Vault-13

FIRST TR EXCHNG TRADED FD VI BUFR

FT VEST LADDERED · ETP · CUSIP 33740F755

287 institutional holders +21 vs Q4 2023
109,555,280109.6m shares reported held*
$3.1bnreported value*
49 new 150 added 63 reduced 27 sold out net bought ≈ $437.3m (+15.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($181.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $27.94.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 120Q4 22: 133Q1 23: 149Q2 23: 173Q3 23: 210Q4 23: 266Q1 24: 287287Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022120
Q4 2022133
Q1 2023149
Q2 2023173
Q3 2023210
Q4 2023266
Q1 2024287

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 80 bought or addedQ4 22: 50 cut or sold outQ4 22Q1 23: 93 bought or addedQ1 23: 48 cut or sold outQ1 23Q2 23: 116 bought or addedQ2 23: 49 cut or sold outQ2 23Q3 23: 153 bought or addedQ3 23: 48 cut or sold outQ3 23Q4 23: 179 bought or addedQ4 23: 76 cut or sold outQ4 23Q1 24: 199 bought or addedQ1 24: 90 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20228050
Q1 20239348
Q2 202311649
Q3 202315348
Q4 202317976
Q1 202419990

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3m$4mQ2 23 calls: $0Q2 23 puts: $3.6mQ2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —
Numbers
QuarterCallsPutsP/C
Q2 2023$0$3.6m—
Q3 2023$0$0—
Q4 2023$0$0—
Q1 2024$0$0—

Biggest buyers

Cetera Investment Advisers Added +4,476,446+4.5m
LPL Financial LLC Added +3,034,557+3.0m
COMMONWEALTH EQUITY SERVICES, LLC Added +2,082,727+2.1m
ROYAL BANK OF CANADA Added +987,036+987.0k
Cambridge Investment Research Advisors, Inc. Added +837,121+837.1k
Aptus Capital Advisors, LLC Added +703,270+703.3k
GUARDIAN WEALTH ADVISORS, LLC / NC Added +690,155+690.2k
KESTRA PRIVATE WEALTH SERVICES, LLC Added +672,406+672.4k
MILESTONE ASSET MANAGEMENT, LLC Added +659,889+659.9k
MML INVESTORS SERVICES, LLC Added +586,193+586.2k

Biggest sellers

AE Wealth Management LLC Reduced -2,796,653-2.8m
Cetera Advisor Networks LLC Sold out -1,264,803-1.3m
Amplius Wealth Advisors, LLC Reduced -762,837-762.8k
Cetera Advisors LLC Sold out -656,508-656.5k
KICKSTAND VENTURES, LLC. Reduced -653,493-653.5k
Foundations Investment Advisors, LLC Reduced -491,181-491.2k
Prospera Financial Services Inc Reduced -457,860-457.9k
FDx Advisors, Inc. Sold out -448,008-448.0k
Sweet Financial Partners, LLC Reduced -410,547-410.5k
Kure Advisory, LLC Sold out -369,905-369.9k

