Vault-13

FIRST TR EXCHANGE-TRADED FD FTSM

FIRST TR ENH NEW · ETP · CUSIP 33739Q408

398 institutional holders -22 vs Q4 2023
110,331,084110.3m shares reported held*
$6.5bnreported value*
25 new 132 added 201 reduced 44 sold out net bought ≈ $322.4m (+6.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($120.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $59.20. Options: 2 managers hold calls ($28.0k notional), 1 hold puts ($0).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 346Q4 22: 387Q1 23: 402Q2 23: 391Q3 23: 394Q4 23: 420Q1 24: 398398Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022346
Q4 2022387
Q1 2023402
Q2 2023391
Q3 2023394
Q4 2023420
Q1 2024398

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 213 bought or addedQ4 22: 147 cut or sold outQ4 22Q1 23: 211 bought or addedQ1 23: 179 cut or sold outQ1 23Q2 23: 173 bought or addedQ2 23: 227 cut or sold outQ2 23Q3 23: 158 bought or addedQ3 23: 229 cut or sold outQ3 23Q4 23: 141 bought or addedQ4 23: 244 cut or sold outQ4 23Q1 24: 157 bought or addedQ1 24: 245 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022213147
Q1 2023211179
Q2 2023173227
Q3 2023158229
Q4 2023141244
Q1 2024157245

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ2 23 calls: $0Q2 23 puts: $12.8mQ2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $28.0kQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $28.0kQ1 24 puts: $0Q1 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q2 2023$0$12.8m—
Q3 2023$0$0—
Q4 2023$28.0k$00.00
Q1 2024$28.0k$00.00

Biggest buyers

MORGAN STANLEY Added +11,909,729+11.9m
Cetera Investment Advisers Added +1,321,695+1.3m
Bramshill Investments, LLC Added +980,649+980.6k
Global Assets Advisory, LLC Added +770,283+770.3k
JANE STREET GROUP, LLC Added +551,897+551.9k
Hansen & Associates Financial Group, Inc. Added +190,510+190.5k
Stratos Wealth Advisors, LLC Added +114,089+114.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +106,007+106.0k
Sigma Planning Corp Added +83,994+84.0k
PNC Financial Services Group, Inc. Added +83,527+83.5k

Biggest sellers

Cetera Advisors LLC Sold out -1,173,790-1.2m
FIRST TRUST ADVISORS LP Reduced -599,332-599.3k
OSAIC HOLDINGS, INC. Reduced -498,178-498.2k
WELLS FARGO & COMPANY/MN Reduced -476,603-476.6k
LPL Financial LLC Reduced -461,940-461.9k
UBS Group AG Reduced -357,488-357.5k
ROYAL BANK OF CANADA Reduced -352,690-352.7k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -352,571-352.6k
Cetera Advisor Networks LLC Sold out -337,131-337.1k
IFP Advisors, Inc Reduced -326,766-326.8k

Biggest calls

SIMPLEX TRADING, LLC Unchanged $28.0k600 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.06% of their portfolio NEW YORK, NY 39,828,26139.8m $2.4bn $2.4bn 0.06% Added +11.9m +11,909,729
2 WELLS FARGO & COMPANY/MN 0.13% of their portfolio SAN FRANCISCO, CA 8,175,0368.2m $487.4m $487.4m 0.13% Reduced -476.6k -476,603
3 LPL Financial LLC 0.26% of their portfolio FORT MILL, SC 8,038,4128.0m $479.3m $479.3m 0.26% Reduced -461.9k -461,940
4 UBS Group AG 0.08% of their portfolio ZURICH, V8 4,046,9774.0m $241.3m $241.3m 0.08% Reduced -357.5k -357,488
5 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 3,106,5343.1m $185.2m $185.2m 0.02% Reduced -289.8k -289,774
6 ROYAL BANK OF CANADA 0.04% of their portfolio TORONTO, A6 2,729,2922.7m $162.7m $162.7m 0.04% Reduced -352.7k -352,690
7 OSAIC HOLDINGS, INC. 0.30% of their portfolio SCOTTSDALE, AZ 2,217,1512.2m $132.2m $132.2m 0.30% Reduced -498.2k -498,178
8 Raymond James Financial Services Advisors, Inc. 0.17% of their portfolio ST. PETERSBURG, FL 1,970,4422.0m $117.5m $117.5m 0.17% Reduced -269.9k -269,918
9 Cetera Investment Advisers 0.23% of their portfolio SCHAUMBURG, IL 1,612,8621.6m $96.2m $96.2m 0.23% Added +1.3m +1,321,695
10 Cambridge Investment Research Advisors, Inc. 0.31% of their portfolio FAIRFIELD, IA 1,331,7681.3m $79.4m $79.4m 0.31% Reduced -167.3k -167,267
11 RENAISSANCE TECHNOLOGIES LLC 0.12% of their portfolio NEW YORK, NY 1,267,7001.3m $75.6m $75.6m 0.12% Reduced -31.4k -31,400
12 TUCKER ASSET MANAGEMENT LLC 16.73% of their portfolio LITTLETON, CO 1,218,2341.2m $72.6m $72.6m 16.73% Reduced -115.9k -115,893
13 FIRST TRUST ADVISORS LP 0.07% of their portfolio Wheaton, IL 1,131,6811.1m $67.5m $67.5m 0.07% Reduced -599.3k -599,332
14 Bramshill Investments, LLC 7.90% of their portfolio NAPLES, FL 1,125,7731.1m $67.1m $67.1m 7.90% Added +980.6k +980,649
15 Csenge Advisory Group 3.52% of their portfolio CLEARWATER, FL 1,053,2091.1m $62.8m $62.8m 3.52% Added +57.2k +57,170
16 Prospera Financial Services Inc 1.83% of their portfolio Dallas, TX 1,029,8731.0m $61.4m $61.4m 1.83% Added +41.6k +41,579
17 RAYMOND JAMES & ASSOCIATES 0.04% of their portfolio ST PETERSBURG, FL 954,781954.8k $56.9m $56.9m 0.04% Reduced -203.2k -203,152
18 COMMONWEALTH EQUITY SERVICES, LLC 0.08% of their portfolio WALTHAM, MA 831,739831.7k $49.6m $49.6m 0.08% Reduced -352.6k -352,571
19 Hansen & Associates Financial Group, Inc. 27.44% of their portfolio ROSEVILLE, CA 802,550802.5k $47.9m $47.9m 27.44% Added +190.5k +190,510
20 Global Assets Advisory, LLC 0.51% of their portfolio ORLANDO, FL 783,406783.4k $13.1k $13.1k 0.51% Added +770.3k +770,283
21 Mariner, LLC 0.09% of their portfolio Overland Park, KS 737,857737.9k $44.0m $44.0m 0.09% Added +54.1k +54,067
22 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 725,921725.9k $43.3m $43.3m 0.02% Added +36.4k +36,424
23 STIFEL FINANCIAL CORP 0.05% of their portfolio ST. LOUIS, MO 720,730720.7k $43.0m $43.0m 0.05% Reduced -226.4k -226,448
24 JANE STREET GROUP, LLC 0.05% of their portfolio NEW YORK, NY 706,040706.0k $42.1m $42.1m 0.05% Added +551.9k +551,897
