Vault-13

FIRST TR EXCHANGE TRADED FD RDVY

RISNG DIVD ACHIV · ETP · CUSIP 33738R506

532 institutional holders +25 vs Q4 2023
164,993,538165.0m shares reported held*
$9.0bnreported value*
55 new 244 added 181 reduced 33 sold out net bought ≈ $1.2bn (+25.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($264.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $54.71. Options: 2 managers hold calls ($16.0k notional), 0 hold puts (—).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 412Q4 22: 437Q1 23: 433Q2 23: 437Q3 23: 446Q4 23: 507Q1 24: 532532Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022412
Q4 2022437
Q1 2023433
Q2 2023437
Q3 2023446
Q4 2023507
Q1 2024532

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 169 bought or addedQ4 22: 219 cut or sold outQ4 22Q1 23: 191 bought or addedQ1 23: 228 cut or sold outQ1 23Q2 23: 199 bought or addedQ2 23: 219 cut or sold outQ2 23Q3 23: 230 bought or addedQ3 23: 199 cut or sold outQ3 23Q4 23: 252 bought or addedQ4 23: 205 cut or sold outQ4 23Q1 24: 299 bought or addedQ1 24: 214 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022169219
Q1 2023191228
Q2 2023199219
Q3 2023230199
Q4 2023252205
Q1 2024299214

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ2 23 calls: $27.0kQ2 23 puts: $2.9mQ2 23P/C 107.47Q3 23 calls: $58.5kQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $5.0kQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $16.0kQ1 24 puts: $0Q1 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q2 2023$27.0k$2.9m107.47
Q3 2023$58.5k$00.00
Q4 2023$5.0k$00.00
Q1 2024$16.0k$00.00

Biggest buyers

MORGAN STANLEY Added +16,171,896+16.2m
Global Assets Advisory, LLC Added +4,138,153+4.1m
LPL Financial LLC Added +1,864,399+1.9m
Cetera Investment Advisers Added +1,451,045+1.5m
WELLS FARGO & COMPANY/MN Added +595,736+595.7k
BANK OF AMERICA CORP /DE/ Added +580,859+580.9k
UBS Group AG Added +550,859+550.9k
Koshinski Asset Management, Inc. Added +472,782+472.8k
COMMONWEALTH EQUITY SERVICES, LLC Added +435,104+435.1k
Kestra Advisory Services, LLC Added +376,798+376.8k

Biggest sellers

Advance Capital Management, Inc. Reduced -2,130,415-2.1m
Cetera Advisor Networks LLC Sold out -816,415-816.4k
OSAIC HOLDINGS, INC. Reduced -467,652-467.7k
Cetera Advisors LLC Sold out -430,011-430.0k
FDx Advisors, Inc. Sold out -377,696-377.7k
Thrivent Financial for Lutherans Reduced -242,379-242.4k
Legacy Capital Wealth Partners, LLC Sold out -230,279-230.3k
AE Wealth Management LLC Reduced -218,182-218.2k
REAP Financial Group, LLC Reduced -203,553-203.6k
Eldridge Investment Advisors, Inc. Reduced -167,765-167.8k

