Vault-13

ISHARES TR IWB

RUS 1000 ETF · ETP · CUSIP 464287622

1,228 institutional holders +10 vs Q4 2023
106,196,115106.2m shares reported held*
$30.5bnreported value*
91 new 319 added 445 reduced 73 sold out net bought ≈ $886.2m (+3.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($14.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $287.12. Options: 3 managers hold calls ($17.1m notional), 4 hold puts ($33.1m).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 1,005Q4 22: 1,076Q1 23: 1,065Q2 23: 1,108Q3 23: 1,099Q4 23: 1,218Q1 24: 1,2281,228Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 20221,005
Q4 20221,076
Q1 20231,065
Q2 20231,108
Q3 20231,099
Q4 20231,218
Q1 20241,228

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1k01kQ4 22: 472 bought or addedQ4 22: 357 cut or sold outQ4 22Q1 23: 360 bought or addedQ1 23: 487 cut or sold outQ1 23Q2 23: 370 bought or addedQ2 23: 439 cut or sold outQ2 23Q3 23: 310 bought or addedQ3 23: 466 cut or sold outQ3 23Q4 23: 483 bought or addedQ4 23: 415 cut or sold outQ4 23Q1 24: 410 bought or addedQ1 24: 518 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022472357
Q1 2023360487
Q2 2023370439
Q3 2023310466
Q4 2023483415
Q1 2024410518

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150mQ2 23 calls: $13.0mQ2 23 puts: $139.5mQ2 23P/C 10.76Q3 23 calls: $15.3mQ3 23 puts: $1.7mQ3 23P/C 0.11Q4 23 calls: $24.8mQ4 23 puts: $31.4mQ4 23P/C 1.27Q1 24 calls: $17.1mQ1 24 puts: $33.1mQ1 24P/C 1.94
Numbers
QuarterCallsPutsP/C
Q2 2023$13.0m$139.5m10.76
Q3 2023$15.3m$1.7m0.11
Q4 2023$24.8m$31.4m1.27
Q1 2024$17.1m$33.1m1.94

Biggest buyers

MORGAN STANLEY Added +3,492,051+3.5m
GOLDMAN SACHS GROUP INC Added +552,063+552.1k
Geisinger Health Added +454,588+454.6k
BlackRock Inc. Added +402,613+402.6k
UBS Group AG Added +352,948+352.9k
ENVESTNET ASSET MANAGEMENT INC Added +292,567+292.6k
M&T Bank Corp Added +253,376+253.4k
Winthrop Advisory Group LLC Added +203,000+203.0k
Cetera Investment Advisers Added +181,531+181.5k
JONES FINANCIAL COMPANIES LLLP Added +178,968+179.0k

Biggest sellers

JPMORGAN CHASE & CO Reduced -485,686-485.7k
OSAIC HOLDINGS, INC. Reduced -406,507-406.5k
ROYAL BANK OF CANADA Reduced -341,490-341.5k
Twele Capital Management, Inc. Sold out -328,172-328.2k
MILLENNIUM MANAGEMENT LLC Reduced -241,899-241.9k
FMR LLC Reduced -205,701-205.7k
STATE OF WISCONSIN INVESTMENT BOARD Reduced -205,700-205.7k
BANK OF AMERICA CORP /DE/ Reduced -167,675-167.7k
Cetera Advisor Networks LLC Sold out -124,712-124.7k
ETF Portfolio Partners, Inc. Reduced -96,439-96.4k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $16.0m55.5k shares
CITADEL ADVISORS LLC Added $979.3k3.4k shares
Cutler Group LLC / CA Reduced $101.0k2.4k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $30.7m106.6k shares
CITADEL ADVISORS LLC Reduced $1.9m6.7k shares
Curated Wealth Partners LLC New $417.6k1.4k shares
Cutler Group LLC / CA Reduced $043.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FMR LLC 0.20% of their portfolio BOSTON, MA 10,237,10210.2m $2.9bn $2.9bn 0.20% Reduced -205.7k -205,701
2 JONES FINANCIAL COMPANIES LLLP 3.36% of their portfolio DES PERES, MO 8,558,7838.6m $2.5bn $2.5bn 3.36% Added +179.0k +178,968
3 MORGAN STANLEY 0.06% of their portfolio NEW YORK, NY 8,216,4758.2m $2.4bn $2.4bn 0.06% Added +3.5m +3,492,051
4 ENVESTNET ASSET MANAGEMENT INC 0.52% of their portfolio Berwyn, PA 4,805,3884.8m $1.4bn $1.4bn 0.52% Added +292.6k +292,567
5 BlackRock Inc. 0.03% of their portfolio New York, NY 4,417,2034.4m $1.3bn $1.3bn 0.03% Added +402.6k +402,613
6 BANK OF AMERICA CORP /DE/ 0.10% of their portfolio CHARLOTTE, NC 3,597,4573.6m $1.0bn $1.0bn 0.10% Reduced -167.7k -167,675
7 M&T Bank Corp 3.22% of their portfolio BUFFALO, NY 3,208,0943.2m $924.0m $924.0m 3.22% Added +253.4k +253,376
8 JPMORGAN CHASE & CO 0.04% of their portfolio NEW YORK, NY 3,005,1123.0m $865.6m $865.6m 0.04% Reduced -485.7k -485,686
9 NORTHERN TRUST CORP 0.14% of their portfolio CHICAGO, IL 2,724,4602.7m $784.7m $784.7m 0.14% Reduced -17.0k -17,026
10 GOLDMAN SACHS GROUP INC 0.16% of their portfolio NEW YORK, NY 2,597,2212.6m $748.1m $748.1m 0.16% Added +552.1k +552,063
11 PNC Financial Services Group, Inc. 0.50% of their portfolio Pittsburgh, PA 2,500,3112.5m $720.2m $720.2m 0.50% Reduced -55.2k -55,182
12 LPL Financial LLC 0.36% of their portfolio FORT MILL, SC 2,312,0522.3m $665.9m $665.9m 0.36% Added +55.8k +55,846
13 Millburn Ridgefield LLC /DE/ 12.34% of their portfolio New York, NY 1,547,7201.5m $445.8m $445.8m 12.34% Unchanged
14 Catalyst Capital Advisors LLC 10.73% of their portfolio San Juan, PR 1,547,7201.5m $445.8m $445.8m 10.73% Unchanged
15 WELLS FARGO & COMPANY/MN 0.11% of their portfolio SAN FRANCISCO, CA 1,437,6371.4m $414.1m $414.1m 0.11% Added +10.4k +10,389
16 UBS Group AG 0.12% of their portfolio ZURICH, V8 1,304,1951.3m $375.6m $375.6m 0.12% Added +352.9k +352,948
17 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.37% of their portfolio MILWAUKEE, WI 1,261,0431.3m $363.2m $363.2m 0.37% Reduced -36.0k -36,007
18 JOHNSON INVESTMENT COUNSEL INC 3.91% of their portfolio Cincinnati, OH 1,250,7351.3m $360.2m $360.2m 3.91% Added +24.9k +24,936
19 BOKF, NA 6.06% of their portfolio TULSA, OK 1,157,6871.2m $332.7m $332.7m 6.06% Added +23.9k +23,903
20 Pathstone Holdings, LLC 1.57% of their portfolio ENGLEWOOD, NJ 1,153,2261.2m $332.2m $332.2m 1.57% Reduced -5.7k -5,704
