Vault-13

VANGUARD INDEX FDS VB

SMALL CP ETF · ETP · CUSIP 922908751

1,900 institutional holders +21 vs Q4 2023
159,204,013159.2m shares reported held*
$36.4bnreported value*
110 new 828 added 668 reduced 87 sold out net bought ≈ $3.3bn (+9.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($42.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $228.52. Options: 5 managers hold calls ($40.0m notional), 4 hold puts ($20.8m).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

01k2kQ3 22: 1,540Q4 22: 1,663Q1 23: 1,647Q2 23: 1,676Q3 23: 1,677Q4 23: 1,879Q1 24: 1,9001,900Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 20221,540
Q4 20221,663
Q1 20231,647
Q2 20231,676
Q3 20231,677
Q4 20231,879
Q1 20241,900

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1k01kQ4 22: 783 bought or addedQ4 22: 630 cut or sold outQ4 22Q1 23: 758 bought or addedQ1 23: 695 cut or sold outQ1 23Q2 23: 814 bought or addedQ2 23: 677 cut or sold outQ2 23Q3 23: 821 bought or addedQ3 23: 655 cut or sold outQ3 23Q4 23: 896 bought or addedQ4 23: 667 cut or sold outQ4 23Q1 24: 938 bought or addedQ1 24: 755 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022783630
Q1 2023758695
Q2 2023814677
Q3 2023821655
Q4 2023896667
Q1 2024938755

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60mQ2 23 calls: $19.6mQ2 23 puts: $7.6mQ2 23P/C 0.39Q3 23 calls: $21.9mQ3 23 puts: $5.2mQ3 23P/C 0.24Q4 23 calls: $43.9mQ4 23 puts: $7.1mQ4 23P/C 0.16Q1 24 calls: $40.0mQ1 24 puts: $20.8mQ1 24P/C 0.52
Numbers
QuarterCallsPutsP/C
Q2 2023$19.6m$7.6m0.39
Q3 2023$21.9m$5.2m0.24
Q4 2023$43.9m$7.1m0.16
Q1 2024$40.0m$20.8m0.52

Biggest buyers

MORGAN STANLEY Added +7,526,884+7.5m
BANK OF AMERICA CORP /DE/ Added +4,494,461+4.5m
Provida Pension Fund Administrator Added +999,025+999.0k
SIGNATUREFD, LLC Added +645,835+645.8k
Cetera Investment Advisers Added +346,493+346.5k
CAPTRUST FINANCIAL ADVISORS Added +322,291+322.3k
ENVESTNET ASSET MANAGEMENT INC Added +252,097+252.1k
MERCER GLOBAL ADVISORS INC /ADV Added +215,121+215.1k
JONES FINANCIAL COMPANIES LLLP Added +194,893+194.9k
CIBC Private Wealth Group LLC Added +154,971+155.0k

Biggest sellers

Cerity Partners LLC Reduced -5,477,702-5.5m
Bank of New York Mellon Corp Reduced -464,247-464.2k
1832 Asset Management L.P. Reduced -375,594-375.6k
Cetera Advisor Networks LLC Sold out -264,472-264.5k
Employees Retirement System of Texas Reduced -150,000-150.0k
GOLDMAN SACHS GROUP INC Reduced -136,317-136.3k
MANUFACTURERS LIFE INSURANCE COMPANY, THE Reduced -111,519-111.5k
CBIZ Investment Advisory Services, LLC Reduced -109,846-109.8k
Estate Counselors, LLC Reduced -109,445-109.4k
NewEdge Advisors, LLC Reduced -96,987-97.0k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $35.3m154.3k shares
CITADEL ADVISORS LLC Reduced $3.9m16.9k shares
Belvedere Trading LLC Reduced $502.9k2.2k shares
WOLVERINE TRADING, LLC Reduced $365.7k1.6k shares
Cutler Group LLC / CA Reduced $7.0k600 shares

Biggest puts

OAK HILL WEALTH ADVISORS, LLC New $13.3m58.1k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $6.7m29.4k shares
CITADEL ADVISORS LLC Reduced $640.1k2.8k shares
Belvedere Trading LLC New $114.3k500 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.54% of their portfolio CHARLOTTE, NC 24,084,25424.1m $5.5bn $5.5bn 0.54% Added +4.5m +4,494,461
2 MORGAN STANLEY 0.13% of their portfolio NEW YORK, NY 21,562,47621.6m $4.9bn $4.9bn 0.13% Added +7.5m +7,526,884
3 JONES FINANCIAL COMPANIES LLLP 2.12% of their portfolio DES PERES, MO 6,802,2686.8m $1.6bn $1.6bn 2.12% Added +194.9k +194,893
4 ENVESTNET ASSET MANAGEMENT INC 0.40% of their portfolio Berwyn, PA 4,684,7664.7m $1.1bn $1.1bn 0.40% Added +252.1k +252,097
5 WELLS FARGO & COMPANY/MN 0.26% of their portfolio SAN FRANCISCO, CA 4,384,2254.4m $1.0bn $1.0bn 0.26% Added +100.0k +100,001
6 UBS Group AG 0.29% of their portfolio ZURICH, V8 3,905,0703.9m $892.7m $892.7m 0.29% Added +127.8k +127,829
7 LPL Financial LLC 0.42% of their portfolio FORT MILL, SC 3,393,5533.4m $775.7m $775.7m 0.42% Added +146.5k +146,512
8 Bank of New York Mellon Corp 0.13% of their portfolio NEW YORK, NY 2,881,7672.9m $658.7m $658.7m 0.13% Reduced -464.2k -464,247
9 AMERIPRISE FINANCIAL INC 0.14% of their portfolio MINNEAPOLIS, MN 2,270,7622.3m $519.1m $519.1m 0.14% Reduced -82.0k -82,026
10 MERCER GLOBAL ADVISORS INC /ADV 1.31% of their portfolio DENVER, CO 2,009,8802.0m $459.4m $459.4m 1.31% Added +215.1k +215,121
11 GOLDMAN SACHS GROUP INC 0.10% of their portfolio NEW YORK, NY 1,985,2302.0m $453.8m $453.8m 0.10% Reduced -136.3k -136,317
12 PNC Financial Services Group, Inc. 0.30% of their portfolio Pittsburgh, PA 1,889,0881.9m $431.8m $431.8m 0.30% Reduced -14.5k -14,455
13 Creative Planning 0.46% of their portfolio OVERLAND PARK, KS 1,823,5731.8m $416.9m $416.9m 0.46% Reduced -32.1k -32,092
14 Charles Schwab Investment Advisory, Inc. 0.57% of their portfolio SAN FRANCISCO, CA 1,799,3731.8m $411.3m $411.3m 0.57% Reduced -55.2k -55,154
15 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.38% of their portfolio MILWAUKEE, WI 1,634,3951.6m $373.6m $373.6m 0.38% Reduced -47.6k -47,618
16 JPMORGAN CHASE & CO 0.02% of their portfolio NEW YORK, NY 1,632,0001.6m $373.1m $373.1m 0.02% Reduced -32.6k -32,578
17 CAPTRUST FINANCIAL ADVISORS 1.37% of their portfolio RALEIGH, NC 1,627,5531.6m $372.0m $372.0m 1.37% Added +322.3k +322,291
18 ROYAL BANK OF CANADA 0.09% of their portfolio TORONTO, A6 1,543,5061.5m $352.8m $352.8m 0.09% Added +75.6k +75,643
19 SIGNATUREFD, LLC 6.90% of their portfolio ATLANTA, GA 1,429,2201.4m $326.7m $326.7m 6.90% Added +645.8k +645,835
20 CIBC Private Wealth Group LLC 0.59% of their portfolio ATLANTA, GA 1,321,1451.3m $299.4m $299.4m 0.59% Added +155.0k +154,971
21 Wealthfront Advisers LLC 1.04% of their portfolio Palo Alto, CA 1,305,8741.3m $298.5m $298.5m 1.04% Added +79.7k +79,671
22 Raymond James Financial Services Advisors, Inc. 0.44% of their portfolio ST. PETERSBURG, FL 1,284,9271.3m $293.7m $293.7m 0.44% Added +89.6k +89,591
23 Mariner, LLC 0.55% of their portfolio Overland Park, KS 1,156,3651.2m $264.3m $264.3m 0.55% Added +80.8k +80,751
