Vault-13

FIRST TR EXCHANGE-TRADED FD FTCS

CAP STRENGTH ETF · ETP · CUSIP 33733E104

478 institutional holders +11 vs Q4 2023
78,932,33778.9m shares reported held*
$6.6bnreported value*
46 new 169 added 198 reduced 39 sold out net bought ≈ $194.4m (+742.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($18.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $84.06. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 364Q4 22: 405Q1 23: 405Q2 23: 425Q3 23: 416Q4 23: 467Q1 24: 478478Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022364
Q4 2022405
Q1 2023405
Q2 2023425
Q3 2023416
Q4 2023467
Q1 2024478

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 204 bought or addedQ4 22: 158 cut or sold outQ4 22Q1 23: 208 bought or addedQ1 23: 190 cut or sold outQ1 23Q2 23: 198 bought or addedQ2 23: 206 cut or sold outQ2 23Q3 23: 174 bought or addedQ3 23: 228 cut or sold outQ3 23Q4 23: 168 bought or addedQ4 23: 239 cut or sold outQ4 23Q1 24: 215 bought or addedQ1 24: 237 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022204158
Q1 2023208190
Q2 2023198206
Q3 2023174228
Q4 2023168239
Q1 2024215237

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6m$8mQ2 23 calls: $0Q2 23 puts: $6.6mQ2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $280.1kQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —
Numbers
QuarterCallsPutsP/C
Q2 2023$0$6.6m—
Q3 2023$0$0—
Q4 2023$280.1k$00.00
Q1 2024$0$0—

Biggest buyers

MORGAN STANLEY Added +6,428,018+6.4m
Global Assets Advisory, LLC Added +1,445,606+1.4m
Cetera Investment Advisers Added +1,033,794+1.0m
KPP Advisory Services LLC New +106,559+106.6k
Hobart Private Capital, LLC New +64,471+64.5k
Sigma Planning Corp Added +57,511+57.5k
Walkner Condon Financial Advisors LLC Added +51,475+51.5k
Baird Financial Group, Inc. Added +49,198+49.2k
Concurrent Investment Advisors, LLC Added +48,627+48.6k
Prospera Financial Services Inc Added +48,054+48.1k

