Vault-13

VANECK ETF TRUST MOAT

MRNGSTR WDE MOAT · ETP · CUSIP 92189F643

633 institutional holders +16 vs Q4 2023
115,953,365116.0m shares reported held*
$10.4bnreported value*
65 new 314 added 158 reduced 52 sold out net bought ≈ $1.5bn (+17.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $89.84. Options: 2 managers hold calls ($4.0m notional), 1 hold puts ($2.0m).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 352Q4 22: 374Q1 23: 381Q2 23: 460Q3 23: 522Q4 23: 617Q1 24: 633633Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022352
Q4 2022374
Q1 2023381
Q2 2023460
Q3 2023522
Q4 2023617
Q1 2024633

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 193 bought or addedQ4 22: 146 cut or sold outQ4 22Q1 23: 189 bought or addedQ1 23: 157 cut or sold outQ1 23Q2 23: 300 bought or addedQ2 23: 112 cut or sold outQ2 23Q3 23: 340 bought or addedQ3 23: 140 cut or sold outQ3 23Q4 23: 386 bought or addedQ4 23: 162 cut or sold outQ4 23Q1 24: 379 bought or addedQ1 24: 210 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022193146
Q1 2023189157
Q2 2023300112
Q3 2023340140
Q4 2023386162
Q1 2024379210

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ2 23 calls: $14.4mQ2 23 puts: $2.7mQ2 23P/C 0.19Q3 23 calls: $1.8mQ3 23 puts: $910.1kQ3 23P/C 0.51Q4 23 calls: $3.2mQ4 23 puts: $500.7kQ4 23P/C 0.15Q1 24 calls: $4.0mQ1 24 puts: $2.0mQ1 24P/C 0.52
Numbers
QuarterCallsPutsP/C
Q2 2023$14.4m$2.7m0.19
Q3 2023$1.8m$910.1k0.51
Q4 2023$3.2m$500.7k0.15
Q1 2024$4.0m$2.0m0.52

Biggest buyers

MORGAN STANLEY Added +10,671,549+10.7m
Morningstar Investment Services LLC New +723,941+723.9k
Cetera Investment Advisers Added +570,901+570.9k
FIRST FOUNDATION ADVISORS Added +373,164+373.2k
Raymond James Financial Services Advisors, Inc. Added +359,915+359.9k
BANK OF AMERICA CORP /DE/ Added +352,083+352.1k
LPL Financial LLC Added +315,069+315.1k
UBS Group AG Added +279,068+279.1k
Mesirow Financial Investment Management, Inc. Added +252,391+252.4k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +251,774+251.8k

Biggest sellers

PRUDENTIAL PLC Reduced -531,962-532.0k
Cetera Advisor Networks LLC Sold out -379,833-379.8k
GeoWealth Management, LLC Reduced -207,010-207.0k
Thrivent Financial for Lutherans Reduced -195,302-195.3k
AE Wealth Management LLC Reduced -125,933-125.9k
Legacy CG, LLC Reduced -125,441-125.4k
Eagle Strategies LLC Reduced -118,388-118.4k
Aberdeen Group plc Reduced -78,107-78.1k
Coulter & Justus Financial Services, LLC Sold out -76,619-76.6k
Avanda Investment Management Pte. Ltd. Sold out -69,500-69.5k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $3.8m42.5k shares
CITADEL ADVISORS LLC Reduced $134.8k1.5k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $2.0m22.7k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.06% of their portfolio NEW YORK, NY 26,085,59726.1m $2.3bn $2.3bn 0.06% Added +10.7m +10,671,549
2 BANK OF AMERICA CORP /DE/ 0.08% of their portfolio CHARLOTTE, NC 8,836,0478.8m $794.4m $794.4m 0.08% Added +352.1k +352,083
3 LPL Financial LLC 0.35% of their portfolio FORT MILL, SC 7,297,6807.3m $656.1m $656.1m 0.35% Added +315.1k +315,069
4 Raymond James Financial Services Advisors, Inc. 0.43% of their portfolio ST. PETERSBURG, FL 3,247,4173.2m $291.9m $291.9m 0.43% Added +359.9k +359,915
5 WELLS FARGO & COMPANY/MN 0.06% of their portfolio SAN FRANCISCO, CA 2,657,2672.7m $238.9m $238.9m 0.06% Added +219.1k +219,084
6 Mesirow Financial Investment Management, Inc. 5.13% of their portfolio CHICAGO, IL 2,508,4892.5m $225.5m $225.5m 5.13% Added +252.4k +252,391
7 COMMONWEALTH EQUITY SERVICES, LLC 0.37% of their portfolio WALTHAM, MA 2,459,3082.5m $221.1m $221.1m 0.37% Added +119.3k +119,262
8 RAYMOND JAMES & ASSOCIATES 0.14% of their portfolio ST PETERSBURG, FL 2,367,8792.4m $212.9m $212.9m 0.14% Added +96.6k +96,603
9 AMERIPRISE FINANCIAL INC 0.06% of their portfolio MINNEAPOLIS, MN 2,320,8482.3m $208.7m $208.7m 0.06% Added +75.5k +75,538
10 UBS Group AG 0.07% of their portfolio ZURICH, V8 2,201,2572.2m $197.9m $197.9m 0.07% Added +279.1k +279,068
11 OSAIC HOLDINGS, INC. 0.35% of their portfolio SCOTTSDALE, AZ 1,739,8571.7m $156.4m $156.4m 0.35% Added +198.1k +198,105
12 Thrivent Financial for Lutherans 0.28% of their portfolio Minneapolis, MN 1,530,6441.5m $137.6m $137.6m 0.28% Reduced -195.3k -195,302
13 Provenance Wealth Advisors, LLC 14.99% of their portfolio FORT LAUDERDALE, FL 1,185,3531.2m $106.6m $106.6m 14.99% Reduced -21.6k -21,584
14 FIRST FOUNDATION ADVISORS 3.67% of their portfolio Irvine, CA 1,019,3311.0m $91.6m $91.6m 3.67% Added +373.2k +373,164
15 CWM, LLC 0.44% of their portfolio OMAHA, NE 1,007,7011.0m $90.6m $90.6m 0.44% Added +247.5k +247,541
16 Cambridge Investment Research Advisors, Inc. 0.32% of their portfolio FAIRFIELD, IA 923,097923.1k $83.0m $83.0m 0.32% Reduced -2.0k -2,007
17 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.08% of their portfolio MILWAUKEE, WI 898,621898.6k $80.8m $80.8m 0.08% Added +251.8k +251,774
18 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 845,452845.5k $76.0m $76.0m 0.03% Added +26.5k +26,507
19 SOUTHERN FARM BUREAU LIFE INSURANCE 12.57% of their portfolio JACKSON, MS 845,027845.0k $76.0m $76.0m 12.57% Unchanged
20 OneDigital Investment Advisors LLC 1.12% of their portfolio OVERLAND PARK, KS 794,349794.3k $71.4m $71.4m 1.12% Reduced -67.7k -67,652
21 JNBA Financial Advisors 7.47% of their portfolio BLOOMINGTON, MN 790,994791.0k $71.1m $71.1m 7.47% Added +23.6k +23,563
22 Obermeyer Wealth Partners 4.07% of their portfolio ASPEN, CO 769,035769.0k $69.1m $69.1m 4.07% Added +67.0k +67,026
23 Employees' Retirement Fund of the City of Fort Worth 12.52% of their portfolio FORT WORTH, TX 748,564748.6k $67.3m $67.3m 12.52% Unchanged
24 Morningstar Investment Services LLC 0.71% of their portfolio CHICAGO, IL 723,941723.9k $64.7m $64.7m 0.71% New
25 Private Advisor Group, LLC 0.46% of their portfolio MORRISTOWN, NJ 714,172714.2k $64.2m $64.2m 0.46% Added +148.2k +148,162
26 Brookstone Capital Management 1.13% of their portfolio WHEATON, IL 701,363701.4k $63.1m $63.1m 1.13% Added +64.6k +64,633
27 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.16% of their portfolio PLYMOUTH, MN 699,209699.2k $62.9m $62.9m 0.16% Added +17.1k +17,057
28 Davidson Capital Management Inc. 19.91% of their portfolio CORPUS CHRISTI, TX 687,740687.7k $61.8m $61.8m 19.91% Added +3.1k +3,083
29 HighTower Advisors, LLC 0.10% of their portfolio CHICAGO, IL 682,103682.1k $61.3m $61.3m 0.10% Added +78.6k +78,638
30 Cetera Investment Advisers 0.14% of their portfolio SCHAUMBURG, IL 655,462655.5k $58.9m $58.9m 0.14% Added +570.9k +570,901
31 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 644,481644.5k $57.9m $57.9m 0.01% Added +51.0k +50,953
32 OVERSEA-CHINESE BANKING Corp Ltd 1.73% of their portfolio SINGAPORE, U0 595,039595.0k $53.5m $53.5m 1.73% Added +8.2k +8,189
33 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 583,133583.1k $52.4m $52.4m 0.01% Reduced -15.4k -15,440
34 SFMG, LLC 4.47% of their portfolio PLANO, TX 578,497578.5k $52.0m $52.0m 4.47% Reduced -13.2k -13,180
35 Verde Capital Management 17.50% of their portfolio CLARKSTON, MI 568,652568.7k $51.1m $51.1m 17.50% Reduced -888 -888
36 Kelman-Lazarov, Inc. 9.58% of their portfolio MEMPHIS, TN 545,010545.0k $49.0m $49.0m 9.58% Added +3.5k +3,533
37 CAHILL FINANCIAL ADVISORS INC 6.65% of their portfolio EDINA, MN 542,193542.2k $48.7m $48.7m 6.65% Added +21.1k +21,096
38 Apexium Financial, LP 3.44% of their portfolio Dallas, TX 504,190504.2k $45.3m $45.3m 3.44% Added +13.2k +13,245
39 Whitaker-Myers Wealth Managers, LTD. 18.49% of their portfolio Mansfield, OH 487,438487.4k $43.8m $43.8m 18.49% Added +22.5k +22,478
40 First International Bank & Trust 14.36% of their portfolio WATFORD CITY, ND 462,730462.7k $41.6m $41.6m 14.36% Added +138.6k +138,577
41 FINANCIAL MANAGEMENT NETWORK INC 9.95% of their portfolio MISSION VIEJO, CA 452,470452.5k $39.5m $39.5m 9.95% Added +5.4k +5,388
42 STIFEL FINANCIAL CORP 0.05% of their portfolio ST. LOUIS, MO 449,524449.5k $40.4m $40.4m 0.05% Added +29.2k +29,196
43 REGATTA CAPITAL GROUP, LLC 9.00% of their portfolio EL SEGUNDO, CA 444,885444.9k $40.0m $40.0m 9.00% Added +12.0k +11,982
44 Leelyn Smith, LLC 7.92% of their portfolio GENEVA, IL 440,347440.3k $39.6m $39.6m 7.92% Added +12.3k +12,297
45 Mirae Asset Global Investments Co., Ltd. 0.08% of their portfolio SEOUL, M5 426,000426.0k $38.3m $38.3m 0.08% Unchanged
46 Tanager Wealth Management LLP 6.10% of their portfolio Goring On Thames, X0 420,291420.3k $37.8m $37.8m 6.10% Added +25.8k +25,800
47 TTP Investments, Inc. 16.02% of their portfolio San Jose, CA 407,419407.4k $36.6m $36.6m 16.02% Added +54.1k +54,134