24 Provida Pension Fund Administrator 5.90% of their portfolio LAS CONDES, SANTIAGO, F3 1,039,8961.0m $237.7m $237.7m 5.90% Added +999.0k +999,025
25 STIFEL FINANCIAL CORP 0.26% of their portfolio ST. LOUIS, MO 1,013,4431.0m $231.7m $231.7m 0.26% Added +33.2k +33,170
26 COMMONWEALTH EQUITY SERVICES, LLC 0.37% of their portfolio WALTHAM, MA 986,751986.8k $225.6m $225.6m 0.37% Added +12.2k +12,195
27 MISSION WEALTH MANAGEMENT, LP 5.99% of their portfolio Santa Barbara, CA 977,112977.1k $223.4m $223.4m 5.99% Added +88.7k +88,677
28 GLENMEDE TRUST CO NA 1.09% of their portfolio PHILADELPHIA, PA 953,480953.5k $218.0m $218.0m 1.09% Reduced -8.2k -8,218
29 TIAA TRUST, NATIONAL ASSOCIATION 0.63% of their portfolio CHARLOTTE, NC 907,262907.3k $207.4m $207.4m 0.63% Added +70.4k +70,351
30 FMR LLC 0.01% of their portfolio BOSTON, MA 787,924787.9k $180.1m $180.1m 0.01% Added +6.0k +5,992
31 HighTower Advisors, LLC 0.29% of their portfolio CHICAGO, IL 781,381781.4k $178.6m $178.6m 0.29% Reduced -15.2k -15,153
32 RAYMOND JAMES & ASSOCIATES 0.12% of their portfolio ST PETERSBURG, FL 776,379776.4k $177.5m $177.5m 0.12% Added +30.8k +30,802
33 OSAIC HOLDINGS, INC. 0.39% of their portfolio SCOTTSDALE, AZ 770,191770.2k $176.1m $176.1m 0.39% Reduced -27.7k -27,719
34 Baird Financial Group, Inc. 0.36% of their portfolio MILWAUKEE, WI 744,287744.3k $170.1m $170.1m 0.36% Added +29.9k +29,950
35 WELLINGTON MANAGEMENT GROUP LLP 0.03% of their portfolio Boston, MA 703,985704.0k $160.9m $160.9m 0.03% Unchanged
36 STATE STREET CORP 0.01% of their portfolio BOSTON, MA 633,207633.2k $144.7m $144.7m 0.01% Reduced -20.1k -20,120
37 NATIXIS ADVISORS, LLC 0.33% of their portfolio Boston, MA 632,228632.2k $144.5m $144.5m 0.33% Reduced -3.7k -3,660
38 BANK OF MONTREAL /CAN/ 0.04% of their portfolio TORONTO, A6 615,630615.6k $140.2m $140.2m 0.04% Added +10.6k +10,637
39 Badgley Phelps Wealth Managers, LLC 2.97% of their portfolio SEATTLE, WA 520,142520.1k $118.9m $118.9m 2.97% Added +6.5k +6,508
40 TRUIST FINANCIAL CORP 0.17% of their portfolio CHARLOTTE, NC 486,733486.7k $111.3m $111.3m 0.17% Reduced -86.1k -86,121
41 Cetera Investment Advisers 0.26% of their portfolio SCHAUMBURG, IL 482,068482.1k $110.2m $110.2m 0.26% Added +346.5k +346,493
42 MONETA GROUP INVESTMENT ADVISORS LLC 1.75% of their portfolio ST LOUIS, MO 468,953469.0k $107.2m $107.2m 1.75% Added +65.6k +65,626
43 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 460,854460.9k $105.3m $105.3m 0.00% Added +22.4k +22,353
44 DAVIS R M INC 2.11% of their portfolio PORTLAND, ME 440,655440.7k $100.7m $100.7m 2.11% Added +25.3k +25,271
45 Efficient Advisors, LLC 6.36% of their portfolio BEAVERTON, OR 433,389433.4k $99.1m $99.1m 6.36% Reduced -8.4k -8,414
46 PINNACLE ASSOCIATES LTD 1.50% of their portfolio NEW YORK, NY 416,154416.2k $95.1m $95.1m 1.50% Added +30.2k +30,183
47 Balyasny Asset Management L.P. 0.24% of their portfolio Chicago, IL 403,980404.0k $92.3m $92.3m 0.24% Reduced -2.5k -2,520
48 Corient Private Wealth LP 0.16% of their portfolio MIAMI, FL 401,633401.6k $91.8m $91.8m 0.16% Reduced -443 -443
49 Pathstone Holdings, LLC 0.42% of their portfolio ENGLEWOOD, NJ 390,376390.4k $89.2m $89.2m 0.42% Reduced -13.6k -13,566