Biggest calls

SIMPLEX TRADING, LLC Added $16.0k300 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.06% of their portfolio NEW YORK, NY 42,265,12242.3m $2.4bn $2.4bn 0.06% Added +16.2m +16,171,896
2 LPL Financial LLC 0.56% of their portfolio FORT MILL, SC 18,685,62418.7m $1.0bn $1.0bn 0.56% Added +1.9m +1,864,399
3 WELLS FARGO & COMPANY/MN 0.13% of their portfolio SAN FRANCISCO, CA 8,550,7508.6m $480.3m $480.3m 0.13% Added +595.7k +595,736
4 Raymond James Financial Services Advisors, Inc. 0.48% of their portfolio ST. PETERSBURG, FL 5,788,6395.8m $325.1m $325.1m 0.48% Reduced -14.6k -14,643
5 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 4,642,8664.6m $260.8m $260.8m 0.03% Added +580.9k +580,859
6 COMMONWEALTH EQUITY SERVICES, LLC 0.41% of their portfolio WALTHAM, MA 4,424,3714.4m $248.5m $248.5m 0.41% Added +435.1k +435,104
7 Global Assets Advisory, LLC 2.91% of their portfolio ORLANDO, FL 4,216,0024.2m $75.5k $75.5k 2.91% Added +4.1m +4,138,153
8 AMERIPRISE FINANCIAL INC 0.06% of their portfolio MINNEAPOLIS, MN 4,047,7594.0m $228.0m $228.0m 0.06% Reduced -97.2k -97,216
9 UBS Group AG 0.07% of their portfolio ZURICH, V8 3,859,7883.9m $216.8m $216.8m 0.07% Added +550.9k +550,859
10 OSAIC HOLDINGS, INC. 0.40% of their portfolio SCOTTSDALE, AZ 3,155,0683.2m $176.9m $176.9m 0.40% Reduced -467.7k -467,652
11 ENVESTNET ASSET MANAGEMENT INC 0.06% of their portfolio Berwyn, PA 3,050,4423.1m $171.3m $171.3m 0.06% Added +130.5k +130,498
12 RAYMOND JAMES & ASSOCIATES 0.10% of their portfolio ST PETERSBURG, FL 2,753,8552.8m $154.7m $154.7m 0.10% Added +48.0k +47,982
13 ROYAL BANK OF CANADA 0.04% of their portfolio TORONTO, A6 2,689,4432.7m $151.1m $151.1m 0.04% Added +163.4k +163,383
14 Kestra Advisory Services, LLC 0.96% of their portfolio AUSTIN, TX 2,542,1312.5m $142.8m $142.8m 0.96% Added +376.8k +376,798
15 Cetera Investment Advisers 0.30% of their portfolio SCHAUMBURG, IL 2,264,0962.3m $127.2m $127.2m 0.30% Added +1.5m +1,451,045
16 Cambridge Investment Research Advisors, Inc. 0.41% of their portfolio FAIRFIELD, IA 1,876,0911.9m $105.4m $105.4m 0.41% Added +174.2k +174,179
17 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.10% of their portfolio MILWAUKEE, WI 1,791,8661.8m $100.6m $100.6m 0.10% Added +175.9k +175,919
18 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,631,3681.6m $91.6m $91.6m 0.00% Added +156.2k +156,244
19 STIFEL FINANCIAL CORP 0.10% of their portfolio ST. LOUIS, MO 1,567,5891.6m $88.1m $88.1m 0.10% Added +364.5k +364,483
20 Private Advisor Group, LLC 0.63% of their portfolio MORRISTOWN, NJ 1,551,9851.6m $87.2m $87.2m 0.63% Added +139.2k +139,241
21 Csenge Advisory Group 3.21% of their portfolio CLEARWATER, FL 1,021,9051.0m $57.4m $57.4m 3.21% Added +39.2k +39,174
22 PNC Financial Services Group, Inc. 0.04% of their portfolio Pittsburgh, PA 977,715977.7k $54.9m $54.9m 0.04% Added +76.7k +76,651
23 Fifth Third Securities, Inc. 5.20% of their portfolio Cincinnati, OH 953,549953.5k $53.6m $53.6m 5.20% Reduced -51.6k -51,636
24 Equitable Holdings, Inc. 0.59% of their portfolio NEW YORK, NY 929,396929.4k $52.2m $52.2m 0.59% Added +58.4k +58,383
