Vault-13

FIRST TR EXCHANGE TRAD FD VI FTGC

FST TR GLB FD · ETP · CUSIP 33739H101

261 institutional holders -13 vs Q4 2023
88,733,38888.7m shares reported held*
$2.1bnreported value*
20 new 78 added 136 reduced 34 sold out net sold ≈ $34.4m (-809.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($256.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $23.54. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 300Q4 22: 305Q1 23: 291Q2 23: 280Q3 23: 275Q4 23: 274Q1 24: 261261Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022300
Q4 2022305
Q1 2023291
Q2 2023280
Q3 2023275
Q4 2023274
Q1 2024261

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 116 bought or addedQ4 22: 174 cut or sold outQ4 22Q1 23: 129 bought or addedQ1 23: 168 cut or sold outQ1 23Q2 23: 104 bought or addedQ2 23: 177 cut or sold outQ2 23Q3 23: 101 bought or addedQ3 23: 176 cut or sold outQ3 23Q4 23: 85 bought or addedQ4 23: 185 cut or sold outQ4 23Q1 24: 98 bought or addedQ1 24: 170 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022116174
Q1 2023129168
Q2 2023104177
Q3 2023101176
Q4 202385185
Q1 202498170

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10k$20k$30kQ2 23 calls: $22.0kQ2 23 puts: $0Q2 23P/C 0.00Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —
Numbers
QuarterCallsPutsP/C
Q2 2023$22.0k$00.00
Q3 2023$0$0—
Q4 2023$0$0—
Q1 2024$0$0—

Biggest buyers

MORGAN STANLEY Added +7,373,468+7.4m
WELLS FARGO & COMPANY/MN Added +2,387,466+2.4m
Global Assets Advisory, LLC Added +646,825+646.8k
Cetera Investment Advisers Added +276,594+276.6k
Financial Enhancement Group LLC Added +258,731+258.7k
Flaharty Asset Management, LLC Added +220,039+220.0k
Composition Wealth, LLC Added +185,673+185.7k
HighTower Advisors, LLC Added +133,418+133.4k
TAP Consulting, LLC Added +116,207+116.2k
Solitude Financial Services Added +71,200+71.2k

