Vault-13

FIRST TR NAS100 EQ WEIGHTED QQEW

SHS · ETP · CUSIP 337344105

227 institutional holders -4 vs Q4 2023
15,751,18215.8m shares reported held*
$1.9bnreported value*
18 new 90 added 72 reduced 25 sold out net bought ≈ $18.9m (+152.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $123.76. Options: 2 managers hold calls ($731.0k notional), 1 hold puts ($0).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 154Q4 22: 165Q1 23: 170Q2 23: 199Q3 23: 201Q4 23: 231Q1 24: 227227Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022154
Q4 2022165
Q1 2023170
Q2 2023199
Q3 2023201
Q4 2023231
Q1 2024227

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 82 bought or addedQ4 22: 64 cut or sold outQ4 22Q1 23: 79 bought or addedQ1 23: 69 cut or sold outQ1 23Q2 23: 117 bought or addedQ2 23: 47 cut or sold outQ2 23Q3 23: 101 bought or addedQ3 23: 81 cut or sold outQ3 23Q4 23: 119 bought or addedQ4 23: 83 cut or sold outQ4 23Q1 24: 108 bought or addedQ1 24: 97 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20228264
Q1 20237969
Q2 202311747
Q3 202310181
Q4 202311983
Q1 202410897

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3m$4mQ2 23 calls: $2.4mQ2 23 puts: $256.6kQ2 23P/C 0.11Q3 23 calls: $2.6mQ3 23 puts: $374.4kQ3 23P/C 0.14Q4 23 calls: $3.4mQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $731.0kQ1 24 puts: $0Q1 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q2 2023$2.4m$256.6k0.11
Q3 2023$2.6m$374.4k0.14
Q4 2023$3.4m$00.00
Q1 2024$731.0k$00.00

Biggest buyers

MORGAN STANLEY Added +1,669,906+1.7m
Gratus Wealth Advisors, LLC Added +149,416+149.4k
Atlas Private Wealth Advisors New +111,338+111.3k
Crumly & Associates Inc. Added +103,599+103.6k
Cetera Investment Advisers Added +56,632+56.6k
HighTower Advisors, LLC Added +55,383+55.4k
GOLDMAN SACHS GROUP INC New +48,655+48.7k
KICKSTAND VENTURES, LLC. Added +43,132+43.1k
ROYAL BANK OF CANADA Added +24,022+24.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +22,203+22.2k