48 CEERA INVESTMENTS, LLC 16.03% of their portfolio BELLAIRE, TX 407,283407.3k $36.6m $36.6m 16.03% Added +35.4k +35,443
49 Sequoia Financial Advisors, LLC 0.43% of their portfolio Akron, OH 380,157380.2k $34.2m $34.2m 0.43% Added +1.5k +1,505
50 STEPHENS INC /AR/ 0.52% of their portfolio LITTLE ROCK, AR 371,221371.2k $33.4m $33.4m 0.52% Added +21.1k +21,092
51 LEVEL FOUR ADVISORY SERVICES, LLC 1.70% of their portfolio DALLAS, TX 363,557363.6k $30.9m $30.9m 1.70% Added +5.3k +5,323
52 Harbor Group, Inc. 8.37% of their portfolio BEDFORD, NH 353,161353.2k $31.7m $31.7m 8.37% Added +13.6k +13,627
53 Cerity Partners LLC 0.08% of their portfolio NEW YORK, NY 348,007348.0k $31.3m $31.3m 0.08% Added +4.6k +4,596
54 EP Wealth Advisors, LLC 0.36% of their portfolio TORRANCE, CA 342,818342.8k $30.8m $30.8m 0.36% Added +183.4k +183,396
55 Geneos Wealth Management Inc. 1.38% of their portfolio ENGLEWOOD, CO 335,344335.3k $30.1m $30.1m 1.38% Added +3.9k +3,897
56 TOMPKINS FINANCIAL CORP 3.40% of their portfolio ITHACA, NY 334,261334.3k $30.1m $30.1m 3.40% Added +17.7k +17,738
57 G2 CAPITAL MANAGEMENT, LLC / OH 9.63% of their portfolio COLUMBUS, OH 332,949332.9k $29.9m $29.9m 9.63% Added +2.5k +2,515
58 Smart Money Group LLC 10.97% of their portfolio EASTLAND, TX 330,399330.4k $28.2m $28.2m 10.97% Reduced -14.2k -14,161
59 PALO ALTO WEALTH ADVISORS, LLC 20.39% of their portfolio PALO ALTO, CA 321,633321.6k $28.9m $28.9m 20.39% Added +16.6k +16,615
60 MML INVESTORS SERVICES, LLC 0.12% of their portfolio SPRINGFIELD, MA 318,912318.9k $28.7m $28.7m 0.12% Added +32.7k +32,720
61 Summit Asset Management, LLC 6.05% of their portfolio MEMPHIS, TN 313,605313.6k $28.2m $28.2m 6.05% Added +28.4k +28,376
62 Beaumont Financial Advisors, LLC 2.28% of their portfolio NEEDHAM, MA 307,872307.9k $27.7m $27.7m 2.28% Added +69.0k +68,986
63 Steward Partners Investment Advisory, LLC 0.30% of their portfolio STAMFORD, CT 306,925306.9k $27.6m $27.6m 0.30% Added +138.8k +138,792
64 CAPTRUST FINANCIAL ADVISORS 0.10% of their portfolio RALEIGH, NC 305,964306.0k $27.5m $27.5m 0.10% Reduced -5.5k -5,536
65 Planned Solutions, Inc. 13.07% of their portfolio FOLSOM, CA 296,303296.3k $26.6m $26.6m 13.07% Added +1.6k +1,628
66 Visionary Wealth Advisors 1.75% of their portfolio O'FALLON, IL 288,835288.8k $26.0m $26.0m 1.75% Added +17.0k +16,966
67 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 274,652274.7k $24.7m $24.7m 0.00% Added +3.4k +3,420
68 Beaumont Asset Management, L.L.C. 16.41% of their portfolio BEAUMONT, TX 274,398274.4k $24.7m $24.7m 16.41% Added +953 +953
69 CITIGROUP INC 0.02% of their portfolio NEW YORK, NY 253,371253.4k $22.8m $22.8m 0.02% Added +86.5k +86,472
70 Activest Wealth Management 10.90% of their portfolio AVENTURA, FL 251,726251.7k $22.6m $22.6m 10.90% Added +7.9k +7,884
71 Janney Montgomery Scott LLC 0.07% of their portfolio PHILADELPHIA, PA 246,674246.7k $22.2m $22.2m 0.07% Added +36.5k +36,458
72 New England Private Wealth Advisors LLC 3.88% of their portfolio WELLESLEY, MA 246,143246.1k $22.1m $22.1m 3.88% Added +2.1k +2,115
73 MinichMacGregor Wealth Management, LLC 5.56% of their portfolio Saratoga Springs, NY 243,906243.9k $21.8m $21.8m 5.56% Added +26.6k +26,596
