Vault-13

SCHWAB STRATEGIC TR SCHX

US LRG CAP ETF · ETP · CUSIP 808524201

1,192 institutional holders +23 vs Q4 2023
419,214,138419.2m shares reported held*
$26.0bnreported value*
99 new 404 added 509 reduced 68 sold out net sold ≈ $1.0bn (-39.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($12.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $62.04. Options: 4 managers hold calls ($2.5m notional), 2 hold puts ($74.5k).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 962Q4 22: 1,036Q1 23: 1,040Q2 23: 1,074Q3 23: 1,049Q4 23: 1,169Q1 24: 1,1921,192Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022962
Q4 20221,036
Q1 20231,040
Q2 20231,074
Q3 20231,049
Q4 20231,169
Q1 20241,192

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1k01kQ4 22: 491 bought or addedQ4 22: 396 cut or sold outQ4 22Q1 23: 433 bought or addedQ1 23: 481 cut or sold outQ1 23Q2 23: 443 bought or addedQ2 23: 490 cut or sold outQ2 23Q3 23: 431 bought or addedQ3 23: 494 cut or sold outQ3 23Q4 23: 492 bought or addedQ4 23: 463 cut or sold outQ4 23Q1 24: 503 bought or addedQ1 24: 577 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022491396
Q1 2023433481
Q2 2023443490
Q3 2023431494
Q4 2023492463
Q1 2024503577

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6m$8mQ2 23 calls: $7.1mQ2 23 puts: $1.2mQ2 23P/C 0.17Q3 23 calls: $6.5mQ3 23 puts: $819.7kQ3 23P/C 0.13Q4 23 calls: $2.2mQ4 23 puts: $564.0kQ4 23P/C 0.26Q1 24 calls: $2.5mQ1 24 puts: $74.5kQ1 24P/C 0.03
Numbers
QuarterCallsPutsP/C
Q2 2023$7.1m$1.2m0.17
Q3 2023$6.5m$819.7k0.13
Q4 2023$2.2m$564.0k0.26
Q1 2024$2.5m$74.5k0.03

Biggest buyers

CHARLES SCHWAB INVESTMENT MANAGEMENT INC Added +2,273,673+2.3m
MORGAN STANLEY Added +1,946,573+1.9m
Diversified, LLC Added +1,539,781+1.5m
ASSETMARK, INC Added +1,348,306+1.3m
Curi Capital, LLC New +1,248,990+1.2m
Charles Schwab Investment Advisory, Inc. Added +984,843+984.8k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +476,304+476.3k
Cornerstone Wealth Group, LLC New +458,939+458.9k
GREENWOOD GEARHART LLC Added +449,126+449.1k
Richardson Capital Management LLC Added +442,445+442.4k