Biggest sellers

TOTAL INVESTMENT MANAGEMENT INC Reduced -613,001-613.0k
AdvisorShares Investments LLC Sold out -305,615-305.6k
UBS Group AG Reduced -235,121-235.1k
OSAIC HOLDINGS, INC. Reduced -174,719-174.7k
JPMORGAN CHASE & CO Reduced -173,848-173.8k
Raymond James Financial Services Advisors, Inc. Reduced -95,388-95.4k
Frisch Financial Group, Inc. Reduced -80,673-80.7k
AE Wealth Management LLC Sold out -74,703-74.7k
BANK OF AMERICA CORP /DE/ Reduced -53,076-53.1k
Baird Financial Group, Inc. Reduced -48,518-48.5k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $731.0k5.9k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 6,034,1346.0m $747.6m $747.6m 0.02% Added +1.7m +1,669,906
2 WELLS FARGO & COMPANY/MN 0.05% of their portfolio SAN FRANCISCO, CA 1,420,2421.4m $176.0m $176.0m 0.05% Reduced -46.2k -46,227
3 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 889,401889.4k $110.2m $110.2m 0.06% Reduced -9.2k -9,250
4 RAYMOND JAMES & ASSOCIATES 0.06% of their portfolio ST PETERSBURG, FL 711,222711.2k $88.1m $88.1m 0.06% Reduced -20.9k -20,884
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 348,415348.4k $43.2m $43.2m 0.00% Reduced -53.1k -53,076
6 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 325,566325.6k $40.3m $40.3m 0.00% Reduced -173.8k -173,848
7 COMMONWEALTH EQUITY SERVICES, LLC 0.07% of their portfolio WALTHAM, MA 317,287317.3k $39.3m $39.3m 0.07% Reduced -11.7k -11,744
8 UBS Group AG 0.01% of their portfolio ZURICH, V8 297,671297.7k $36.9m $36.9m 0.01% Reduced -235.1k -235,121
9 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 260,390260.4k $32.3m $32.3m 0.01% Added +24.0k +24,022
10 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 233,657233.7k $29.0m $29.0m 0.04% Reduced -95.4k -95,388
11 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 222,918222.9k $27.6m $27.6m 0.01% Added +2.2k +2,232
12 AFFINITY WEALTH MANAGEMENT LLC 4.62% of their portfolio WILMINGTON, DE 201,271201.3k $24.9m $24.9m 4.62% Added +2.0k +1,963
13 Gratus Wealth Advisors, LLC 4.07% of their portfolio VIRGINIA BEACH, VA 190,995191.0k $22.2m $22.2m 4.07% Added +149.4k +149,416
14 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 179,689179.7k $22.2m $22.2m 0.05% Reduced -174.7k -174,719
15 KESTRA PRIVATE WEALTH SERVICES, LLC 0.43% of their portfolio AUSTIN, TX 155,332155.3k $19.2m $19.2m 0.43% Added +958 +958
16 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 152,973153.0k $19.0m $19.0m 0.03% Reduced -8.1k -8,108
17 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 146,671146.7k $18.2m $18.2m 0.02% Reduced -5.6k -5,583
18 Cambridge Investment Research Advisors, Inc. 0.07% of their portfolio FAIRFIELD, IA 141,478141.5k $17.5m $17.5m 0.07% Reduced -789 -789
19 Good Life Advisors, LLC 1.47% of their portfolio READING, PA 133,941133.9k $16.6m $16.6m 1.47% Added +1.9k +1,886
20 Crumly & Associates Inc. 4.24% of their portfolio SPRINGFIELD, IL 130,065130.1k $16.1m $16.1m 4.24% Added +103.6k +103,599
21 Atlas Private Wealth Advisors 4.61% of their portfolio RED BANK, NJ 111,338111.3k $13.8m $13.8m 4.61% New
22 AIFG Consultants Ltd. 9.74% of their portfolio HALFMOON, NY 109,125109.1k $13.5m $13.5m 9.74% Reduced -7.9k -7,867
23 Private Advisor Group, LLC 0.09% of their portfolio MORRISTOWN, NJ 106,163106.2k $13.2m $13.2m 0.09% Reduced -38.4k -38,439
24 Garrett Wealth Advisory Group, LLC 5.03% of their portfolio WEATHERFORD, TX 99,11799.1k $12.3m $12.3m 5.03% Added +1.3k +1,304
25 KICKSTAND VENTURES, LLC. 3.31% of their portfolio PITTSFORD, NY 94,44694.4k $11.7m $11.7m 3.31% Added +43.1k +43,132
26 Kestra Advisory Services, LLC 0.07% of their portfolio AUSTIN, TX 87,88187.9k $10.9m $10.9m 0.07% Added +2.2k +2,204
27 New England Private Wealth Advisors LLC 1.70% of their portfolio WELLESLEY, MA 78,11778.1k $9.7m $9.7m 1.70% Added +164 +164
28 Strategic Blueprint, LLC 0.68% of their portfolio ATLANTA, GA 76,95777.0k $9.5m $9.5m 0.68% Added +9.7k +9,735
29 Corient Private Wealth LP 0.02% of their portfolio MIAMI, FL 72,23872.2k $9.0m $9.0m 0.02% Added +2.8k +2,826
30 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 71,95972.0k $8.9m $8.9m 0.01% Added +55.4k +55,383
31 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 71,36471.4k $8.8m $8.8m 0.02% Added +56.6k +56,632
32 Frisch Financial Group, Inc. 2.86% of their portfolio MELVILLE, NY 69,46169.5k $8.6m $8.6m 2.86% Reduced -80.7k -80,673
33 Rockefeller Capital Management L.P. 0.02% of their portfolio NEW YORK, NY 67,10267.1k $8.3m $8.3m 0.02% Added +1.4k +1,379
34 Equitable Holdings, Inc. 0.09% of their portfolio NEW YORK, NY 66,58066.6k $8.2m $8.2m 0.09% Added +664 +664
35 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 66,29066.3k $8.2m $8.2m 0.02% Reduced -48.5k -48,518
36 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 64,71464.7k $8.0m $8.0m 0.01% Added +22.2k +22,203
37 NTV Asset Management LLC 1.19% of their portfolio Charleston, WV 63,26463.3k $7.8m $7.8m 1.19% Reduced -1.3k -1,332
38 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 62,89262.9k $7.8m $7.8m 0.03% Added +5.6k +5,604
39 Integrated Wealth Concepts LLC 0.11% of their portfolio WALTHAM, MA 61,11361.1k $7.6m $7.6m 0.11% Added +12.3k +12,278
40 DAVENPORT & Co LLC 0.05% of their portfolio RICHMOND, VA 59,41859.4k $7.4m $7.4m 0.05% Added +2.8k +2,844
41 StoneCrest Wealth Management, Inc. 5.65% of their portfolio CHANDLER, AZ 52,70952.7k $6.5m $6.5m 5.65% Reduced -1.9k -1,930
42 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 50,00050.0k $6.2m $6.2m 0.01% Unchanged
43 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 48,65548.7k $6.0m $6.0m 0.00% New
44 Davis Investment Partners, LLC 2.28% of their portfolio CHARLOTTE, NC 43,04843.0k $5.2m $5.2m 2.28% Reduced -225 -225
45 CX Institutional 0.25% of their portfolio AUBURN, IN 42,61742.6k $5.3m $5.3m 0.25% Added +4.7k +4,749
46 Darwin Wealth Management, LLC 1.47% of their portfolio TAMPA, FL 42,53542.5k $5.3m $5.3m 1.47% Reduced -2.9k -2,862
47 POM Investment Strategies, LLC 4.28% of their portfolio RALEIGH, NC 42,20242.2k $5.2m $5.2m 4.28% Added +1.1k +1,075
48 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 38,20938.2k $4.7m $4.7m 0.00% Added +369 +369
49 Shakespeare Wealth Management, LLC 1.33% of their portfolio Pewaukee, WI 37,06437.1k $4.6m $4.6m 1.33% Reduced -968 -968
50 Vestmark Advisory Solutions, Inc. 0.20% of their portfolio Wakefield, MA 36,97837.0k $4.6m $4.6m 0.20% Added +1.3k +1,266
51 Ausdal Financial Partners, Inc. 0.49% of their portfolio Davenport, IA 34,02334.0k $4.2m $4.2m 0.49% Added +405 +405
52 Prospera Financial Services Inc 0.12% of their portfolio Dallas, TX 33,34733.3k $4.1m $4.1m 0.12% Reduced -56 -56
53 Dynasty Wealth Management, LLC 0.13% of their portfolio ST. PETERSBURG, FL 33,30433.3k $4.1m $4.1m 0.13% First filing
54 Dana Investment Advisors, Inc. 0.13% of their portfolio BROOKFIELD, WI 32,12132.1k $4.0m $4.0m 0.13% Added +246 +246
55 WINTRUST INVESTMENTS LLC 0.36% of their portfolio CHICAGO, IL 32,09132.1k $4.0m $4.0m 0.36% Reduced -143 -143
56 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 32,00132.0k $4.0m $4.0m 0.00% Added +9.3k +9,328
57 IronBridge Private Wealth, LLC 1.49% of their portfolio Austin, TX 28,88128.9k $3.6m $3.6m 1.49% Reduced -619 -619
58 Cyndeo Wealth Partners, LLC 0.29% of their portfolio ST. PETERSBURG, FL 28,16628.2k $3.5m $3.5m 0.29% Added +9.5k +9,527
59 ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC 1.14% of their portfolio New Cumberland, PA 25,60825.6k $3.2m $3.2m 1.14% Reduced -33.5k -33,475
60 COZAD ASSET MANAGEMENT INC 0.33% of their portfolio CHAMPAIGN, IL 25,47025.5k $3.2m $3.2m 0.33% Added +926 +926
61 Ameritas Advisory Services, LLC 0.13% of their portfolio Lincoln, NE 25,46225.5k $3.2m $3.2m 0.13% Added +2.3k +2,276
62 NewEdge Advisors, LLC 0.03% of their portfolio NEW ORLEANS, LA 24,66524.7k $3.1m $3.1m 0.03% Reduced -42.7k -42,747
63 Gladstone Institutional Advisory LLC 0.16% of their portfolio Bedminster, NJ 23,90923.9k $3.0m $3.0m 0.16% Reduced -552 -552
64 Beck Bode, LLC 0.56% of their portfolio DEDHAM, MA 22,01822.0k $2.7m $2.7m 0.56% Reduced -3.5k -3,467
