Vault-13

SPDR SER TR KOMP

S&P KENSHO NEW · ETP · CUSIP 78468R648

131 institutional holders +2 vs Q4 2023
39,472,07339.5m shares reported held*
$1.9bnreported value*
21 new 40 added 35 reduced 18 sold out net bought ≈ $72.7m (+1.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $48.08. Options: 1 managers hold calls ($67.3k notional), 1 hold puts ($4.8k).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 132Q4 22: 122Q1 23: 119Q2 23: 116Q3 23: 121Q4 23: 129Q1 24: 131131Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022132
Q4 2022122
Q1 2023119
Q2 2023116
Q3 2023121
Q4 2023129
Q1 2024131

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 41 bought or addedQ4 22: 76 cut or sold outQ4 22Q1 23: 57 bought or addedQ1 23: 52 cut or sold outQ1 23Q2 23: 51 bought or addedQ2 23: 43 cut or sold outQ2 23Q3 23: 53 bought or addedQ3 23: 49 cut or sold outQ3 23Q4 23: 46 bought or addedQ4 23: 59 cut or sold outQ4 23Q1 24: 61 bought or addedQ1 24: 53 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20224176
Q1 20235752
Q2 20235143
Q3 20235349
Q4 20234659
Q1 20246153

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ2 23 calls: $1.2mQ2 23 puts: $138.3kQ2 23P/C 0.11Q3 23 calls: $11.9kQ3 23 puts: $39.6kQ3 23P/C 3.33Q4 23 calls: $18.7kQ4 23 puts: $4.7kQ4 23P/C 0.25Q1 24 calls: $67.3kQ1 24 puts: $4.8kQ1 24P/C 0.07
Numbers
QuarterCallsPutsP/C
Q2 2023$1.2m$138.3k0.11
Q3 2023$11.9k$39.6k3.33
Q4 2023$18.7k$4.7k0.25
Q1 2024$67.3k$4.8k0.07

Biggest buyers

Financial Engines Advisors L.L.C. Added +420,650+420.6k
Strategic Advocates LLC Added +408,957+409.0k
Horizon Investments, LLC New +222,813+222.8k
MORGAN STANLEY Added +203,594+203.6k
Betterment LLC Added +184,217+184.2k
GOLDMAN SACHS GROUP INC New +136,136+136.1k
Forum Financial Management, LP New +73,966+74.0k
Prime Capital Investment Advisors, LLC Added +63,968+64.0k
MGO ONE SEVEN LLC New +61,634+61.6k
Aptus Capital Advisors, LLC Added +56,317+56.3k

Biggest sellers

COMMONWEALTH EQUITY SERVICES, LLC Reduced -148,470-148.5k
HighTower Advisors, LLC Reduced -45,558-45.6k
Archford Capital Strategies, LLC Sold out -45,398-45.4k
Stratos Investment Management, LLC Sold out -44,133-44.1k
CWM, LLC Reduced -27,975-28.0k
Integrated Wealth Concepts LLC Reduced -15,451-15.5k
BANK OF AMERICA CORP /DE/ Reduced -14,424-14.4k
Mariner, LLC Reduced -11,896-11.9k
RAYMOND JAMES & ASSOCIATES Reduced -10,004-10.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -9,247-9.2k