74 Sigma Planning Corp 0.69% of their portfolio ANN ARBOR, MI 242,556242.6k $21.8m $21.8m 0.69% Added +120.0k +120,020
75 MAI Capital Management 0.23% of their portfolio INDEPENDENCE, OH 240,459240.5k $21.6m $21.6m 0.23% Reduced -14.1k -14,087
76 Stratos Wealth Partners, LTD. 0.36% of their portfolio BEACHWOOD, OH 238,709238.7k $21.5m $21.5m 0.36% Added +45.9k +45,916
77 Redhawk Wealth Advisors, Inc. 3.48% of their portfolio MINNEAPOLIS, MN 237,925237.9k $21.4m $21.4m 3.48% Added +92.9k +92,928
78 Roundview Capital LLC 1.71% of their portfolio PRINCETON, NJ 232,927232.9k $20.9m $20.9m 1.71% Added +16.0k +16,010
79 DAVENPORT & Co LLC 0.13% of their portfolio RICHMOND, VA 232,294232.3k $20.9m $20.9m 0.13% Added +59.1k +59,100
80 Drake & Associates, LLC 7.49% of their portfolio WAUKESHA, WI 227,717227.7k $20.5m $20.5m 7.49% Added +12.2k +12,248
81 Prospera Financial Services Inc 0.61% of their portfolio Dallas, TX 227,307227.3k $20.4m $20.4m 0.61% Added +40.9k +40,942
82 Berkshire Money Management, Inc. 2.47% of their portfolio DALTON, MA 227,182227.2k $20.4m $20.4m 2.47% Added +85.4k +85,353
83 VALLEY WEALTH MANAGERS, INC. 1.52% of their portfolio PARAMUS, NJ 224,535224.5k $20.2m $20.2m 1.52% Reduced -18.3k -18,340
84 Allworth Financial LP 0.14% of their portfolio FOLSOM, CA 218,959219.0k $19.7m $19.7m 0.14% Added +68.0k +67,969
85 Ratio Wealth Group 3.65% of their portfolio DENVER, CO 217,807217.8k $19.6m $19.6m 3.65% Added +15.0k +14,957
86 Harbour Trust & Investment Management Co 2.44% of their portfolio MICHIGAN CITY, IN 216,150216.2k $19.4m $19.4m 2.44% Added +7.4k +7,393
87 Core Wealth Advisors, Inc. 6.55% of their portfolio LAKELAND, FL 214,502214.5k $19.3m $19.3m 6.55% Added +6.5k +6,519
88 Aspen Wealth Strategies, LLC 13.21% of their portfolio ARVADA, CO 212,748212.7k $19.1m $19.1m 13.21% Added +8.4k +8,419
89 TAP Consulting, LLC 4.17% of their portfolio KIRKWOOD, MO 210,902210.9k $19.0m $19.0m 4.17% Added +108.0k +108,006
90 KESTRA PRIVATE WEALTH SERVICES, LLC 0.42% of their portfolio AUSTIN, TX 209,015209.0k $18.8m $18.8m 0.42% Added +100.9k +100,873
91 Federation des caisses Desjardins du Quebec 0.13% of their portfolio LEVIS, A8 204,694204.7k $18.4m $18.4m 0.13% Added +1.1k +1,138
92 Buttonwood Financial Advisors Inc. 8.24% of their portfolio BALTIMORE, MD 194,827194.8k $17.5m $17.5m 8.24% Added +9.2k +9,229
93 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 194,701194.7k $17.5m $17.5m 0.03% Reduced -42.6k -42,561
94 Dynamic Advisor Solutions LLC 0.58% of their portfolio PHOENIX, AZ 189,569189.6k $17.0m $17.0m 0.58% Added +17.2k +17,237
95 Ethos Financial Group, LLC 3.22% of their portfolio KING OF PRUSSIA, PA 189,532189.5k $17.0m $17.0m 3.22% Added +424 +424
96 Smith Anglin Financial, LLC 1.76% of their portfolio DALLAS, TX 189,208189.2k $17.0m $17.0m 1.76% Reduced -14.8k -14,847
97 BARINGS LLC 0.43% of their portfolio CHARLOTTE, NC 188,768188.8k $17.0m $17.0m 0.43% Added +90.2k +90,167
98 Patton Albertson Miller Group, LLC 2.53% of their portfolio Chattanooga, TN 188,140188.1k $16.9m $16.9m 2.53% Added +55.9k +55,906
99 Wealthcare Advisory Partners LLC 0.54% of their portfolio WEST CHESTER, PA 182,641182.6k $16.4m $16.4m 0.54% Added +21.6k +21,617
100 Provident Wealth Management, LLC 6.00% of their portfolio BRENTWOOD, TN 178,334178.3k $16.0m $16.0m 6.00% Reduced -5.3k -5,300