Biggest sellers

FIRST TRUST ADVISORS LP Reduced -5,129,323-5.1m
UBS Group AG Reduced -1,199,445-1.2m
IFP Advisors, Inc Reduced -688,810-688.8k
LPL Financial LLC Reduced -610,457-610.5k
Magnus Financial Group LLC Reduced -487,715-487.7k
OSAIC HOLDINGS, INC. Reduced -401,512-401.5k
JANE STREET GROUP, LLC Reduced -397,269-397.3k
Petix & Botte Co Reduced -369,730-369.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -363,858-363.9k
Cetera Advisor Networks LLC Sold out -322,543-322.5k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.22% of their portfolio SAN FRANCISCO, CA 34,415,58034.4m $816.3m $816.3m 0.22% Added +2.4m +2,387,466
2 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 23,697,08423.7m $562.1m $562.1m 0.02% Added +7.4m +7,373,468
3 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 3,086,6623.1m $73.2m $73.2m 0.04% Reduced -610.5k -610,457
4 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,764,4881.8m $41.9m $41.9m 0.01% Added +42.5k +42,491
5 Composition Wealth, LLC 1.01% of their portfolio LOS ANGELES, CA 1,685,5371.7m $40.0m $40.0m 1.01% Added +185.7k +185,673
6 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,644,0571.6m $39.0m $39.0m 0.01% Reduced -1.2m -1,199,445
7 Flaharty Asset Management, LLC 3.37% of their portfolio CLEARWATER, FL 957,309957.3k $22.7m $22.7m 3.37% Added +220.0k +220,039
8 Csenge Advisory Group 1.10% of their portfolio CLEARWATER, FL 828,574828.6k $19.7m $19.7m 1.10% Added +33.9k +33,880
9 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 791,346791.3k $18.8m $18.8m 0.03% Reduced -79.1k -79,138
10 Cyndeo Wealth Partners, LLC 1.51% of their portfolio ST. PETERSBURG, FL 765,991766.0k $18.2m $18.2m 1.51% Added +62.5k +62,473
11 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 715,118715.1k $17.0m $17.0m 0.01% Reduced -36.0k -36,044
12 Global Assets Advisory, LLC 1.09% of their portfolio ORLANDO, FL 675,046675.0k $28.2k $28.2k 1.09% Added +646.8k +646,825
13 Financial Partners Group, Inc 2.44% of their portfolio Overland Park, KS 644,658644.7k $15.3m $15.3m 2.44% Reduced -221.0k -220,990
14 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 639,391639.4k $15.2m $15.2m 0.03% Reduced -401.5k -401,512
15 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 592,631592.6k $14.1m $14.1m 0.03% Added +276.6k +276,594
16 Kestra Advisory Services, LLC 0.09% of their portfolio AUSTIN, TX 570,069570.1k $13.5m $13.5m 0.09% Reduced -106.3k -106,279
17 Magnus Financial Group LLC 1.51% of their portfolio NEW YORK, NY 536,309536.3k $12.7m $12.7m 1.51% Reduced -487.7k -487,715
18 HFG Wealth Management, LLC 6.58% of their portfolio The Woodlands, TX 470,885470.9k $11.2m $11.2m 6.58% Added +24.4k +24,350
19 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 458,930458.9k $10.9m $10.9m 0.04% Reduced -34.6k -34,646
20 Valmark Advisers, Inc. 0.18% of their portfolio AKRON, OH 447,640447.6k $10.6m $10.6m 0.18% Reduced -5.5k -5,483
21 CWM, LLC 0.05% of their portfolio OMAHA, NE 408,570408.6k $9.7m $9.7m 0.05% Reduced -75.3k -75,319
22 Petix & Botte Co 2.12% of their portfolio LA MESA, CA 359,487359.5k $8.5m $8.5m 2.12% Reduced -369.7k -369,730
23 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 342,093342.1k $8.1m $8.1m 0.01% Added +34.9k +34,939
24 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 311,362311.4k $7.4m $7.4m 0.01% Reduced -61.7k -61,723
25 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 305,513305.5k $7.2m $7.2m 0.00% Added +14.5k +14,462
26 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 290,685290.7k $6.9m $6.9m 0.01% Added +133.4k +133,418
27 Solitude Financial Services 3.07% of their portfolio CHARLOTTESVILLE, VA 280,909280.9k $6.7m $6.7m 3.07% Added +71.2k +71,200
28 Mainsail Financial Group, LLC 4.50% of their portfolio BELLEVUE, WA 275,051275.1k $6.5m $6.5m 4.50% Added +8.3k +8,333
29 Financial Enhancement Group LLC 1.08% of their portfolio ANDERSON, IN 268,822268.8k $6.6m $6.6m 1.08% Added +258.7k +258,731
30 Darwin Wealth Management, LLC 1.72% of their portfolio TAMPA, FL 260,500260.5k $6.2m $6.2m 1.72% Added +16.5k +16,453
31 Wolf Group Capital Advisors 2.81% of their portfolio FAIRFAX, VA 259,430259.4k $5.9m $5.9m 2.81% Unchanged