Biggest calls

CITADEL ADVISORS LLC Added $67.3k1.4k shares

Biggest puts

CITADEL ADVISORS LLC Unchanged $4.8k100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Financial Engines Advisors L.L.C. 3.61% of their portfolio SANTA CLARA, CA 33,345,97633.3m $1.6bn $1.6bn 3.61% Added +420.6k +420,650
2 Betterment LLC 0.19% of their portfolio NEW YORK, NY 1,454,3151.5m $69.9m $69.9m 0.19% Added +184.2k +184,217
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 623,946623.9k $30.0m $30.0m 0.00% Added +203.6k +203,594
4 Marquette Asset Management, LLC 4.81% of their portfolio MINNEAPOLIS, MN 577,367577.4k $27.8m $27.8m 4.81% Added +6.4k +6,387
5 Strategic Advocates LLC 7.80% of their portfolio SACRAMENTO, CA 421,348421.3k $20.3m $20.3m 7.80% Added +409.0k +408,957
6 Horizon Investments, LLC 0.28% of their portfolio Charlotte, NC 222,813222.8k $10.7m $10.7m 0.28% New
7 Mariner, LLC 0.02% of their portfolio Overland Park, KS 217,707217.7k $10.5m $10.5m 0.02% Reduced -11.9k -11,896
8 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 185,632185.6k $8.9m $8.9m 0.00% Added +3.9k +3,854
9 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 153,919153.9k $7.4m $7.4m 0.00% Reduced -14.4k -14,424
10 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 136,136136.1k $6.5m $6.5m 0.00% New
11 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 110,263110.3k $5.3m $5.3m 0.00% Reduced -9.2k -9,194
12 Good Life Advisors, LLC 0.42% of their portfolio READING, PA 97,30197.3k $4.7m $4.7m 0.42% Added +1.7k +1,718
13 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 88,77988.8k $4.3m $4.3m 0.01% Reduced -148.5k -148,470
14 Towerpoint Wealth, LLC 2.14% of their portfolio SACRAMENTO, CA 88,55388.6k $4.3m $4.3m 2.14% Added +5.0k +5,006
15 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 79,62879.6k $3.8m $3.8m 0.00% Reduced -10.0k -10,004
16 NovaPoint Capital, LLC 1.34% of their portfolio ATLANTA, GA 79,40579.4k $3.8m $3.8m 1.34% Added +2.3k +2,348
17 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 77,19477.2k $3.7m $3.7m 0.00% Reduced -2.4k -2,380
18 SOL Capital Management CO 0.46% of their portfolio ROCKVILLE, MD 76,25076.2k $3.7m $3.7m 0.46% Added +321 +321
19 Forum Financial Management, LP 0.06% of their portfolio LOMBARD, IL 73,96674.0k $3.6m $3.6m 0.06% New
20 Prime Capital Investment Advisors, LLC 0.05% of their portfolio OVERLAND PARK, KS 72,23072.2k $3.5m $3.5m 0.05% Added +64.0k +63,968
21 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 63,16663.2k $3.0m $3.0m 0.00% Reduced -45.6k -45,558
22 MGO ONE SEVEN LLC 0.15% of their portfolio Beachwood, OH 61,63461.6k $3.0m $3.0m 0.15% New
23 Stratos Wealth Advisors, LLC 0.17% of their portfolio BEACHWOOD, OH 60,25260.3k $2.9m $2.9m 0.17% Reduced -495 -495
24 Sweet Financial Partners, LLC 0.67% of their portfolio FAIRMONT, MN 60,08860.1k $2.9m $2.9m 0.67% Added +2 +2
25 Advantage Trust Co 2.03% of their portfolio SALINA, KS 57,12757.1k $2.7m $2.7m 2.03% Reduced -4.4k -4,425
26 Aptus Capital Advisors, LLC 0.06% of their portfolio FAIRHOPE, AL 56,59756.6k $2.7m $2.7m 0.06% Added +56.3k +56,317
27 Financial Guidance Group, Inc. 1.77% of their portfolio Palm Harbor, FL 56,59756.6k $2.7m $2.7m 1.77% Added +776 +776
28 Orion Porfolio Solutions, LLC 0.02% of their portfolio OMAHA, NE 47,48547.5k $2.3m $2.3m 0.02% Reduced -9.0k -9,013
29 Orion Portfolio Solutions, LLC 0.02% of their portfolio Omaha, NE 47,48547.5k $2.3m $2.3m 0.02% Reduced -9.0k -9,013
30 Wealthcare Advisory Partners LLC 0.07% of their portfolio WEST CHESTER, PA 47,45247.5k $2.3m $2.3m 0.07% Added +270 +270
31 PENOBSCOT WEALTH MANAGEMENT 1.34% of their portfolio PORTLAND, ME 43,98944.0k $2.1m $2.1m 1.34% Added +1.6k +1,632
32 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 41,21941.2k $2.0m $2.0m 0.01% Added +3.1k +3,073
