.3m 0.04% Reduced -19.3k -19,281
50 ALBION FINANCIAL GROUP /UT 1.85% of their portfolio SALT LAKE CITY, UT 465,190465.2k $24.0m $24.0m 1.85% Added +19.0k +19,037
51 ProVise Management Group, LLC 1.91% of their portfolio CLEARWATER, FL 428,023428.0k $22.1m $22.1m 1.91% Added +41.2k +41,236
52 ARKANSAS FINANCIAL GROUP, INC. 3.89% of their portfolio LITTLE ROCK, AR 428,021428.0k $22.1m $22.1m 3.89% Reduced -17.6k -17,559
53 BNP PARIBAS FINANCIAL MARKETS 0.03% of their portfolio PARIS, I0 426,749426.7k $22.0m $22.0m 0.03% Added +421.0k +420,972
54 Janney Montgomery Scott LLC 0.06% of their portfolio PHILADELPHIA, PA 403,796403.8k $20.8m $20.8m 0.06% Added +16.7k +16,726
55 Prime Capital Investment Advisors, LLC 0.29% of their portfolio OVERLAND PARK, KS 400,647400.6k $20.7m $20.7m 0.29% Added +143.4k +143,374
56 LEUTHOLD GROUP, LLC 2.27% of their portfolio MINNEAPOLIS, MN 391,397391.4k $20.2m $20.2m 2.27% Added +127.1k +127,127
57 BCK Partners, Inc. 10.21% of their portfolio Corning, NY 369,648369.6k $19.1m $19.1m 10.21% Added +14.2k +14,213
58 AVANTAX ADVISORY SERVICES, INC. 0.17% of their portfolio DALLAS, TX 362,939362.9k $18.7m $18.7m 0.17% Added +165.3k +165,259
59 Flagstone Financial Management 7.19% of their portfolio LINCOLN, NE 360,579360.6k $18.6m $18.6m 7.19% New
60 Financial Partners Group, Inc 2.88% of their portfolio Overland Park, KS 350,421350.4k $18.1m $18.1m 2.88% Added +60.0k +59,967
61 Graypoint LLC 1.27% of their portfolio Albany, NY 341,549341.5k $17.6m $17.6m 1.27% Added +96.1k +96,140
62 Mitsubishi UFJ Trust & Banking Corp 0.04% of their portfolio TOKYO, M0 337,281337.3k $17.4m $17.4m 0.04% Unchanged
63 CAPSTONE INVESTMENT ADVISORS, LLC 0.30% of their portfolio NEW YORK, NY 316,601316.6k $16.3m $16.3m 0.30% Added +27.9k +27,900
64 Legacy Financial Group LLC 3.27% of their portfolio DES MOINES, IA 313,329313.3k $16.2m $16.2m 3.27% Added +291.3k +291,277
65 BIRCHBROOK, INC. 9.54% of their portfolio BANGOR, ME 310,771310.8k $16.0m $16.0m 9.54% Added +53.1k +53,096
66 DEUTSCHE BANK AG\ 0.01% of their portfolio FRANKFURT AM MAIN, 2M 309,730309.7k $16.0m $16.0m 0.01% Unchanged
67 Thrivent Financial for Lutherans 0.03% of their portfolio Minneapolis, MN 303,920303.9k $15.7m $15.7m 0.03% Added +90.4k +90,431
68 BAR HARBOR WEALTH MANAGEMENT 1.05% of their portfolio CONCORD, NH 303,898303.9k $15.7m $15.7m 1.05% Reduced -32.3k -32,270
69 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 301,398301.4k $15.6m $15.6m 0.00% Reduced -32.4k -32,411
70 Carl P. Sherr & Co., LLC 8.64% of their portfolio WORCESTER, MA 297,021297.0k $15.3m $15.3m 8.64% Added +4.9k +4,869
71 ANCHOR CAPITAL ADVISORS LLC 0.40% of their portfolio Boston, MA 294,751294.8k $15.2m $15.2m 0.40% Added +89.8k +89,775
72 NewSquare Capital LLC 1.34% of their portfolio NEWTOWN SQUARE, PA 293,041293.0k $15.1m $15.1m 1.34% Reduced -3.3k -3,260
73 Mariner, LLC 0.03% of their portfolio Overland Park, KS 290,441290.4k $15.0m $15.0m 0.03% Added +41.5k +41,458
74 Roundview Capital LLC 1.22% of their portfolio PRINCETON, NJ 289,593289.6k $14.9m $14.9m 1.22% Added +45.9k +45,941
75 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 265,460265.5k $13.7m $13.7m 0.03% Added +158.1k +158,062
76 Avidian Wealth Enterprises, LLC 0.71% of their portfolio Houston, TX 257,331257.3k $13.3m $13.3m 0.71% Added +208.6k +208,559
77 BNP PARIBAS 0.61% of their portfolio NEW YORK, NY 252,563252.6k $13.0m $13.0m 0.61% First filing
78 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.03% of their portfolio PLYMOUTH, MN 251,029251.0k $13.0m $13.0m 0.03% Added +19.4k +19,363
79 CIBC Private Wealth Group LLC 0.02% of their portfolio ATLANTA, GA 246,741246.7k $12.6m $12.6m 0.02% New
80 MML INVESTORS SERVICES, LLC 0.05% of their portfolio SPRINGFIELD, MA 242,220242.2k $12.5m $12.5m 0.05% Added +54.9k +54,855
81 HANCOCK WHITNEY CORP 0.43% of their portfolio GULFPORT, MS 241,580241.6k $12.5m $12.5m 0.43% Added +24.5k +24,461
82 Summit Wealth Partners, LLC 2.61% of their portfolio Orlando, FL 236,810236.8k $12.2m $12.2m 2.61% Added +8.7k +8,668
83 Galvin, Gaustad & Stein, LLC 1.09% of their portfolio Scottsdale, AZ 229,348229.3k $11.8m $11.8m 1.09% Reduced -4.0k -3,997
84 DT Investment Partners, LLC 1.15% of their portfolio CHADDS FORD, PA 220,124220.1k $11.4m $11.4m 1.15% Added +3.6k +3,586
85 Dakota Wealth Management 0.28% of their portfolio PALM BEACH GARDENS, FL 217,545217.5k $11.2m $11.2m 0.28% Added +84.1k +84,092
86 Mendota Financial Group, LLC 6.40% of their portfolio MADISON, WI 212,094212.1k $10.9m $10.9m 6.40% Added +138.3k +138,328
87 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 211,887211.9k $10.9m $10.9m 0.02% Reduced -365.8k -365,789
88 RWA WEALTH PARTNERS, LLC 0.15% of their portfolio BOSTON, MA 208,903208.9k $10.8m $10.8m 0.15% New
89 Sigma Planning Corp 0.33% of their portfolio ANN ARBOR, MI 203,601203.6k $10.5m $10.5m 0.33% Added +126.5k +126,546
90 JONES FINANCIAL COMPANIES LLLP 0.01% of their portfolio DES PERES, MO 200,733200.7k $10.4m $10.4m 0.01% Added +48.0k +48,031
91 Asio Capital, LLC 2.16% of their portfolio LEXINGTON, KY 196,796196.8k $10.2m $10.2m 2.16% Added +12.1k +12,099
92 Ameliora Wealth Management Ltd. 4.47% of their portfolio ZURICH, V8 191,285191.3k $9.9m $9.9m 4.47% Added +17.0k +16,970
93 Mittelman Wealth Management 6.25% of their portfolio ANDOVER, MA 178,653178.7k $9.2m $9.2m 6.25% First filing
94 CAPITAL INSIGHT PARTNERS, LLC 1.70% of their portfolio SCOTTSDALE, AZ 176,063176.1k $9.1m $9.1m 1.70% Added +8.7k +8,682
95 D.A. DAVIDSON & CO. 0.08% of their portfolio GREAT FALLS, MT 174,912174.9k $9.0m $9.0m 0.08% Added +8.8k +8,776
96 Balyasny Asset Management L.P. 0.02% of their portfolio Chicago, IL 172,769172.8k $8.9m $8.9m 0.02% Added +37.1k +37,065
97 LaSalle St. Investment Advisors, LLC 5.01% of their portfolio ELMHURST, IL 172,725172.7k $8.9m $8.9m 5.01% New
98 Forum Financial Management, LP 0.15% of their portfolio LOMBARD, IL 172,084172.1k $8.9m $8.9m 0.15% New
99 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 170,573170.6k $8.8m $8.8m 0.01% New
100 STEPHENS INC /AR/ 0.13% of their portfolio LITTLE ROCK, AR 159,711159.7k $8.2m $8.2m 0.13% Reduced -20.5k -20,544