21 DAIDO LIFE INSURANCE CO 34.36% of their portfolio TOKYO, M0 1,130,3981.1m $325.6m $325.6m 34.36% Unchanged
22 CAPTRUST FINANCIAL ADVISORS 1.02% of their portfolio RALEIGH, NC 968,007968.0k $278.8m $278.8m 1.02% Added +144.5k +144,508
23 MERCER GLOBAL ADVISORS INC /ADV 0.67% of their portfolio DENVER, CO 813,474813.5k $234.5m $234.5m 0.67% Reduced -4.0k -3,964
24 National Mutual Insurance Federation of Agricultural Cooperatives 2.41% of their portfolio TOKYO, JAPAN, M0 791,000791.0k $227.8m $227.8m 2.41% Unchanged
25 Legacy Wealth Management, LLC 16.75% of their portfolio MEMPHIS, TN 788,792788.8k $227.2m $227.2m 16.75% Reduced -8.5k -8,529
26 Focus Partners Wealth 1.81% of their portfolio ST LOUIS, MO 773,651773.7k $222.8m $222.8m 1.81% Added +151.1k +151,096
27 CHURCHILL MANAGEMENT Corp 2.70% of their portfolio Los Angeles, CA 751,356751.4k $216.4m $216.4m 2.70% Reduced -12.7k -12,667
28 RHUMBLINE ADVISERS 0.20% of their portfolio BOSTON, MA 739,207739.2k $212.9m $212.9m 0.20% Reduced -5.9k -5,917
29 TIAA TRUST, NATIONAL ASSOCIATION 0.62% of their portfolio CHARLOTTE, NC 707,763707.8k $203.9m $203.9m 0.62% Added +20.0k +20,025
30 Capstone Financial Advisors, Inc. 13.57% of their portfolio DOWNERS GROVE, IL 701,251701.3k $202.0m $202.0m 13.57% Reduced -5.7k -5,690
31 COMERICA BANK 0.85% of their portfolio DALLAS, TX 683,658683.7k $196.9m $196.9m 0.85% Reduced -34.9k -34,913
32 Creative Planning 0.22% of their portfolio OVERLAND PARK, KS 677,248677.2k $195.1m $195.1m 0.22% Reduced -2.7k -2,685
33 Cerity Partners LLC 0.51% of their portfolio NEW YORK, NY 676,854676.9k $195.0m $195.0m 0.51% Reduced -28.3k -28,306
34 Geisinger Health 28.79% of their portfolio DANVILLE, PA 609,975610.0k $103.3m $103.3m 28.79% Added +454.6k +454,588
35 US BANCORP \DE\ 0.24% of their portfolio MINNEAPOLIS, MN 595,404595.4k $171.5m $171.5m 0.24% Reduced -2.3k -2,272
36 RED CEDAR INVESTMENT MANAGEMENT, LLC 20.94% of their portfolio GRAND RAPIDS, MI 582,727582.7k $167.8m $167.8m 20.94% Added +5.7k +5,710
37 Empower Advisory Group, LLC 0.59% of their portfolio Greenwood Village, CO 544,523544.5k $156.8m $156.8m 0.59% Reduced -24.1k -24,069
38 HighTower Advisors, LLC 0.24% of their portfolio CHICAGO, IL 509,586509.6k $146.8m $146.8m 0.24% Reduced -22.2k -22,207
39 Mariner, LLC 0.30% of their portfolio Overland Park, KS 505,081505.1k $145.5m $145.5m 0.30% Reduced -4.2k -4,179
40 AMERIPRISE FINANCIAL INC 0.04% of their portfolio MINNEAPOLIS, MN 498,759498.8k $143.7m $143.7m 0.04% Reduced -3.3k -3,270
41 HALBERT HARGROVE GLOBAL ADVISORS, LLC 8.75% of their portfolio LONG BEACH, CA 458,391458.4k $132.0m $132.0m 8.75% Added +329 +329
42 Raymond James Financial Services Advisors, Inc. 0.18% of their portfolio ST. PETERSBURG, FL 418,574418.6k $120.6m $120.6m 0.18% Added +68.9k +68,888
43 FIFTH THIRD BANCORP 0.47% of their portfolio CINCINNATI, OH 416,001416.0k $119.8m $119.8m 0.47% Reduced -7.8k -7,798
44 TRUIST FINANCIAL CORP 0.18% of their portfolio CHARLOTTE, NC 406,292406.3k $117.0m $117.0m 0.18% Reduced -67.8k -67,842
45 CIBC Private Wealth Group LLC 0.22% of their portfolio ATLANTA, GA 397,386397.4k $114.2m $114.2m 0.22% Reduced -41.0k -40,954
46 MPS Loria Financial Planners, LLC 37.35% of their portfolio Burr Ridge, IL 386,122386.1k $111.2m $111.2m 37.35% Added +21.7k +21,657
47 ROYAL BANK OF CANADA 0.03% of their portfolio TORONTO, A6 381,781381.8k $110.0m $110.0m 0.03% Reduced -341.5k -341,490
48 HSBC HOLDINGS PLC 0.08% of their portfolio LONDON, X0 374,525374.5k $107.9m $107.9m 0.08% Added +621 +621
49 Waverly Advisors, LLC 2.45% of their portfolio BIRMINGHAM, AL 360,850360.9k $103.9m $103.9m 2.45% Added +22.7k +22,716
50 Arbor Investment Advisors, LLC 15.03% of their portfolio WINSTON SALEM, NC 356,500356.5k $102.7m $102.7m 15.03% Reduced -1.8k -1,755
51 SCHRODER INVESTMENT MANAGEMENT GROUP 0.12% of their portfolio London, X0 345,208345.2k $99.4m $99.4m 0.12% Reduced -84.2k -84,211
52 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.23% of their portfolio PLYMOUTH, MN 302,066302.1k $87.0m $87.0m 0.23% Reduced -6.9k -6,882
53 BANK OF MONTREAL /CAN/ 0.03% of their portfolio TORONTO, A6 286,061286.1k $82.5m $82.5m 0.03% Reduced -4.4k -4,368
54 Cetera Investment Advisers 0.19% of their portfolio SCHAUMBURG, IL 272,822272.8k $78.6m $78.6m 0.19% Added +181.5k +181,531
55 AMG National Trust Bank 2.18% of their portfolio GREENWOOD VILLAGE, CO 258,718258.7k $74.5m $74.5m 2.18% Reduced -2.4k -2,419
56 Winthrop Advisory Group LLC 10.62% of their portfolio BOSTON, MA 254,787254.8k $73.4m $73.4m 10.62% Added +203.0k +203,000
57 Baird Financial Group, Inc. 0.15% of their portfolio MILWAUKEE, WI 242,188242.2k $69.8m $69.8m 0.15% Reduced -5.5k -5,489
58 BOK Financial Private Wealth, Inc. 5.04% of their portfolio DENVER, CO 235,149235.1k $67.7m $67.7m 5.04% Reduced -7.1k -7,131
59 Ballentine Partners, LLC 1.28% of their portfolio Waltham, MA 233,387233.4k $67.2m $67.2m 1.28% Added +1.2k +1,165
60 JFS WEALTH ADVISORS, LLC 5.17% of their portfolio HERMITAGE, PA 225,936225.9k $65.1m $65.1m 5.17% Reduced -5.9k -5,947
61 Parkside Advisors LLC 16.74% of their portfolio BERKELEY, CA 225,853225.9k $65.1m $65.1m 16.74% Reduced -2.0k -2,013
62 McKinley Carter Wealth Services, Inc. 4.31% of their portfolio WHEELING, WV 223,589223.6k $64.4m $64.4m 4.31% Added +2.9k +2,887
63 TWO SIGMA INVESTMENTS, LP 0.15% of their portfolio NEW YORK, NY 215,800215.8k $62.2m $62.2m 0.15% Reduced -4.5k -4,500
64 LAKE STREET ADVISORS GROUP, LLC 2.88% of their portfolio PORTSMOUTH, NH 213,629213.6k $61.5m $61.5m 2.88% Reduced -280 -280
65 WASHINGTON TRUST Co 2.20% of their portfolio WESTERLY, RI 207,764207.8k $59.8m $59.8m 2.20% Reduced -7.7k -7,735
66 OBSIDIAN CIO, LLC 14.58% of their portfolio NEW YORK, NY 205,540205.5k $59.2m $59.2m 14.58% Added +1.8k +1,822
67 Envestnet Portfolio Solutions, Inc. 0.22% of their portfolio BERWYN, PA 202,124202.1k $58.2m $58.2m 0.22% Reduced -39.0k -38,974
68 COMMONWEALTH EQUITY SERVICES, LLC 0.09% of their portfolio WALTHAM, MA 196,399196.4k $56.6m $56.6m 0.09% Added +5.6k +5,557
69 EPIQ Capital Group, LLC 22.03% of their portfolio San Francisco, CA 192,113192.1k $55.3m $55.3m 22.03% Added +5.7k +5,732
70 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 185,242185.2k $53.4m $53.4m 0.01% Reduced -9.4k -9,417
71 STIFEL FINANCIAL CORP 0.06% of their portfolio ST. LOUIS, MO 182,117182.1k $52.5m $52.5m 0.06% Added +5.7k +5,697
72 BRIGHTON JONES LLC 1.89% of their portfolio SEATTLE, WA 181,603181.6k $52.3m $52.3m 1.89% Reduced -809 -809
73 Jordan Park Group LLC 3.22% of their portfolio SAN FRANCISCO, CA 175,757175.8k $50.6m $50.6m 3.22% Added +29.8k +29,765
74 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 167,770167.8k $48.3m $48.3m 0.03% Reduced -53.1k -53,072
75 Corient Private Wealth LP 0.08% of their portfolio MIAMI, FL 165,506165.5k $47.7m $47.7m 0.08% Reduced -438 -438
76 PRINCIPAL SECURITIES, INC. 1.47% of their portfolio DES MOINES, IA 163,495163.5k $47.1m $47.1m 1.47% Added +39.9k +39,898
77 HBC Financial Services, PLLC 30.18% of their portfolio SEATTLE, WA 161,681161.7k $44.5m $44.5m 30.18% Reduced -3.1k -3,121
78 Johns Hopkins University 1.81% of their portfolio BALTIMORE, MD 161,370161.4k $46.5m $46.5m 1.81% New
79 STATE OF WISCONSIN INVESTMENT BOARD 0.12% of their portfolio MADISON, WI 160,500160.5k $46.2m $46.2m 0.12% Reduced -205.7k -205,700
80 MML INVESTORS SERVICES, LLC 0.19% of their portfolio SPRINGFIELD, MA 159,930159.9k $46.1m $46.1m 0.19% Reduced -3.3k -3,285
81 Cambridge Investment Research Advisors, Inc. 0.18% of their portfolio FAIRFIELD, IA 159,817159.8k $46.0m $46.0m 0.18% Added +24.1k +24,143
82 NorthCoast Asset Management LLC 0.58% of their portfolio STAMFORD, CT 157,122157.1k $45.3m $45.3m 0.58% New
83 Equitable Holdings, Inc. 0.49% of their portfolio NEW YORK, NY 151,281151.3k $43.6m $43.6m 0.49% Added +25 +25
84 BROWN ADVISORY INC 0.06% of their portfolio BALTIMORE, MD 145,758145.8k $42.0m $42.0m 0.06% Reduced -143 -143
85 Conservest Capital Advisors, Inc. 4.20% of their portfolio WYNNEWOOD, PA 142,801142.8k $41.1m $41.1m 4.20% Reduced -139 -139
86 CHOREO, LLC 1.05% of their portfolio ROCKFORD, IL 142,180142.2k $41.0m $41.0m 1.05% Reduced -10.6k -10,584
87 OSAIC HOLDINGS, INC. 0.09% of their portfolio SCOTTSDALE, AZ 142,106142.1k $40.9m $40.9m 0.09% Reduced -406.5k -406,507
88 Global Assets Advisory, LLC 0.02% of their portfolio ORLANDO, FL 139,389139.4k $485 $485 0.02% New
89 St. Louis Trust Co 6.20% of their portfolio SAINT LOUIS, MO 138,702138.7k $39.7m $39.7m 6.20% Reduced -116 -116
90 Single Point Partners, LLC 8.95% of their portfolio BOSTON, MA 133,748133.7k $38.5m $38.5m 8.95% Reduced -271 -271
91 US FINANCIAL ADVISORS, LLC 13.06% of their portfolio BRAINTREE, MA 130,894130.9k $37.7m $37.7m 13.06% Added +1.2k +1,235
92 Keel Point, LLC 3.90% of their portfolio HUNTSVILLE, AL 130,820130.8k $37.7m $37.7m 3.90% Added +2.0k +1,965
93 DT Investment Partners, LLC 3.73% of their portfolio CHADDS FORD, PA 127,994128.0k $36.9m $36.9m 3.73% Added +963 +963
94 Brewster Financial Planning LLC 31.14% of their portfolio BROOKLYN, NY 125,692125.7k $36.2m $36.2m 31.14% Reduced -3.1k -3,149
95 COMMERCE BANK 0.24% of their portfolio KANSAS CITY, MO 125,504125.5k $36.1m $36.1m 0.24% Added +1.6k +1,634
96 Beacon Pointe Advisors, LLC 0.38% of their portfolio NEWPORT BEACH, CA 119,400119.4k $34.4m $34.4m 0.38% Added +3.5k +3,490
97 American Financial Advisors, LLC 4.81% of their portfolio Marietta, GA 118,436118.4k $34.1m $34.1m 4.81% Added +1.1k +1,145
98 Franklin, Parlapiano, Turner & Welch, LLC 9.09% of their portfolio HOUSTON, TX 114,843114.8k $33.1m $33.1m 9.09% Reduced -1.9k -1,859
99 TWO SIGMA ADVISERS, LP 0.08% of their portfolio NEW YORK, NY 114,500114.5k $33.0m $33.0m 0.08% Added +12.7k +12,700
100 Busey Bank 1.17% of their portfolio URBANA, IL 114,101114.1k $32.9m $32.9m 1.17% Reduced -1.9k -1,902