50 FIFTH THIRD BANCORP 0.35% of their portfolio CINCINNATI, OH 389,217389.2k $89.0m $89.0m 0.35% Added +4.8k +4,788
51 Nicholas Hoffman & Company, LLC. 4.46% of their portfolio ATLANTA, GA 384,129384.1k $87.8m $87.8m 4.46% Added +45.2k +45,192
52 Cambridge Investment Research Advisors, Inc. 0.33% of their portfolio FAIRFIELD, IA 374,736374.7k $85.7m $85.7m 0.33% Reduced -1.5k -1,524
53 Baker Avenue Asset Management, LP 3.37% of their portfolio SAN FRANCISCO, CA 373,544373.5k $85.4m $85.4m 3.37% Added +9.5k +9,519
54 US BANCORP \DE\ 0.12% of their portfolio MINNEAPOLIS, MN 368,153368.2k $84.2m $84.2m 0.12% Reduced -41.6k -41,645
55 Cullen/Frost Bankers, Inc. 1.24% of their portfolio San Antonio, TX 364,782364.8k $83.4m $83.4m 1.24% Added +4.5k +4,521
56 PEAPACK GLADSTONE FINANCIAL CORP 1.30% of their portfolio BEDMINSTER, NJ 363,647363.6k $83.1m $83.1m 1.30% Added +6.3k +6,336
57 Wealthspire Advisors, LLC 1.11% of their portfolio NEW YORK, NY 363,263363.3k $83.0m $83.0m 1.11% Added +416 +416
58 MML INVESTORS SERVICES, LLC 0.34% of their portfolio SPRINGFIELD, MA 358,007358.0k $81.8m $81.8m 0.34% Added +22.1k +22,116
59 Fusion Family Wealth, LLC 8.36% of their portfolio WOODBURY, NY 352,821352.8k $80.7m $80.7m 8.36% Added +11.6k +11,622
60 JANUS HENDERSON GROUP PLC 0.04% of their portfolio LONDON, X0 351,847351.8k $80.4m $80.4m 0.04% Reduced -31.4k -31,378
61 Heartwood Wealth Advisors LLC 9.79% of their portfolio RICHMOND, VA 347,720347.7k $79.5m $79.5m 9.79% Reduced -2.9k -2,936
62 1832 Asset Management L.P. 0.14% of their portfolio TORONTO, A6 346,745346.7k $79.3m $79.3m 0.14% Reduced -375.6k -375,594
63 Private Advisor Group, LLC 0.57% of their portfolio MORRISTOWN, NJ 345,888345.9k $79.1m $79.1m 0.57% Reduced -21.9k -21,868
64 M&T Bank Corp 0.27% of their portfolio BUFFALO, NY 337,327337.3k $77.1m $77.1m 0.27% Added +3.7k +3,706
65 TRUSTMARK BANK TRUST DEPARTMENT 6.11% of their portfolio JACKSON, MS 327,550327.6k $74.9m $74.9m 6.11% Added +16.0k +15,996
66 CITIGROUP INC 0.08% of their portfolio NEW YORK, NY 325,335325.3k $74.4m $74.4m 0.08% Added +8.1k +8,131
67 Millburn Ridgefield LLC /DE/ 2.02% of their portfolio New York, NY 319,470319.5k $73.0m $73.0m 2.02% Added +15.4k +15,366
68 Catalyst Capital Advisors LLC 1.76% of their portfolio San Juan, PR 319,470319.5k $73.0m $73.0m 1.76% Added +15.4k +15,366
69 Employees Retirement System of Texas 0.79% of their portfolio AUSTIN, TX 317,925317.9k $72.7m $72.7m 0.79% Reduced -150.0k -150,000
70 Karpus Management, Inc. 2.09% of their portfolio Pittsford, NY 316,295316.3k $72.3m $72.3m 2.09% Reduced -23.3k -23,253
71 Centered Wealth LLC dba Miller Equity Capital Advisors 27.91% of their portfolio IRVING, TX 295,713295.7k $67.6m $67.6m 27.91% Added +4.9k +4,882
72 INVICTUS PRIVATE WEALTH, LLC 6.00% of their portfolio Denver, CO 295,446295.4k $67.5m $67.5m 6.00% Added +6.0k +6,023
73 Chandler Asset Management, Inc. 13.38% of their portfolio SAN DIEGO, CA 288,795288.8k $66.0m $66.0m 13.38% Added +33.5k +33,465
74 COMERICA BANK 0.28% of their portfolio DALLAS, TX 287,020287.0k $65.6m $65.6m 0.28% Added +9.5k +9,485
