Vault-13

SCHWAB STRATEGIC TR SCHK

1000 INDEX ETF · ETP · CUSIP 808524722

155 institutional holders +15 vs Q4 2023
35,800,98835.8m shares reported held*
$1.8bnreported value*
28 new 56 added 30 reduced 12 sold out net sold ≈ $198.3m (-3.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $50.56.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 122Q4 22: 134Q1 23: 129Q2 23: 132Q3 23: 135Q4 23: 140Q1 24: 155155Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022122
Q4 2022134
Q1 2023129
Q2 2023132
Q3 2023135
Q4 2023140
Q1 2024155

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 65 bought or addedQ4 22: 36 cut or sold outQ4 22Q1 23: 58 bought or addedQ1 23: 47 cut or sold outQ1 23Q2 23: 70 bought or addedQ2 23: 40 cut or sold outQ2 23Q3 23: 67 bought or addedQ3 23: 38 cut or sold outQ3 23Q4 23: 59 bought or addedQ4 23: 54 cut or sold outQ4 23Q1 24: 84 bought or addedQ1 24: 42 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20226536
Q1 20235847
Q2 20237040
Q3 20236738
Q4 20235954
Q1 20248442

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300k$400kQ2 23 calls: $89.9kQ2 23 puts: $0Q2 23P/C 0.00Q3 23 calls: $305.6kQ3 23 puts: $24.8kQ3 23P/C 0.08Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —
Numbers
QuarterCallsPutsP/C
Q2 2023$89.9k$00.00
Q3 2023$305.6k$24.8k0.08
Q4 2023$0$0—
Q1 2024$0$0—

Biggest buyers

Warwick Investment Management, Inc. Added +1,048,912+1.0m
GOLDMAN SACHS GROUP INC New +254,980+255.0k
PENSION & WEALTH MANAGEMENT ADVISORS, INC. Added +231,989+232.0k
Main Street Financial Solutions, LLC New +112,351+112.4k
Prime Capital Investment Advisors, LLC Added +76,558+76.6k
MAI Capital Management New +56,855+56.9k
RENAISSANCE TECHNOLOGIES LLC Added +37,300+37.3k
CAPTRUST FINANCIAL ADVISORS Added +30,543+30.5k
Richardson Capital Management LLC Added +28,701+28.7k
FMR LLC Added +22,526+22.5k

Biggest sellers

Legacy Wealth Management, LLC Reduced -4,930,548-4.9m
Financial Engines Advisors L.L.C. Reduced -788,109-788.1k
BANK OF AMERICA CORP /DE/ Reduced -125,824-125.8k
WADDELL & ASSOCIATES, LLC Reduced -25,763-25.8k
HighTower Advisors, LLC Sold out -21,649-21.6k
Cetera Advisors LLC Sold out -13,335-13.3k
Plum Street Advisors, LLC Reduced -9,023-9.0k
Focus Partners Wealth Reduced -8,435-8.4k
TIAA TRUST, NATIONAL ASSOCIATION Sold out -8,413-8.4k
Pure Financial Advisors, LLC Sold out -5,547-5.5k

