Vault-13

FIRST TR EXCHANGE-TRADED FD FSIG

LIMITED DURATION · ETP · CUSIP 33738D804

138 institutional holders +15 vs Q4 2023
60,369,23460.4m shares reported held*
$1.1bnreported value*
25 new 64 added 37 reduced 9 sold out net bought ≈ $292.0m (+15.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($22.2k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $18.77.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 18Q4 22: 51Q1 23: 87Q2 23: 110Q3 23: 109Q4 23: 123Q1 24: 138138Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202218
Q4 202251
Q1 202387
Q2 2023110
Q3 2023109
Q4 2023123
Q1 2024138

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 43 bought or addedQ4 22: 6 cut or sold outQ4 22Q1 23: 78 bought or addedQ1 23: 10 cut or sold outQ1 23Q2 23: 81 bought or addedQ2 23: 26 cut or sold outQ2 23Q3 23: 49 bought or addedQ3 23: 61 cut or sold outQ3 23Q4 23: 76 bought or addedQ4 23: 45 cut or sold outQ4 23Q1 24: 89 bought or addedQ1 24: 46 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022436
Q1 20237810
Q2 20238126
Q3 20234961
Q4 20237645
Q1 20248946

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6m$8mQ2 23 calls: $0Q2 23 puts: $6.3mQ2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —
Numbers
QuarterCallsPutsP/C
Q2 2023$0$6.3m—
Q3 2023$0$0—
Q4 2023$0$0—
Q1 2024$0$0—

Biggest buyers

MORGAN STANLEY Added +10,194,164+10.2m
STIFEL FINANCIAL CORP Added +1,253,400+1.3m
WELLS FARGO & COMPANY/MN Added +1,020,839+1.0m
Integrated Wealth Concepts LLC Added +557,900+557.9k
JANE STREET GROUP, LLC New +515,734+515.7k
Cetera Investment Advisers Added +483,397+483.4k
CITADEL ADVISORS LLC Added +263,862+263.9k
OLD MISSION CAPITAL LLC New +258,856+258.9k
Naviter Wealth, LLC New +197,885+197.9k
Cambridge Investment Research Advisors, Inc. Added +185,351+185.4k

Biggest sellers

FIRST TRUST ADVISORS LP Reduced -308,164-308.2k
LPL Financial LLC Reduced -294,917-294.9k
Cetera Advisor Networks LLC Sold out -190,291-190.3k
Kure Advisory, LLC Sold out -89,986-90.0k
STEPHENS INC /AR/ Reduced -84,166-84.2k
KESTRA PRIVATE WEALTH SERVICES, LLC Reduced -64,322-64.3k
CoreCap Advisors, LLC Reduced -61,491-61.5k
GOLDMAN SACHS GROUP INC Sold out -47,000-47.0k
Snowden Capital Advisors LLC Reduced -45,182-45.2k
Cetera Advisors LLC Sold out -44,769-44.8k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution -1.2 pts · filed 2026-07-17 22.8% -1.2 pts 18.9m≈ $355.7m 2026-07-17

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 29,407,51829.4m $552.0m $552.0m 0.01% Added +10.2m +10,194,164
2 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 6,084,4556.1m $114.2m $114.2m 0.06% Reduced -294.9k -294,917
3 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 2,465,2622.5m $46.3m $46.3m 0.01% Added +1.0m +1,020,839
4 FIRST TRUST ADVISORS LP 0.04% of their portfolio Wheaton, IL 2,206,9412.2m $41.4m $41.4m 0.04% Reduced -308.2k -308,164
5 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 1,624,9381.6m $30.5m $30.5m 0.03% Added +1.3m +1,253,400
6 Csenge Advisory Group 1.69% of their portfolio CLEARWATER, FL 1,607,9161.6m $30.2m $30.2m 1.69% Added +164.2k +164,214
7 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,352,4031.4m $25.4m $25.4m 0.01% Added +75.3k +75,345
8 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 1,343,2331.3m $25.2m $25.2m 0.01% Added +177.8k +177,835
9 STEPHENS INC /AR/ 0.34% of their portfolio LITTLE ROCK, AR 1,169,3531.2m $21.9m $21.9m 0.34% Reduced -84.2k -84,166
10 Kestra Advisory Services, LLC 0.10% of their portfolio AUSTIN, TX 782,270782.3k $14.7m $14.7m 0.10% Added +136.9k +136,938
11 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 715,969716.0k $13.4m $13.4m 0.03% Added +483.4k +483,397
12 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 683,641683.6k $12.8m $12.8m 0.02% Added +27.1k +27,067
13 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 614,877614.9k $11.5m $11.5m 0.04% Added +185.4k +185,351
14 Integrated Wealth Concepts LLC 0.16% of their portfolio WALTHAM, MA 578,886578.9k $10.9m $10.9m 0.16% Added +557.9k +557,900
15 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 577,498577.5k $10.8m $10.8m 0.02% Added +133.3k +133,294
16 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 515,734515.7k $9.7m $9.7m 0.01% New
17 Envestnet Portfolio Solutions, Inc. 0.03% of their portfolio BERWYN, PA 389,070389.1k $7.3m $7.3m 0.03% Added +18.3k +18,302
18 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 376,989377.0k $7.1m $7.1m 0.01% Added +181.0k +181,000
19 NewEdge Advisors, LLC 0.06% of their portfolio NEW ORLEANS, LA 368,112368.1k $6.9m $6.9m 0.06% Added +90.0k +90,020
20 TAP Consulting, LLC 1.50% of their portfolio KIRKWOOD, MO 363,331363.3k $6.8m $6.8m 1.50% Added +2.9k +2,897
21 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 361,969362.0k $6.8m $6.8m 0.01% Added +263.9k +263,862
22 ASSETMARK, INC 0.02% of their portfolio CONCORD, CA 294,618294.6k $5.5m $5.5m 0.02% Added +72.5k +72,468
23 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 287,520287.5k $5.4m $5.4m 0.02% Reduced -3.4k -3,368
24 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 271,781271.8k $5.1m $5.1m 0.00% Added +47.8k +47,835
25 OLD MISSION CAPITAL LLC 0.12% of their portfolio CHICAGO, IL 258,856258.9k $4.9m $4.9m 0.12% New
26 Visionary Wealth Advisors 0.31% of their portfolio O'FALLON, IL 245,938245.9k $4.6m $4.6m 0.31% Added +6.9k +6,886
27 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 221,196221.2k $4.2m $4.2m 0.01% Added +134.2k +134,187
28 TCP Asset Management, LLC 1.03% of their portfolio Upper Arlington, OH 207,500207.5k $3.9m $3.9m 1.03% Added +51.1k +51,053
29 Naviter Wealth, LLC 0.61% of their portfolio LITTLE ROCK, AR 197,885197.9k $3.7m $3.7m 0.61% New
30 IFP Advisors, Inc 0.15% of their portfolio TAMPA, FL 182,686182.7k $3.4m $3.4m 0.15% Reduced -13.5k -13,541
31 EWG Elevate Inc. 1.28% of their portfolio ROSEVILLE, CA 178,667178.7k $3.4m $3.4m 1.28% Added +9.5k +9,455
32 Atria Investments, Inc 0.04% of their portfolio Charlotte, NC 172,055172.1k $3.2m $3.2m 0.04% Added +25.8k +25,804
33 Rehmann Capital Advisory Group 0.24% of their portfolio LANSING, MI 171,409171.4k $3.2m $3.2m 0.24% Added +62.7k +62,683