75 VISTA CAPITAL PARTNERS, INC. 8.18% of their portfolio PORTLAND, OR 286,294286.3k $65.4m $65.4m 8.18% Reduced -5.1k -5,149
76 ASSETMARK, INC 0.21% of their portfolio CONCORD, CA 282,686282.7k $64.6m $64.6m 0.21% Added +21.0k +21,030
77 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 1.80% of their portfolio NORFOLK, VA 281,397281.4k $64.3m $64.3m 1.80% Added +2.5k +2,534
78 Smithfield Trust Co 3.28% of their portfolio PITTSBURGH, PA 271,006271.0k $61.9m $61.9m 3.28% Reduced -4.5k -4,546
79 Equitable Holdings, Inc. 0.68% of their portfolio NEW YORK, NY 263,061263.1k $60.1m $60.1m 0.68% Reduced -675 -675
80 PITTENGER & ANDERSON INC 2.43% of their portfolio LINCOLN, NE 261,934261.9k $59.9m $59.9m 2.43% Added +5.7k +5,680
81 AVANTAX ADVISORY SERVICES, INC. 0.52% of their portfolio DALLAS, TX 253,843253.8k $58.0m $58.0m 0.52% Added +2.7k +2,727
82 Composition Wealth, LLC 1.39% of their portfolio LOS ANGELES, CA 242,212242.2k $55.4m $55.4m 1.39% Reduced -7.7k -7,669
83 Ellenbecker Investment Group 11.62% of their portfolio WAUKESHA, WI 242,044242.0k $55.3m $55.3m 11.62% Added +10.0k +10,019
84 Kestra Advisory Services, LLC 0.37% of their portfolio AUSTIN, TX 240,636240.6k $55.0m $55.0m 0.37% Added +45.0k +45,017
85 Cerity Partners LLC 0.14% of their portfolio NEW YORK, NY 237,310237.3k $53.8m $53.8m 0.14% Reduced -5.5m -5,477,702
86 BlackRock Inc. 0.00% of their portfolio New York, NY 222,545222.5k $50.9m $50.9m 0.00% Reduced -49.0k -48,956
87 Janney Montgomery Scott LLC 0.15% of their portfolio PHILADELPHIA, PA 218,808218.8k $50.0m $50.0m 0.15% Added +10.2k +10,228
88 Marcum Wealth, LLC 5.04% of their portfolio CLEVELAND, OH 217,240217.2k $49.7m $49.7m 5.04% Reduced -4.5k -4,531
89 CBIZ Investment Advisory Services, LLC 3.33% of their portfolio INDEPENDENCE, OH 209,547209.5k $47.9m $47.9m 3.33% Reduced -109.8k -109,846
90 BESSEMER GROUP INC 0.09% of their portfolio WOODBRIDGE, NJ 207,969208.0k $47.5m $47.5m 0.09% Added +2.4k +2,387
91 CENTRAL TRUST Co 1.16% of their portfolio JEFFERSON CITY, MO 203,371203.4k $46.5m $46.5m 1.16% Reduced -2.7k -2,708
92 American Trust 3.83% of their portfolio LEXINGTON, KY 200,587200.6k $45.9m $45.9m 3.83% Reduced -78.4k -78,408
93 Thrivent Financial for Lutherans 0.09% of their portfolio Minneapolis, MN 198,256198.3k $45.3m $45.3m 0.09% Reduced -83.1k -83,106
94 Johnson Financial Group, LLC 5.66% of their portfolio Denver, CO 196,195196.2k $44.8m $44.8m 5.66% Added +2.3k +2,284
95 Garde Capital, Inc. 3.10% of their portfolio SEATTLE, WA 193,847193.8k $44.3m $44.3m 3.10% Reduced -20.3k -20,278
96 DAVIDSON INVESTMENT ADVISORS 2.28% of their portfolio GREAT FALLS, MT 191,908191.9k $43.9m $43.9m 2.28% Added +17.9k +17,899
97 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.11% of their portfolio PLYMOUTH, MN 184,250184.2k $42.1m $42.1m 0.11% Added +71.0k +71,049
98 First Command Advisory Services, Inc. 0.44% of their portfolio FORT WORTH, TX 182,156182.2k $41.6m $41.6m 0.44% Added +10.9k +10,865
99 Parallel Advisors, LLC 1.10% of their portfolio SAN FRANCISCO, CA 177,990178.0k $40.7m $40.7m 1.10% Added +1.4k +1,418
100 TCV Trust & Wealth Management, Inc. 3.87% of their portfolio RICHMOND, VA 176,800176.8k $40.4m $40.4m 3.87% Reduced -2.0k -2,024