Vault-13

ISHARES TR FLOT

FLTG RATE NT ETF · ETP · CUSIP 46429B655

603 institutional holders -26 vs Q4 2023
103,653,943103.7m shares reported held*
$5.3bnreported value*
43 new 226 added 236 reduced 69 sold out net bought ≈ $50.2m (+1.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($7.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $51.07.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 671Q4 22: 683Q1 23: 640Q2 23: 615Q3 23: 610Q4 23: 629Q1 24: 603603Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022671
Q4 2022683
Q1 2023640
Q2 2023615
Q3 2023610
Q4 2023629
Q1 2024603

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 279 bought or addedQ4 22: 371 cut or sold outQ4 22Q1 23: 250 bought or addedQ1 23: 392 cut or sold outQ1 23Q2 23: 243 bought or addedQ2 23: 355 cut or sold outQ2 23Q3 23: 249 bought or addedQ3 23: 310 cut or sold outQ3 23Q4 23: 240 bought or addedQ4 23: 331 cut or sold outQ4 23Q1 24: 269 bought or addedQ1 24: 305 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022279371
Q1 2023250392
Q2 2023243355
Q3 2023249310
Q4 2023240331
Q1 2024269305

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20k$40k$60kQ2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $43.3kQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —
Numbers
QuarterCallsPutsP/C
Q2 2023$0$0—
Q3 2023$43.3k$00.00
Q4 2023$0$0—
Q1 2024$0$0—

Biggest buyers

MORGAN STANLEY Added +4,256,318+4.3m
Angeles Investment Advisors, LLC Added +1,079,000+1.1m
Cetera Investment Advisers Added +689,212+689.2k
JANE STREET GROUP, LLC Added +530,610+530.6k
NorthCoast Asset Management LLC Added +492,188+492.2k
TCP Asset Management, LLC Added +262,911+262.9k
Sigma Planning Corp Added +201,575+201.6k
LPL Financial LLC Added +188,057+188.1k
Diversified Portfolios, Inc. Added +185,617+185.6k
HSBC HOLDINGS PLC Added +156,800+156.8k

Biggest sellers

BlackRock Inc. Reduced -1,567,798-1.6m
JPMORGAN CHASE & CO Reduced -790,930-790.9k
Apollon Wealth Management, LLC Reduced -544,842-544.8k
BANK OF AMERICA CORP /DE/ Reduced -485,737-485.7k
Cetera Advisor Networks LLC Sold out -452,447-452.4k
ENVESTNET ASSET MANAGEMENT INC Reduced -358,982-359.0k
New York Life Investment Management LLC Reduced -346,865-346.9k
HighTower Advisors, LLC Reduced -337,047-337.0k
Greystone Financial Group, LLC Reduced -320,229-320.2k
OSAIC HOLDINGS, INC. Reduced -269,046-269.0k

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 12,692,71212.7m $648.1m $648.1m 0.02% Added +4.3m +4,256,318
2 BANK OF AMERICA CORP /DE/ 0.04% of their portfolio CHARLOTTE, NC 7,169,7627.2m $366.1m $366.1m 0.04% Reduced -485.7k -485,737
3 BlackRock Inc. 0.01% of their portfolio New York, NY 5,629,6115.6m $287.4m $287.4m 0.01% Reduced -1.6m -1,567,798
4 NORTHERN TRUST CORP 0.04% of their portfolio CHICAGO, IL 4,181,4234.2m $213.5m $213.5m 0.04% Reduced -129.2k -129,184
5 FRANKLIN RESOURCES INC 0.06% of their portfolio San Mateo, CA 3,483,5073.5m $177.9m $177.9m 0.06% Reduced -40.3k -40,286
6 LPL Financial LLC 0.09% of their portfolio FORT MILL, SC 3,198,1833.2m $163.3m $163.3m 0.09% Added +188.1k +188,057
7 New York Life Investment Management LLC 1.42% of their portfolio New York, NY 2,785,3412.8m $142.2m $142.2m 1.42% Reduced -346.9k -346,865
8 UBS Group AG 0.05% of their portfolio ZURICH, V8 2,765,4922.8m $141.2m $141.2m 0.05% Reduced -118.8k -118,831
9 PNC Financial Services Group, Inc. 0.08% of their portfolio Pittsburgh, PA 2,361,5982.4m $120.6m $120.6m 0.08% Added +101.7k +101,699
10 ASSETMARK, INC 0.39% of their portfolio CONCORD, CA 2,347,7912.3m $119.9m $119.9m 0.39% Reduced -87.6k -87,629
11 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 2,265,0732.3m $115.7m $115.7m 0.03% Reduced -114.2k -114,167
12 Glenview Trust Co 2.17% of their portfolio Louisville, KY 1,979,1642.0m $101.1m $101.1m 2.17% Added +155.9k +155,859
13 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 1,752,1181.8m $89.5m $89.5m 0.03% Reduced -359.0k -358,982
14 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 1,505,2041.5m $76.9m $76.9m 0.02% Added +44.4k +44,366
15 Angeles Investment Advisors, LLC 4.05% of their portfolio SANTA MONICA, CA 1,491,5001.5m $76.2m $76.2m 4.05% Added +1.1m +1,079,000
16 RENAISSANCE TECHNOLOGIES LLC 0.12% of their portfolio NEW YORK, NY 1,455,5001.5m $74.3m $74.3m 0.12% Reduced -57.9k -57,900
17 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 1,339,0611.3m $68.4m $68.4m 0.02% Reduced -2.7k -2,704
18 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,247,9381.2m $63.7m $63.7m 0.00% Reduced -790.9k -790,930
19 Haverford Trust Co 0.63% of their portfolio Radnor, PA 1,186,2331.2m $60.6m $60.6m 0.63% Added +59.8k +59,769
20 DAVENPORT & Co LLC 0.34% of their portfolio RICHMOND, VA 1,068,4251.1m $54.6m $54.6m 0.34% Added +34.2k +34,246
21 HSBC HOLDINGS PLC 0.04% of their portfolio LONDON, X0 1,065,0791.1m $54.4m $54.4m 0.04% Added +156.8k +156,800
22 FLPUTNAM INVESTMENT MANAGEMENT CO 1.08% of their portfolio PORTLAND, ME 995,324995.3k $50.8m $50.8m 1.08% Added +83.0k +83,025
23 Advocacy Wealth Management, LLC 4.11% of their portfolio ATLANTA, GA 935,314935.3k $47.8m $47.8m 4.11% Reduced -87.0k -87,027
24 TRUIST FINANCIAL CORP 0.07% of their portfolio CHARLOTTE, NC 900,465900.5k $46.0m $46.0m 0.07% Reduced -17.9k -17,913
25 BARINGS LLC 1.13% of their portfolio CHARLOTTE, NC 884,000884.0k $45.1m $45.1m 1.13% Unchanged
26 JANE STREET GROUP, LLC 0.06% of their portfolio NEW YORK, NY 872,495872.5k $44.5m $44.5m 0.06% Added +530.6k +530,610
