Vault-13

KANDI TECHNOLOGIES GROUP INC

COM · Common Stock · CUSIP 483709101

41 institutional holders -6 vs Q4 2023
2,976,1393.0m shares reported held*
$6.3mreported value*
3 new 7 added 13 reduced 10 sold out net sold ≈ $410.6k (-193.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($349.6k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $2.12. Options: 5 managers hold calls ($202.5k notional), 5 hold puts ($163.3k).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 56Q4 22: 57Q1 23: 56Q2 23: 59Q3 23: 51Q4 23: 47Q1 24: 4141Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202256
Q4 202257
Q1 202356
Q2 202359
Q3 202351
Q4 202347
Q1 202441

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 21 bought or addedQ4 22: 20 cut or sold outQ4 22Q1 23: 15 bought or addedQ1 23: 28 cut or sold outQ1 23Q2 23: 24 bought or addedQ2 23: 23 cut or sold outQ2 23Q3 23: 12 bought or addedQ3 23: 30 cut or sold outQ3 23Q4 23: 13 bought or addedQ4 23: 22 cut or sold outQ4 23Q1 24: 10 bought or addedQ1 24: 23 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222120
Q1 20231528
Q2 20232423
Q3 20231230
Q4 20231322
Q1 20241023

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3m$4mQ2 23 calls: $3.4mQ2 23 puts: $641.8kQ2 23P/C 0.19Q3 23 calls: $2.7mQ3 23 puts: $503.9kQ3 23P/C 0.18Q4 23 calls: $2.1mQ4 23 puts: $456.0kQ4 23P/C 0.22Q1 24 calls: $202.5kQ1 24 puts: $163.3kQ1 24P/C 0.81
Numbers
QuarterCallsPutsP/C
Q2 2023$3.4m$641.8k0.19
Q3 2023$2.7m$503.9k0.18
Q4 2023$2.1m$456.0k0.22
Q1 2024$202.5k$163.3k0.81

Biggest buyers

Empowered Funds, LLC Added +88,574+88.6k
MORGAN STANLEY Added +75,326+75.3k
JPMORGAN CHASE & CO Added +69,526+69.5k
BRIDGEWAY CAPITAL MANAGEMENT, LLC Added +28,625+28.6k
RENAISSANCE TECHNOLOGIES LLC Added +7,948+7.9k
SIMPLEX TRADING, LLC New +5,138+5.1k
Invesco Ltd. Added +3,540+3.5k
Tower Research Capital LLC (TRC) Added +3,457+3.5k
Investors Research Corp New +1,500+1.5k
CIBC Private Wealth Group LLC New +95+95