65 GUARDIAN WEALTH ADVISORS, LLC / NC 0.33% of their portfolio RALEIGH, NC 21,98822.0k $2.7m $2.7m 0.33% Reduced -231 -231
66 Richard W. Paul & Associates, LLC 1.05% of their portfolio NOVI, MI 21,33221.3k $2.6m $2.6m 1.05% Reduced -5.1k -5,112
67 Baker Avenue Asset Management, LP 0.10% of their portfolio SAN FRANCISCO, CA 21,15721.2k $2.6m $2.6m 0.10% Added +569 +569
68 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 21,11721.1k $2.6m $2.6m 0.02% Reduced -5.0k -4,995
69 HARBOUR INVESTMENTS, INC. 0.09% of their portfolio MADISON, WI 20,45220.5k $2.5m $2.5m 0.09% Added +9.7k +9,719
70 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 19,26519.3k $2.4m $2.4m 0.02% Reduced -12.4k -12,415
71 RAYMOND JAMES TRUST N.A. 0.06% of their portfolio ST. PETERSBURG, FL 18,96219.0k $2.3m $2.3m 0.06% Added +1.2k +1,191
72 FLOW TRADERS U.S. LLC 0.12% of their portfolio NEW YORK, NY 18,44218.4k $2.3m $2.3m 0.12% Reduced -41 -41
73 B. Riley Wealth Advisors, Inc. 0.05% of their portfolio MEMPHIS, TN 18,11118.1k $1.9m $1.9m 0.05% Reduced -529 -529
74 Sowell Financial Services LLC 0.10% of their portfolio NORTH LITTLE ROCK, AR 17,55617.6k $2.2m $2.2m 0.10% Reduced -29 -29
75 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 16,80516.8k $2.1m $2.1m 0.02% Added +186 +186
76 Clear Creek Financial Management, LLC 0.27% of their portfolio SILVERDALE, WA 16,80116.8k $2.1m $2.1m 0.27% New
77 HARBOR INVESTMENT ADVISORY, LLC 0.20% of their portfolio LUTHERVILLE, MD 15,66215.7k $1.9m $1.9m 0.20% Added +2.4k +2,389
78 Mariner, LLC 0.00% of their portfolio Overland Park, KS 15,48915.5k $1.9m $1.9m 0.00% Added +6.0k +6,026
79 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 15,40015.4k $1.9m $1.9m 0.00% Added +6.0k +6,000
80 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 14,85514.9k $1.8m $1.8m 0.00% Reduced -677 -677
81 COMERICA BANK 0.01% of their portfolio DALLAS, TX 14,44014.4k $1.8m $1.8m 0.01% Reduced -1.7k -1,725
82 Sachetta, LLC 0.80% of their portfolio LYNNFIELD, MA 14,40814.4k $1.7m $1.7m 0.80% Unchanged
83 Summit Financial Group, Inc. 0.62% of their portfolio MOOREFIELD, WV 14,17814.2k $1.8m $1.8m 0.62% Reduced -52 -52
84 U.S. Capital Wealth Advisors, LLC 0.07% of their portfolio AUSTIN, TX 14,08714.1k $1.7m $1.7m 0.07% Added +106 +106
85 Foundations Investment Advisors, LLC 0.04% of their portfolio PHOENIX, AZ 13,76713.8k $1.7m $1.7m 0.04% Reduced -11.2k -11,249
86 INDEPENDENT FINANCIAL GROUP, LLC 0.08% of their portfolio SAN DIEGO, CA 13,65813.7k $1.7m $1.7m 0.08% Added +200 +200
87 STEPHENS INC /AR/ 0.03% of their portfolio LITTLE ROCK, AR 13,17313.2k $1.6m $1.6m 0.03% Unchanged
88 CHOREO, LLC 0.04% of their portfolio ROCKFORD, IL 13,16713.2k $1.6m $1.6m 0.04% Reduced -24.5k -24,534
89 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 12,85912.9k $1.6m $1.6m 0.00% Added +3.7k +3,665
90 BENJAMIN F. EDWARDS & COMPANY, INC. 0.03% of their portfolio ST. LOUIS, MO 12,67112.7k $1.6m $1.6m 0.03% Added +68 +68
91 Secure Asset Management, LLC 0.37% of their portfolio Troy, MI 12,64812.6k $1.6m $1.6m 0.37% Reduced -13.6k -13,561
92 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 12,26912.3k $1.5m $1.5m 0.02% Reduced -13 -13
93 BlueChip Wealth Advisors LLC 0.97% of their portfolio Milton, GA 12,11812.1k $1.5m $1.5m 0.97% Added +232 +232
94 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.15% of their portfolio ORLANDO, FL 11,39211.4k $1.4m $1.4m 0.15% Added +1.0k +1,014
95 WealthBridge Capital Management, LLC 0.43% of their portfolio WESTERVILLE, OH 10,41210.4k $1.3m $1.3m 0.43% Reduced -923 -923
96 GTS SECURITIES LLC 0.03% of their portfolio NEW YORK, NY 10,31310.3k $1.3m $1.3m 0.03% New
97 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 10,14110.1k $1.3m $1.3m 0.00% Reduced -1.4k -1,407
98 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 9,4629.5k $1.2m $1.2m 0.02% Reduced -335 -335
99 Bright Futures Wealth Management, LLC. 0.60% of their portfolio WEBSTER, NY 14580, NY 9,0149.0k $1.1m $1.1m 0.60% First filing
100 PRIVATE TRUST CO NA 0.12% of their portfolio CLEVELAND, OH 8,9468.9k $1.1m $1.1m 0.12% Added +175 +175