27 Cetera Investment Advisers 0.10% of their portfolio SCHAUMBURG, IL 857,542857.5k $43.8m $43.8m 0.10% Added +689.2k +689,212
28 TRUE Private Wealth Advisors 4.78% of their portfolio Salem, OR 816,830816.8k $41.7m $41.7m 4.78% Added +1.3k +1,344
29 1832 Asset Management L.P. 0.07% of their portfolio TORONTO, A6 753,503753.5k $38.5m $38.5m 0.07% Reduced -14.3k -14,265
30 Demars Financial Group, LLC 18.78% of their portfolio SPOKANE VALLEY, WA 746,686746.7k $38.1m $38.1m 18.78% Reduced -24.9k -24,942
31 MML INVESTORS SERVICES, LLC 0.14% of their portfolio SPRINGFIELD, MA 683,242683.2k $34.9m $34.9m 0.14% Added +50.3k +50,346
32 OSAIC HOLDINGS, INC. 0.08% of their portfolio SCOTTSDALE, AZ 678,629678.6k $34.7m $34.7m 0.08% Reduced -269.0k -269,046
33 TRUSTMARK BANK TRUST DEPARTMENT 2.64% of their portfolio JACKSON, MS 633,800633.8k $32.4m $32.4m 2.64% Reduced -56.7k -56,684
34 Towercrest Capital Management 5.37% of their portfolio NEWTOWN, PA 623,098623.1k $31.8m $31.8m 5.37% Added +35.6k +35,556
35 Modera Wealth Management, LLC 0.45% of their portfolio WESTWOOD, NJ 580,154580.2k $29.6m $29.6m 0.45% Reduced -251.5k -251,503
36 NewEdge Advisors, LLC 0.25% of their portfolio NEW ORLEANS, LA 556,957557.0k $28.4m $28.4m 0.25% Added +31.0k +30,984
37 NorthCoast Asset Management LLC 0.35% of their portfolio STAMFORD, CT 544,498544.5k $27.8m $27.8m 0.35% Added +492.2k +492,188
38 BANCO BILBAO VIZCAYA ARGENTARIA, S.A. 0.27% of their portfolio Madrid, U3 467,077467.1k $23.8m $23.8m 0.27% Added +30.6k +30,553
39 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 466,621466.6k $23.8m $23.8m 0.01% Reduced -39.2k -39,189
40 Destination Wealth Management 0.79% of their portfolio Walnut Creek, CA 464,755464.8k $23.7m $23.7m 0.79% Added +3.3k +3,272
41 Integrated Wealth Concepts LLC 0.34% of their portfolio WALTHAM, MA 455,395455.4k $23.3m $23.3m 0.34% Added +16.0k +16,018
42 CAPE COD FIVE CENTS SAVINGS BANK 2.22% of their portfolio HYANNIS, MA 450,828450.8k $23.0m $23.0m 2.22% Added +10.0k +9,986
43 CAPTRUST FINANCIAL ADVISORS 0.07% of their portfolio RALEIGH, NC 387,907387.9k $19.8m $19.8m 0.07% Reduced -15.6k -15,643
44 Diversified Portfolios, Inc. 2.77% of their portfolio Bloomfield Hills, MI 385,168385.2k $19.7m $19.7m 2.77% Added +185.6k +185,617
45 Willis Johnson & Associates, Inc. 1.66% of their portfolio Houston, TX 375,009375.0k $19.1m $19.1m 1.66% Added +14.3k +14,320
46 Sigma Planning Corp 0.60% of their portfolio ANN ARBOR, MI 371,010371.0k $18.9m $18.9m 0.60% Added +201.6k +201,575
47 Cambridge Investment Research Advisors, Inc. 0.07% of their portfolio FAIRFIELD, IA 366,536366.5k $18.7m $18.7m 0.07% Reduced -2.2k -2,165
48 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 366,229366.2k $18.7m $18.7m 0.02% Reduced -31.1k -31,136
49 Rezny Wealth Management, Inc. 5.21% of their portfolio Fort Myers, FL 352,600352.6k $18.0m $18.0m 5.21% Reduced -13.8k -13,835
50 Atria Wealth Solutions, Inc. 0.20% of their portfolio NEW YORK, NY 344,448344.4k $17.6m $17.6m 0.20% Added +2.7k +2,721
