Vault-13

ETF SER SOLUTIONS DUBS

APTUS LARGE CAP · ETP · CUSIP 26922B535

15 institutional holders -1 vs Q4 2023
5,659,7665.7m shares reported held*
$165.5mreported value*
4 new 7 added 3 reduced 4 sold out net bought ≈ $22.3m (+762.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $29.25.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

01020Q3 22: 1Q4 22: 0Q1 23: 0Q2 23: 3Q3 23: 12Q4 23: 16Q1 24: 1515Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 20221
Q4 20220
Q1 20230
Q2 20233
Q3 202312
Q4 202316
Q1 202415

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 0 bought or addedQ4 22: 1 cut or sold outQ4 22Q3 23: 11 bought or addedQ3 23: 1 cut or sold outQ3 23Q4 23: 11 bought or addedQ4 23: 6 cut or sold outQ4 23Q1 24: 11 bought or addedQ1 24: 7 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 202201
Q3 2023111
Q4 2023116
Q1 2024117

Biggest buyers

Second Line Capital, LLC Added +206,210+206.2k
Integrated Wealth Concepts LLC Added +199,460+199.5k
Aptus Capital Advisors, LLC Added +95,295+95.3k
Sugarloaf Wealth Management, LLC Added +84,195+84.2k
Park Place Capital Corp New +73,898+73.9k
ONE PLUS ONE WEALTH MANAGEMENT, LLC New +73,897+73.9k
ENVESTNET ASSET MANAGEMENT INC New +72,088+72.1k
Signal Advisors Wealth, LLC New +18,194+18.2k
MBE Wealth Management, LLC Added +9,129+9.1k
GUARDIAN WEALTH ADVISORS, LLC / NC Added +7,150+7.2k

Biggest sellers

SILVER OAK SECURITIES, INCORPORATED Reduced -24,291-24.3k
Waterloo Capital, L.P. Reduced -22,994-23.0k
GOLDMAN SACHS GROUP INC Sold out -9,739-9.7k
Atria Investments, Inc Reduced -8,781-8.8k
JANE STREET GROUP, LLC Sold out -8,676-8.7k
Advisory Services Network, LLC Sold out -2,136-2.1k
UBS Group AG Sold out -1,385-1.4k

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Aptus Capital Advisors, LLC 1.84% of their portfolio FAIRHOPE, AL 2,930,7852.9m $85.7m $85.7m 1.84% Added +95.3k +95,295
2 Sugarloaf Wealth Management, LLC 3.92% of their portfolio DULUTH, GA 646,910646.9k $18.9m $18.9m 3.92% Added +84.2k +84,195
3 Integrated Wealth Concepts LLC 0.26% of their portfolio WALTHAM, MA 604,245604.2k $17.7m $17.7m 0.26% Added +199.5k +199,460
4 GUARDIAN WEALTH ADVISORS, LLC / NC 1.57% of their portfolio RALEIGH, NC 437,235437.2k $12.8m $12.8m 1.57% Added +7.2k +7,150
5 Waterloo Capital, L.P. 1.12% of their portfolio AUSTIN, TX 300,765300.8k $8.8m $8.8m 1.12% Reduced -23.0k -22,994
6 Second Line Capital, LLC 2.53% of their portfolio METAIRIE, LA 266,652266.7k $7.8m $7.8m 2.53% Added +206.2k +206,210
7 SILVER OAK SECURITIES, INCORPORATED 0.42% of their portfolio JACKSON, TN 92,85592.9k $2.7m $2.7m 0.42% Reduced -24.3k -24,291
8 Park Place Capital Corp 0.77% of their portfolio Homewood, AL 73,89873.9k $2.2m $2.2m 0.77% New
9 ONE PLUS ONE WEALTH MANAGEMENT, LLC 1.24% of their portfolio JUPITER, FL 73,89773.9k $2.2m $2.2m 1.24% New
10 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 72,08872.1k $2.1m $2.1m 0.00% New
11 MBE Wealth Management, LLC 1.20% of their portfolio TOMAH, WI 66,51266.5k $1.9m $1.9m 1.20% Added +9.1k +9,129
12 Atria Investments, Inc 0.02% of their portfolio Charlotte, NC 48,34548.3k $1.4m $1.4m 0.02% Reduced -8.8k -8,781
13 Compound Planning, Inc. 0.07% of their portfolio NEW YORK, NY 27,38527.4k $801.0k $801.0k 0.07% Added +1.0k +1,018
14 Signal Advisors Wealth, LLC 0.13% of their portfolio DETROIT, MI 18,19418.2k $532.2k $532.2k 0.13% New
15 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged