Vault-13

CAPITAL GROUP GROWTH ETF CGGR

SHS CREATION UNI · ETP · CUSIP 14020G101

292 institutional holders +27 vs Q4 2023
116,087,163116.1m shares reported held*
$3.7bnreported value*
42 new 173 added 56 reduced 13 sold out net bought ≈ $620.8m (+19.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $31.98. Options: 1 managers hold calls ($0 notional), 2 hold puts ($3.0k).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 94Q4 22: 124Q1 23: 144Q2 23: 173Q3 23: 202Q4 23: 265Q1 24: 292292Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202294
Q4 2022124
Q1 2023144
Q2 2023173
Q3 2023202
Q4 2023265
Q1 2024292

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 105 bought or addedQ4 22: 11 cut or sold outQ4 22Q1 23: 110 bought or addedQ1 23: 28 cut or sold outQ1 23Q2 23: 134 bought or addedQ2 23: 34 cut or sold outQ2 23Q3 23: 158 bought or addedQ3 23: 43 cut or sold outQ3 23Q4 23: 199 bought or addedQ4 23: 38 cut or sold outQ4 23Q1 24: 215 bought or addedQ1 24: 69 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 202210511
Q1 202311028
Q2 202313434
Q3 202315843
Q4 202319938
Q1 202421569

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5k$10k$15kQ2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $9.0kQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $11.0kQ4 23 puts: $2.0kQ4 23P/C 0.18Q1 24 calls: $0Q1 24 puts: $3.0kQ1 24P/C —
Numbers
QuarterCallsPutsP/C
Q2 2023$0$0—
Q3 2023$9.0k$00.00
Q4 2023$11.0k$2.0k0.18
Q1 2024$0$3.0k—

Biggest buyers

LPL Financial LLC Added +3,014,111+3.0m
Cetera Investment Advisers Added +2,072,971+2.1m
MORGAN STANLEY Added +2,029,179+2.0m
Capital Group Private Client Services, Inc. Added +1,990,616+2.0m
WELLS FARGO & COMPANY/MN Added +1,725,806+1.7m
BANK OF AMERICA CORP /DE/ Added +1,280,209+1.3m
Johnson Bixby & Associates, LLC Added +681,812+681.8k
COMMONWEALTH EQUITY SERVICES, LLC Added +666,574+666.6k
ENVESTNET ASSET MANAGEMENT INC Added +653,122+653.1k
ROYAL BANK OF CANADA Added +528,248+528.2k