25 MML INVESTORS SERVICES, LLC 0.21% of their portfolio SPRINGFIELD, MA 919,902919.9k $51.7m $51.7m 0.21% Added +61.9k +61,897
26 Integrated Wealth Concepts LLC 0.73% of their portfolio WALTHAM, MA 894,351894.4k $50.2m $50.2m 0.73% Added +115.7k +115,726
27 Prospera Financial Services Inc 1.38% of their portfolio Dallas, TX 826,205826.2k $46.4m $46.4m 1.38% Added +42.1k +42,056
28 HighTower Advisors, LLC 0.07% of their portfolio CHICAGO, IL 821,346821.3k $46.1m $46.1m 0.07% Added +47.4k +47,436
29 Baird Financial Group, Inc. 0.08% of their portfolio MILWAUKEE, WI 689,816689.8k $38.7m $38.7m 0.08% Reduced -2.5k -2,468
30 KESTRA PRIVATE WEALTH SERVICES, LLC 0.86% of their portfolio AUSTIN, TX 681,304681.3k $38.3m $38.3m 0.86% Added +125.2k +125,156
31 TRUIST FINANCIAL CORP 0.06% of their portfolio CHARLOTTE, NC 667,448667.4k $37.5m $37.5m 0.06% Reduced -3.8k -3,751
32 NewEdge Advisors, LLC 0.33% of their portfolio NEW ORLEANS, LA 664,096664.1k $37.3m $37.3m 0.33% Reduced -55.9k -55,862
33 D.A. DAVIDSON & CO. 0.33% of their portfolio GREAT FALLS, MT 647,379647.4k $36.4m $36.4m 0.33% Added +69.5k +69,516
34 Atria Wealth Solutions, Inc. 0.40% of their portfolio NEW YORK, NY 625,083625.1k $35.1m $35.1m 0.40% Added +130.5k +130,510
35 RVW Wealth, LLC 3.58% of their portfolio LOS ANGELES, CA 619,989620.0k $34.8m $34.8m 3.58% Added +4.9k +4,897
36 Steward Partners Investment Advisory, LLC 0.37% of their portfolio STAMFORD, CT 604,170604.2k $33.9m $33.9m 0.37% Added +7.2k +7,195
37 Janney Montgomery Scott LLC 0.10% of their portfolio PHILADELPHIA, PA 596,817596.8k $33.5m $33.5m 0.10% Reduced -9.6k -9,619
38 HARBOUR INVESTMENTS, INC. 1.10% of their portfolio MADISON, WI 550,169550.2k $30.9m $30.9m 1.10% Added +25.3k +25,339
39 Koshinski Asset Management, Inc. 2.88% of their portfolio DECATUR, IL 500,465500.5k $28.1m $28.1m 2.88% Added +472.8k +472,782
40 Horizon Advisory Services, Inc. 12.60% of their portfolio WEST HENRIETTA, NY 481,560481.6k $27.0m $27.0m 12.60% First filing
41 AVANTAX ADVISORY SERVICES, INC. 0.24% of their portfolio DALLAS, TX 476,820476.8k $26.8m $26.8m 0.24% Added +229.8k +229,800
42 Ascension Capital Advisors, Inc. 14.80% of their portfolio Houston, TX 473,665473.7k $26.6m $26.6m 14.80% Added +12.5k +12,536
43 Financial Partners Group, Inc 4.10% of their portfolio Overland Park, KS 457,577457.6k $25.7m $25.7m 4.10% Added +47.1k +47,068
44 AFFINITY WEALTH MANAGEMENT LLC 4.55% of their portfolio WILMINGTON, DE 437,256437.3k $24.6m $24.6m 4.55% Added +5.2k +5,192
45 Aptus Capital Advisors, LLC 0.50% of their portfolio FAIRHOPE, AL 418,583418.6k $23.5m $23.5m 0.50% Added +38.1k +38,064
46 GUARDIAN WEALTH ADVISORS, LLC / NC 2.86% of their portfolio RALEIGH, NC 416,338416.3k $23.4m $23.4m 2.86% Added +40.5k +40,536
47 Sweet Financial Partners, LLC 5.17% of their portfolio FAIRMONT, MN 398,538398.5k $22.4m $22.4m 5.17% Reduced -5.4k -5,435
48 Solano Wealth Management, Inc. 12.25% of their portfolio Fairfield, CA 388,752388.8k $21.8m $21.8m 12.25% Added +60.0k +60,017
49 Stratos Wealth Partners, LTD. 0.36% of their portfolio BEACHWOOD, OH 384,452384.5k $21.6m $21.6m 0.36% Added +22.9k +22,868
50 CWM, LLC 0.10% of their portfolio OMAHA, NE 384,051384.1k $21.6m $21.6m 0.10% Added +139.0k +139,041
51 ABLE Financial Group, LLC 8.21% of their portfolio SCOTTSDALE, AZ 372,066372.1k $20.9m $20.9m 8.21% Reduced -3.7k -3,677
52 Western Wealth Management, LLC 1.57% of their portfolio GOLDEN, CO 359,264359.3k $20.2m $20.2m 1.57% Reduced -13.2k -13,187
53 BLAIR WILLIAM & CO/IL 0.06% of their portfolio CHICAGO, IL 351,981352.0k $19.8m $19.8m 0.06% Added +30.1k +30,086
54 BENJAMIN F. EDWARDS & COMPANY, INC. 0.35% of their portfolio ST. LOUIS, MO 344,306344.3k $19.3m $19.3m 0.35% Added +29.9k +29,882
55 Crumly & Associates Inc. 5.03% of their portfolio SPRINGFIELD, IL 340,432340.4k $19.1m $19.1m 5.03% Added +194.4k +194,383
56 INDEPENDENT FINANCIAL GROUP, LLC 0.85% of their portfolio SAN DIEGO, CA 330,690330.7k $18.6m $18.6m 0.85% Added +129.9k +129,857
57 Mariner, LLC 0.04% of their portfolio Overland Park, KS 329,412329.4k $18.5m $18.5m 0.04% Reduced -15.3k -15,265
58 BEACON FINANCIAL GROUP 2.05% of their portfolio DALLAS, TX 317,742317.7k $17.8m $17.8m 2.05% Added +67.4k +67,383
59 US BANCORP \DE\ 0.02% of their portfolio MINNEAPOLIS, MN 313,035313.0k $17.6m $17.6m 0.02% Added +7.5k +7,496
60 Perennial Investment Advisors, LLC 2.61% of their portfolio Los Angeles, CA 304,727304.7k $17.1m $17.1m 2.61% Added +136.0k +135,986
61 Good Life Advisors, LLC 1.52% of their portfolio READING, PA 304,217304.2k $17.1m $17.1m 1.52% Reduced -28.0k -27,984
62 Jaffetilchin Investment Partners, LLC 1.51% of their portfolio TAMPA, FL 300,570300.6k $16.9m $16.9m 1.51% Added +26.0k +26,013
63 CITIGROUP INC 0.02% of their portfolio NEW YORK, NY 298,487298.5k $16.8m $16.8m 0.02% Added +9.0k +9,025
64 PARK NATIONAL CORP /OH/ 0.63% of their portfolio NEWARK, OH 292,999293.0k $16.5m $16.5m 0.63% Reduced -1.1k -1,111
65 First Heartland Consultants, Inc. 1.52% of their portfolio LAKE ST. LOUIS, MO 261,381261.4k $14.7m $14.7m 1.52% Added +22.9k +22,911
66 Financial Advocates Investment Management 0.83% of their portfolio OLYMPIA, WA 254,203254.2k $14.3m $14.3m 0.83% Reduced -13.6k -13,616
67 Ergawealth Advisors, Inc. 7.76% of their portfolio OAK BROOK, IL 251,949251.9k $14.2m $14.2m 7.76% Added +32.8k +32,845
68 Arax Advisory Partners 1.49% of their portfolio NEW YORK, NY 250,665250.7k $14.1m $14.1m 1.49% Added +3.3k +3,338
69 Hobart Private Capital, LLC 4.22% of their portfolio CHARLOTTE, NC 246,241246.2k $13.8m $13.8m 4.22% Added +38.2k +38,203
70 Pine Valley Investments Ltd Liability Co 1.00% of their portfolio MARLTON, NJ 228,181228.2k $12.8m $12.8m 1.00% Added +46.7k +46,724
71 Envestnet Portfolio Solutions, Inc. 0.05% of their portfolio BERWYN, PA 218,413218.4k $12.3m $12.3m 0.05% Added +27.0k +26,967
72 Foundations Investment Advisors, LLC 0.32% of their portfolio PHOENIX, AZ 217,000217.0k $12.2m $12.2m 0.32% Added +27.8k +27,802
73 Traction Financial Partners, LLC 9.32% of their portfolio LITTLETON, CO 216,107216.1k $11.9m $11.9m 9.32% Reduced -4.7k -4,734
74 IHT Wealth Management, LLC 0.47% of their portfolio Chicago, IL 208,676208.7k $11.7m $11.7m 0.47% Reduced -55.1k -55,131
