Vault-13

ISHARES TR IWD

RUS 1000 VAL ETF · ETP · CUSIP 464287598

1,543 institutional holders -18 vs Q4 2023
317,317,568317.3m shares reported held*
$56.8bnreported value*
80 new 447 added 627 reduced 99 sold out net bought ≈ $2.0bn (+10.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($90.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $179.01. Options: 5 managers hold calls ($89.6m notional), 7 hold puts ($8.8m).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

01k2kQ3 22: 1,324Q4 22: 1,464Q1 23: 1,413Q2 23: 1,427Q3 23: 1,448Q4 23: 1,561Q1 24: 1,5431,543Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 20221,324
Q4 20221,464
Q1 20231,413
Q2 20231,427
Q3 20231,448
Q4 20231,561
Q1 20241,543

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1k01kQ4 22: 669 bought or addedQ4 22: 462 cut or sold outQ4 22Q1 23: 454 bought or addedQ1 23: 721 cut or sold outQ1 23Q2 23: 511 bought or addedQ2 23: 615 cut or sold outQ2 23Q3 23: 492 bought or addedQ3 23: 584 cut or sold outQ3 23Q4 23: 627 bought or addedQ4 23: 583 cut or sold outQ4 23Q1 24: 527 bought or addedQ1 24: 726 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022669462
Q1 2023454721
Q2 2023511615
Q3 2023492584
Q4 2023627583
Q1 2024527726

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$25m$50m$75m$100mQ2 23 calls: $69.7mQ2 23 puts: $8.5mQ2 23P/C 0.12Q3 23 calls: $58.6mQ3 23 puts: $3.4mQ3 23P/C 0.06Q4 23 calls: $56.4mQ4 23 puts: $13.4mQ4 23P/C 0.24Q1 24 calls: $89.6mQ1 24 puts: $8.8mQ1 24P/C 0.10
Numbers
QuarterCallsPutsP/C
Q2 2023$69.7m$8.5m0.12
Q3 2023$58.6m$3.4m0.06
Q4 2023$56.4m$13.4m0.24
Q1 2024$89.6m$8.8m0.10

Biggest buyers

MORGAN STANLEY Added +27,188,585+27.2m
Alaska Permanent Fund Corp Added +890,764+890.8k
Cetera Investment Advisers Added +756,464+756.5k
Jasper Ridge Partners, L.P. Added +365,655+365.7k
Focus Partners Wealth Added +279,565+279.6k
Gainplan LLC New +248,109+248.1k
Stairway Partners, LLC Added +226,880+226.9k
NorthCoast Asset Management LLC Added +215,513+215.5k
LPL Financial LLC Added +212,918+212.9k
FRANKLIN RESOURCES INC Added +184,770+184.8k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -5,876,751-5.9m
BlackRock Inc. Reduced -1,515,914-1.5m
ENVESTNET ASSET MANAGEMENT INC Reduced -882,898-882.9k
Cresset Asset Management, LLC Reduced -852,373-852.4k
UNC Management Company, Inc. Sold out -684,805-684.8k
Cerity Partners LLC Reduced -618,622-618.6k
Cetera Advisor Networks LLC Sold out -464,838-464.8k
JPMORGAN CHASE & CO Reduced -448,138-448.1k
JONES FINANCIAL COMPANIES LLLP Reduced -381,123-381.1k
WELLS FARGO & COMPANY/MN Reduced -364,550-364.6k

Biggest calls

Twin Tree Management, LP New $45.5m254.2k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $24.4m136.4k shares
CITADEL ADVISORS LLC Added $18.9m105.3k shares
WOLVERINE TRADING, LLC Reduced $591.1k3.3k shares
Cutler Group LLC / CA Reduced $207.0k9.3k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $4.1m22.9k shares
CITADEL ADVISORS LLC Reduced $2.7m15.3k shares
WOLVERINE TRADING, LLC Reduced $1.0m5.8k shares
Walleye Trading LLC Unchanged $537.3k3.0k shares
GTS SECURITIES LLC New $304.5k1.7k shares
BANK OF NOVA SCOTIA Unchanged $44.8k250 shares
Cutler Group LLC / CA Reduced $01.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.40% of their portfolio NEW YORK, NY 83,616,08783.6m $15.0bn $15.0bn 0.40% Added +27.2m +27,188,585
2 BANK OF AMERICA CORP /DE/ 0.88% of their portfolio CHARLOTTE, NC 49,796,81049.8m $8.9bn $8.9bn 0.88% Reduced -5.9m -5,876,751
3 JPMORGAN CHASE & CO 0.15% of their portfolio NEW YORK, NY 19,450,76419.5m $3.5bn $3.5bn 0.15% Reduced -448.1k -448,138
4 GOLDMAN SACHS GROUP INC 0.59% of their portfolio NEW YORK, NY 15,546,20115.5m $2.8bn $2.8bn 0.59% Reduced -151.2k -151,161
5 FMR LLC 0.12% of their portfolio BOSTON, MA 10,354,67910.4m $1.9bn $1.9bn 0.12% Reduced -298.0k -297,991
6 Financial Engines Advisors L.L.C. 3.96% of their portfolio SANTA CLARA, CA 9,806,3209.8m $1.8bn $1.8bn 3.96% Reduced -293.5k -293,464
7 JONES FINANCIAL COMPANIES LLLP 2.05% of their portfolio DES PERES, MO 8,401,5958.4m $1.5bn $1.5bn 2.05% Reduced -381.1k -381,123
8 UBS Group AG 0.42% of their portfolio ZURICH, V8 7,077,0317.1m $1.3bn $1.3bn 0.42% Reduced -335.7k -335,727
9 ENVESTNET ASSET MANAGEMENT INC 0.42% of their portfolio Berwyn, PA 6,283,6966.3m $1.1bn $1.1bn 0.42% Reduced -882.9k -882,898
10 WELLS FARGO & COMPANY/MN 0.21% of their portfolio SAN FRANCISCO, CA 4,544,9684.5m $814.0m $814.0m 0.21% Reduced -364.6k -364,550
11 NORTHERN TRUST CORP 0.11% of their portfolio CHICAGO, IL 3,698,9453.7m $662.5m $662.5m 0.11% Reduced -59.2k -59,186
12 Baird Financial Group, Inc. 1.39% of their portfolio MILWAUKEE, WI 3,695,0683.7m $661.8m $661.8m 1.39% Added +21.4k +21,426
13 M&T Bank Corp 2.28% of their portfolio BUFFALO, NY 3,660,9163.7m $655.7m $655.7m 2.28% Reduced -13.5k -13,541
14 RAYMOND JAMES & ASSOCIATES 0.44% of their portfolio ST PETERSBURG, FL 3,632,0893.6m $650.5m $650.5m 0.44% Reduced -12.8k -12,766
15 PNC Financial Services Group, Inc. 0.41% of their portfolio Pittsburgh, PA 3,297,9873.3m $590.7m $590.7m 0.41% Added +3.1k +3,082
16 LPL Financial LLC 0.31% of their portfolio FORT MILL, SC 3,190,4793.2m $571.4m $571.4m 0.31% Added +212.9k +212,918
17 SYNOVUS FINANCIAL CORP 6.51% of their portfolio Columbus, GA 2,799,2142.8m $501.4m $501.4m 6.51% Added +14.2k +14,232
18 Jasper Ridge Partners, L.P. 14.20% of their portfolio MENLO PARK, CA 2,521,0822.5m $451.6m $451.6m 14.20% Added +365.7k +365,655
19 BlackRock Inc. 0.01% of their portfolio New York, NY 2,277,1332.3m $407.9m $407.9m 0.01% Reduced -1.5m -1,515,914
20 TRUIST FINANCIAL CORP 0.62% of their portfolio CHARLOTTE, NC 2,276,8532.3m $407.8m $407.8m 0.62% Reduced -361.9k -361,877
21 COMMONWEALTH EQUITY SERVICES, LLC 0.63% of their portfolio WALTHAM, MA 2,115,0352.1m $378.8m $378.8m 0.63% Added +19.1k +19,110
22 ROYAL BANK OF CANADA 0.09% of their portfolio TORONTO, A6 2,029,9882.0m $363.6m $363.6m 0.09% Reduced -294.8k -294,818
23 GLOBALT Investments LLC / GA 13.99% of their portfolio Atlanta, GA 1,961,4322.0m $351.3m $351.3m 13.99% Reduced -41.5k -41,454
24 Alaska Permanent Fund Corp 5.09% of their portfolio JUNEAU, AK 1,929,5171.9m $345.6m $345.6m 5.09% Added +890.8k +890,764
25 ALLIANCEBERNSTEIN L.P. 0.12% of their portfolio NASHVILLE, TN 1,853,4171.9m $332.0m $332.0m 0.12% Reduced -69.6k -69,560
26 STIFEL FINANCIAL CORP 0.34% of their portfolio ST. LOUIS, MO 1,663,2431.7m $297.9m $297.9m 0.34% Reduced -305.4k -305,432
27 PRUDENTIAL FINANCIAL INC 0.38% of their portfolio NEWARK, NJ 1,522,9901.5m $272.8m $272.8m 0.38% Added +170.9k +170,901
28 TIAA TRUST, NATIONAL ASSOCIATION 0.69% of their portfolio CHARLOTTE, NC 1,265,9941.3m $226.8m $226.8m 0.69% Reduced -16.1k -16,095
29 Cetera Investment Advisers 0.52% of their portfolio SCHAUMBURG, IL 1,223,0171.2m $219.1m $219.1m 0.52% Added +756.5k +756,464
30 Rockefeller Capital Management L.P. 0.56% of their portfolio NEW YORK, NY 1,065,0671.1m $190.8m $190.8m 0.56% Reduced -240.6k -240,609
31 CITIGROUP INC 0.20% of their portfolio NEW YORK, NY 1,036,4001.0m $185.6m $185.6m 0.20% Reduced -10.0k -10,007
32 AMERIPRISE FINANCIAL INC 0.05% of their portfolio MINNEAPOLIS, MN 1,035,6621.0m $185.7m $185.7m 0.05% Reduced -59.9k -59,857
33 Stairway Partners, LLC 14.89% of their portfolio MINNEAPOLIS, MN 1,029,0591.0m $184.3m $184.3m 14.89% Added +226.9k +226,880
34 HighTower Advisors, LLC 0.29% of their portfolio CHICAGO, IL 998,710998.7k $178.9m $178.9m 0.29% Reduced -28.4k -28,400
35 US BANCORP \DE\ 0.25% of their portfolio MINNEAPOLIS, MN 993,630993.6k $178.0m $178.0m 0.25% Added +5.8k +5,830
36 COMERICA BANK 0.76% of their portfolio DALLAS, TX 989,703989.7k $177.3m $177.3m 0.76% Reduced -86.3k -86,286
37 Waldron Private Wealth LLC 7.28% of their portfolio BRIDGEVILLE, PA 900,430900.4k $161.3m $161.3m 7.28% Reduced -10.2k -10,224
38 Raymond James Financial Services Advisors, Inc. 0.23% of their portfolio ST. PETERSBURG, FL 852,970853.0k $152.8m $152.8m 0.23% Added +298 +298
39 Hackensack Meridian Health, Inc. 19.89% of their portfolio EDISON, NJ 826,000826.0k $147.9m $147.9m 19.89% Unchanged
40 Bank of New York Mellon Corp 0.03% of their portfolio NEW YORK, NY 796,261796.3k $142.6m $142.6m 0.03% Reduced -3.9k -3,890
41 COMMERCE BANK 0.92% of their portfolio KANSAS CITY, MO 774,377774.4k $138.7m $138.7m 0.92% Reduced -4.4k -4,372
42 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.35% of their portfolio PLYMOUTH, MN 750,245750.2k $134.4m $134.4m 0.35% Reduced -8.6k -8,619
43 OAKWORTH CAPITAL, INC. 10.05% of their portfolio BIRMINGHAM, AL 745,441745.4k $133.5m $133.5m 10.05% Added +11.0k +10,982
44 Alera Investment Advisors, LLC 18.02% of their portfolio DEERFIELD, IL 744,086744.1k $133.3m $133.3m 18.02% Reduced -71.2k -71,163
45 STEPHENS INC /AR/ 1.84% of their portfolio LITTLE ROCK, AR 663,856663.9k $118.9m $118.9m 1.84% Reduced -8.0k -8,005
46 1ST SOURCE BANK 6.86% of their portfolio SOUTH BEND, IN 659,143659.1k $118.1m $118.1m 6.86% Added +68.0k +67,983
47 Johns Hopkins University 4.35% of their portfolio BALTIMORE, MD 623,115623.1k $111.6m $111.6m 4.35% Unchanged