Biggest sellers

Cerity Partners LLC Reduced -22,825,684-22.8m
SEI INVESTMENTS CO Reduced -11,119,045-11.1m
Koss-Olinger Consulting, LLC Sold out -3,054,918-3.1m
BlueSky Wealth Advisors, LLC Sold out -1,951,377-2.0m
Scarborough Advisors, LLC Sold out -1,613,819-1.6m
GOLDMAN SACHS GROUP INC Reduced -1,266,366-1.3m
Curi Wealth Management, LLC Sold out -1,250,010-1.3m
Granite Bay Wealth Management, LLC Reduced -1,107,222-1.1m
AE Wealth Management LLC Reduced -781,647-781.6k
American Trust Reduced -602,311-602.3k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $2.0m32.4k shares
CITADEL ADVISORS LLC Added $477.9k7.7k shares
Cutler Group LLC / CA Reduced $2.0k300 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Added $74.5k1.2k shares
Cutler Group LLC / CA Unchanged $0200 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Charles Schwab Investment Advisory, Inc. 8.33% of their portfolio SAN FRANCISCO, CA 97,658,99297.7m $6.1bn $6.1bn 8.33% Added +984.8k +984,843
2 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.72% of their portfolio SAN FRANCISCO, CA 50,418,41650.4m $3.1bn $3.1bn 0.72% Added +2.3m +2,273,673
3 Creative Planning 1.95% of their portfolio OVERLAND PARK, KS 28,336,95928.3m $1.8bn $1.8bn 1.95% Reduced -498.9k -498,950
4 SEI INVESTMENTS CO 1.15% of their portfolio OAKS, PA 12,699,86112.7m $788.2m $788.2m 1.15% Reduced -11.1m -11,119,045
5 HBK Sorce Advisory LLC 23.07% of their portfolio ERIE, PA 10,524,61010.5m $653.2m $653.2m 23.07% Added +243.0k +242,960
6 SAGE FINANCIAL GROUP INC 45.63% of their portfolio W. CONSHOHOCKEN, PA 8,170,0078.2m $507.0m $507.0m 45.63% Added +87.8k +87,797
7 MONETA GROUP INVESTMENT ADVISORS LLC 7.87% of their portfolio ST LOUIS, MO 7,783,0427.8m $483.0m $483.0m 7.87% Added +221.8k +221,761
8 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 1.16% of their portfolio PLYMOUTH, MN 7,254,6867.3m $450.2m $450.2m 1.16% Reduced -256.9k -256,872
9 UBS Group AG 0.13% of their portfolio ZURICH, V8 6,526,9896.5m $405.1m $405.1m 0.13% Reduced -563.5k -563,542
10 ENVESTNET ASSET MANAGEMENT INC 0.14% of their portfolio Berwyn, PA 5,854,9715.9m $363.4m $363.4m 0.14% Reduced -584.3k -584,278
11 Cerity Partners LLC 0.90% of their portfolio NEW YORK, NY 5,475,3035.5m $339.7m $339.7m 0.90% Reduced -22.8m -22,825,684
12 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 5,386,5335.4m $334.3m $334.3m 0.01% Added +1.9m +1,946,573
13 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.33% of their portfolio MILWAUKEE, WI 5,188,1885.2m $322.1m $322.1m 0.33% Added +476.3k +476,304
14 MERCER GLOBAL ADVISORS INC /ADV 0.89% of their portfolio DENVER, CO 4,977,8965.0m $313.9m $313.9m 0.89% Reduced -45.5k -45,468
15 Campbell Wealth Management 30.06% of their portfolio ALEXANDRIA, VA 4,874,7614.9m $302.5m $302.5m 30.06% Added +290.1k +290,053
16 Diversified, LLC 31.78% of their portfolio Wilmington, DE 3,722,2653.7m $231.0m $231.0m 31.78% Added +1.5m +1,539,781
17 HighTower Advisors, LLC 0.37% of their portfolio CHICAGO, IL 3,670,5083.7m $227.8m $227.8m 0.37% Reduced -12.9k -12,946
18 JANUS HENDERSON GROUP PLC 0.12% of their portfolio LONDON, X0 3,667,9213.7m $227.6m $227.6m 0.12% Added +12.4k +12,359
19 Mariner, LLC 0.44% of their portfolio Overland Park, KS 3,397,1743.4m $210.8m $210.8m 0.44% Reduced -232.1k -232,062