Biggest sellers

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Reduced -2,949,389-2.9m
JPMORGAN CHASE & CO Reduced -924,242-924.2k
Cetera Advisors LLC Sold out -571,654-571.7k
Cetera Advisor Networks LLC Sold out -497,848-497.8k
WELLS FARGO & COMPANY/MN Reduced -456,142-456.1k
LPL Financial LLC Reduced -402,317-402.3k
OSAIC HOLDINGS, INC. Reduced -318,568-318.6k
UBS Group AG Reduced -316,482-316.5k
BANK OF AMERICA CORP /DE/ Reduced -276,097-276.1k
NewEdge Advisors, LLC Reduced -231,339-231.3k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.05% of their portfolio NEW YORK, NY 20,509,73420.5m $1.8bn $1.8bn 0.05% Added +6.4m +6,428,018
2 LPL Financial LLC 0.37% of their portfolio FORT MILL, SC 7,977,0878.0m $683.2m $683.2m 0.37% Reduced -402.3k -402,317
3 WELLS FARGO & COMPANY/MN 0.09% of their portfolio SAN FRANCISCO, CA 3,790,8763.8m $324.7m $324.7m 0.09% Reduced -456.1k -456,142
4 Raymond James Financial Services Advisors, Inc. 0.41% of their portfolio ST. PETERSBURG, FL 3,216,4353.2m $275.5m $275.5m 0.41% Reduced -201.2k -201,240
5 RAYMOND JAMES & ASSOCIATES 0.15% of their portfolio ST PETERSBURG, FL 2,641,6782.6m $226.3m $226.3m 0.15% Reduced -3.9k -3,858
6 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 1,893,3381.9m $162.2m $162.2m 0.02% Reduced -276.1k -276,097
7 COMMONWEALTH EQUITY SERVICES, LLC 0.25% of their portfolio WALTHAM, MA 1,753,9131.8m $150.2m $150.2m 0.25% Reduced -178.6k -178,614
8 OSAIC HOLDINGS, INC. 0.32% of their portfolio SCOTTSDALE, AZ 1,681,2411.7m $144.0m $144.0m 0.32% Reduced -318.6k -318,568
9 UBS Group AG 0.05% of their portfolio ZURICH, V8 1,644,1621.6m $140.8m $140.8m 0.05% Reduced -316.5k -316,482
10 ROYAL BANK OF CANADA 0.03% of their portfolio TORONTO, A6 1,618,6111.6m $138.6m $138.6m 0.03% Reduced -45.8k -45,801
11 Cetera Investment Advisers 0.32% of their portfolio SCHAUMBURG, IL 1,563,9771.6m $134.0m $134.0m 0.32% Added +1.0m +1,033,794
12 ENVESTNET ASSET MANAGEMENT INC 0.05% of their portfolio Berwyn, PA 1,510,7331.5m $129.4m $129.4m 0.05% Reduced -13.8k -13,840
13 Global Assets Advisory, LLC 0.66% of their portfolio ORLANDO, FL 1,462,6791.5m $17.2k $17.2k 0.66% Added +1.4m +1,445,606
14 Private Advisor Group, LLC 0.77% of their portfolio MORRISTOWN, NJ 1,247,1431.2m $106.8m $106.8m 0.77% Reduced -17.8k -17,818
15 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 1,187,1221.2m $101.7m $101.7m 0.03% Reduced -124.9k -124,881
16 Cambridge Investment Research Advisors, Inc. 0.35% of their portfolio FAIRFIELD, IA 1,074,9711.1m $92.1m $92.1m 0.35% Reduced -107.0k -106,972
17 STIFEL FINANCIAL CORP 0.09% of their portfolio ST. LOUIS, MO 890,688890.7k $76.3m $76.3m 0.09% Reduced -3.6k -3,570
18 TRUIST FINANCIAL CORP 0.11% of their portfolio CHARLOTTE, NC 808,350808.4k $69.2m $69.2m 0.11% Reduced -12.0k -11,998
19 Baird Financial Group, Inc. 0.12% of their portfolio MILWAUKEE, WI 659,870659.9k $56.5m $56.5m 0.12% Added +49.2k +49,198
20 HARBOUR INVESTMENTS, INC. 1.89% of their portfolio MADISON, WI 622,651622.7k $53.3m $53.3m 1.89% Added +22.2k +22,184
21 Fifth Third Securities, Inc. 4.52% of their portfolio Cincinnati, OH 544,322544.3k $46.6m $46.6m 4.52% Added +3.2k +3,194