33 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 37,39537.4k $1.8m $1.8m 0.00% Reduced -9.2k -9,247
34 GTS SECURITIES LLC 0.05% of their portfolio NEW YORK, NY 35,76735.8k $1.7m $1.7m 0.05% Added +31.3k +31,326
35 Austin Wealth Management, LLC 0.42% of their portfolio Austin, TX 35,62335.6k $1.7m $1.7m 0.42% Added +1.7k +1,676
36 Geneos Wealth Management Inc. 0.07% of their portfolio ENGLEWOOD, CO 33,09733.1k $1.6m $1.6m 0.07% Reduced -545 -545
37 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 31,37531.4k $1.5m $1.5m 0.00% Added +10.2k +10,220
38 Brookstone Capital Management 0.03% of their portfolio WHEATON, IL 30,16130.2k $1.5m $1.5m 0.03% Reduced -120 -120
39 Lunt Capital Management, Inc. 0.71% of their portfolio HOLLADAY, UT 29,59329.6k $1.4m $1.4m 0.71% Added +1.7k +1,706
40 Wealthspire Advisors, LLC 0.02% of their portfolio NEW YORK, NY 26,09726.1k $1.3m $1.3m 0.02% Reduced -328 -328
41 Apollon Wealth Management, LLC 0.04% of their portfolio MOUNT PLEASANT, SC 23,67223.7k $1.1m $1.1m 0.04% Added +1.6k +1,584
42 WealthCare Investment Partners, LLC 0.46% of their portfolio PORTSMOUTH, RI 19,59819.6k $942.3k $942.3k 0.46% Added +343 +343
43 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 18,67518.7k $897.9k $897.9k 0.00% Added +765 +765
44 FLOW TRADERS U.S. LLC 0.04% of their portfolio NEW YORK, NY 17,49017.5k $841.0k $841.0k 0.04% New
45 SHEETS SMITH WEALTH MANAGEMENT 0.09% of their portfolio WINSTON-SALEM, NC 16,29916.3k $783.6k $783.6k 0.09% Reduced -387 -387
46 UBS Group AG 0.00% of their portfolio ZURICH, V8 16,09516.1k $773.8k $773.8k 0.00% Reduced -8.3k -8,323
47 Essex LLC 0.17% of their portfolio DEER PARK, IL 15,45115.5k $742.9k $742.9k 0.17% Reduced -3.5k -3,549
48 PFG Advisors 0.05% of their portfolio Phoenix, AZ 14,50614.5k $697.5k $697.5k 0.05% Reduced -70 -70
49 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 13,10713.1k $630.2k $630.2k 0.01% Reduced -3.6k -3,640
50 Summit Investment Advisory Services, LLC 0.36% of their portfolio ROSEVILLE, MN 12,77212.8k $614.1k $614.1k 0.36% Reduced -218 -218
51 Berger Financial Group, Inc 0.05% of their portfolio PLYMOUTH, MN 12,62012.6k $606.8k $606.8k 0.05% New
52 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 12,41412.4k $596.9k $596.9k 0.00% New
53 GYL Financial Synergies, LLC 0.05% of their portfolio West Hartford, CT 12,12612.1k $583.0k $583.0k 0.05% Added +1.5k +1,494
54 IHT Wealth Management, LLC 0.02% of their portfolio Chicago, IL 12,05812.1k $579.7k $579.7k 0.02% Reduced -290 -290
55 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 11,87911.9k $571.1k $571.1k 0.00% Reduced -1.9k -1,922
56 Capital Planning Advisors, LLC 0.10% of their portfolio Roseville, CA 11,72311.7k $563.7k $563.7k 0.10% Unchanged
57 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 9,4539.5k $454.5k $454.5k 0.01% Added +1.0k +1,038
58 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 8,9639.0k $430.9k $430.9k 0.00% New
59 RPG Investment Advisory, LLC 0.06% of their portfolio Pleasanton, CA 8,7108.7k $418.8k $418.8k 0.06% Added +1.5k +1,460
60 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 8,5018.5k $408.7k $408.7k 0.00% Added +375 +375
61 Ategra Capital Management, LLC 0.19% of their portfolio VIENNA, VA 8,4968.5k $408.5k $408.5k 0.19% Added +1 +1
62 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 7,8777.9k $378.7k $378.7k 0.00% Reduced -7.8k -7,761
63 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 7,6957.7k $370.1k $370.1k 0.01% Reduced -15.5k -15,451
64 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 7,6717.7k $368.8k $368.8k 0.00% New
65 Meridian Financial Advisors, LLC 0.26% of their portfolio HOLLISTON, MA 7,1837.2k $345.3k $345.3k 0.26% Reduced -202 -202