32 Choice Wealth Advisors LLC 3.72% of their portfolio WATERVILLE, ME 259,147259.1k $6.1m $6.1m 3.72% Added +5.6k +5,551
33 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 228,864228.9k $5.4m $5.4m 0.02% Reduced -94.9k -94,938
34 SHELTON WEALTH MANAGEMENT, LLC 3.38% of their portfolio FORT WORTH, TX 226,438226.4k $5.4m $5.4m 3.38% Reduced -1.9k -1,929
35 Atria Wealth Solutions, Inc. 0.06% of their portfolio NEW YORK, NY 206,061206.1k $4.9m $4.9m 0.06% Reduced -58.9k -58,855
36 TAP Consulting, LLC 1.07% of their portfolio KIRKWOOD, MO 204,203204.2k $4.8m $4.8m 1.07% Added +116.2k +116,207
37 Gladstone Institutional Advisory LLC 0.26% of their portfolio Bedminster, NJ 200,407200.4k $4.8m $4.8m 0.26% Added +18.4k +18,432
38 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 199,648199.6k $4.7m $4.7m 0.01% Reduced -30.0k -29,990
39 B. Riley Wealth Advisors, Inc. 0.12% of their portfolio MEMPHIS, TN 191,298191.3k $4.6m $4.6m 0.12% Added +11.2k +11,202
40 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 189,414189.4k $4.5m $4.5m 0.01% Reduced -12.2k -12,219
41 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 188,196188.2k $4.5m $4.5m 0.01% Reduced -363.9k -363,858
42 KLR INVESTMENT ADVISORS, LLC 3.26% of their portfolio PROVIDENCE, RI 185,076185.1k $4.5m $4.5m 3.26% Added +27.5k +27,492
43 W1M Investment Management Ltd 0.09% of their portfolio London, X0 182,535182.5k $4.3m $4.3m 0.09% Reduced -11.7k -11,705
44 PCG Wealth Advisors, LLC 1.97% of their portfolio OVERLAND PARK, KS 174,989175.0k $4.2m $4.2m 1.97% Reduced -115.8k -115,777
45 Concurrent Investment Advisors, LLC 0.16% of their portfolio Tampa, FL 164,119164.1k $3.9m $3.9m 0.16% Reduced -15.1k -15,078
46 CASTLE WEALTH MANAGEMENT LLC 1.99% of their portfolio BOYNTON BEACH, FL 160,866160.9k $3.8m $3.8m 1.99% Added +15.3k +15,296
47 AllSquare Wealth Management LLC 2.13% of their portfolio ALBANY, NY 153,077153.1k $3.6m $3.6m 2.13% Reduced -219 -219
48 Foundations Investment Advisors, LLC 0.09% of their portfolio PHOENIX, AZ 148,380148.4k $3.5m $3.5m 0.09% Reduced -40.0k -39,995
49 INSPIRION WEALTH ADVISORS, LLC 0.57% of their portfolio LIBERTYVILLE, IL 144,823144.8k $3.4m $3.4m 0.57% Reduced -16.5k -16,490
50 Sargent Investment Group, LLC 0.75% of their portfolio BETHESDA, MD 143,783143.8k $3.4m $3.4m 0.75% Reduced -16.5k -16,504
51 ABLE Financial Group, LLC 1.34% of their portfolio SCOTTSDALE, AZ 143,441143.4k $3.4m $3.4m 1.34% Added +12.3k +12,320
52 Orion Porfolio Solutions, LLC 0.04% of their portfolio OMAHA, NE 141,772141.8k $3.4m $3.4m 0.04% Reduced -14.5k -14,519
53 Orion Portfolio Solutions, LLC 0.04% of their portfolio Omaha, NE 141,772141.8k $3.4m $3.4m 0.04% Reduced -14.5k -14,519
54 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 141,355141.4k $3.4m $3.4m 0.00% Added +55.5k +55,521
55 Capital Asset Advisory Services LLC 0.19% of their portfolio Williamston, MI 137,246137.2k $3.4m $3.4m 0.19% Added +43.1k +43,051
56 AXXCESS WEALTH MANAGEMENT, LLC 0.09% of their portfolio CARLSBAD, CA 135,282135.3k $3.2m $3.2m 0.09% Added +41.1k +41,087
57 HARBOUR INVESTMENTS, INC. 0.11% of their portfolio MADISON, WI 131,192131.2k $3.1m $3.1m 0.11% Reduced -28.0k -28,033
58 Steward Partners Investment Advisory, LLC 0.03% of their portfolio STAMFORD, CT 126,714126.7k $3.0m $3.0m 0.03% Added +12.9k +12,876
59 OPPENHEIMER & CO INC 0.05% of their portfolio NEW YORK, NY 122,600122.6k $2.9m $2.9m 0.05% Reduced -5.5k -5,542
60 GeoWealth Management, LLC 0.11% of their portfolio CHICAGO, IL 116,388116.4k $2.8m $2.8m 0.11% Added +7.1k +7,061
61 Ameritas Advisory Services, LLC 0.11% of their portfolio Lincoln, NE 109,788109.8k $2.6m $2.6m 0.11% Added +24.4k +24,397
62 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 108,200108.2k $2.6m $2.6m 0.00% Added +40.8k +40,797
63 Cedrus LLC 1.38% of their portfolio Littleton, CO 106,651106.7k $2.5m $2.5m 1.38% Added +9.8k +9,799
64 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 103,692103.7k $2.5m $2.5m 0.02% Reduced -17.8k -17,838
65 tru Independence LLC 0.72% of their portfolio PORTLAND, OR 102,804102.8k $2.4m $2.4m 0.72% Added +32.9k +32,861