22 MML INVESTORS SERVICES, LLC 0.18% of their portfolio SPRINGFIELD, MA 518,430518.4k $44.4m $44.4m 0.18% Added +2.9k +2,893
23 PARK NATIONAL CORP /OH/ 1.62% of their portfolio NEWARK, OH 490,858490.9k $42.0m $42.0m 1.62% Reduced -7.1k -7,069
24 Kowal Investment Group, LLC 9.07% of their portfolio BROOKFIELD, WI 489,910489.9k $42.0m $42.0m 9.07% Added +1.5k +1,511
25 Kestra Advisory Services, LLC 0.28% of their portfolio AUSTIN, TX 479,201479.2k $41.0m $41.0m 0.28% Added +8.7k +8,716
26 SILVER OAK SECURITIES, INCORPORATED 5.65% of their portfolio JACKSON, TN 430,961431.0k $36.9m $36.9m 5.65% Added +10.4k +10,431
27 American Financial Advisors, LLC 4.77% of their portfolio Marietta, GA 395,157395.2k $33.8m $33.8m 4.77% Reduced -1.9k -1,909
28 Stratos Wealth Partners, LTD. 0.52% of their portfolio BEACHWOOD, OH 365,821365.8k $31.3m $31.3m 0.52% Reduced -19.7k -19,678
29 IFG Advisory, LLC 2.32% of their portfolio ATLANTA, GA 363,804363.8k $31.2m $31.2m 2.32% Reduced -9.0k -9,036
30 Prospera Financial Services Inc 0.89% of their portfolio Dallas, TX 348,300348.3k $29.9m $29.9m 0.89% Added +48.1k +48,054
31 D.A. DAVIDSON & CO. 0.25% of their portfolio GREAT FALLS, MT 328,339328.3k $28.1m $28.1m 0.25% Added +13.1k +13,126
32 Atria Wealth Solutions, Inc. 0.29% of their portfolio NEW YORK, NY 302,399302.4k $25.9m $25.9m 0.29% Reduced -13.2k -13,221
33 Archer Investment Corp 7.51% of their portfolio Carmel, IN 291,488291.5k $25.0m $25.0m 7.51% Added +2.2k +2,182
34 Concurrent Investment Advisors, LLC 1.00% of their portfolio Tampa, FL 285,903285.9k $24.5m $24.5m 1.00% Added +48.6k +48,627
35 Gratus Wealth Advisors, LLC 4.10% of their portfolio VIRGINIA BEACH, VA 273,485273.5k $22.3m $22.3m 4.10% Reduced -3.6k -3,610
36 Janney Montgomery Scott LLC 0.07% of their portfolio PHILADELPHIA, PA 272,118272.1k $23.3m $23.3m 0.07% Added +1.3k +1,276
37 AVANTAX ADVISORY SERVICES, INC. 0.20% of their portfolio DALLAS, TX 266,330266.3k $22.8m $22.8m 0.20% Added +12.7k +12,677
38 Randall & Associates Wealth Management 20.26% of their portfolio BUTLER, PA 261,973262.0k $22.4m $22.4m 20.26% Added +6.2k +6,165
39 Solano Wealth Management, Inc. 11.54% of their portfolio Fairfield, CA 240,272240.3k $20.6m $20.6m 11.54% Added +2.8k +2,801
40 BENJAMIN F. EDWARDS & COMPANY, INC. 0.35% of their portfolio ST. LOUIS, MO 223,789223.8k $19.2m $19.2m 0.35% Added +1.3k +1,255
41 Regal Investment Advisors LLC 1.30% of their portfolio KENTWOOD, MI 221,286221.3k $19.0m $19.0m 1.30% Added +2.4k +2,384
42 Ergawealth Advisors, Inc. 10.24% of their portfolio OAK BROOK, IL 218,101218.1k $18.7m $18.7m 10.24% Reduced -5.3k -5,310
43 Mariner, LLC 0.04% of their portfolio Overland Park, KS 210,122210.1k $18.0m $18.0m 0.04% Reduced -55.9k -55,853
44 ABLE Financial Group, LLC 7.05% of their portfolio SCOTTSDALE, AZ 209,709209.7k $18.0m $18.0m 7.05% Reduced -4.8k -4,820
45 HBK Sorce Advisory LLC 0.63% of their portfolio ERIE, PA 209,281209.3k $17.9m $17.9m 0.63% Added +25.0k +25,019
46 Vestmark Advisory Solutions, Inc. 0.75% of their portfolio Wakefield, MA 203,674203.7k $17.4m $17.4m 0.75% Added +6.5k +6,546
47 Western Wealth Management, LLC 1.34% of their portfolio GOLDEN, CO 201,298201.3k $17.2m $17.2m 1.34% Added +3.3k +3,333
48 Scarborough Advisors, LLC 7.83% of their portfolio ANNAPOLIS, MD 197,571197.6k $16.9m $16.9m 7.83% Added +5.0k +4,956
49 KESTRA PRIVATE WEALTH SERVICES, LLC 0.37% of their portfolio AUSTIN, TX 193,941193.9k $16.6m $16.6m 0.37% Reduced -15.7k -15,681
50 Heck Capital Advisors, LLC 2.31% of their portfolio Rhinelander, WI 176,842176.8k $15.1m $15.1m 2.31% Added +18.9k +18,924
51 NewEdge Advisors, LLC 0.15% of their portfolio NEW ORLEANS, LA 168,225168.2k $17.7m $17.7m 0.15% Reduced -231.3k -231,339
52 Walkner Condon Financial Advisors LLC 3.02% of their portfolio MADISON, WI 166,258166.3k $14.2m $14.2m 3.02% Added +51.5k +51,475
53 Advisory Alpha, LLC 0.57% of their portfolio HOLLAND, MI 161,782161.8k $13.9m $13.9m 0.57% Reduced -9.0k -8,973
54 Valmark Advisers, Inc. 0.24% of their portfolio AKRON, OH 161,635161.6k $13.8m $13.8m 0.24% Added +8.1k +8,141
55 Rockefeller Capital Management L.P. 0.04% of their portfolio NEW YORK, NY 157,973158.0k $13.5m $13.5m 0.04% Added +21.5k +21,510
56 Intrua Financial, LLC 1.99% of their portfolio Houston, TX 149,712149.7k $12.8m $12.8m 1.99% Reduced -36.2k -36,212
57 Sargent Investment Group, LLC 2.72% of their portfolio BETHESDA, MD 144,918144.9k $12.4m $12.4m 2.72% Reduced -4.8k -4,781
58 Good Life Advisors, LLC 1.07% of their portfolio READING, PA 140,556140.6k $12.0m $12.0m 1.07% Added +30.1k +30,061
59 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 135,792135.8k $11.6m $11.6m 0.01% Reduced -14.8k -14,829
60 Integrated Wealth Concepts LLC 0.17% of their portfolio WALTHAM, MA 133,756133.8k $11.5m $11.5m 0.17% Reduced -4.1k -4,123
61 PCG Wealth Advisors, LLC 5.36% of their portfolio OVERLAND PARK, KS 131,606131.6k $11.3m $11.3m 5.36% Reduced -17.1k -17,127
62 OPPENHEIMER & CO INC 0.19% of their portfolio NEW YORK, NY 131,231131.2k $11.2m $11.2m 0.19% Added +166 +166
63 PFG Advisors 0.82% of their portfolio Phoenix, AZ 131,215131.2k $11.2m $11.2m 0.82% Reduced -4.1k -4,069
64 Ausdal Financial Partners, Inc. 1.30% of their portfolio Davenport, IA 130,699130.7k $11.2m $11.2m 1.30% Added +2.3k +2,272
65 Fermata Advisors, LLC 2.51% of their portfolio SONOMA, CA 130,070130.1k $11.1m $11.1m 2.51% Reduced -9.1k -9,119
66 RiverTree Advisors, LLC 7.41% of their portfolio WINTER PARK, FL 128,935128.9k $11.0m $11.0m 7.41% Added +7.4k +7,386
67 STRATEGIC PLANNING GROUP, LLC 2.69% of their portfolio Bountiful, UT 125,763125.8k $10.8m $10.8m 2.69% Added +18.1k +18,058
68 WORLD EQUITY GROUP, INC. 2.21% of their portfolio SCHAUMBURG, IL 125,624125.6k $10.8m $10.8m 2.21% Added +2.5k +2,532
69 BANK HAPOALIM BM 1.39% of their portfolio TEL AVIV, L3 125,000125.0k $10.7m $10.7m 1.39% Reduced -60.0k -60,000
70 AE Wealth Management LLC 0.12% of their portfolio TOPEKA, KS 124,788124.8k $10.7m $10.7m 0.12% Reduced -110.2k -110,199
71 Sigma Planning Corp 0.33% of their portfolio ANN ARBOR, MI 123,096123.1k $10.5m $10.5m 0.33% Added +57.5k +57,511
72 tru Independence LLC 3.10% of their portfolio PORTLAND, OR 122,950123.0k $10.5m $10.5m 3.10% Reduced -33.2k -33,210
73 First Horizon Advisors, Inc. 0.32% of their portfolio MEMPHIS, TN 120,925120.9k $10.4m $10.4m 0.32% Reduced -15.5k -15,538