25 Atria Investments, Inc 0.50% of their portfolio Charlotte, NC 611,586611.6k $36.5m $36.5m 0.50% Added +37.5k +37,527
26 Gradient Investments LLC 0.82% of their portfolio ARDEN HILLS, MN 591,977592.0k $35.3m $35.3m 0.82% Reduced -16.7k -16,711
27 MANCHESTER FINANCIAL INC 8.51% of their portfolio Westlake Village, CA 547,075547.1k $32.6m $32.6m 8.51% Reduced -20.7k -20,715
28 Coppell Advisory Solutions Corp. 6.13% of their portfolio COPPELL, TX 545,893545.9k $32.5m $32.5m 6.13% First filing
29 Kestra Advisory Services, LLC 0.18% of their portfolio AUSTIN, TX 449,724449.7k $26.8m $26.8m 0.18% Reduced -24.8k -24,823
30 Harvest Investment Services, LLC 10.37% of their portfolio Oakbrook Terrace, IL 432,980433.0k $25.8m $25.8m 10.37% Added +6.1k +6,126
31 HARBOUR INVESTMENTS, INC. 0.90% of their portfolio MADISON, WI 423,741423.7k $25.3m $25.3m 0.90% Reduced -7.4k -7,395
32 IFP Advisors, Inc 1.06% of their portfolio TAMPA, FL 406,078406.1k $24.2m $24.2m 1.06% Reduced -326.8k -326,766
33 Baird Financial Group, Inc. 0.05% of their portfolio MILWAUKEE, WI 398,242398.2k $23.7m $23.7m 0.05% Reduced -68.1k -68,141
34 Janney Montgomery Scott LLC 0.07% of their portfolio PHILADELPHIA, PA 384,495384.5k $22.9m $22.9m 0.07% Added +17.5k +17,455
35 Avestar Capital, LLC 2.54% of their portfolio New York, NY 371,988372.0k $22.2m $22.2m 2.54% Reduced -140.7k -140,703
36 AVANTAX ADVISORY SERVICES, INC. 0.19% of their portfolio DALLAS, TX 362,373362.4k $21.6m $21.6m 0.19% Added +34.5k +34,483
37 Steward Partners Investment Advisory, LLC 0.22% of their portfolio STAMFORD, CT 339,065339.1k $20.2m $20.2m 0.22% Reduced -20.6k -20,552
38 PARK NATIONAL CORP /OH/ 0.75% of their portfolio NEWARK, OH 326,489326.5k $19.5m $19.5m 0.75% Reduced -21.7k -21,687
39 Kingsview Wealth Management, LLC 0.48% of their portfolio GRANTS PASS, OR 319,903319.9k $19.1m $19.1m 0.48% Added +5.6k +5,564
40 Private Advisor Group, LLC 0.13% of their portfolio MORRISTOWN, NJ 300,089300.1k $17.9m $17.9m 0.13% Added +5.0k +4,967
41 NewEdge Advisors, LLC 0.15% of their portfolio NEW ORLEANS, LA 297,540297.5k $17.7m $17.7m 0.15% Reduced -30.3k -30,289
42 HBK Sorce Advisory LLC 0.62% of their portfolio ERIE, PA 295,721295.7k $17.6m $17.6m 0.62% Added +21.8k +21,777
43 RiverTree Advisors, LLC 11.83% of their portfolio WINTER PARK, FL 295,568295.6k $17.6m $17.6m 11.83% Added +4.4k +4,384
44 Simplicity Wealth,LLC 0.39% of their portfolio SUMMIT, NJ 272,664272.7k $16.3m $16.3m 0.39% Reduced -11.5k -11,519
45 KESTRA PRIVATE WEALTH SERVICES, LLC 0.36% of their portfolio AUSTIN, TX 268,488268.5k $16.0m $16.0m 0.36% Reduced -14.1k -14,054
46 Triumph Capital Management 6.46% of their portfolio DENVER, CO 265,678265.7k $15.8m $15.8m 6.46% Reduced -29.7k -29,690
47 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 264,106264.1k $15.7m $15.7m 0.02% Added +106.0k +106,007
48 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 261,993262.0k $15.6m $15.6m 0.03% Added +27.8k +27,823
49 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 260,595260.6k $15.5m $15.5m 0.02% Reduced -3.2k -3,176
50 Pine Valley Investments Ltd Liability Co 1.16% of their portfolio MARLTON, NJ 250,057250.1k $15.0m $15.0m 1.16% Reduced -82.4k -82,369
51 StoneX Group Inc. 1.31% of their portfolio NEW YORK, NY 244,738244.7k $14.6m $14.6m 1.31% Added +7.2k +7,199
52 Atria Wealth Solutions, Inc. 0.17% of their portfolio NEW YORK, NY 244,723244.7k $14.6m $14.6m 0.17% Reduced -81.2k -81,218
53 SHELTON WEALTH MANAGEMENT, LLC 8.92% of their portfolio FORT WORTH, TX 237,851237.9k $14.2m $14.2m 8.92% Reduced -15.9k -15,851
54 1776 Wealth LLC 6.52% of their portfolio ATLANTA, GA 231,149231.1k $13.8m $13.8m 6.52% Reduced -12.9k -12,918
55 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.89% of their portfolio BIRMINGHAM, AL 231,063231.1k $13.8m $13.8m 0.89% Added +5.8k +5,795
56 Capital Investment Advisory Services, LLC 1.45% of their portfolio RALEIGH, NC 227,576227.6k $13.6m $13.6m 1.45% Reduced -308 -308
57 TD Capital Management LLC 1.38% of their portfolio MEMPHIS, TN 217,045217.0k $12.9m $12.9m 1.38% Reduced -7.2k -7,204
58 FSC Wealth Advisors, LLC 8.95% of their portfolio WAPPINGERS FALLS, NY 213,278213.3k $12.7m $12.7m 8.95% Reduced -5.9k -5,916
59 ORBA Wealth Advisors, L.L.C. 7.00% of their portfolio CHICAGO, IL 212,029212.0k $12.6m $12.6m 7.00% Reduced -416 -416
60 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 208,079208.1k $12.4m $12.4m 0.01% Reduced -14.6k -14,572
61 LAKE STREET PRIVATE WEALTH, LLC 1.70% of their portfolio CHICAGO, IL 206,259206.3k $12.3m $12.3m 1.70% Reduced -22.7k -22,747
62 OPPENHEIMER & CO INC 0.20% of their portfolio NEW YORK, NY 198,440198.4k $11.8m $11.8m 0.20% Reduced -28.1k -28,124
63 Cerity Partners LLC 0.03% of their portfolio NEW YORK, NY 196,597196.6k $11.7m $11.7m 0.03% Added +333 +333
64 Western Wealth Management, LLC 0.89% of their portfolio GOLDEN, CO 191,171191.2k $11.4m $11.4m 0.89% Added +30.1k +30,134
65 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.03% of their portfolio PLYMOUTH, MN 188,752188.8k $11.3m $11.3m 0.03% Added +15.5k +15,540
66 Schwallier Wealth Management LLC 8.81% of their portfolio GRAND RAPIDS, MI 183,383183.4k $10.9m $10.9m 8.81% Reduced -162.5k -162,496
67 Gladstone Institutional Advisory LLC 0.59% of their portfolio Bedminster, NJ 179,660179.7k $10.7m $10.7m 0.59% Reduced -14.9k -14,866
68 Stratos Wealth Advisors, LLC 0.63% of their portfolio BEACHWOOD, OH 178,582178.6k $10.6m $10.6m 0.63% Added +114.1k +114,089
69 Sigma Planning Corp 0.33% of their portfolio ANN ARBOR, MI 177,970178.0k $10.6m $10.6m 0.33% Added +84.0k +83,994
70 Jaffetilchin Investment Partners, LLC 0.92% of their portfolio TAMPA, FL 172,586172.6k $10.3m $10.3m 0.92% Added +3.6k +3,616
71 Mainsail Financial Group, LLC 7.01% of their portfolio BELLEVUE, WA 170,678170.7k $10.2m $10.2m 7.01% Added +1.9k +1,943
72 Rockefeller Capital Management L.P. 0.03% of their portfolio NEW YORK, NY 169,356169.4k $10.1m $10.1m 0.03% Reduced -22.1k -22,071
73 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 168,117168.1k $10.0m $10.0m 0.04% Added +10.7k +10,651
74 Cassia Capital Partners, LLC 6.29% of their portfolio WINSTON SALEM, NC 158,856158.9k $9.5m $9.5m 6.29% Reduced -176.6k -176,648