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.37% of their portfolio FORT MILL, SC 24,902,70524.9m $696.3m $696.3m 0.37% Added +3.0m +3,034,557
2 COMMONWEALTH EQUITY SERVICES, LLC 0.28% of their portfolio WALTHAM, MA 5,997,5736.0m $167.7m $167.7m 0.28% Added +2.1m +2,082,727
3 Cetera Investment Advisers 0.38% of their portfolio SCHAUMBURG, IL 5,834,8415.8m $163.1m $163.1m 0.38% Added +4.5m +4,476,446
4 OSAIC HOLDINGS, INC. 0.28% of their portfolio SCOTTSDALE, AZ 4,492,3084.5m $125.6m $125.6m 0.28% Added +429.7k +429,664
5 ENVESTNET ASSET MANAGEMENT INC 0.04% of their portfolio Berwyn, PA 3,925,8873.9m $109.8m $109.8m 0.04% Added +545.9k +545,886
6 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 2,476,0802.5m $69.2m $69.2m 0.02% Added +987.0k +987,036
7 MML INVESTORS SERVICES, LLC 0.27% of their portfolio SPRINGFIELD, MA 2,360,2242.4m $66.0m $66.0m 0.27% Added +586.2k +586,193
8 Cambridge Investment Research Advisors, Inc. 0.25% of their portfolio FAIRFIELD, IA 2,279,5132.3m $63.7m $63.7m 0.25% Added +837.1k +837,121
9 CWM, LLC 0.31% of their portfolio OMAHA, NE 2,276,4652.3m $63.6m $63.6m 0.31% Added +303.2k +303,155
10 Kestra Advisory Services, LLC 0.33% of their portfolio AUSTIN, TX 1,760,5831.8m $49.2m $49.2m 0.33% Added +82.0k +81,980
11 Janney Montgomery Scott LLC 0.15% of their portfolio PHILADELPHIA, PA 1,753,6631.8m $49.0m $49.0m 0.15% Added +31.9k +31,893
12 Private Advisor Group, LLC 0.29% of their portfolio MORRISTOWN, NJ 1,421,6851.4m $39.8m $39.8m 0.29% Added +153.2k +153,249
13 KESTRA PRIVATE WEALTH SERVICES, LLC 0.80% of their portfolio AUSTIN, TX 1,262,5491.3m $35.3m $35.3m 0.80% Added +672.4k +672,406
14 IHT Wealth Management, LLC 1.38% of their portfolio Chicago, IL 1,232,8251.2m $34.5m $34.5m 1.38% Added +118.7k +118,663
15 MILESTONE ASSET MANAGEMENT, LLC 9.46% of their portfolio PITTSBURGH, PA 1,183,8621.2m $33.1m $33.1m 9.46% Added +659.9k +659,889
16 Tradition Wealth Management, LLC 3.25% of their portfolio EDINA, MN 1,146,4721.1m $32.1m $32.1m 3.25% Reduced -79.0k -79,018
17 Atria Wealth Solutions, Inc. 0.35% of their portfolio NEW YORK, NY 1,114,4101.1m $31.2m $31.2m 0.35% Added +132.2k +132,210
18 Hobart Private Capital, LLC 9.24% of their portfolio CHARLOTTE, NC 1,083,8151.1m $30.3m $30.3m 9.24% Added +136.1k +136,098
19 HARBOUR INVESTMENTS, INC. 0.97% of their portfolio MADISON, WI 983,922983.9k $27.5m $27.5m 0.97% Added +215.2k +215,196
20 Gladstone Institutional Advisory LLC 1.50% of their portfolio Bedminster, NJ 976,511976.5k $27.3m $27.3m 1.50% Reduced -84.2k -84,177
21 TRUIST FINANCIAL CORP 0.04% of their portfolio CHARLOTTE, NC 959,290959.3k $26.8m $26.8m 0.04% Added +254.1k +254,078
22 Good Life Advisors, LLC 2.24% of their portfolio READING, PA 903,979904.0k $25.3m $25.3m 2.24% Reduced -14.7k -14,678
23 Centennial Wealth Advisory LLC 10.59% of their portfolio Traverse City, MI 819,128819.1k $22.9m $22.9m 10.59% Added +90.4k +90,371
24 TOWNSQUARE CAPITAL LLC 0.32% of their portfolio Lehi, UT 783,711783.7k $21.9m $21.9m 0.32% Added +203.0k +202,975