Biggest sellers

Cetera Advisor Networks LLC Sold out -1,142,418-1.1m
JANE STREET GROUP, LLC Reduced -693,345-693.3k
Cetera Advisors LLC Sold out -569,249-569.2k
Janney Montgomery Scott LLC Reduced -151,041-151.0k
HighTower Advisors, LLC Reduced -124,710-124.7k
Gerber Kawasaki Wealth & Investment Management Reduced -65,119-65.1k
Summit Investment Advisory Services, LLC Reduced -62,953-63.0k
Mutual Advisors, LLC Reduced -62,457-62.5k
Stratos Wealth Advisors, LLC Sold out -60,200-60.2k
Meridian Wealth Management, LLC Sold out -49,053-49.1k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SIMPLEX TRADING, LLC Unchanged $3.0k100 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Capital Group Private Client Services, Inc. 5.14% of their portfolio Los Angeles, CA 15,759,35715.8m $504.1m $504.1m 5.14% Added +2.0m +1,990,616
2 LPL Financial LLC 0.15% of their portfolio FORT MILL, SC 8,965,0119.0m $286.8m $286.8m 0.15% Added +3.0m +3,014,111
3 COMMONWEALTH EQUITY SERVICES, LLC 0.45% of their portfolio WALTHAM, MA 8,427,0128.4m $269.6m $269.6m 0.45% Added +666.6k +666,574
4 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 6,890,2866.9m $220.4m $220.4m 0.02% Added +1.3m +1,280,209
5 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.18% of their portfolio MILWAUKEE, WI 5,576,6245.6m $178.4m $178.4m 0.18% Added +505.6k +505,610
6 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 4,096,6834.1m $131.1m $131.1m 0.03% Added +1.7m +1,725,806
7 ENVESTNET ASSET MANAGEMENT INC 0.05% of their portfolio Berwyn, PA 3,977,8104.0m $127.3m $127.3m 0.05% Added +653.1k +653,122
8 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 2,565,7302.6m $82.1m $82.1m 0.02% Added +528.2k +528,248
9 Cetera Investment Advisers 0.19% of their portfolio SCHAUMBURG, IL 2,561,8542.6m $82.0m $82.0m 0.19% Added +2.1m +2,072,971
10 Cambridge Investment Research Advisors, Inc. 0.31% of their portfolio FAIRFIELD, IA 2,481,5052.5m $79.4m $79.4m 0.31% Added +124.7k +124,671
11 RAYMOND JAMES & ASSOCIATES 0.05% of their portfolio ST PETERSBURG, FL 2,374,9622.4m $76.0m $76.0m 0.05% Added +364.2k +364,208
12 MML INVESTORS SERVICES, LLC 0.31% of their portfolio SPRINGFIELD, MA 2,366,6812.4m $75.7m $75.7m 0.31% Added +109.9k +109,940
13 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 2.06% of their portfolio LOS ANGELES, CA 2,280,0612.3m $72.9m $72.9m 2.06% Added +67.9k +67,924
14 OSAIC HOLDINGS, INC. 0.15% of their portfolio SCOTTSDALE, AZ 2,157,7462.2m $69.0m $69.0m 0.15% Added +40.4k +40,397
15 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,127,0092.1m $68.0m $68.0m 0.00% Added +2.0m +2,029,179
16 Financial Security Advisor, Inc. 22.81% of their portfolio VIRGINIA BEACH, VA 2,040,2272.0m $65.3m $65.3m 22.81% Added +15.5k +15,549
17 Raymond James Financial Services Advisors, Inc. 0.08% of their portfolio ST. PETERSBURG, FL 1,758,1311.8m $56.2m $56.2m 0.08% Added +167.8k +167,782
18 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,714,6311.7m $54.9m $54.9m 0.02% Added +218.0k +218,026
19 New England Capital Financial Advisors LLC 29.00% of their portfolio MERIDEN, CT 1,607,3801.6m $51.4m $51.4m 29.00% Reduced -17.6k -17,594
20 Baird Financial Group, Inc. 0.10% of their portfolio MILWAUKEE, WI 1,418,6811.4m $45.4m $45.4m 0.10% Reduced -702 -702
21 Kestra Advisory Services, LLC 0.22% of their portfolio AUSTIN, TX 1,027,3691.0m $32.9m $32.9m 0.22% Added +186.0k +185,981
22 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 944,735944.7k $30.2m $30.2m 0.03% Added +71.6k +71,566
23 LINCOLN NATIONAL CORP 0.43% of their portfolio RADNOR, PA 859,937859.9k $27.5m $27.5m 0.43% Added +161.0k +160,959
24 Global Retirement Partners, LLC 0.98% of their portfolio San Rafael, CA 822,269822.3k $26.3m $26.3m 0.98% Reduced -5.5k -5,477
25 Arden Trust Co 3.54% of their portfolio WILMINGTON, DE 794,040794.0k $25.4m $25.4m 3.54% Reduced -35.3k -35,349
26 ADAMSBROWN WEALTH CONSULTANTS LLC 10.27% of their portfolio WICHITA, KS 793,082793.1k $25.4m $25.4m 10.27% Added +39.5k +39,466
27 Wealthcare Advisory Partners LLC 0.82% of their portfolio WEST CHESTER, PA 784,174784.2k $25.1m $25.1m 0.82% Added +62.8k +62,786
28 Gerber Kawasaki Wealth & Investment Management 1.35% of their portfolio SANTA MONICA, CA 778,762778.8k $24.9m $24.9m 1.35% Reduced -65.1k -65,119
29 Summit Investment Advisory Services, LLC 14.05% of their portfolio ROSEVILLE, MN 741,981742.0k $23.7m $23.7m 14.05% Reduced -63.0k -62,953
30 BARNES PETTEY FINANCIAL ADVISORS, LLC 20.46% of their portfolio CLARKSDALE, MS 740,375740.4k $23.7m $23.7m 20.46% Added +763 +763
31 NewEdge Advisors, LLC 0.20% of their portfolio NEW ORLEANS, LA 729,537729.5k $23.3m $23.3m 0.20% Added +122.2k +122,195
32 Johnson Bixby & Associates, LLC 3.97% of their portfolio VANCOUVER, WA 714,348714.3k $22.9m $22.9m 3.97% Added +681.8k +681,812
33 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.06% of their portfolio PLYMOUTH, MN 703,358703.4k $22.5m $22.5m 0.06% Added +39.0k +38,969
34 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 641,714641.7k $20.5m $20.5m 0.00% Added +253.4k +253,372
35 CAPTRUST FINANCIAL ADVISORS 0.07% of their portfolio RALEIGH, NC 626,912626.9k $20.1m $20.1m 0.07% Added +20.4k +20,443
36 Ergawealth Advisors, Inc. 10.42% of their portfolio OAK BROOK, IL 594,095594.1k $19.0m $19.0m 10.42% Added +9.1k +9,141
37 Janney Montgomery Scott LLC 0.06% of their portfolio PHILADELPHIA, PA 591,701591.7k $18.9m $18.9m 0.06% Reduced -151.0k -151,041
38 HoyleCohen, LLC 1.43% of their portfolio SAN DIEGO, CA 584,980585.0k $18.7m $18.7m 1.43% Added +34.8k +34,765
39 Confluence Wealth Services, Inc. 1.58% of their portfolio MCMURRAY, PA 560,601560.6k $17.9m $17.9m 1.58% Added +61.5k +61,520
40 Vantage Financial Partners Ltd., Inc. 4.61% of their portfolio ARLINGTON HEIGHTS, IL 552,199552.2k $17.7m $17.7m 4.61% Added +92.9k +92,907
41 Geneos Wealth Management Inc. 0.77% of their portfolio ENGLEWOOD, CO 528,596528.6k $16.9m $16.9m 0.77% Added +80.0k +79,956
42 Private Advisor Group, LLC 0.12% of their portfolio MORRISTOWN, NJ 524,761524.8k $16.8m $16.8m 0.12% Added +106.0k +105,967
43 OLD MISSION CAPITAL LLC 0.40% of their portfolio CHICAGO, IL 510,916510.9k $16.3m $16.3m 0.40% Added +77.8k +77,800
44 Atria Wealth Solutions, Inc. 0.18% of their portfolio NEW YORK, NY 501,119501.1k $16.0m $16.0m 0.18% Added +36.8k +36,813
45 Advance Capital Management, Inc. 1.09% of their portfolio SOUTHFIELD, MI 492,324492.3k $15.7m $15.7m 1.09% Added +485.1k +485,082
46 CWM, LLC 0.07% of their portfolio OMAHA, NE 458,202458.2k $14.7m $14.7m 0.07% Added +110.6k +110,580