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Financial Engines Advisors L.L.C. 2.78% of their portfolio SANTA CLARA, CA 24,367,02424.4m $1.2bn $1.2bn 2.78% Reduced -788.1k -788,109
2 Legacy Wealth Management, LLC 13.76% of their portfolio MEMPHIS, TN 3,683,4123.7m $186.6m $186.6m 13.76% Reduced -4.9m -4,930,548
3 Warwick Investment Management, Inc. 22.79% of their portfolio BRYAN, TX 1,876,2701.9m $95.1m $95.1m 22.79% Added +1.0m +1,048,912
4 ARMSTRONG ADVISORY GROUP, INC 5.57% of their portfolio NEEDHAM, MA 1,246,8261.2m $57.4m $57.4m 5.57% Unchanged
5 WADDELL & ASSOCIATES, LLC 6.51% of their portfolio MEMPHIS, TN 949,876949.9k $48.1m $48.1m 6.51% Reduced -25.8k -25,763
6 PENSION & WEALTH MANAGEMENT ADVISORS, INC. 21.56% of their portfolio WALTHAM, MA 646,726646.7k $32.8m $32.8m 21.56% Added +232.0k +231,989
7 Plum Street Advisors, LLC 10.56% of their portfolio NEW ORLEANS, LA 377,328377.3k $20.9m $20.9m 10.56% Reduced -9.0k -9,023
8 Focus Partners Wealth 0.11% of their portfolio ST LOUIS, MO 261,509261.5k $13.3m $13.3m 0.11% Reduced -8.4k -8,435
9 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 254,980255.0k $12.9m $12.9m 0.00% New
10 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 133,934133.9k $6.8m $6.8m 0.00% Reduced -125.8k -125,824
11 Main Street Financial Solutions, LLC 0.61% of their portfolio NEWTOWN, PA 112,351112.4k $5.7m $5.7m 0.61% New
12 Mariner, LLC 0.01% of their portfolio Overland Park, KS 102,401102.4k $5.2m $5.2m 0.01% Reduced -2 -2
13 Cedar Brook Financial Partners, LLC 0.97% of their portfolio CLEVELAND, OH 96,95897.0k $4.9m $4.9m 0.97% Added +1.7k +1,661
14 Prime Capital Investment Advisors, LLC 0.06% of their portfolio OVERLAND PARK, KS 85,16685.2k $4.3m $4.3m 0.06% Added +76.6k +76,558
15 HBK Sorce Advisory LLC 0.12% of their portfolio ERIE, PA 67,79767.8k $3.4m $3.4m 0.12% Unchanged
16 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 67,78067.8k $3.4m $3.4m 0.00% Added +317 +317
17 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 63,00063.0k $3.2m $3.2m 0.01% Added +37.3k +37,300
18 Donor Advised Charitable Giving, Inc. 0.09% of their portfolio LONE TREE, CO 60,14460.1k $3.0m $3.0m 0.09% Unchanged
19 Parkside Advisors LLC 0.78% of their portfolio BERKELEY, CA 60,06460.1k $3.0m $3.0m 0.78% Reduced -4.2k -4,236
20 MAI Capital Management 0.03% of their portfolio INDEPENDENCE, OH 56,85556.9k $2.9m $2.9m 0.03% New
21 Cassady Schiller Wealth Management, LLC 1.20% of their portfolio CINCINNATI, OH 53,11753.1k $2.7m $2.7m 1.20% Added +7.7k +7,693
22 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 47,22047.2k $2.4m $2.4m 0.01% Reduced -703 -703
23 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 42,44542.4k $2.2m $2.2m 0.00% Added +6.6k +6,579
24 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 38,77338.8k $2.0m $2.0m 0.00% Added +6.2k +6,186
25 CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC 0.65% of their portfolio BETHLEHEM, PA 36,55436.6k $1.9m $1.9m 0.65% Unchanged
26 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 36,29236.3k $1.8m $1.8m 0.01% Added +374 +374
27 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 36,23136.2k $1.8m $1.8m 0.00% Added +15.1k +15,139
28 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 35,82535.8k $1.8m $1.8m 0.01% Added +30.5k +30,543
29 NorthRock Partners, LLC 0.07% of their portfolio MINNEAPOLIS, MN 34,56534.6k $1.8m $1.8m 0.07% Reduced -630 -630
30 Aptus Capital Advisors, LLC 0.04% of their portfolio FAIRHOPE, AL 34,20034.2k $1.7m $1.7m 0.04% Added +8.0k +8,046
31 GUARDIAN WEALTH ADVISORS, LLC / NC 0.21% of their portfolio RALEIGH, NC 34,20034.2k $1.7m $1.7m 0.21% Added +8.0k +8,046
32 Richardson Capital Management LLC 1.30% of their portfolio MENOMONEE FALLS, WI 31,43631.4k $1.6m $1.6m 1.30% Added +28.7k +28,701