66 Main Street Financial Solutions, LLC 0.03% of their portfolio NEWTOWN, PA 6,6666.7k $320.5k $320.5k 0.03% Added +318 +318
67 CWM, LLC 0.00% of their portfolio OMAHA, NE 4,9084.9k $236.0k $236.0k 0.00% Reduced -28.0k -27,975
68 Merit Financial Group, LLC 0.01% of their portfolio ALPHARETTA, GA 4,5944.6k $211.7k $211.7k 0.01% Reduced -1.1k -1,129
69 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.00% of their portfolio Paris, I0 4,5534.6k $218.0k $218.0k 0.00% New
70 Bluespring Wealth Management, LLC 0.02% of their portfolio AUSTIN, TX 4,4764.5k $215.2k $215.2k 0.02% Unchanged
71 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 4,3164.3k $207.5k $207.5k 0.00% Reduced -472 -472
72 SILVER OAK SECURITIES, INCORPORATED 0.03% of their portfolio JACKSON, TN 3,5503.5k $170.7k $170.7k 0.03% Reduced -1.8k -1,836
73 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 3,2473.2k $156.1k $156.1k 0.01% Added +12 +12
74 Abich Financial Wealth Management LLC 0.11% of their portfolio ASHBURN, VA 2,9402.9k $141.4k $141.4k 0.11% Added +2.8k +2,756
75 OPTIMUM INVESTMENT ADVISORS 0.06% of their portfolio Chicago, IL 2,7962.8k $134.4k $134.4k 0.06% Unchanged
76 FMR LLC 0.00% of their portfolio BOSTON, MA 2,5552.6k $122.8k $122.8k 0.00% Added +478 +478
77 HHM Wealth Advisors, LLC 0.02% of their portfolio CHATTANOOGA, TN 2,4052.4k $115.6k $115.6k 0.02% Unchanged
78 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 2,1142.1k $101.6k $101.6k 0.00% Added +3 +3
79 MATHER GROUP, LLC. 0.00% of their portfolio CHICAGO, IL 1,9501.9k $91.1k $91.1k 0.00% New
80 Sandy Spring Bank 0.00% of their portfolio Olney, MD 1,9411.9k $93.3k $93.3k 0.00% Added +961 +961
81 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 1,8791.9k $90.3k $90.3k 0.00% Added +2 +2
82 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 1,6361.6k $78.4k $78.4k 0.00% Unchanged
83 Continuum Advisory, LLC 0.01% of their portfolio EAGLE, ID 1,3871.4k $64.8k $64.8k 0.01% New
84 Capital Advisors, Ltd. LLC 0.01% of their portfolio SHAKER HEIGHTS, OH 1,3821.4k $66.0k $66.0k 0.01% Unchanged
85 DUNCKER STREETT & CO INC 0.01% of their portfolio St. Louis, MO 1,3501.4k $64.9k $64.9k 0.01% Unchanged
86 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 1,2731.3k $61.2k $61.2k 0.00% Added +221 +221
87 Concord Wealth Partners 0.01% of their portfolio ABINGDON, VA 1,1981.2k $57.6k $57.6k 0.01% Reduced -541 -541
88 Realta Investment Advisors 0.01% of their portfolio WILMINGTON, DE 1,1671.2k $56.1k $56.1k 0.01% New
89 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 763763 $36.7k $36.7k 0.00% Added +217 +217
90 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 571571 $27.5k $27.5k 0.00% Unchanged
91 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 491491 $24.0k $24.0k 0.00% Unchanged
92 Pinnacle Bancorp, Inc. 0.01% of their portfolio BEATRICE, NE 468468 $22.5k $22.5k 0.01% Reduced -42 -42
93 ICA Group Wealth Management, LLC 0.00% of their portfolio DENVER, CO 437437 $21.0k $21.0k 0.00% Unchanged
94 Princeton Global Asset Management LLC 0.00% of their portfolio PRINCETON, NJ 400400 $19.2k $19.2k 0.00% Unchanged
95 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 366366 $17.6k $17.6k 0.00% Unchanged
96 North Star Investment Management Corp. 0.00% of their portfolio CHICAGO, IL 350350 $16.8k $16.8k 0.00% Unchanged
97 Coston, McIsaac & Partners 0.01% of their portfolio BAR HARBOR, ME 349349 $16.0k $16.0k 0.01% Unchanged
98 Mascoma Wealth Management LLC 0.00% of their portfolio HANOVER, NH 336336 $16.2k $16.2k 0.00% Unchanged
99 TUCKER ASSET MANAGEMENT LLC 0.00% of their portfolio LITTLETON, CO 302302 $14.5k $14.5k 0.00% Unchanged
100 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 284284 $13.7k $13.7k 0.00% Added +258 +258