34 Concurrent Investment Advisors, LLC 0.13% of their portfolio Tampa, FL 170,283170.3k $3.2m $3.2m 0.13% Added +10.6k +10,626
35 IAMS WEALTH MANAGEMENT, LLC 1.89% of their portfolio OMAHA, NE 165,099165.1k $3.1m $3.1m 1.89% Added +6.4k +6,410
36 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 164,601164.6k $3.1m $3.1m 0.03% Added +30.9k +30,937
37 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 145,875145.9k $2.7m $2.7m 0.02% Added +433 +433
38 KESTRA PRIVATE WEALTH SERVICES, LLC 0.06% of their portfolio AUSTIN, TX 138,115138.1k $2.6m $2.6m 0.06% Reduced -64.3k -64,322
39 Independent Advisor Alliance 0.09% of their portfolio CHARLOTTE, NC 135,579135.6k $2.5m $2.5m 0.09% Added +21.2k +21,232
40 Insight Advisors, LLC/ PA 0.49% of their portfolio Newtown, PA 133,392133.4k $2.5m $2.5m 0.49% Reduced -808 -808
41 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 113,843113.8k $2.1m $2.1m 0.01% Added +21.8k +21,821
42 Archer Investment Corp 0.63% of their portfolio Carmel, IN 111,433111.4k $2.1m $2.1m 0.63% Added +3.1k +3,128
43 Sigma Planning Corp 0.07% of their portfolio ANN ARBOR, MI 110,587110.6k $2.1m $2.1m 0.07% Added +26.5k +26,479
44 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 105,858105.9k $2.0m $2.0m 0.02% Added +9.2k +9,196
45 FLOW TRADERS U.S. LLC 0.10% of their portfolio NEW YORK, NY 97,73697.7k $1.8m $1.8m 0.10% New
46 PARK AVENUE SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 91,55191.6k $1.7m $1.7m 0.02% Added +3.9k +3,942
47 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 89,86489.9k $1.7m $1.7m 0.00% Added +16.9k +16,853
48 BENJAMIN F. EDWARDS & COMPANY, INC. 0.03% of their portfolio ST. LOUIS, MO 80,59880.6k $1.5m $1.5m 0.03% Added +20.0k +20,018
49 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 76,99477.0k $1.4m $1.4m 0.02% Reduced -37.6k -37,628
50 Imprint Wealth LLC 0.34% of their portfolio MOUNT PLEASANT, SC 75,77875.8k $1.4m $1.4m 0.34% Added +602 +602
51 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 74,28574.3k $1.4m $1.4m 0.01% Added +24.3k +24,272
52 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 74,28574.3k $1.4m $1.4m 0.01% Added +24.3k +24,272
53 Spire Wealth Management 0.02% of their portfolio MCLEAN, VA 71,29371.3k $1.3m $1.3m 0.02% Reduced -2.7k -2,747
54 BEACON FINANCIAL GROUP 0.15% of their portfolio DALLAS, TX 70,68570.7k $1.3m $1.3m 0.15% Unchanged
55 U.S. Capital Wealth Advisors, LLC 0.05% of their portfolio AUSTIN, TX 67,85467.9k $1.3m $1.3m 0.05% Added +26.5k +26,528
56 RFG Advisory, LLC 0.04% of their portfolio BIRMINGHAM, AL 59,74559.7k $1.1m $1.1m 0.04% Reduced -41.0k -41,049
57 Mutual Advisors, LLC 0.04% of their portfolio OMAHA, NE 59,42259.4k $1.1m $1.1m 0.04% New
58 Mariner, LLC 0.00% of their portfolio Overland Park, KS 55,75555.8k $1.0m $1.0m 0.00% Reduced -4.4k -4,401
59 Aptus Capital Advisors, LLC 0.02% of their portfolio FAIRHOPE, AL 54,75054.8k $1.0m $1.0m 0.02% Unchanged
60 GUARDIAN WEALTH ADVISORS, LLC / NC 0.13% of their portfolio RALEIGH, NC 54,75054.8k $1.0m $1.0m 0.13% Unchanged
61 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 49,60149.6k $931.0k $931.0k 0.00% New
62 TOWNSQUARE CAPITAL LLC 0.01% of their portfolio Lehi, UT 48,88448.9k $917.6k $917.6k 0.01% New
63 Darwin Wealth Management, LLC 0.26% of their portfolio TAMPA, FL 48,88348.9k $917.5k $917.5k 0.26% Reduced -3.8k -3,830
64 Vestmark Advisory Solutions, Inc. 0.04% of their portfolio Wakefield, MA 44,07044.1k $827.2k $827.2k 0.04% New
65 CoreCap Advisors, LLC 0.04% of their portfolio SOUTHFIELD, MI 41,29441.3k $775.1k $775.1k 0.04% Reduced -61.5k -61,491
66 WealthBridge Capital Management, LLC 0.26% of their portfolio WESTERVILLE, OH 40,83840.8k $766.5k $766.5k 0.26% Added +471 +471
67 Trilogy Capital Inc. 0.04% of their portfolio IRVINE, CA 40,34840.3k $757.3k $757.3k 0.04% Added +142 +142
68 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 39,12439.1k $736.0k $736.0k 0.00% New