47 &PARTNERS 1.90% of their portfolio NASHVILLE, TN 431,873431.9k $13.8m $13.8m 1.90% Added +32.3k +32,295
48 Financial Council, LLC 7.50% of their portfolio TOWSON, MD 396,341396.3k $12.7m $12.7m 7.50% Added +15.4k +15,357
49 PFG Advisors 0.89% of their portfolio Phoenix, AZ 379,033379.0k $12.1m $12.1m 0.89% Added +3.5k +3,549
50 EXENCIAL WEALTH ADVISORS, LLC 0.43% of their portfolio OKLAHOMA CITY, OK 361,915361.9k $11.6m $11.6m 0.43% Added +293.3k +293,320
51 Main Line Retirement Advisors, LLC 8.62% of their portfolio WHITEFISH, MT 342,685342.7k $11.0m $11.0m 8.62% Added +14.8k +14,840
52 Advisory Services Network, LLC 0.24% of their portfolio ATLANTA, GA 335,555335.6k $10.7m $10.7m 0.24% Added +19.2k +19,185
53 Haverford Trust Co 0.11% of their portfolio Radnor, PA 335,180335.2k $10.7m $10.7m 0.11% Added +211.4k +211,391
54 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.45% of their portfolio RICHMOND, VA 334,578334.6k $10.7m $10.7m 0.45% Reduced -4.8k -4,791
55 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 330,374330.4k $10.6m $10.6m 0.02% Reduced -9.2k -9,207
56 WR Wealth Planners, LLC 2.79% of their portfolio COLUMBIA, MO 280,630280.6k $9.0m $9.0m 2.79% Added +184.0k +184,011
57 JONES FINANCIAL COMPANIES LLLP 0.01% of their portfolio DES PERES, MO 278,269278.3k $8.9m $8.9m 0.01% Added +124.7k +124,667
58 HARBOUR INVESTMENTS, INC. 0.31% of their portfolio MADISON, WI 274,753274.8k $8.8m $8.8m 0.31% Added +54.6k +54,570
59 Bedel Financial Consulting, Inc. 1.38% of their portfolio INDIANAPOLIS, IN 274,562274.6k $8.8m $8.8m 1.38% Added +4.5k +4,500
60 Aptus Capital Advisors, LLC 0.18% of their portfolio FAIRHOPE, AL 266,893266.9k $8.5m $8.5m 0.18% Added +42.4k +42,423
61 Strategic Family Wealth Counselors, L.L.C. 3.37% of their portfolio FAIRFIELD, NJ 266,839266.8k $8.5m $8.5m 3.37% Added +4.3k +4,283
62 AVANTAX ADVISORY SERVICES, INC. 0.07% of their portfolio DALLAS, TX 250,083250.1k $8.0m $8.0m 0.07% Added +30.4k +30,439
63 Ameritas Advisory Services, LLC 0.31% of their portfolio Lincoln, NE 238,087238.1k $7.4m $7.4m 0.31% Added +209.6k +209,627
64 BELLEVUE ASSET MANAGEMENT, LLC 4.18% of their portfolio BELLEVUE, WA 230,306230.3k $7.4m $7.4m 4.18% Added +23.1k +23,064
65 Investments & Financial Planning, LLC 5.03% of their portfolio LEXINGTON, KY 229,345229.3k $7.3m $7.3m 5.03% Added +5.7k +5,689
66 Valmark Advisers, Inc. 0.13% of their portfolio AKRON, OH 227,905227.9k $7.3m $7.3m 0.13% Added +61.9k +61,913
67 Ballew Advisors, Inc 4.93% of their portfolio Jackson, MS 224,994225.0k $7.1m $7.1m 4.93% Added +10.9k +10,891
68 LongView Wealth Management 2.78% of their portfolio ATLANTA, GA 219,241219.2k $7.0m $7.0m 2.78% Added +59.0k +58,998
69 Souders Financial Advisors 1.08% of their portfolio CINCINNATI, OH 213,476213.5k $6.8m $6.8m 1.08% Reduced -1.4k -1,356
70 Prospera Financial Services Inc 0.20% of their portfolio Dallas, TX 212,698212.7k $6.8m $6.8m 0.20% Added +33.2k +33,239
71 Investmark Advisory Group LLC 3.72% of their portfolio Shelton, CT 211,855211.9k $6.8m $6.8m 3.72% Added +3.8k +3,841
72 Armor Investment Advisors, LLC 3.20% of their portfolio RALEIGH, NC 208,135208.1k $6.7m $6.7m 3.20% Added +8.9k +8,891
73 DAYMARK WEALTH PARTNERS, LLC 0.35% of their portfolio CINCINNATI, OH 201,694201.7k $6.5m $6.5m 0.35% Added +11.8k +11,775
74 Delta Investment Management, LLC 1.44% of their portfolio SAN FRANCISCO, CA 198,665198.7k $6.4m $6.4m 1.44% New
75 Atria Investments, Inc 0.09% of their portfolio Charlotte, NC 196,065196.1k $6.3m $6.3m 0.09% New
76 BEACON FINANCIAL GROUP 0.71% of their portfolio DALLAS, TX 193,489193.5k $6.2m $6.2m 0.71% Added +45.2k +45,198
77 BENJAMIN F. EDWARDS & COMPANY, INC. 0.11% of their portfolio ST. LOUIS, MO 193,298193.3k $6.2m $6.2m 0.11% Added +45.5k +45,453
78 ECLECTIC ASSOCIATES INC /ADV 2.70% of their portfolio FULLERTON, CA 184,985185.0k $5.9m $5.9m 2.70% Reduced -4.2k -4,178
79 ACAS, LLC 5.46% of their portfolio RANCHO SANTA FE, CA 176,361176.4k $5.6m $5.6m 5.46% Added +78.1k +78,135
80 WINTRUST INVESTMENTS LLC 0.49% of their portfolio CHICAGO, IL 169,493169.5k $5.4m $5.4m 0.49% Reduced -45.0k -44,951
81 Obsidian Personal Planning Solutions LLC 3.37% of their portfolio ROCKVILLE, MD 169,027169.0k $5.1m $5.1m 3.37% New
82 Steward Partners Investment Advisory, LLC 0.06% of their portfolio STAMFORD, CT 165,995166.0k $5.3m $5.3m 0.06% Added +7.3k +7,314
83 FinDec Wealth Services, Inc. 3.01% of their portfolio Stockton, CA 149,533149.5k $4.8m $4.8m 3.01% Reduced -2.9k -2,903
84 D.A. DAVIDSON & CO. 0.04% of their portfolio GREAT FALLS, MT 148,887148.9k $4.8m $4.8m 0.04% Added +121.3k +121,333
85 Burford Brothers, Inc. 3.00% of their portfolio DALLAS, TX 142,812142.8k $4.6m $4.6m 3.00% Added +19.6k +19,617
86 Sigma Planning Corp 0.14% of their portfolio ANN ARBOR, MI 142,188142.2k $4.5m $4.5m 0.14% Added +86.5k +86,546
87 Bridgewealth Advisory Group, LLC 2.22% of their portfolio Fresno, CA 141,606141.6k $4.5m $4.5m 2.22% Added +46.5k +46,510
88 Midwest Heritage Bank, FSB 2.33% of their portfolio WEST DES MOINES, IA 138,449138.4k $4.4m $4.4m 2.33% Added +41.1k +41,106
89 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 137,305137.3k $4.4m $4.4m 0.01% Reduced -38.7k -38,653
90 AA Financial Advisors, LLC 1.74% of their portfolio Columbus, OH 134,716134.7k $4.3m $4.3m 1.74% Added +1.5k +1,513
91 DAVENPORT & Co LLC 0.03% of their portfolio RICHMOND, VA 132,080132.1k $4.2m $4.2m 0.03% Reduced -102 -102
92 Vawter Financial, Ltd. 2.97% of their portfolio COLUMBUS, OH 127,796127.8k $4.1m $4.1m 2.97% Added +2.9k +2,947
93 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 126,016126.0k $4.0m $4.0m 0.01% Reduced -6.0k -5,981
94 Merit Financial Group, LLC 0.09% of their portfolio ALPHARETTA, GA 124,148124.1k $3.8m $3.8m 0.09% Reduced -2.4k -2,388
95 SMITH, MOORE & CO. 0.42% of their portfolio CLAYTON, MO 124,125124.1k $4.0m $4.0m 0.42% Added +55.1k +55,131
96 Good Life Advisors, LLC 0.35% of their portfolio READING, PA 122,746122.7k $3.9m $3.9m 0.35% Added +108.2k +108,198
97 BlueChip Wealth Advisors LLC 2.53% of their portfolio Milton, GA 122,476122.5k $3.9m $3.9m 2.53% New
98 Destiny Wealth Partners, LLC 0.69% of their portfolio TAVARES, FL 120,629120.6k $3.9m $3.9m 0.69% Reduced -3.7k -3,715
99 BLAIR WILLIAM & CO/IL 0.01% of their portfolio CHICAGO, IL 117,406117.4k $3.8m $3.8m 0.01% Added +2.9k +2,867
100 TOWNSEND ASSET MANAGEMENT CORP /NC/ /ADV 1.49% of their portfolio RALEIGH, NC 116,879116.9k $3.7m $3.7m 1.49% Added +4.3k +4,260