25 Aptus Capital Advisors, LLC 0.44% of their portfolio FAIRHOPE, AL 731,045731.0k $20.4m $20.4m 0.44% Added +703.3k +703,270
26 NewEdge Advisors, LLC 0.18% of their portfolio NEW ORLEANS, LA 718,084718.1k $20.1m $20.1m 0.18% Added +194.2k +194,225
27 GUARDIAN WEALTH ADVISORS, LLC / NC 2.45% of their portfolio RALEIGH, NC 717,115717.1k $20.1m $20.1m 2.45% Added +690.2k +690,155
28 Creekmur Asset Management LLC 6.76% of their portfolio MORTON, IL 706,167706.2k $19.7m $19.7m 6.76% Reduced -124.8k -124,793
29 Arkadios Wealth Advisors 1.46% of their portfolio ATLANTA, GA 671,482671.5k $18.8m $18.8m 1.46% Reduced -11.3k -11,339
30 RFG Advisory, LLC 0.61% of their portfolio BIRMINGHAM, AL 640,145640.1k $17.9m $17.9m 0.61% Added +361 +361
31 Integrated Wealth Concepts LLC 0.26% of their portfolio WALTHAM, MA 638,961639.0k $17.9m $17.9m 0.26% Added +204.6k +204,628
32 NorthRock Partners, LLC 0.67% of their portfolio MINNEAPOLIS, MN 621,133621.1k $17.4m $17.4m 0.67% Added +61.6k +61,648
33 StoneX Group Inc. 1.56% of their portfolio NEW YORK, NY 620,801620.8k $17.4m $17.4m 1.56% Added +97.7k +97,695
34 Concorde Asset Management, LLC 11.76% of their portfolio ANN ARBOR, MI 614,906614.9k $17.2m $17.2m 11.76% Added +2.1k +2,125
35 Goldstone Financial Group, LLC 3.93% of their portfolio OAKBROOK TERRACE, IL 613,273613.3k $17.1m $17.1m 3.93% Added +38.6k +38,644
36 WealthPLAN Partners, LLC 1.73% of their portfolio OMAHA, NE 596,381596.4k $16.7m $16.7m 1.73% Reduced -1.2k -1,180
37 Financial Network Wealth Advisors LLC 15.31% of their portfolio MURRAY, UT 549,926549.9k $15.4m $15.4m 15.31% Reduced -39.0k -39,037
38 GREAT VALLEY ADVISOR GROUP, INC. 0.47% of their portfolio WILMINGTON, DE 548,647548.6k $15.3m $15.3m 0.47% Added +261.4k +261,399
39 Mach-1 Financial Group, LLC 11.55% of their portfolio Rogers, AR 541,623541.6k $15.1m $15.1m 11.55% Added +33.1k +33,107
40 Sound View Wealth Advisors Group, LLC 1.53% of their portfolio SAVANNAH, GA 512,622512.6k $14.3m $14.3m 1.53% Added +446.6k +446,613
41 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 511,860511.9k $14.3m $14.3m 0.02% Reduced -6.5k -6,509
42 Coppell Advisory Solutions Corp. 2.45% of their portfolio COPPELL, TX 464,788464.8k $13.0m $13.0m 2.45% First filing
43 Mariner, LLC 0.03% of their portfolio Overland Park, KS 462,801462.8k $12.9m $12.9m 0.03% Added +287.2k +287,183
44 Amplius Wealth Advisors, LLC 1.39% of their portfolio BLUE BELL, PA 442,269442.3k $12.4m $12.4m 1.39% Reduced -762.8k -762,837
45 Brookstone Capital Management 0.22% of their portfolio WHEATON, IL 438,209438.2k $12.3m $12.3m 0.22% Added +83.2k +83,177
46 POM Investment Strategies, LLC 9.86% of their portfolio RALEIGH, NC 430,963431.0k $12.0m $12.0m 9.86% Added +26.4k +26,425
47 Pitti Group Wealth Management, LLC 12.93% of their portfolio VICTOR, NY 414,803414.8k $11.6m $11.6m 12.93% Added +64 +64
48 SimpliFi, Inc. 4.98% of their portfolio SAN DIEGO, CA 389,201389.2k $10.9m $10.9m 4.98% Reduced -7.9k -7,935
49 Solitude Financial Services 4.98% of their portfolio CHARLOTTESVILLE, VA 386,551386.6k $10.8m $10.8m 4.98% New
50 PSI Advisors, LLC 3.85% of their portfolio TAMPA, FL 381,105381.1k $10.7m $10.7m 3.85% Added +275.8k +275,811