69 Sequent Planning LLC 0.27% of their portfolio OMAHA, NE 39,01939.0k $732.4k $732.4k 0.27% First filing
70 COMERICA BANK 0.00% of their portfolio DALLAS, TX 37,50737.5k $704.0k $704.0k 0.00% Reduced -6.4k -6,379
71 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.06% of their portfolio CEDAR RAPIDS, IA 37,13437.1k $697.0k $697.0k 0.06% Reduced -2.6k -2,642
72 PCG Wealth Advisors, LLC 0.33% of their portfolio OVERLAND PARK, KS 36,85136.9k $691.7k $691.7k 0.33% Reduced -14.0k -13,974
73 Braun-Bostich & Associates Inc. 0.56% of their portfolio CANONSBURG, PA 35,67335.7k $669.6k $669.6k 0.56% Reduced -14.5k -14,548
74 Snowden Capital Advisors LLC 0.02% of their portfolio New York, NY 35,25035.2k $661.6k $661.6k 0.02% Reduced -45.2k -45,182
75 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 33,56333.6k $630.0k $630.0k 0.02% Reduced -2.9k -2,878
76 Clarus Wealth Advisors 0.35% of their portfolio PEORIA, AZ 33,01033.0k $616.0k $616.0k 0.35% Reduced -350 -350
77 ICA Group Wealth Management, LLC 0.12% of their portfolio DENVER, CO 32,39132.4k $608.0k $608.0k 0.12% Reduced -20.9k -20,850
78 Security Financial Services, INC. 0.14% of their portfolio Fort Wayne, IN 31,87831.9k $598.4k $598.4k 0.14% Reduced -508 -508
79 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 31,16531.2k $573.1k $573.1k 0.02% Added +11.5k +11,513
80 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 28,20628.2k $529.4k $529.4k 0.01% Added +7.8k +7,786
81 FSB PREMIER WEALTH MANAGEMENT, INC. 0.24% of their portfolio WATERLOO, IA 27,93827.9k $524.4k $524.4k 0.24% Added +1.6k +1,628
82 PRIVATE TRUST CO NA 0.05% of their portfolio CLEVELAND, OH 26,84526.8k $503.9k $503.9k 0.05% Reduced -6.7k -6,686
83 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 26,78526.8k $503.0k $503.0k 0.00% Added +2.3k +2,269
84 Core Wealth Partners LLC 0.38% of their portfolio SANTA ROSA, CA 26,71326.7k $501.4k $501.4k 0.38% Added +8.9k +8,883
85 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 26,66026.7k $500.4k $500.4k 0.01% Added +666 +666
86 Clear Creek Financial Management, LLC 0.06% of their portfolio SILVERDALE, WA 25,86925.9k $485.6k $485.6k 0.06% Added +188 +188
87 Virtue Capital Management, LLC 0.09% of their portfolio BRENTWOOD, TN 25,42725.4k $475.0k $475.0k 0.09% Reduced -33.1k -33,076
88 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 25,29925.3k $474.9k $474.9k 0.01% Reduced -1.9k -1,906
89 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 25,04325.0k $470.0k $470.0k 0.02% New
90 Coppell Advisory Solutions Corp. 0.09% of their portfolio COPPELL, TX 24,61624.6k $462.0k $462.0k 0.09% First filing
91 Prairie Wealth Advisors, Inc. 0.21% of their portfolio OMAHA, NE 24,19524.2k $454.1k $454.1k 0.21% First filing
92 CREATIVE FINANCIAL DESIGNS INC /ADV 0.04% of their portfolio KOKOMO, IN 23,70123.7k $444.9k $444.9k 0.04% Reduced -42.2k -42,220
93 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 22,64122.6k $425.0k $425.0k 0.01% Added +8.7k +8,723
94 TFB Advisors LLC 0.14% of their portfolio OVERLAND PARK, KS 20,73620.7k $385.9k $385.9k 0.14% Added +8.1k +8,131
95 Gateway Wealth Partners, LLC 0.14% of their portfolio APPLETON, WI 20,16320.2k $378.5k $378.5k 0.14% Reduced -4.5k -4,490
96 GeoWealth Management, LLC 0.01% of their portfolio CHICAGO, IL 19,97420.0k $374.9k $374.9k 0.01% New
97 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 17,44817.4k $327.5k $327.5k 0.01% Reduced -572 -572
98 Prosperity Wealth Management, Inc. 0.15% of their portfolio San Ramon, CA 17,37517.4k $326.1k $326.1k 0.15% Added +3.6k +3,650
99 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 17,12317.1k $321.4k $321.4k 0.01% Added +342 +342
100 WCG Wealth Advisors LLC 0.02% of their portfolio LAS VEGAS, NV 14,94614.9k $281.0k $281.0k 0.02% New