Biggest sellers

D. E. Shaw & Co., Inc. Reduced -75,038-75.0k
Connor, Clark & Lunn Investment Management Ltd. Reduced -69,806-69.8k
Quadrature Capital Ltd Sold out -64,128-64.1k
MARSHALL WACE, LLP Sold out -51,130-51.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -43,838-43.8k
TWO SIGMA INVESTMENTS, LP Reduced -36,154-36.2k
CITADEL ADVISORS LLC Reduced -34,346-34.3k
TWO SIGMA ADVISERS, LP Reduced -21,300-21.3k
GROUP ONE TRADING LLC Reduced -20,538-20.5k
AZZAD ASSET MANAGEMENT INC /ADV Reduced -12,001-12.0k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $173.4k81.8k shares
GROUP ONE TRADING LLC Reduced $19.5k9.2k shares
SIMPLEX TRADING, LLC Reduced $7.0k3.6k shares
CITADEL ADVISORS LLC Reduced $2.5k1.2k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SIMPLEX TRADING, LLC Added $83.0k39.3k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $31.8k15.0k shares
CITADEL ADVISORS LLC Reduced $28.8k13.6k shares
GROUP ONE TRADING LLC Reduced $19.7k9.3k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 900,653900.7k $1.9m $1.9m 0.00% Reduced -75.0k -75,038
2 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.03% of their portfolio HOUSTON, TX 750,797750.8k $1.6m $1.6m 0.03% Added +28.6k +28,625
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 236,790236.8k $502.0k $502.0k 0.00% Added +75.3k +75,326
4 Empowered Funds, LLC 0.00% of their portfolio NEWTOWN SQUARE, PA 164,898164.9k $349.6k $349.6k 0.00% Added +88.6k +88,574
5 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 145,448145.4k $308.0k $308.0k 0.00% Added +7.9k +7,948
6 Connor, Clark & Lunn Investment Management Ltd. 0.00% of their portfolio VANCOUVER, A1 131,030131.0k $277.8k $277.8k 0.00% Reduced -69.8k -69,806
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 114,732114.7k $243.2k $243.2k 0.00% Reduced -43.8k -43,838
8 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 80,85080.8k $171.4k $171.4k 0.00% Added +69.5k +69,526
9 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 79,98680.0k $169.6k $169.6k 0.00% Reduced -34.3k -34,346
10 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 77,48677.5k $164.3k $164.3k 0.00% Added +3.5k +3,540
11 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 68,59468.6k $145.4k $145.4k 0.00% Reduced -5.3k -5,328
12 Quinn Opportunity Partners LLC 0.02% of their portfolio CHARLOTTESVILLE, VA 66,20066.2k $140.3k $140.3k 0.02% Unchanged
13 Walleye Capital LLC 0.00% of their portfolio NEW YORK, NY 57,03457.0k $120.9k $120.9k 0.00% Unchanged
14 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 44,63544.6k $94.6k $94.6k 0.00% Unchanged
15 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 29,00029.0k $61.5k $61.5k 0.00% Unchanged
16 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 26,10026.1k $55.3k $55.3k 0.00% Reduced -21.3k -21,300
17 Quadrant Private Wealth Management, LLC 0.01% of their portfolio Center Valley, PA 22,58022.6k $47.9k $47.9k 0.01% Unchanged
18 AZZAD ASSET MANAGEMENT INC /ADV 0.00% of their portfolio FALLS CHURCH, VA 19,08519.1k $40.5k $40.5k 0.00% Reduced -12.0k -12,001
19 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 15,01915.0k $31.8k $31.8k 0.00% Reduced -36.2k -36,154
20 FOURPATH CAPITAL MANAGEMENT, LLC 0.02% of their portfolio OKLAHOMA CITY, OK 15,00015.0k $31.8k $31.8k 0.02% Unchanged
21 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 14,16914.2k $30.0k $30.0k 0.00% Reduced -3.2k -3,171
22 Beacon Harbor Wealth Advisors, Inc. 0.01% of their portfolio VIRGINIA BEACH, VA 13,80013.8k $29.0k $29.0k 0.01% Unchanged
23 Plan Group Financial, LLC 0.02% of their portfolio OKLAHOMA CITY, OK 12,00012.0k $25.4k $25.4k 0.02% Unchanged
24 GROUP ONE TRADING LLC 0.00% of their portfolio CHICAGO, IL 11,93411.9k $25.3k $25.3k 0.00% Reduced -20.5k -20,538
25 SteelPeak Wealth, LLC 0.00% of their portfolio WOODLAND HILLS, CA 10,00010.0k $21.2k $21.2k 0.00% Unchanged
26 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 7,2687.3k $15.4k $15.4k 0.00% Added +3.5k +3,457
27 UBS Group AG 0.00% of their portfolio ZURICH, V8 6,2136.2k $13.2k $13.2k 0.00% Reduced -778 -778
28 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 5,1385.1k $10.0k $10.0k 0.00% New
29 Tradewinds Capital Management, LLC 0.00% of their portfolio BELLINGHAM, WA 3,0003.0k $6.4k $6.4k 0.00% Unchanged
30 TruNorth Capital Management, LLC 0.00% of their portfolio KALAMAZOO, MI 2,9232.9k $6.2k $6.2k 0.00% First filing
31 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 2,7252.7k $5.8k $5.8k 0.00% Unchanged
32 Asset Dedication, LLC 0.00% of their portfolio SAN FRANCISCO, CA 2,0002.0k $4.0k $4.0k 0.00% Unchanged
33 Investors Research Corp 0.00% of their portfolio ATLANTA, GA 1,5001.5k $3.2k $3.2k 0.00% New
34 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,0001.0k $2.0k $2.0k 0.00% Unchanged
35 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 580580 $1.2k $1.2k 0.00% Reduced -500 -500
36 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 541541 $1.1k $1.1k 0.00% Reduced -2.5k -2,455
37 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 218218 $462 $462 0.00% Unchanged
38 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 9595 $207 $207 0.00% New
39 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 1414 $30 $30 0.00% Unchanged
40 TORONTO DOMINION BANK 0.00% of their portfolio TORONTO, ONTARIO, A6 22 $4 $4 0.00% Unchanged
41 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged