Vault-13

INVESCO QQQ TR QQQ

UNIT SER 1 · ETP · CUSIP 46090E103 · ISIN US46090E1038

2,909 institutional holders +66 vs Q4 2023
300,864,385300.9m shares reported held*
$129.6bnreported value*
182 new 1,250 added 1,050 reduced 130 sold out net bought ≈ $16.0bn (+14.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($201.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $430.89. Options: 105 managers hold calls ($122.4bn notional), 224 hold puts ($229.3bn).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

01k2k3kQ3 22: 2,218Q4 22: 2,346Q1 23: 2,449Q2 23: 2,533Q3 23: 2,527Q4 23: 2,843Q1 24: 2,9092,909Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 20222,218
Q4 20222,346
Q1 20232,449
Q2 20232,533
Q3 20232,527
Q4 20232,843
Q1 20242,909

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2k02kQ4 22: 963 bought or addedQ4 22: 1,122 cut or sold outQ4 22Q1 23: 1,112 bought or addedQ1 23: 1,085 cut or sold outQ1 23Q2 23: 1,173 bought or addedQ2 23: 1,100 cut or sold outQ2 23Q3 23: 1,206 bought or addedQ3 23: 1,053 cut or sold outQ3 23Q4 23: 1,386 bought or addedQ4 23: 979 cut or sold outQ4 23Q1 24: 1,432 bought or addedQ1 24: 1,180 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20229631,122
Q1 20231,1121,085
Q2 20231,1731,100
Q3 20231,2061,053
Q4 20231,386979
Q1 20241,4321,180

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100bn$200bn$300bnQ2 23 calls: $118.3bnQ2 23 puts: $236.1bnQ2 23P/C 2.00Q3 23 calls: $129.1bnQ3 23 puts: $228.1bnQ3 23P/C 1.77Q4 23 calls: $120.9bnQ4 23 puts: $219.5bnQ4 23P/C 1.82Q1 24 calls: $122.4bnQ1 24 puts: $229.3bnQ1 24P/C 1.87
Numbers
QuarterCallsPutsP/C
Q2 2023$118.3bn$236.1bn2.00
Q3 2023$129.1bn$228.1bn1.77
Q4 2023$120.9bn$219.5bn1.82
Q1 2024$122.4bn$229.3bn1.87

Biggest buyers

MORGAN STANLEY Added +30,498,545+30.5m
BANK OF AMERICA CORP /DE/ Added +5,750,849+5.8m
Global Assets Advisory, LLC New +3,560,227+3.6m
STEEL GROVE CAPITAL ADVISORS, LLC Added +3,102,568+3.1m
JANE STREET GROUP, LLC Added +1,896,592+1.9m
WELLS FARGO & COMPANY/MN Added +1,877,444+1.9m
HRT FINANCIAL LP Added +1,700,655+1.7m
WOLVERINE TRADING, LLC Added +1,566,384+1.6m
JPMORGAN CHASE & CO Added +1,445,022+1.4m
SG Americas Securities, LLC Added +1,287,453+1.3m

Biggest sellers

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Reduced -28,262,397-28.3m
BANK OF MONTREAL /CAN/ Reduced -2,493,202-2.5m
CTC LLC Reduced -1,345,564-1.3m
Rokos Capital Management LLP Reduced -1,248,687-1.2m
Granite Bay Wealth Management, LLC Reduced -1,168,887-1.2m
HighTower Advisors, LLC Sold out -1,087,703-1.1m
BANK OF NOVA SCOTIA Reduced -767,748-767.7k
Cetera Advisor Networks LLC Sold out -742,394-742.4k
CREDIT SUISSE AG/ Reduced -666,875-666.9k
AE Wealth Management LLC Reduced -665,183-665.2k

Biggest calls

CITADEL ADVISORS LLC Added $14.1bn31.7m shares
CTC LLC Reduced $11.2bn253.2k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $9.9bn22.3m shares
JANE STREET GROUP, LLC Reduced $9.3bn21.0m shares
Optiver Holding B.V. Reduced $7.8bn17.6m shares
WOLVERINE TRADING, LLC Added $7.7bn17.4m shares
BARCLAYS PLC Reduced $5.4bn12.1m shares
IMC-Chicago, LLC Reduced $5.0bn11.2m shares
CITIGROUP INC Reduced $4.7bn10.7m shares
Rokos Capital Management LLP Added $4.7bn10.6m shares

Biggest puts

CITADEL ADVISORS LLC Reduced $18.5bn41.7m shares
CTC LLC Added $17.3bn389.0k shares
BANK OF AMERICA CORP /DE/ Reduced $17.1bn38.6m shares
JANE STREET GROUP, LLC Reduced $17.0bn38.3m shares
ALKEON CAPITAL MANAGEMENT LLC Unchanged $16.1bn36.4m shares
BARCLAYS PLC Added $13.3bn30.0m shares
Optiver Holding B.V. Reduced $11.5bn26.0m shares
JPMORGAN CHASE & CO Added $10.7bn24.0m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $9.9bn22.3m shares
SIMPLEX TRADING, LLC Added $7.8bn17.6m shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.86% of their portfolio NEW YORK, NY 72,556,57572.6m $32.2bn $32.2bn 0.86% Added +30.5m +30,498,545
2 BANK OF AMERICA CORP /DE/ 0.62% of their portfolio CHARLOTTE, NC 14,274,27314.3m $6.3bn $6.3bn 0.62% Added +5.8m +5,750,849
3 JPMORGAN CHASE & CO 0.20% of their portfolio NEW YORK, NY 9,972,54810.0m $4.4bn $4.4bn 0.20% Added +1.4m +1,445,022
4 LPL Financial LLC 2.03% of their portfolio FORT MILL, SC 8,487,6018.5m $3.8bn $3.8bn 2.03% Added +333.6k +333,586
5 WELLS FARGO & COMPANY/MN 0.99% of their portfolio SAN FRANCISCO, CA 8,407,6148.4m $3.7bn $3.7bn 0.99% Added +1.9m +1,877,444
6 GOLDMAN SACHS GROUP INC 0.65% of their portfolio NEW YORK, NY 6,967,7247.0m $3.1bn $3.1bn 0.65% Added +354.2k +354,231
7 JANE STREET GROUP, LLC 3.60% of their portfolio NEW YORK, NY 6,261,8066.3m $2.8bn $2.8bn 3.60% Added +1.9m +1,896,592
8 UBS Group AG 0.77% of their portfolio ZURICH, V8 5,284,9115.3m $2.3bn $2.3bn 0.77% Added +537.1k +537,099
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 3.50% of their portfolio BALA CYNWYD, PA 5,280,5435.3m $2.3bn $2.3bn 3.50% Added +5.5k +5,456
10 AMERIPRISE FINANCIAL INC 0.57% of their portfolio MINNEAPOLIS, MN 4,628,1434.6m $2.1bn $2.1bn 0.57% Reduced -136.1k -136,138
11 PNC Financial Services Group, Inc. 1.40% of their portfolio Pittsburgh, PA 4,548,8694.5m $2.0bn $2.0bn 1.40% Reduced -15.5k -15,502
12 ENVESTNET ASSET MANAGEMENT INC 0.75% of their portfolio Berwyn, PA 4,507,9734.5m $2.0bn $2.0bn 0.75% Reduced -15.2k -15,205
13 ROYAL BANK OF CANADA 0.48% of their portfolio TORONTO, A6 4,412,8594.4m $2.0bn $2.0bn 0.48% Added +361.4k +361,386
14 TORONTO DOMINION BANK 3.04% of their portfolio TORONTO, ONTARIO, A6 4,362,7444.4m $1.9bn $1.9bn 3.04% Reduced -282.2k -282,157
15 HRT FINANCIAL LP 9.89% of their portfolio NEW YORK, NY 3,583,0263.6m $1.6bn $1.6bn 9.89% Added +1.7m +1,700,655
16 Global Assets Advisory, LLC 0.31% of their portfolio ORLANDO, FL 3,560,2273.6m $8.0k $8.0k 0.31% New
17 STEEL GROVE CAPITAL ADVISORS, LLC 17.08% of their portfolio MEMPHIS, TN 3,434,7593.4m $128.5m $128.5m 17.08% Added +3.1m +3,102,568
18 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1.44% of their portfolio MILWAUKEE, WI 3,165,4243.2m $1.4bn $1.4bn 1.44% Added +59.1k +59,149
19 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 4.42% of their portfolio TORONTO, A6 2,826,0002.8m $1.3bn $1.3bn 4.42% Added +135.3k +135,300
20 COMMONWEALTH EQUITY SERVICES, LLC 1.83% of their portfolio WALTHAM, MA 2,480,1392.5m $1.1bn $1.1bn 1.83% Added +5.3k +5,315
21 Fisher Asset Management, LLC 0.43% of their portfolio PLANO, TX 2,085,7662.1m $926.1m $926.1m 0.43% Reduced -425.5k -425,482
22 OSAIC HOLDINGS, INC. 2.03% of their portfolio SCOTTSDALE, AZ 2,051,0982.1m $910.9m $910.9m 2.03% Reduced -71.1k -71,079
23 Raymond James Financial Services Advisors, Inc. 1.34% of their portfolio ST. PETERSBURG, FL 2,034,9012.0m $903.5m $903.5m 1.34% Reduced -45.7k -45,744
24 SHANDA ASSET MANAGEMENT HOLDINGS Ltd 66.32% of their portfolio REDWOOD CITY, CA 2,008,5002.0m $891.8m $891.8m 66.32% Unchanged
25 WOLVERINE TRADING, LLC 8.71% of their portfolio CHICAGO, IL 1,929,8791.9m $856.9m $856.9m 8.71% Added +1.6m +1,566,384
26 CHURCHILL MANAGEMENT Corp 10.23% of their portfolio Los Angeles, CA 1,846,3861.8m $819.8m $819.8m 10.23% Added +433.3k +433,317
27 BARCLAYS PLC 0.36% of their portfolio LONDON, X0 1,780,4801.8m $790.6m $790.6m 0.36% Reduced -361.2k -361,206
28 CANADA PENSION PLAN INVESTMENT BOARD 0.83% of their portfolio TORONTO ONTARIO, A6 1,780,0001.8m $790.3m $790.3m 0.83% Unchanged
29 National Mutual Insurance Federation of Agricultural Cooperatives 8.25% of their portfolio TOKYO, JAPAN, M0 1,759,0001.8m $781.0m $781.0m 8.25% Unchanged
30 Cetera Investment Advisers 1.68% of their portfolio SCHAUMBURG, IL 1,604,5271.6m $712.4m $712.4m 1.68% Added +989.0k +988,977
31 CTC LLC 11.21% of their portfolio CHICAGO, IL 1,529,5181.5m $679.1m $679.1m 11.21% Reduced -1.3m -1,345,564
32 Cambridge Investment Research Advisors, Inc. 2.56% of their portfolio FAIRFIELD, IA 1,496,6361.5m $664.5m $664.5m 2.56% Added +38.5k +38,471
33 Wellspring Financial Advisors, LLC 0.34% of their portfolio CLEVELAND, OH 1,436,1321.4m $2.1m $2.1m 0.34% Reduced -53 -53
34 RAYMOND JAMES & ASSOCIATES 0.43% of their portfolio ST PETERSBURG, FL 1,433,8651.4m $636.7m $636.7m 0.43% Added +46.6k +46,629
35 SG Americas Securities, LLC 3.06% of their portfolio NEW YORK, NY 1,352,4811.4m $600.5m $600.5m 3.06% Added +1.3m +1,287,453
36 BANK OF MONTREAL /CAN/ 0.18% of their portfolio TORONTO, A6 1,281,5061.3m $572.6m $572.6m 0.18% Reduced -2.5m -2,493,202
37 US BANCORP \DE\ 0.78% of their portfolio MINNEAPOLIS, MN 1,253,2511.3m $556.5m $556.5m 0.78% Added +34.6k +34,589
38 CITIGROUP INC 0.58% of their portfolio NEW YORK, NY 1,221,8751.2m $542.5m $542.5m 0.58% Reduced -17.4k -17,434
39 TD Asset Management Inc 0.48% of their portfolio Toronto, A6 1,162,2541.2m $516.1m $516.1m 0.48% Added +124.1k +124,131
40 TRUIST FINANCIAL CORP 0.76% of their portfolio CHARLOTTE, NC 1,135,8101.1m $504.3m $504.3m 0.76% Reduced -26.5k -26,485
41 Kensington Asset Management, LLC 22.95% of their portfolio AUSTIN, TX 1,033,9151.0m $459.1m $459.1m 22.95% Added +34.1k +34,140
42 WoodTrust Financial Corp 17.51% of their portfolio WISCONSIN RAPIDS, WI 1,021,9391.0m $110.5m $110.5m 17.51% Added +1.0m +1,015,840
43 Analyst IMS Investment Management Services Ltd. 18.80% of their portfolio Tel-aviv, L3 972,172972.2k $431.7m $431.7m 18.80% Added +40.0k +39,997
44 BARINGS LLC 10.25% of their portfolio CHARLOTTE, NC 920,045920.0k $408.5m $408.5m 10.25% Reduced -19.6k -19,600
45 BNP PARIBAS FINANCIAL MARKETS 0.48% of their portfolio PARIS, I0 884,172884.2k $392.6m $392.6m 0.48% Reduced -550.5k -550,525
46 MML INVESTORS SERVICES, LLC 1.58% of their portfolio SPRINGFIELD, MA 864,924864.9k $384.0m $384.0m 1.58% Reduced -12.9k -12,932
47 Rockefeller Capital Management L.P. 1.12% of their portfolio NEW YORK, NY 863,908863.9k $383.6m $383.6m 1.12% Added +11.8k +11,793
48 ALKEON CAPITAL MANAGEMENT LLC 2.08% of their portfolio New York, NY 849,777849.8k $377.3m $377.3m 2.08% Unchanged
49 Artemis Wealth Advisors, LLC 69.02% of their portfolio Port Washington, NY 823,082823.1k $365.5m $365.5m 69.02% Reduced -47.0k -47,019
50 TWO SIGMA INVESTMENTS, LP 0.88% of their portfolio NEW YORK, NY 811,793811.8k $360.4m $360.4m 0.88% Reduced -538.5k -538,544
51 STIFEL FINANCIAL CORP 0.41% of their portfolio ST. LOUIS, MO 805,965806.0k $357.9m $357.9m 0.41% Added +38.9k +38,905
52 NATIXIS 1.98% of their portfolio PARIS, I0 800,215800.2k $355.3m $355.3m 1.98% Added +709.9k +709,940
53 Optiver Holding B.V. 14.66% of their portfolio AMSTERDAM, P7 795,805795.8k $353.3m $353.3m 14.66% New
54 FMR LLC 0.02% of their portfolio BOSTON, MA 716,880716.9k $318.3m $318.3m 0.02% Added +21.7k +21,745
55 Mariner, LLC 0.66% of their portfolio Overland Park, KS 714,716714.7k $317.3m $317.3m 0.66% Added +22.2k +22,173
56 Janney Montgomery Scott LLC 0.94% of their portfolio PHILADELPHIA, PA 711,792711.8k $316.0m $316.0m 0.94% Reduced -45.7k -45,664
57 Mirae Asset Global Investments Co., Ltd. 0.67% of their portfolio SEOUL, M5 697,322697.3k $308.9m $308.9m 0.67% Added +307.5k +307,534
58 Jump Financial, LLC 8.42% of their portfolio Chicago, IL 696,032696.0k $309.0m $309.0m 8.42% Added +398.3k +398,322
59 HARVARD MANAGEMENT CO INC 19.16% of their portfolio BOSTON, MA 686,000686.0k $304.6m $304.6m 19.16% New
60 Susquehanna Foundation 98.64% of their portfolio BALA CYNWYD, PA 673,923673.9k $299.2m $299.2m 98.64% Unchanged
61 Fiera Capital Corp 0.87% of their portfolio MONTREAL, A8 671,464671.5k $298.1m $298.1m 0.87% Added +14.6k +14,629
62 Sumitomo Mitsui Trust Group, Inc. 0.20% of their portfolio CHIYODA-KU, TOKYO, M0 660,856660.9k $293.4m $293.4m 0.20% Added +51.6k +51,643
63 MEITAV INVESTMENT HOUSE LTD 5.64% of their portfolio BENE-BERAQ, L3 648,372648.4k $287.9m $287.9m 5.64% Reduced -81.2k -81,218
64 MIZUHO SECURITIES USA LLC 6.90% of their portfolio NEW YORK, NY 635,957636.0k $282.5m $282.5m 6.90% New
65 Horizon Investments, LLC 7.35% of their portfolio Charlotte, NC 630,736630.7k $280.1m $280.1m 7.35% Added +74.0k +73,988
66 Cerity Partners LLC 0.70% of their portfolio NEW YORK, NY 593,988594.0k $263.4m $263.4m 0.70% Reduced -248.9k -248,906
67 CWM, LLC 1.27% of their portfolio OMAHA, NE 590,049590.0k $262.0m $262.0m 1.27% Added +11.2k +11,245
68 Rokos Capital Management LLP 6.69% of their portfolio LONDON, X0 587,600587.6k $260.9m $260.9m 6.69% Reduced -1.2m -1,248,687
69 Creative Planning 0.28% of their portfolio OVERLAND PARK, KS 571,035571.0k $253.6m $253.6m 0.28% Reduced -4.9k -4,872
70 Kestra Advisory Services, LLC 1.64% of their portfolio AUSTIN, TX 550,598550.6k $244.5m $244.5m 1.64% Added +58.1k +58,081
71 Rafferty Asset Management, LLC 0.91% of their portfolio New York, NY 547,541547.5k $243.1m $243.1m 0.91% Added +71.4k +71,400
72 Equitable Holdings, Inc. 2.72% of their portfolio NEW YORK, NY 544,396544.4k $241.7m $241.7m 2.72% Reduced -57.7k -57,683
73 Private Advisor Group, LLC 1.70% of their portfolio MORRISTOWN, NJ 531,319531.3k $235.9m $235.9m 1.70% Reduced -2.8k -2,750
74 HSBC HOLDINGS PLC 0.16% of their portfolio LONDON, X0 493,927493.9k $219.4m $219.4m 0.16% Added +31.7k +31,736
75 Prime Capital Investment Advisors, LLC 3.04% of their portfolio OVERLAND PARK, KS 489,646489.6k $217.4m $217.4m 3.04% Added +18.3k +18,275
76 CITADEL ADVISORS LLC 0.21% of their portfolio MIAMI, FL 482,532482.5k $214.2m $214.2m 0.21% Added +205.5k +205,483
77 Main Management ETF Advisors, LLC 10.84% of their portfolio SAN FRANCISCO, CA 462,000462.0k $205.1m $205.1m 10.84% Added +15.4k +15,400
78 J.Safra Asset Management Corp 22.53% of their portfolio NEW YORK, NY 448,436448.4k $199.1m $199.1m 22.53% Added +128.1k +128,128
79 IEQ CAPITAL, LLC 2.79% of their portfolio Foster City, CA 437,606437.6k $194.3m $194.3m 2.79% Reduced -5.4k -5,433
80 Bell Bank 16.23% of their portfolio FARGO, ND 425,008425.0k $188.7m $188.7m 16.23% Added +11.3k +11,251
81 RITHOLTZ WEALTH MANAGEMENT 6.18% of their portfolio NEW YORK, NY 403,731403.7k $179.3m $179.3m 6.18% Added +12.5k +12,475
82 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.45% of their portfolio PLYMOUTH, MN 395,556395.6k $175.6m $175.6m 0.45% Added +20.8k +20,766
83 Bouchey Financial Group, Ltd. 17.00% of their portfolio TROY, NY 389,043389.0k $172.8m $172.8m 17.00% Added +4.2k +4,183
84 Composition Wealth, LLC 4.32% of their portfolio LOS ANGELES, CA 386,635386.6k $171.7m $171.7m 4.32% Added +9.7k +9,657
85 NISSAY ASSET MANAGEMENT CORP /JAPAN 1.18% of their portfolio Tokyo, M0 382,335382.3k $169.8m $169.8m 1.18% Unchanged
86 COMERICA BANK 0.72% of their portfolio DALLAS, TX 376,668376.7k $167.2m $167.2m 0.72% Reduced -20.8k -20,755
87 PBCay One RSC Ltd 28.46% of their portfolio AL MARYAH ISLAND, C0 375,000375.0k $166.5m $166.5m 28.46% Added +22.0k +22,000
88 Schonfeld Strategic Advisors LLC 1.26% of their portfolio NEW YORK, NY 360,217360.2k $159.9m $159.9m 1.26% Added +338.8k +338,830
89 AVANTAX ADVISORY SERVICES, INC. 1.40% of their portfolio DALLAS, TX 354,193354.2k $157.3m $157.3m 1.40% Added +13.0k +13,035
90 Atria Wealth Solutions, Inc. 1.78% of their portfolio NEW YORK, NY 354,037354.0k $157.3m $157.3m 1.78% Added +15.1k +15,052
91 PEAPACK GLADSTONE FINANCIAL CORP 2.41% of their portfolio BEDMINSTER, NJ 346,557346.6k $153.9m $153.9m 2.41% Reduced -2.2k -2,225
92 Bank of New York Mellon Corp 0.03% of their portfolio NEW YORK, NY 346,250346.2k $153.7m $153.7m 0.03% Added +14.9k +14,907
93 Bank Julius Baer & Co. Ltd, Zurich 0.58% of their portfolio ZURICH, V8 343,095343.1k $152.3m $152.3m 0.58% Reduced -6.9k -6,931
94 Brookstone Capital Management 2.70% of their portfolio WHEATON, IL 339,717339.7k $150.8m $150.8m 2.70% Added +6.9k +6,881
95 Squarepoint Ops LLC 0.62% of their portfolio NEW YORK, NY 337,928337.9k $150.0m $150.0m 0.62% Reduced -560.6k -560,636
96 Cohen Klingenstein LLC 5.46% of their portfolio NEW YORK, NY 330,150330.1k $146.6m $146.6m 5.46% Reduced -1.0k -1,030
97 TWO SIGMA ADVISERS, LP 0.34% of their portfolio NEW YORK, NY 330,080330.1k $146.6m $146.6m 0.34% Reduced -113.3k -113,300
98 INVICTUS PRIVATE WEALTH, LLC 12.78% of their portfolio Denver, CO 324,158324.2k $143.9m $143.9m 12.78% Added +877 +877
99 Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet LTD 11.86% of their portfolio Tel Aviv, L3 306,852306.9k $136.5m $136.5m 11.86% Reduced -14.3k -14,323
100 Jefferies Financial Group Inc. 2.75% of their portfolio NEW YORK, NY 306,316306.3k $136.0m $136.0m 2.75% Reduced -209.2k -209,217