20 Prime Capital Investment Advisors, LLC 2.75% of their portfolio OVERLAND PARK, KS 3,176,9253.2m $197.2m $197.2m 2.75% Added +49.2k +49,211
21 McAdam, LLC 12.13% of their portfolio Philadelphia, PA 3,049,5763.0m $189.3m $189.3m 12.13% Added +165.5k +165,546
22 JMG Financial Group, Ltd. 6.80% of their portfolio DOWNERS GROVE, IL 2,872,4822.9m $178.3m $178.3m 6.80% Reduced -23.6k -23,643
23 ASSETMARK, INC 0.56% of their portfolio CONCORD, CA 2,776,2932.8m $172.3m $172.3m 0.56% Added +1.3m +1,348,306
24 Beacon Pointe Advisors, LLC 1.61% of their portfolio NEWPORT BEACH, CA 2,323,8072.3m $144.2m $144.2m 1.61% Reduced -8.0k -7,967
25 LPL Financial LLC 0.07% of their portfolio FORT MILL, SC 2,224,2702.2m $138.0m $138.0m 0.07% Added +32.2k +32,223
26 Apriem Advisors 15.97% of their portfolio IRVINE, CA 2,048,1402.0m $127.1m $127.1m 15.97% Added +127.6k +127,569
27 Cresset Asset Management, LLC 0.61% of their portfolio Chicago, IL 2,019,9432.0m $125.4m $125.4m 0.61% Reduced -17.9k -17,925
28 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,827,1981.8m $113.4m $113.4m 0.01% Added +166.9k +166,869
29 EVERMAY WEALTH MANAGEMENT LLC 16.54% of their portfolio ARLINGTON, VA 1,764,6931.8m $109.5m $109.5m 16.54% Reduced -19.2k -19,223
30 RKL Wealth Management LLC 10.06% of their portfolio LANCASTER, PA 1,635,8321.6m $101.5m $101.5m 10.06% Added +17.8k +17,821
31 GREENWOOD GEARHART LLC 9.43% of their portfolio FAYETTEVILLE, AR 1,557,0811.6m $96.6m $96.6m 9.43% Added +449.1k +449,126
32 Marcum Wealth, LLC 9.65% of their portfolio CLEVELAND, OH 1,534,2061.5m $95.2m $95.2m 9.65% Reduced -155.8k -155,811
33 Orgel Wealth Management, LLC 2.60% of their portfolio ALTOONA, WI 1,524,8881.5m $94.6m $94.6m 2.60% Reduced -78.3k -78,306
34 Corient Private Wealth LP 0.17% of their portfolio MIAMI, FL 1,505,4031.5m $93.4m $93.4m 0.17% Added +88.6k +88,620
35 Northwest Quadrant Wealth Management, LLC 22.86% of their portfolio BEND, OR 1,504,7471.5m $93.4m $93.4m 22.86% Added +7.4k +7,392
36 Integrated Wealth Concepts LLC 1.33% of their portfolio WALTHAM, MA 1,478,8931.5m $91.8m $91.8m 1.33% Added +28.7k +28,669
37 Bangor Savings Bank 7.94% of their portfolio BANGOR, ME 1,250,4661.3m $77.6m $77.6m 7.94% Reduced -70.2k -70,153
38 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,249,0081.2m $77.5m $77.5m 0.00% Added +106.8k +106,838
39 Curi Capital, LLC 1.78% of their portfolio CHICAGO, IL 1,248,9901.2m $77.5m $77.5m 1.78% New
40 JOHNSON INVESTMENT COUNSEL INC 0.80% of their portfolio Cincinnati, OH 1,183,8161.2m $73.5m $73.5m 0.80% Added +53.4k +53,433
41 FINANCIAL CONSULATE, INC 21.26% of their portfolio HUNT VALLEY, MD 1,159,0051.2m $71.9m $71.9m 21.26% Added +44.8k +44,803
42 Kohmann Bosshard Financial Services, LLC 9.88% of their portfolio FAIRLAWN, OH 1,143,2531.1m $71.0m $71.0m 9.88% Added +337.6k +337,561
43 Charles Schwab Trust Co 6.65% of their portfolio HENDERSON, NV 1,132,8301.1m $70.3m $70.3m 6.65% Added +125.0k +124,985
44 Wealthspire Advisors, LLC 0.92% of their portfolio NEW YORK, NY 1,115,0031.1m $69.2m $69.2m 0.92% Reduced -63.2k -63,170
45 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 1,106,1181.1m $68.6m $68.6m 0.02% Added +17.8k +17,770
46 HB Wealth Management, LLC 0.84% of their portfolio Atlanta, GA 1,069,0301.1m $66.3m $66.3m 0.84% Reduced -67.4k -67,414
47 Meridian Wealth Partners, LLC 11.83% of their portfolio EXTON, PA 1,055,8781.1m $65.5m $65.5m 11.83% Added +3.8k +3,774