33 Kohmann Bosshard Financial Services, LLC 0.21% of their portfolio FAIRLAWN, OH 30,31530.3k $1.5m $1.5m 0.21% Unchanged
34 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 28,72528.7k $1.5m $1.5m 0.00% Added +13.3k +13,337
35 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 24,77224.8k $1.3m $1.3m 0.00% Added +2.4k +2,411
36 COLLECTIVE FAMILY OFFICE LLC 0.39% of their portfolio YORK, PA 23,83223.8k $1.2m $1.2m 0.39% Added +1 +1
37 FMR LLC 0.00% of their portfolio BOSTON, MA 23,54723.5k $1.2m $1.2m 0.00% Added +22.5k +22,526
38 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 22,63522.6k $1.1m $1.1m 0.00% Reduced -808 -808
39 Red Tortoise LLC 0.64% of their portfolio ATLANTA, GA 22,44422.4k $1.1m $1.1m 0.64% Added +86 +86
40 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 22,34722.3k $1.1m $1.1m 0.00% Added +9.6k +9,562
41 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 21,40421.4k $1.1m $1.1m 0.00% Added +2.5k +2,545
42 SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC 0.22% of their portfolio COLUMBIA, SC 19,65419.7k $995.9k $995.9k 0.22% Added +1.2k +1,190
43 Sherrill & Hutchins Financial Advisory, Inc 0.87% of their portfolio ATLANTA, GA 18,80018.8k $952.6k $952.6k 0.87% Unchanged
44 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 17,97918.0k $911.0k $911.0k 0.00% Added +433 +433
45 Visionary Wealth Advisors 0.05% of their portfolio O'FALLON, IL 15,61615.6k $791.2k $791.2k 0.05% Added +593 +593
46 Everhart Financial Group, Inc. 0.23% of their portfolio Dublin, OH 15,28415.3k $774.4k $774.4k 0.23% Reduced -133 -133
47 Evanson Asset Management, LLC 0.06% of their portfolio CARMEL, CA 15,03715.0k $761.9k $761.9k 0.06% Added +3 +3
48 Verity & Verity, LLC 0.04% of their portfolio BEAUFORT, SC 13,90013.9k $704.3k $704.3k 0.04% New
49 Ancora Advisors LLC 0.02% of their portfolio Cleveland, OH 13,18313.2k $668.0k $668.0k 0.02% Unchanged
50 Kaizen Financial Strategies 0.43% of their portfolio CAMPBELL, CA 12,60512.6k $638.7k $638.7k 0.43% Added +2.1k +2,138
51 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 12,24112.2k $620.3k $620.3k 0.01% Added +7 +7
52 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 11,91011.9k $603.5k $603.5k 0.00% Added +2.0k +1,951
53 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 11,44311.4k $580.0k $580.0k 0.00% Reduced -830 -830
54 JOHNSON INVESTMENT COUNSEL INC 0.01% of their portfolio Cincinnati, OH 11,36811.4k $576.0k $576.0k 0.01% Added +765 +765
55 SMI Advisory Services, LLC 0.15% of their portfolio COLUMBUS, IN 10,45510.5k $525.4k $525.4k 0.15% Reduced -1.6k -1,641
56 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 10,28610.3k $521.2k $521.2k 0.00% Added +256 +256
57 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 10,04910.0k $509.2k $509.2k 0.00% Added +1.4k +1,352
58 Crewe Advisors LLC 0.06% of their portfolio SALT LAKE CITY, UT 10,01910.0k $507.7k $507.7k 0.06% Added +12 +12
59 Stratos Wealth Advisors, LLC 0.03% of their portfolio BEACHWOOD, OH 10,01510.0k $507.5k $507.5k 0.03% Reduced -119 -119
60 LEAVELL INVESTMENT MANAGEMENT, INC. 0.03% of their portfolio MOBILE, AL 9,9459.9k $504.0k $504.0k 0.03% Reduced -45 -45
61 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 9,7579.8k $494.4k $494.4k 0.01% Added +9.6k +9,576
62 McAdam, LLC 0.03% of their portfolio Philadelphia, PA 9,7459.7k $493.8k $493.8k 0.03% Added +60 +60
63 Red Door Wealth Management, LLC 0.10% of their portfolio Memphis, TN 9,7459.7k $493.8k $493.8k 0.10% Reduced -1.3k -1,287
64 SOL Capital Management CO 0.06% of their portfolio ROCKVILLE, MD 9,5009.5k $481.0k $481.0k 0.06% Unchanged
65 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 9,0259.0k $457.3k $457.3k 0.00% Reduced -3.0k -3,006
66 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 8,9559.0k $453.8k $453.8k 0.01% New
67 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 8,6608.7k $438.8k $438.8k 0.00% Added +21 +21
68 Pinion Investment Advisors, LLC 0.21% of their portfolio WICHITA, KS 8,0088.0k $405.8k $405.8k 0.21% Added +26 +26
69 Associated Banc-Corp 0.01% of their portfolio Green Bay, WI 7,9197.9k $401.3k $401.3k 0.01% Unchanged
70 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 7,6047.6k $385.3k $385.3k 0.00% New
71 Chicago Partners Investment Group LLC 0.02% of their portfolio CHICAGO, IL 7,3997.4k $361.5k $361.5k 0.02% Added +95 +95
72 Welch Group, LLC 0.02% of their portfolio BIRMINGHAM, AL 7,1907.2k $364.3k $364.3k 0.02% Reduced -954 -954
73 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.08% of their portfolio BLUE BELL, PA 7,0987.1k $359.7k $359.7k 0.08% Reduced -101 -101
74 HB Wealth Management, LLC 0.00% of their portfolio Atlanta, GA 7,0057.0k $354.9k $354.9k 0.00% Unchanged
75 Omega Financial Group, LLC 0.14% of their portfolio Santa Barbara, CA 6,8116.8k $345.1k $345.1k 0.14% Reduced -441 -441
76 U.S. Capital Wealth Advisors, LLC 0.01% of their portfolio AUSTIN, TX 6,8096.8k $345.0k $345.0k 0.01% Unchanged
77 Vise Technologies, Inc. 0.07% of their portfolio NEW YORK, NY 6,7056.7k $339.7k $339.7k 0.07% Reduced -2.1k -2,062
78 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 6,4786.5k $328.3k $328.3k 0.00% Reduced -277 -277
79 Imprint Wealth LLC 0.08% of their portfolio MOUNT PLEASANT, SC 6,3346.3k $320.2k $320.2k 0.08% New
80 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 6,1956.2k $313.9k $313.9k 0.00% Unchanged
81 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 6,1476.1k $311.0k $311.0k 0.00% Added +643 +643
82 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 5,9656.0k $302.2k $302.2k 0.00% Added +6 +6
83 OneDigital Investment Advisors LLC 0.00% of their portfolio OVERLAND PARK, KS 5,8855.9k $298.2k $298.2k 0.00% Added +1 +1
84 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 5,6385.6k $285.7k $285.7k 0.00% Added +3 +3
85 Focus Financial Network, Inc. 0.01% of their portfolio MINNEAPOLIS, MN 5,4375.4k $262.4k $262.4k 0.01% First filing
86 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 5,4125.4k $274.0k $274.0k 0.00% New
87 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 5,2735.3k $267.2k $267.2k 0.00% Added +1.6k +1,628
88 Peachtree Investment Partners, LLC 0.11% of their portfolio INDIAN RIVER SHORES,, FL 5,2635.3k $266.7k $266.7k 0.11% Added +16 +16
89 AXXCESS WEALTH MANAGEMENT, LLC 0.01% of their portfolio CARLSBAD, CA 5,1385.1k $260.3k $260.3k 0.01% Reduced -2.0k -2,012
90 Clearstead Advisors, LLC 0.01% of their portfolio CLEVELAND, OH 5,0095.0k $252.3k $252.3k 0.01% New
91 KCM INVESTMENT ADVISORS LLC 0.01% of their portfolio GREENBRAE, CA 4,8564.9k $246.1k $246.1k 0.01% Unchanged
92 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.01% of their portfolio Seattle, WA 4,8444.8k $245.4k $245.4k 0.01% Reduced -837 -837
93 Koshinski Asset Management, Inc. 0.02% of their portfolio DECATUR, IL 4,7744.8k $241.9k $241.9k 0.02% New
94 CARDIFF PARK ADVISORS, LLC 0.02% of their portfolio SAN MARCOS, CA 4,4424.4k $225.1k $225.1k 0.02% Unchanged
95 TWO SIGMA SECURITIES, LLC 0.01% of their portfolio NEW YORK, NY 4,4174.4k $223.8k $223.8k 0.01% New
96 Fisher Asset Management, LLC 0.00% of their portfolio PLANO, TX 4,4154.4k $223.7k $223.7k 0.00% New
97 MGO ONE SEVEN LLC 0.01% of their portfolio Beachwood, OH 4,3924.4k $222.5k $222.5k 0.01% New
98 Thomasville National Bank 0.02% of their portfolio THOMASVILLE, GA 4,2204.2k $213.8k $213.8k 0.02% Reduced -280 -280
99 Bouchey Financial Group, Ltd. 0.02% of their portfolio TROY, NY 4,1894.2k $212.3k $212.3k 0.02% New
100 Venture Visionary Partners LLC 0.01% of their portfolio Sylvania, OH 4,0594.1k $205.7k $205.7k 0.01% New