51 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 341,705341.7k $17.4m $17.4m 0.03% Added +6.2k +6,168
52 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 319,616319.6k $16.3m $16.3m 0.01% Reduced -56.0k -55,963
53 LJI Wealth Management, LLC 4.10% of their portfolio INDIANAPOLIS, IN 310,125310.1k $15.8m $15.8m 4.10% Added +14.6k +14,628
54 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 310,089310.1k $15.8m $15.8m 0.02% Added +2.3k +2,294
55 Mariner, LLC 0.03% of their portfolio Overland Park, KS 307,911307.9k $15.7m $15.7m 0.03% Reduced -21.4k -21,444
56 TCP Asset Management, LLC 3.85% of their portfolio Upper Arlington, OH 285,081285.1k $14.6m $14.6m 3.85% Added +262.9k +262,911
57 Probity Advisors, Inc. 2.67% of their portfolio DALLAS, TX 252,857252.9k $12.9m $12.9m 2.67% Reduced -10.6k -10,604
58 BEACON FINANCIAL GROUP 1.47% of their portfolio DALLAS, TX 251,547251.5k $12.8m $12.8m 1.47% Reduced -20.6k -20,552
59 CWM, LLC 0.06% of their portfolio OMAHA, NE 247,448247.4k $12.6m $12.6m 0.06% Reduced -4.4k -4,432
60 Betterment LLC 0.03% of their portfolio NEW YORK, NY 238,709238.7k $12.2m $12.2m 0.03% Added +69.2k +69,157
61 Semmax Financial Advisors Inc. 3.99% of their portfolio Winston Salem, NC 237,653237.7k $12.1m $12.1m 3.99% Added +3.1k +3,095
62 US BANCORP \DE\ 0.02% of their portfolio MINNEAPOLIS, MN 237,115237.1k $12.1m $12.1m 0.02% Reduced -8.9k -8,950
63 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 232,972233.0k $11.9m $11.9m 0.02% Reduced -337.0k -337,047
64 OneDigital Investment Advisors LLC 0.19% of their portfolio OVERLAND PARK, KS 231,114231.1k $11.8m $11.8m 0.19% Added +26.3k +26,273
65 Alliance Wealth Management Group 3.46% of their portfolio FLEMINGTON, NJ 230,934230.9k $11.8m $11.8m 3.46% Added +16.7k +16,734
66 Occidental Asset Management, LLC 2.20% of their portfolio Burlingame, CA 230,728230.7k $11.8m $11.8m 2.20% Added +10.3k +10,281
67 Rockefeller Capital Management L.P. 0.03% of their portfolio NEW YORK, NY 230,385230.4k $11.8m $11.8m 0.03% Added +132.6k +132,561
68 Colonial Trust Advisors 1.08% of their portfolio SPARTANBURG, SC 213,463213.5k $10.9m $10.9m 1.08% Reduced -3.9k -3,901
69 COURIER CAPITAL LLC 0.76% of their portfolio BUFFALO, NY 205,545205.5k $10.5m $10.5m 0.76% Reduced -8.6k -8,605
70 Ifrah Financial Services, Inc. 2.90% of their portfolio Little Rock, AR 202,186202.2k $10.3m $10.3m 2.90% Added +8.0k +8,034
71 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.43% of their portfolio RICHMOND, VA 200,352200.4k $10.2m $10.2m 0.43% Reduced -11.3k -11,349
72 Cascade Wealth Advisors, Inc 8.66% of their portfolio WENATCHEE, WA 200,082200.1k $10.2m $10.2m 8.66% First filing
73 RFG Advisory, LLC 0.35% of their portfolio BIRMINGHAM, AL 198,763198.8k $10.1m $10.1m 0.35% Reduced -31.4k -31,369
74 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.08% of their portfolio IRVING, TX 190,690190.7k $9.7m $9.7m 0.08% Added +11.8k +11,848
75 Capital Advantage, Inc. 1.95% of their portfolio Walnut Creek, CA 188,344188.3k $9.6m $9.6m 1.95% Reduced -110.9k -110,901
76 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 187,012187.0k $9.5m $9.5m 0.03% Reduced -16.5k -16,507
77 RWA WEALTH PARTNERS, LLC 0.13% of their portfolio BOSTON, MA 184,090184.1k $9.4m $9.4m 0.13% Reduced -78 -78
78 Castle Rock Wealth Management, LLC 2.52% of their portfolio WALNUT CREEK, CA 181,173181.2k $9.2m $9.2m 2.52% Reduced -39.3k -39,282
79 MCMORGAN & CO LLC 1.53% of their portfolio SAN FRANCISCO, CA 174,043174.0k $8.9m $8.9m 1.53% Reduced -176.2k -176,204
80 SSI INVESTMENT MANAGEMENT LLC 0.67% of their portfolio Los Angeles, CA 173,396173.4k $8.9m $8.9m 0.67% Added +343 +343
81 Quantitative Strategies, Inc. 4.98% of their portfolio CALABASAS, CA 169,271169.3k $8.6m $8.6m 4.98% Added +11.2k +11,176
82 WESCAP Management Group, Inc. 2.50% of their portfolio Glendale, CA 169,084169.1k $8.6m $8.6m 2.50% Added +3.3k +3,297
83 JAMES INVESTMENT RESEARCH, INC. 1.01% of their portfolio ALPHA, OH 166,000166.0k $8.5m $8.5m 1.01% Added +7.2k +7,183
84 MBM WEALTH CONSULTANTS, LLC 2.97% of their portfolio CHESTERFIELD, MO 165,657165.7k $8.5m $8.5m 2.97% Added +12.1k +12,084
85 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 163,776163.8k $8.4m $8.4m 0.01% Added +1.9k +1,948
86 GUGGENHEIM CAPITAL LLC 0.06% of their portfolio CHICAGO, IL 163,445163.4k $8.3m $8.3m 0.06% Added +29.5k +29,451
87 Windsor Capital Management, LLC 2.57% of their portfolio Phoenix, AZ 162,406162.4k $8.3m $8.3m 2.57% Reduced -195 -195
88 CreativeOne Wealth, LLC 0.33% of their portfolio OVERLAND PARK, KS 161,284161.3k $8.2m $8.2m 0.33% Added +4.5k +4,490
89 PEAPACK GLADSTONE FINANCIAL CORP 0.13% of their portfolio BEDMINSTER, NJ 158,847158.8k $8.1m $8.1m 0.13% Reduced -1.2k -1,192
90 SCOTIA CAPITAL INC. 0.05% of their portfolio TORONTO, A6 157,924157.9k $8.1m $8.1m 0.05% Reduced -27.0k -27,044
91 Kestra Advisory Services, LLC 0.05% of their portfolio AUSTIN, TX 152,697152.7k $7.8m $7.8m 0.05% Reduced -6.3k -6,324
92 Carmel Capital Partners, LLC 3.16% of their portfolio SAN DIEGO, CA 149,612149.6k $7.6m $7.6m 3.16% Added +23.8k +23,761
93 ROSENBLUM SILVERMAN SUTTON S F INC /CA 2.14% of their portfolio SAN FRANCISCO, CA 147,955148.0k $7.6m $7.6m 2.14% Added +2.1k +2,085
94 Piedmont Capital Management, LLC 5.05% of their portfolio WHITEFISH, MT 146,264146.3k $7.4m $7.4m 5.05% Added +7.7k +7,698
95 Perennial Advisors, LLC 1.72% of their portfolio NEW YORK, NY 144,623144.6k $7.4m $7.4m 1.72% Added +4.7k +4,667
96 Proficio Capital Partners LLC 0.80% of their portfolio NEWTON, MA 142,285142.3k $7.3m $7.3m 0.80% Reduced -16.5k -16,535
97 Allworth Financial LP 0.05% of their portfolio FOLSOM, CA 141,701141.7k $7.2m $7.2m 0.05% Reduced -181.1k -181,097
98 Grey Ledge Advisors, LLC 2.03% of their portfolio GUILFORD, CT 141,053141.1k $7.2m $7.2m 2.03% Added +25.6k +25,598
99 WealthTrust Asset Management, LLC 5.40% of their portfolio Destin, FL 138,810138.8k $7.1m $7.1m 5.40% Added +12.2k +12,222
100 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 138,350138.3k $7.1m $7.1m 0.01% Added +9.7k +9,709