48 Fund Evaluation Group, LLC 4.03% of their portfolio CINCINNATI, OH 1,036,7471.0m $64.3m $64.3m 4.03% Reduced -13.9k -13,879
49 Steele Capital Management, Inc. 3.67% of their portfolio DUBUQUE, IA 1,029,7421.0m $63.9m $63.9m 3.67% Added +9.1k +9,142
50 Sequoia Financial Advisors, LLC 0.78% of their portfolio Akron, OH 1,003,5721.0m $62.3m $62.3m 0.78% Reduced -29.4k -29,421
51 Standpoint Asset Management, LLC 16.10% of their portfolio SCOTTSDALE, AZ 996,100996.1k $61.8m $61.8m 16.10% Added +33.3k +33,300
52 Cambridge Investment Research Advisors, Inc. 0.24% of their portfolio FAIRFIELD, IA 994,267994.3k $61.7m $61.7m 0.24% Reduced -57.0k -56,984
53 Adams Wealth Management 14.42% of their portfolio LOGAN, UT 953,190953.2k $59.2m $59.2m 14.42% Added +70.4k +70,436
54 Berger Financial Group, Inc 4.84% of their portfolio PLYMOUTH, MN 947,703947.7k $58.8m $58.8m 4.84% Added +300.3k +300,268
55 Savant Capital, LLC 0.62% of their portfolio ROCKFORD, IL 873,486873.5k $54.2m $54.2m 0.62% Reduced -13.9k -13,879
56 CHOREO, LLC 1.39% of their portfolio ROCKFORD, IL 873,405873.4k $54.2m $54.2m 1.39% Added +9.7k +9,679
57 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.42% of their portfolio IRVING, TX 813,694813.7k $50.5m $50.5m 0.42% Reduced -72.2k -72,154
58 Apollon Wealth Management, LLC 1.59% of their portfolio MOUNT PLEASANT, SC 812,125812.1k $50.4m $50.4m 1.59% Reduced -43.1k -43,058
59 Legacy Wealth Management, LLC 3.70% of their portfolio MEMPHIS, TN 808,764808.8k $50.2m $50.2m 3.70% Reduced -49.6k -49,556
60 Jaffetilchin Investment Partners, LLC 4.38% of their portfolio TAMPA, FL 787,206787.2k $48.9m $48.9m 4.38% Added +2.1k +2,062
61 Alliance Wealth Management Group 14.13% of their portfolio FLEMINGTON, NJ 775,746775.7k $48.1m $48.1m 14.13% Reduced -1.1k -1,083
62 Towercrest Capital Management 8.12% of their portfolio NEWTOWN, PA 775,746775.7k $48.1m $48.1m 8.12% Reduced -1.1k -1,083
63 VALLEY NATIONAL ADVISERS INC 7.20% of their portfolio BETHLEHEM, PA 767,889767.9k $47.7m $47.7m 7.20% Reduced -3.6k -3,552
64 Aptus Capital Advisors, LLC 0.99% of their portfolio FAIRHOPE, AL 743,309743.3k $46.1m $46.1m 0.99% Added +36.5k +36,502
65 GUARDIAN WEALTH ADVISORS, LLC / NC 5.60% of their portfolio RALEIGH, NC 737,490737.5k $45.8m $45.8m 5.60% Added +36.7k +36,705
66 NewSquare Capital LLC 3.94% of their portfolio NEWTOWN SQUARE, PA 735,026735.0k $44.5m $44.5m 3.94% Added +31.0k +31,034
67 PINKERTON WEALTH, LLC 7.15% of their portfolio COEUR D ALENE, ID 716,173716.2k $44.4m $44.4m 7.15% Reduced -68.6k -68,572
68 RIVERSEDGE ADVISORS, LLC 10.62% of their portfolio Wilmington, DE 694,098694.1k $43.1m $43.1m 10.62% Reduced -11.3k -11,313
69 CAPTRUST FINANCIAL ADVISORS 0.16% of their portfolio RALEIGH, NC 693,089693.1k $43.0m $43.0m 0.16% Reduced -131.9k -131,939
70 Buffington Mohr McNeal 7.76% of their portfolio BOISE, ID 691,159691.2k $42.9m $42.9m 7.76% Reduced -24.2k -24,237
71 HARBOUR INVESTMENTS, INC. 1.49% of their portfolio MADISON, WI 676,076676.1k $42.0m $42.0m 1.49% Added +5.1k +5,053
72 APPLETON PARTNERS INC/MA 3.20% of their portfolio BOSTON, MA 663,535663.5k $41.2m $41.2m 3.20% Added +1.7k +1,693
73 Raymond James Financial Services Advisors, Inc. 0.06% of their portfolio ST. PETERSBURG, FL 648,854648.9k $40.3m $40.3m 0.06% Added +38.8k +38,804