51 WealthPlan Investment Management, LLC 1.57% of their portfolio OMAHA, NE 367,344367.3k $10.3m $10.3m 1.57% Reduced -21.2k -21,156
52 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.03% of their portfolio PLYMOUTH, MN 365,711365.7k $10.2m $10.2m 0.03% Added +128.4k +128,365
53 First Horizon Advisors, Inc. 0.31% of their portfolio MEMPHIS, TN 364,419364.4k $10.2m $10.2m 0.31% Added +830 +830
54 Drake & Associates, LLC 3.71% of their portfolio WAUKESHA, WI 363,205363.2k $10.2m $10.2m 3.71% Added +22.6k +22,649
55 Tower Wealth Partners, Inc. 6.57% of their portfolio LEWISBURG, PA 361,984362.0k $10.1m $10.1m 6.57% Added +1.5k +1,482
56 Simplicity Wealth,LLC 0.24% of their portfolio SUMMIT, NJ 355,987356.0k $10.0m $10.0m 0.24% New
57 Concurrent Investment Advisors, LLC 0.39% of their portfolio Tampa, FL 340,622340.6k $9.5m $9.5m 0.39% Added +119.1k +119,064
58 RiverTree Advisors, LLC 6.35% of their portfolio WINTER PARK, FL 338,462338.5k $9.5m $9.5m 6.35% Reduced -79.8k -79,763
59 AVANTAX ADVISORY SERVICES, INC. 0.08% of their portfolio DALLAS, TX 331,785331.8k $9.3m $9.3m 0.08% Added +47.1k +47,079
60 Foundations Investment Advisors, LLC 0.24% of their portfolio PHOENIX, AZ 327,200327.2k $9.1m $9.1m 0.24% Reduced -491.2k -491,181
61 Redhawk Wealth Advisors, Inc. 1.48% of their portfolio MINNEAPOLIS, MN 326,105326.1k $9.1m $9.1m 1.48% Added +16.7k +16,731
62 Schulz Wealth, LTD. 7.68% of their portfolio MANSFIELD, TX 321,463321.5k $9.0m $9.0m 7.68% Reduced -9.2k -9,244
63 Prospera Financial Services Inc 0.27% of their portfolio Dallas, TX 320,279320.3k $9.0m $9.0m 0.27% Reduced -457.9k -457,860
64 Hibernia Wealth Partners, LLC 5.98% of their portfolio BATON ROUGE, LA 314,552314.6k $8.8m $8.8m 5.98% Added +60.2k +60,244
65 Key Financial Inc 2.20% of their portfolio WEST CHESTER, PA 309,168309.2k $8.6m $8.6m 2.20% Added +17.0k +17,010
66 ABLE Financial Group, LLC 3.31% of their portfolio SCOTTSDALE, AZ 301,639301.6k $8.4m $8.4m 3.31% New
67 CreativeOne Wealth, LLC 0.34% of their portfolio OVERLAND PARK, KS 301,569301.6k $8.4m $8.4m 0.34% Added +157.7k +157,668
68 Triton Wealth Management, PLLC 5.77% of their portfolio SUN CITY, AZ 300,874300.9k $8.3m $8.3m 5.77% Added +69.3k +69,257
69 Strategic Blueprint, LLC 0.59% of their portfolio ATLANTA, GA 296,526296.5k $8.3m $8.3m 0.59% Added +270.7k +270,703
70 Bleakley Financial Group, LLC 0.23% of their portfolio PARSIPPANY, NJ 284,557284.6k $8.0m $8.0m 0.23% Added +147.8k +147,843
71 MONEY CONCEPTS CAPITAL CORP 0.73% of their portfolio PALM BEACH GARDENS, FL 284,490284.5k $8.0m $8.0m 0.73% Added +135.1k +135,123
72 INDEPENDENT FINANCIAL GROUP, LLC 0.37% of their portfolio SAN DIEGO, CA 284,406284.4k $8.0m $8.0m 0.37% Added +40.6k +40,571
73 Stratos Wealth Partners, LTD. 0.13% of their portfolio BEACHWOOD, OH 282,120282.1k $7.9m $7.9m 0.13% Added +133.2k +133,178
74 ICA Group Wealth Management, LLC 1.57% of their portfolio DENVER, CO 280,415280.4k $7.8m $7.8m 1.57% Added +61.0k +61,013
75 Valtinson Bruner Financial Planning LLC 3.34% of their portfolio NEW BRIGHTON, MN 280,066280.1k $7.8m $7.8m 3.34% Added +92.2k +92,221
76 CENTAURUS FINANCIAL, INC. 0.54% of their portfolio ANAHEIM, CA 274,620274.6k $7.7m $7.7m 0.54% Added +43.6k +43,572
77 WORLD EQUITY GROUP, INC. 1.55% of their portfolio SCHAUMBURG, IL 270,190270.2k $7.6m $7.6m 1.55% Added +6.6k +6,596
78 Sigma Planning Corp 0.23% of their portfolio ANN ARBOR, MI 262,748262.7k $7.3m $7.3m 0.23% Added +184.7k +184,698
79 Envestnet Portfolio Solutions, Inc. 0.03% of their portfolio BERWYN, PA 258,834258.8k $7.2m $7.2m 0.03% Added +41.5k +41,470
80 IFG Advisory, LLC 0.53% of their portfolio ATLANTA, GA 255,518255.5k $7.1m $7.1m 0.53% Added +116.0k +115,992
81 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 242,290242.3k $6.8m $6.8m 0.01% Added +193.8k +193,828
82 Naviter Wealth, LLC 1.06% of their portfolio LITTLE ROCK, AR 232,732232.7k $6.5m $6.5m 1.06% New
83 Rockefeller Capital Management L.P. 0.02% of their portfolio NEW YORK, NY 232,236232.2k $6.5m $6.5m 0.02% Added +49.4k +49,390
84 Financial Futures Ltd Liability Co. 4.17% of their portfolio BRIELLE, NJ 225,040225.0k $6.3m $6.3m 4.17% Added +21.5k +21,474
85 OneDigital Investment Advisors LLC 0.10% of their portfolio OVERLAND PARK, KS 223,722223.7k $6.3m $6.3m 0.10% Added +10.6k +10,648
86 Higgins & Schmidt Wealth Strategies LLC 4.59% of their portfolio DENVER, CO 222,764222.8k $6.2m $6.2m 4.59% Added +187 +187
87 COLUMBIA ADVISORY PARTNERS LLC 6.31% of their portfolio SPOKANE, WA 222,647222.6k $6.2m $6.2m 6.31% Reduced -18.4k -18,425
88 HFG Wealth Management, LLC 3.63% of their portfolio The Woodlands, TX 220,713220.7k $6.2m $6.2m 3.63% Added +32.8k +32,803
89 Equitable Holdings, Inc. 0.07% of their portfolio NEW YORK, NY 219,933219.9k $6.1m $6.1m 0.07% Added +131.1k +131,081
90 Steward Partners Investment Advisory, LLC 0.07% of their portfolio STAMFORD, CT 217,883217.9k $6.1m $6.1m 0.07% Reduced -2.6k -2,604
91 TWIN PEAKS WEALTH ADVISORS, LLC 3.37% of their portfolio SAN FRANCISCO, CA 216,832216.8k $6.1m $6.1m 3.37% Added +98.0k +98,043
92 Kingsview Wealth Management, LLC 0.15% of their portfolio GRANTS PASS, OR 212,621212.6k $5.9m $5.9m 0.15% Reduced -10.8k -10,785
93 Delta Investment Management, LLC 1.34% of their portfolio SAN FRANCISCO, CA 210,750210.8k $5.9m $5.9m 1.34% New
94 Philip James Wealth Mangement, LLC 4.16% of their portfolio MILTON, GA 209,840209.8k $5.9m $5.9m 4.16% Added +11.4k +11,376
95 Purus Wealth Management, LLC 2.86% of their portfolio Newport Beach, CA 207,137207.1k $5.8m $5.8m 2.86% Reduced -2.0k -2,021
96 Cooper Financial Group 0.93% of their portfolio IRVINE, CA 202,695202.7k $5.7m $5.7m 0.93% Added +175.2k +175,241
97 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 201,000201.0k $5.6m $5.6m 0.01% Reduced -32.0k -31,991
98 Encompass More Asset Management 4.53% of their portfolio Danville, CA 195,618195.6k $5.5m $5.5m 4.53% Added +51.3k +51,333
99 CoreCap Advisors, LLC 0.28% of their portfolio SOUTHFIELD, MI 192,146192.1k $5.4m $5.4m 0.28% Added +6.4k +6,389
100 Clarus Group, Inc. 3.69% of their portfolio HOUSTON, TX 188,280188.3k $5.3m $5.3m 3.69% Reduced -5.3k -5,262