48 Circle Wealth Management, LLC 2.72% of their portfolio SUMMIT, NJ 611,273611.3k $109.5m $109.5m 2.72% Reduced -9.3k -9,347
49 Mariner, LLC 0.21% of their portfolio Overland Park, KS 561,715561.7k $100.6m $100.6m 0.21% Added +8.3k +8,296
50 Creative Planning 0.10% of their portfolio OVERLAND PARK, KS 524,227524.2k $93.9m $93.9m 0.10% Added +1.6k +1,624
51 BNP PARIBAS FINANCIAL MARKETS 0.11% of their portfolio PARIS, I0 510,428510.4k $91.4m $91.4m 0.11% Added +5.3k +5,256
52 Corient Private Wealth LP 0.16% of their portfolio MIAMI, FL 486,172486.2k $87.1m $87.1m 0.16% Added +1.3k +1,346
53 Equitable Holdings, Inc. 0.97% of their portfolio NEW YORK, NY 478,392478.4k $85.7m $85.7m 0.97% Added +3.0k +2,991
54 OSAIC HOLDINGS, INC. 0.19% of their portfolio SCOTTSDALE, AZ 477,625477.6k $85.6m $85.6m 0.19% Reduced -229.5k -229,542
55 Modera Wealth Management, LLC 1.26% of their portfolio WESTWOOD, NJ 462,448462.4k $82.8m $82.8m 1.26% Reduced -9.6k -9,627
56 Strategic Wealth Partners Group, LLC 8.65% of their portfolio DEERFIELD, IL 437,499437.5k $78.4m $78.4m 8.65% Reduced -2.8k -2,758
57 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.08% of their portfolio MILWAUKEE, WI 427,271427.3k $76.5m $76.5m 0.08% Reduced -4.7k -4,715
58 Cedar Mountain Advisors, LLC 18.24% of their portfolio LAKE OSWEGO, OR 404,913404.9k $72.5m $72.5m 18.24% Added +2.3k +2,328
59 FIFTH THIRD BANCORP 0.28% of their portfolio CINCINNATI, OH 402,677402.7k $72.1m $72.1m 0.28% Reduced -62.1k -62,087
60 BANK OF NOVA SCOTIA 0.14% of their portfolio TORONTO, A6 382,825382.8k $68.6m $68.6m 0.14% Reduced -19.4k -19,450
61 MML INVESTORS SERVICES, LLC 0.28% of their portfolio SPRINGFIELD, MA 379,583379.6k $68.0m $68.0m 0.28% Reduced -18.1k -18,070
62 Cassaday & Co Wealth Management LLC 2.21% of their portfolio MCLEAN, VA 378,680378.7k $67.8m $67.8m 2.21% Reduced -4.0k -3,968
63 Cresset Asset Management, LLC 0.33% of their portfolio Chicago, IL 377,806377.8k $67.7m $67.7m 0.33% Reduced -852.4k -852,373
64 MV CAPITAL MANAGEMENT, INC. 7.73% of their portfolio BETHESDA, MD 377,065377.1k $67.5m $67.5m 7.73% Reduced -3.7k -3,730
65 CAPTRUST FINANCIAL ADVISORS 0.25% of their portfolio RALEIGH, NC 376,830376.8k $67.5m $67.5m 0.25% Added +30.3k +30,252
66 LANDAAS & CO /WI /ADV 21.04% of their portfolio MILWAUKEE, WI 361,108361.1k $64.7m $64.7m 21.04% Added +5.8k +5,845
67 STEPHENS GROUP ASSET MANAGEMENT, LLC 5.90% of their portfolio LITTLE ROCK, AR 360,760360.8k $64.6m $64.6m 5.90% Added +3.7k +3,716
68 Pathstone Holdings, LLC 0.30% of their portfolio ENGLEWOOD, NJ 355,085355.1k $63.6m $63.6m 0.30% Added +22.6k +22,631
69 Geller Advisors LLC 5.03% of their portfolio New York, NY 346,163346.2k $62.0m $62.0m 5.03% Reduced -48.9k -48,939
70 CHOREO, LLC 1.57% of their portfolio ROCKFORD, IL 340,651340.7k $61.0m $61.0m 1.57% Reduced -5.5k -5,454
71 Focus Partners Wealth 0.49% of their portfolio ST LOUIS, MO 334,297334.3k $59.9m $59.9m 0.49% Added +279.6k +279,565
72 Cullen/Frost Bankers, Inc. 0.87% of their portfolio San Antonio, TX 329,049329.0k $58.9m $58.9m 0.87% Reduced -4.6k -4,615
73 Private Advisor Group, LLC 0.42% of their portfolio MORRISTOWN, NJ 326,779326.8k $58.5m $58.5m 0.42% Reduced -4.9k -4,860
74 EP Wealth Advisors, LLC 0.66% of their portfolio TORRANCE, CA 315,528315.5k $56.5m $56.5m 0.66% Reduced -7.4k -7,375
75 MONETA GROUP INVESTMENT ADVISORS LLC 0.92% of their portfolio ST LOUIS, MO 314,743314.7k $56.4m $56.4m 0.92% Added +65.7k +65,747
76 MAI Capital Management 0.57% of their portfolio INDEPENDENCE, OH 302,622302.6k $54.2m $54.2m 0.57% Added +51.1k +51,103
77 StoneX Group Inc. 4.84% of their portfolio NEW YORK, NY 301,462301.5k $54.0m $54.0m 4.84% Added +6.1k +6,060
78 First Business Financial Services, Inc. 5.54% of their portfolio MADISON, WI 288,324288.3k $51.6m $51.6m 5.54% Added +1.8k +1,816
79 BROWN ADVISORY INC 0.07% of their portfolio BALTIMORE, MD 288,041288.0k $51.6m $51.6m 0.07% Reduced -16.8k -16,811
80 Thrivent Financial for Lutherans 0.09% of their portfolio Minneapolis, MN 262,838262.8k $47.1m $47.1m 0.09% Added +6.6k +6,621
81 Wind River Trust Co 16.51% of their portfolio Jackson, WY 253,335253.3k $45.4m $45.4m 16.51% Unchanged
82 FSA Wealth Management LLC 19.42% of their portfolio Needham, MA 249,131249.1k $44.6m $44.6m 19.42% Added +7.2k +7,165
83 Gainplan LLC 21.49% of their portfolio BLOOMFIELD HILLS, MI 248,109248.1k $44.4m $44.4m 21.49% New
84 Steward Partners Investment Advisory, LLC 0.47% of their portfolio STAMFORD, CT 240,289240.3k $43.0m $43.0m 0.47% Reduced -1.8k -1,833
85 BRIDGES INVESTMENT MANAGEMENT INC 1.34% of their portfolio OMAHA, NE 239,722239.7k $42.9m $42.9m 1.34% Added +4.8k +4,808
86 Flaharty Asset Management, LLC 6.13% of their portfolio CLEARWATER, FL 230,618230.6k $41.3m $41.3m 6.13% Reduced -13.1k -13,059
87 Badgley Phelps Wealth Managers, LLC 1.01% of their portfolio SEATTLE, WA 225,080225.1k $40.3m $40.3m 1.01% Reduced -117.7k -117,664
88 Brandywine Global Investment Management, LLC 0.29% of their portfolio PHILADELPHIA, PA 224,282224.3k $40.2m $40.2m 0.29% Reduced -15.2k -15,197
89 FRANKLIN RESOURCES INC 0.01% of their portfolio San Mateo, CA 219,815219.8k $39.4m $39.4m 0.01% Added +184.8k +184,770
90 Nadler Financial Group, Inc. 4.81% of their portfolio DEERFIELD, IL 217,999218.0k $39.0m $39.0m 4.81% Reduced -792 -792
91 Relyea Zuckerberg Hanson LLC 6.83% of their portfolio STAMFORD, CT 217,546217.5k $39.0m $39.0m 6.83% Added +3.9k +3,895
92 NorthCoast Asset Management LLC 0.50% of their portfolio STAMFORD, CT 217,439217.4k $38.9m $38.9m 0.50% Added +215.5k +215,513
93 Kestra Advisory Services, LLC 0.26% of their portfolio AUSTIN, TX 212,875212.9k $38.1m $38.1m 0.26% Added +38.1k +38,129
94 Paulson Wealth Management Inc. 11.19% of their portfolio West Palm Beach, FL 212,415212.4k $38.0m $38.0m 11.19% Added +11.6k +11,585
95 Comprehensive Financial Management LLC 1.22% of their portfolio Los Gatos, CA 210,233210.2k $37.7m $37.7m 1.22% Unchanged
96 Mesirow Financial Investment Management, Inc. 0.86% of their portfolio CHICAGO, IL 210,170210.2k $37.6m $37.6m 0.86% Added +10.6k +10,627
97 BLAIR WILLIAM & CO/IL 0.12% of their portfolio CHICAGO, IL 207,511207.5k $37.2m $37.2m 0.12% Added +1.5k +1,549
98 First Horizon Advisors, Inc. 1.14% of their portfolio MEMPHIS, TN 205,861205.9k $36.9m $36.9m 1.14% Reduced -12.2k -12,156
99 MISSION WEALTH MANAGEMENT, LP 0.97% of their portfolio Santa Barbara, CA 201,831201.8k $36.1m $36.1m 0.97% Added +6.7k +6,706
100 SIMON QUICK ADVISORS, LLC 2.70% of their portfolio MORRISTOWN, NJ 200,835200.8k $36.0m $36.0m 2.70% Reduced -488 -488