74 McGlone Suttner Wealth Management, Inc. 7.50% of their portfolio APPLETON, WI 644,587644.6k $40.0m $40.0m 7.50% Reduced -2.5k -2,533
75 Courage Miller Partners, LLC 13.68% of their portfolio NORFOLK, VA 637,475637.5k $39.6m $39.6m 13.68% Reduced -7.0k -7,046
76 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 633,480633.5k $39.3m $39.3m 0.01% Added +28.4k +28,388
77 ACCESS FINANCIAL SERVICES, INC. 16.83% of their portfolio MINNEAPOLIS, MN 606,464606.5k $37.6m $37.6m 16.83% Reduced -32.9k -32,901
78 Modera Wealth Management, LLC 0.56% of their portfolio WESTWOOD, NJ 594,492594.5k $36.9m $36.9m 0.56% Reduced -74.3k -74,350
79 Ashford Advisors, LLC 9.00% of their portfolio PITTSFORD, NY 574,906574.9k $35.7m $35.7m 9.00% Reduced -32.7k -32,692
80 CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC 12.52% of their portfolio BETHLEHEM, PA 573,373573.4k $35.6m $35.6m 12.52% Added +24.9k +24,919
81 Leverty Financial Group, LLC 21.11% of their portfolio HUDSON, WI 570,226570.2k $35.4m $35.4m 21.11% Added +16.6k +16,572
82 Matrix Trust Co 7.86% of their portfolio DENVER, CO 560,075560.1k $34.8m $34.8m 7.86% Reduced -10.2k -10,185
83 Veery Capital, LLC 13.96% of their portfolio Wilmington, DE 548,820548.8k $34.1m $34.1m 13.96% Added +7.0k +6,986
84 Embree Financial Group 6.63% of their portfolio Chicago, IL 544,482544.5k $33.8m $33.8m 6.63% Added +11.6k +11,575
85 Baker Avenue Asset Management, LP 1.33% of their portfolio SAN FRANCISCO, CA 544,365544.4k $33.8m $33.8m 1.33% Added +467 +467
86 COMMONWEALTH EQUITY SERVICES, LLC 0.06% of their portfolio WALTHAM, MA 537,663537.7k $33.4m $33.4m 0.06% Added +27.8k +27,842
87 Destination Wealth Management 1.10% of their portfolio Walnut Creek, CA 534,367534.4k $33.2m $33.2m 1.10% Reduced -381.4k -381,443
88 MONEYWISE, INC. 17.77% of their portfolio FOREST, VA 526,877526.9k $32.7m $32.7m 17.77% Reduced -43.6k -43,567
89 Foster Victor Wealth Advisors, LLC 2.91% of their portfolio GREENVILLE, SC 518,764518.8k $31.9m $31.9m 2.91% Reduced -25.1k -25,082
90 Allworth Financial LP 0.23% of their portfolio FOLSOM, CA 516,477516.5k $32.1m $32.1m 0.23% Reduced -15.8k -15,815
91 Newman Dignan & Sheerar, Inc. 7.96% of their portfolio PROVIDENCE, RI 479,446479.4k $29.8m $29.8m 7.96% Added +16.1k +16,136
92 CW Advisors, LLC 0.51% of their portfolio BOSTON, MA 475,949475.9k $29.5m $29.5m 0.51% Reduced -5.5k -5,475
93 Northeast Financial Group, Inc. 12.98% of their portfolio Allentown, PA 472,794472.8k $29.3m $29.3m 12.98% Added +36.7k +36,698
94 FIDELIS iM, LLC 14.71% of their portfolio MEDFORD, OR 472,009472.0k $29.3m $29.3m 14.71% Reduced -5.4k -5,369
95 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 470,149470.1k $29.2m $29.2m 0.01% Added +40.1k +40,139
96 Burt Wealth Advisors 7.38% of their portfolio North Bethesda, MD 468,979469.0k $29.1m $29.1m 7.38% Added +20.2k +20,205
97 Athena Investment Management 17.40% of their portfolio ORINDA, CA 467,108467.1k $29.0m $29.0m 17.40% Reduced -6.9k -6,897
98 Bluespring Wealth Management, LLC 3.16% of their portfolio AUSTIN, TX 464,723464.7k $28.8m $28.8m 3.16% Reduced -97 -97
99 BALLAST ADVISORS LLC 9.70% of their portfolio WOODBURY, MN 463,813463.8k $28.8m $28.8m 9.70% Added +10.2k +10,200
100 Cornerstone Wealth Group, LLC 2.63% of their portfolio HUNTERSVILLE, NC 458,939458.9k $28.5m $28.5m 2.63% New