75 Ellsworth Advisors, LLC 2.67% of their portfolio HUDSON, OH 155,871155.9k $9.3m $9.3m 2.67% Reduced -2.8k -2,779
76 GDS Wealth Management 1.08% of their portfolio FLOWER MOUND, TX 155,275155.3k $9.3m $9.3m 1.08% Reduced -238.2k -238,179
77 Corient Private Wealth LP 0.02% of their portfolio MIAMI, FL 155,203155.2k $9.3m $9.3m 0.02% Reduced -26.0k -25,964
78 Transcendent Capital Group LLC 2.83% of their portfolio EDMOND, OK 153,074153.1k $9.1m $9.1m 2.83% Added +74.9k +74,872
79 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 151,713151.7k $9.0m $9.0m 0.01% Reduced -31.9k -31,877
80 Sterling Manor Financial, LLC 6.78% of their portfolio Saratoga Springs, NY 151,542151.5k $9.0m $9.0m 6.78% Added +24.9k +24,909
81 TOWNSQUARE CAPITAL LLC 0.13% of their portfolio Lehi, UT 150,282150.3k $9.0m $9.0m 0.13% Added +49.6k +49,557
82 B. Riley Wealth Advisors, Inc. 0.23% of their portfolio MEMPHIS, TN 141,787141.8k $8.5m $8.5m 0.23% Added +19.8k +19,779
83 Ashton Thomas Private Wealth, LLC 0.48% of their portfolio SCOTTSDALE, AZ 141,535141.5k $8.4m $8.4m 0.48% Added +3.2k +3,171
84 Synergy Asset Management, LLC 1.43% of their portfolio VANCOUVER, WA 141,141141.1k $8.4m $8.4m 1.43% Reduced -25.6k -25,605
85 Foundations Investment Advisors, LLC 0.22% of their portfolio PHOENIX, AZ 141,085141.1k $8.4m $8.4m 0.22% Reduced -25.6k -25,553
86 Long Run Wealth Advisors, LLC 2.20% of their portfolio Lake Placid, NY 140,370140.4k $8.4m $8.4m 2.20% Added +1.7k +1,717
87 TWIN PEAKS WEALTH ADVISORS, LLC 4.43% of their portfolio SAN FRANCISCO, CA 133,899133.9k $8.0m $8.0m 4.43% Added +12.9k +12,859
88 Nilsine Partners, LLC 1.06% of their portfolio GREENWOOD VILLAGE, CO 130,569130.6k $7.8m $7.8m 1.06% Reduced -6.1k -6,087
89 COMERICA BANK 0.03% of their portfolio DALLAS, TX 124,009124.0k $7.4m $7.4m 0.03% Reduced -2.0k -1,972
90 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 121,180121.2k $7.2m $7.2m 0.01% Added +32.5k +32,467
91 Creekmur Asset Management LLC 2.42% of their portfolio MORTON, IL 118,605118.6k $7.1m $7.1m 2.42% Reduced -31.2k -31,201
92 Financial Enhancement Group LLC 1.10% of their portfolio ANDERSON, IN 112,205112.2k $6.7m $6.7m 1.10% Reduced -71.7k -71,667
93 Ifrah Financial Services, Inc. 1.88% of their portfolio Little Rock, AR 112,190112.2k $6.7m $6.7m 1.88% Added +6.1k +6,060
94 Kinloch Capital, LLC 3.27% of their portfolio GLEN ALLEN, VA 106,579106.6k $6.4m $6.4m 3.27% Added +36.7k +36,700
95 Luken Investment Analytics, LLC 3.20% of their portfolio BRENTWOOD, TN 106,521106.5k $6.4m $6.4m 3.20% Reduced -55.4k -55,392
96 MGO ONE SEVEN LLC 0.33% of their portfolio Beachwood, OH 105,896105.9k $6.3m $6.3m 0.33% Reduced -6.0k -5,996
97 Shilanski & Associates, Inc. 2.17% of their portfolio ANCHORAGE, AK 105,324105.3k $6.3m $6.3m 2.17% Added +1.8k +1,835
98 Equitable Holdings, Inc. 0.07% of their portfolio NEW YORK, NY 105,270105.3k $6.3m $6.3m 0.07% Reduced -8.9k -8,902
99 Core Wealth Partners LLC 4.58% of their portfolio SANTA ROSA, CA 101,583101.6k $6.1m $6.1m 4.58% Added +11.8k +11,777
100 D.A. DAVIDSON & CO. 0.05% of their portfolio GREAT FALLS, MT 100,384100.4k $6.0m $6.0m 0.05% Added +11.9k +11,907