75 Gladstone Institutional Advisory LLC 0.63% of their portfolio Bedminster, NJ 205,058205.1k $11.5m $11.5m 0.63% Reduced -8.0k -7,972
76 Concurrent Investment Advisors, LLC 0.46% of their portfolio Tampa, FL 203,205203.2k $11.4m $11.4m 0.46% Added +31.7k +31,672
77 Valmark Advisers, Inc. 0.20% of their portfolio AKRON, OH 200,144200.1k $11.2m $11.2m 0.20% Reduced -53.7k -53,731
78 Aspire Capital Advisors LLC 3.70% of their portfolio SEATTLE, WA 195,683195.7k $11.0m $11.0m 3.70% Added +55.8k +55,760
79 HOWARD FINANCIAL SERVICES, LTD. 1.88% of their portfolio DALLAS, TX 193,969194.0k $10.9m $10.9m 1.88% Added +10.5k +10,508
80 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.03% of their portfolio PLYMOUTH, MN 192,231192.2k $10.8m $10.8m 0.03% Reduced -12.2k -12,196
81 SILVER OAK SECURITIES, INCORPORATED 1.65% of their portfolio JACKSON, TN 191,724191.7k $10.8m $10.8m 1.65% Added +7.4k +7,354
82 First Horizon Advisors, Inc. 0.33% of their portfolio MEMPHIS, TN 189,543189.5k $10.6m $10.6m 0.33% Reduced -15.7k -15,707
83 US FINANCIAL ADVISORS, LLC 3.68% of their portfolio BRAINTREE, MA 189,247189.2k $10.6m $10.6m 3.68% Added +5.4k +5,393
84 PFG Advisors 0.76% of their portfolio Phoenix, AZ 185,857185.9k $10.4m $10.4m 0.76% Reduced -4.4k -4,380
85 Advisory Alpha, LLC 0.42% of their portfolio HOLLAND, MI 182,539182.5k $10.3m $10.3m 0.42% Reduced -21.5k -21,476
86 Rockefeller Capital Management L.P. 0.03% of their portfolio NEW YORK, NY 181,992182.0k $10.2m $10.2m 0.03% Added +11.2k +11,218
87 Plotkin Financial Advisors, LLC 6.74% of their portfolio CHEVY CHASE, MD 181,081181.1k $10.2m $10.2m 6.74% Added +15.3k +15,320
88 PINNACLE ASSOCIATES LTD 0.16% of their portfolio NEW YORK, NY 179,643179.6k $10.1m $10.1m 0.16% Added +4.2k +4,194
89 Sigma Planning Corp 0.31% of their portfolio ANN ARBOR, MI 175,817175.8k $9.9m $9.9m 0.31% Added +86.9k +86,930
90 GeoWealth Management, LLC 0.38% of their portfolio CHICAGO, IL 175,127175.1k $9.8m $9.8m 0.38% Reduced -135.1k -135,074
91 Sanchez Wealth Management Group 3.33% of their portfolio JACKSONVILLE, FL 174,823174.8k $9.8m $9.8m 3.33% Reduced -5.1k -5,119
92 Invst, LLC 1.15% of their portfolio INDIANAPOLIS, IN 173,662173.7k $9.7m $9.7m 1.15% Added +10.0k +9,954
93 Key Client Fiduciary Advisors, LLC 5.15% of their portfolio Fairfield, NJ 172,753172.8k $9.7m $9.7m 5.15% Reduced -1.4k -1,445
94 TBH Global Asset Management, LLC 1.93% of their portfolio Brentwood, TN 172,252172.3k $9.7m $9.7m 1.93% Reduced -15.9k -15,945
95 Wagner Wealth Management, LLC 2.95% of their portfolio GREENVILLE, SC 172,149172.1k $9.7m $9.7m 2.95% Added +62.6k +62,574
96 Asset Allocation Strategies LLC 3.14% of their portfolio FARMINGTON, MI 158,058158.1k $8.9m $8.9m 3.14% Added +21 +21
97 Cedrus LLC 4.80% of their portfolio Littleton, CO 156,528156.5k $8.8m $8.8m 4.80% Added +10.5k +10,507
98 Ameritas Advisory Services, LLC 0.35% of their portfolio Lincoln, NE 153,953154.0k $8.6m $8.6m 0.35% Added +25.6k +25,575
99 AJ Advisors, LLC 4.72% of their portfolio NASHVILLE, TN 152,372152.4k $8.6m $8.6m 4.72% Added +7.3k +7,336
100 Weitzel Financial Services, Inc. 4.20% of their portfolio DUBUQUE, IA 148,562148.6k $8.3m $8.3m 4.20% Added +4.1k +4,139