66 Integrated Wealth Concepts LLC 0.04% of their portfolio WALTHAM, MA 101,866101.9k $2.4m $2.4m 0.04% Added +1.6k +1,613
67 Asset Allocation Strategies LLC 0.85% of their portfolio FARMINGTON, MI 101,163101.2k $2.4m $2.4m 0.85% Added +2.2k +2,172
68 GUARDIAN WEALTH ADVISORS, LLC / NC 0.28% of their portfolio RALEIGH, NC 96,55396.6k $2.3m $2.3m 0.28% Added +5.1k +5,074
69 Prospera Financial Services Inc 0.07% of their portfolio Dallas, TX 96,10296.1k $2.3m $2.3m 0.07% Reduced -13.1k -13,080
70 Bridge Advisory, LLC 1.12% of their portfolio PASADENA, CA 95,27595.3k $2.3m $2.3m 1.12% Reduced -803 -803
71 Randall & Associates Wealth Management 1.99% of their portfolio BUTLER, PA 92,81792.8k $2.2m $2.2m 1.99% Added +14.5k +14,471
72 COMERICA BANK 0.01% of their portfolio DALLAS, TX 84,50584.5k $2.0m $2.0m 0.01% Reduced -9.8k -9,752
73 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.17% of their portfolio CEDAR RAPIDS, IA 83,38083.4k $2.0m $2.0m 0.17% Added +2.3k +2,295
74 PRINCIPAL SECURITIES, INC. 0.06% of their portfolio DES MOINES, IA 83,36783.4k $2.0m $2.0m 0.06% Reduced -13.8k -13,842
75 Cadent Capital Advisors, LLC 0.76% of their portfolio TULSA, OK 80,54280.5k $1.9m $1.9m 0.76% Reduced -10.2k -10,155
76 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 80,40180.4k $1.9m $1.9m 0.02% Reduced -12.8k -12,771
77 CHIRON CAPITAL MANAGEMENT, LLC 1.65% of their portfolio TALLAHASSEE, FL 76,53676.5k $1.8m $1.8m 1.65% Added +14.9k +14,852
78 Waterfront Wealth Inc. 0.50% of their portfolio OVERLAND PARK, KS 73,47073.5k $1.8m $1.8m 0.50% Reduced -20.6k -20,616
79 Good Life Advisors, LLC 0.15% of their portfolio READING, PA 71,66671.7k $1.7m $1.7m 0.15% Added +15.1k +15,090
80 Corundum Group, Inc. 0.82% of their portfolio COLORADO SPRINGS, CO 71,62771.6k $1.7m $1.7m 0.82% Added +25.9k +25,892
81 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 71,18171.2k $1.7m $1.7m 0.01% Reduced -6.3k -6,288
82 Transcendent Capital Group LLC 0.51% of their portfolio EDMOND, OK 69,46169.5k $1.6m $1.6m 0.51% Added +69.5k +69,451
83 Financial Advocates Investment Management 0.09% of their portfolio OLYMPIA, WA 68,37768.4k $1.6m $1.6m 0.09% Reduced -51.9k -51,874
84 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 67,56567.6k $1.6m $1.6m 0.00% Reduced -397.3k -397,269
85 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 67,50667.5k $1.6m $1.6m 0.01% Reduced -10.4k -10,353
86 Raab & Moskowitz Asset Management LLC 0.44% of their portfolio Chatham, NJ 66,60366.6k $1.6m $1.6m 0.44% Reduced -500 -500
87 Aft, Forsyth & Sober, LLC 0.54% of their portfolio VALRICO, FL 65,00065.0k $1.5m $1.5m 0.54% Unchanged
88 NAPATREE CAPITAL LLC 1.51% of their portfolio WESTERLY, RI 64,87064.9k $1.6m $1.6m 1.51% Added +4.7k +4,683
89 Mutual Advisors, LLC 0.05% of their portfolio OMAHA, NE 62,05862.1k $1.5m $1.5m 0.05% Reduced -12.3k -12,288
90 Ausdal Financial Partners, Inc. 0.17% of their portfolio Davenport, IA 61,63061.6k $1.5m $1.5m 0.17% Added +14.6k +14,610
91 Western Wealth Management, LLC 0.11% of their portfolio GOLDEN, CO 59,95960.0k $1.4m $1.4m 0.11% Reduced -884 -884
92 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 58,96659.0k $1.4m $1.4m 0.01% Reduced -11.4k -11,442
93 MTM Investment Management, LLC 0.57% of their portfolio SPARTANBURG, SC 58,26758.3k $1.4m $1.4m 0.57% Reduced -1.8k -1,804
94 Arkadios Wealth Advisors 0.11% of their portfolio ATLANTA, GA 57,32257.3k $1.4m $1.4m 0.11% Reduced -8.5k -8,491
95 Koshinski Asset Management, Inc. 0.14% of their portfolio DECATUR, IL 56,32556.3k $1.3m $1.3m 0.14% Reduced -28.9k -28,883
96 CASCADE INVESTMENT GROUP, INC. 0.96% of their portfolio Colorado Springs, CO 54,00754.0k $1.3m $1.3m 0.96% Added +304 +304
97 Trueblood Wealth Management, LLC 0.73% of their portfolio LIMA, OH 53,63253.6k $1.3m $1.3m 0.73% Unchanged
98 GPS Wealth Strategies Group, LLC 0.20% of their portfolio CENTENNIAL, CO 52,39852.4k $1.2m $1.2m 0.20% Reduced -4.9k -4,883
99 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 49,02149.0k $1.2m $1.2m 0.01% Reduced -4.4k -4,400
100 Cherry Creek Investment Advisors, Inc. 0.63% of their portfolio ENGLEWOOD, CO 48,67048.7k $1.2m $1.2m 0.63% Added +748 +748