74 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 119,777119.8k $10.3m $10.3m 0.01% Reduced -1.1k -1,067
75 GREAT VALLEY ADVISOR GROUP, INC. 0.30% of their portfolio WILMINGTON, DE 113,552113.6k $9.7m $9.7m 0.30% Reduced -5.9k -5,867
76 Investors Research Corp 2.26% of their portfolio ATLANTA, GA 112,928112.9k $9.7m $9.7m 2.26% Added +3.6k +3,630
77 FSB PREMIER WEALTH MANAGEMENT, INC. 4.41% of their portfolio WATERLOO, IA 110,579110.6k $9.5m $9.5m 4.41% Reduced -7.6k -7,567
78 TD Capital Management LLC 0.99% of their portfolio MEMPHIS, TN 108,556108.6k $9.3m $9.3m 0.99% Reduced -8.3k -8,324
79 Nilsine Partners, LLC 1.26% of their portfolio GREENWOOD VILLAGE, CO 107,918107.9k $9.2m $9.2m 1.26% Added +1.3k +1,302
80 StoneX Group Inc. 0.82% of their portfolio NEW YORK, NY 106,590106.6k $9.1m $9.1m 0.82% Reduced -2.2k -2,164
81 KPP Advisory Services LLC 2.51% of their portfolio Louisville, KY 106,559106.6k $9.1m $9.1m 2.51% New
82 Holistic Financial Partners 4.59% of their portfolio INDIANAPOLIS, IN 105,422105.4k $9.0m $9.0m 4.59% Added +1.2k +1,192
83 WINTRUST INVESTMENTS LLC 0.78% of their portfolio CHICAGO, IL 101,075101.1k $8.7m $8.7m 0.78% Reduced -395 -395
84 Steward Partners Investment Advisory, LLC 0.09% of their portfolio STAMFORD, CT 97,02397.0k $8.3m $8.3m 0.09% Reduced -5.4k -5,387
85 Ameritas Advisory Services, LLC 0.32% of their portfolio Lincoln, NE 92,55892.6k $7.7m $7.7m 0.32% Added +3.8k +3,808
86 ASSETMARK, INC 0.03% of their portfolio CONCORD, CA 90,56990.6k $7.8m $7.8m 0.03% Added +21.9k +21,861
87 Envestnet Portfolio Solutions, Inc. 0.03% of their portfolio BERWYN, PA 90,44690.4k $7.7m $7.7m 0.03% Added +4.3k +4,292
88 B. Riley Wealth Advisors, Inc. 0.18% of their portfolio MEMPHIS, TN 88,31488.3k $6.5m $6.5m 0.18% Added +39.1k +39,097
89 ICA Group Wealth Management, LLC 1.51% of their portfolio DENVER, CO 87,98788.0k $7.5m $7.5m 1.51% Reduced -4.6k -4,621
90 Concentrum Wealth Management 3.39% of their portfolio SAN JOSE, CA 85,75985.8k $7.3m $7.3m 3.39% Added +8.9k +8,920
91 SHELTON WEALTH MANAGEMENT, LLC 4.61% of their portfolio FORT WORTH, TX 85,51985.5k $7.3m $7.3m 4.61% Reduced -13.0k -12,961
92 Equitable Holdings, Inc. 0.08% of their portfolio NEW YORK, NY 84,91584.9k $7.3m $7.3m 0.08% Reduced -34.5k -34,533
93 OneDigital Investment Advisors LLC 0.11% of their portfolio OVERLAND PARK, KS 84,54384.5k $7.2m $7.2m 0.11% Added +6.4k +6,365
94 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 83,98584.0k $7.2m $7.2m 0.01% Added +21.7k +21,716
95 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 83,94083.9k $7.2m $7.2m 0.00% Reduced -14.4k -14,420
96 Kingsview Wealth Management, LLC 0.18% of their portfolio GRANTS PASS, OR 83,81983.8k $7.2m $7.2m 0.18% Added +4.8k +4,819
97 Gateway Wealth Partners, LLC 2.54% of their portfolio APPLETON, WI 82,67482.7k $7.1m $7.1m 2.54% Added +2.5k +2,545
98 LANARK FINANCIAL, INC. 0.65% of their portfolio BIRMINGHAM, AL 80,66380.7k $6.9m $6.9m 0.65% Reduced -7.4k -7,434
99 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 80,62180.6k $6.9m $6.9m 0.00% Added +5.4k +5,434
100 POM Investment Strategies, LLC 5.44% of their portfolio RALEIGH, NC 77,65277.7k $6.7m $6.7m 5.44% Added +6.6k +6,644