Vault-13

SPDR SER TR SPYD

PRTFLO S&P500 HI · ETP · CUSIP 78468R788

408 institutional holders -13 vs Q4 2023
66,624,94466.6m shares reported held*
$2.7bnreported value*
31 new 145 added 151 reduced 43 sold out net sold ≈ $143.9m (-3.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($24.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $40.69. Options: 2 managers hold calls ($4.8m notional), 2 hold puts ($859.0k).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 387Q4 22: 422Q1 23: 416Q2 23: 412Q3 23: 391Q4 23: 421Q1 24: 408408Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022387
Q4 2022422
Q1 2023416
Q2 2023412
Q3 2023391
Q4 2023421
Q1 2024408

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 222 bought or addedQ4 22: 144 cut or sold outQ4 22Q1 23: 225 bought or addedQ1 23: 163 cut or sold outQ1 23Q2 23: 172 bought or addedQ2 23: 205 cut or sold outQ2 23Q3 23: 158 bought or addedQ3 23: 210 cut or sold outQ3 23Q4 23: 166 bought or addedQ4 23: 202 cut or sold outQ4 23Q1 24: 176 bought or addedQ1 24: 194 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022222144
Q1 2023225163
Q2 2023172205
Q3 2023158210
Q4 2023166202
Q1 2024176194

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ2 23 calls: $2.5mQ2 23 puts: $468.2kQ2 23P/C 0.19Q3 23 calls: $2.9mQ3 23 puts: $3.7mQ3 23P/C 1.28Q4 23 calls: $2.1mQ4 23 puts: $1.2mQ4 23P/C 0.59Q1 24 calls: $4.8mQ1 24 puts: $859.0kQ1 24P/C 0.18
Numbers
QuarterCallsPutsP/C
Q2 2023$2.5m$468.2k0.19
Q3 2023$2.9m$3.7m1.28
Q4 2023$2.1m$1.2m0.59
Q1 2024$4.8m$859.0k0.18

Biggest buyers

AMERIPRISE FINANCIAL INC Added +315,593+315.6k
LPL Financial LLC Added +265,408+265.4k
WELLS FARGO & COMPANY/MN Added +215,907+215.9k
PRUDENTIAL PLC Added +205,170+205.2k
CITIGROUP INC Added +187,800+187.8k
Corient Private Wealth LP Added +100,600+100.6k
Gunma Bank,Ltd. Added +100,000+100.0k
Cetera Investment Advisers Added +85,488+85.5k
D. E. Shaw & Co., Inc. Added +85,076+85.1k
MORGAN STANLEY Added +77,398+77.4k

Biggest sellers

Financial Gravity Asset Management, Inc. Reduced -2,752,270-2.8m
Strategic Point Investment Advisors, LLC Sold out -395,094-395.1k
UBS Group AG Reduced -269,375-269.4k
COWA, LLC Reduced -183,169-183.2k
Vestmark Advisory Solutions, Inc. Reduced -166,691-166.7k
First Command Advisory Services, Inc. Reduced -160,084-160.1k
GeoWealth Management, LLC Sold out -138,337-138.3k
PARK AVENUE SECURITIES LLC Reduced -131,001-131.0k
BANK OF AMERICA CORP /DE/ Reduced -125,992-126.0k
Rockefeller Capital Management L.P. Reduced -124,192-124.2k

Biggest calls

CITADEL ADVISORS LLC Added $4.8m117.9k shares
Cutler Group LLC / CA Reduced $28.0k6.5k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $859.0k21.1k shares
Cutler Group LLC / CA Reduced $03.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 PRUDENTIAL PLC 7.20% of their portfolio LONDON, X0 21,473,80321.5m $874.2m $874.2m 7.20% Added +205.2k +205,170
2 Meiji Yasuda Life Insurance Co 9.14% of their portfolio TOKYO, M0 10,592,14610.6m $431.2m $431.2m 9.14% Unchanged
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 4,120,1344.1m $167.7m $167.7m 0.00% Added +77.4k +77,398
4 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 3,180,8543.2m $129.5m $129.5m 0.01% Reduced -126.0k -125,992
5 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 2,954,2763.0m $120.3m $120.3m 0.06% Added +265.4k +265,408
6 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 2,775,6212.8m $113.0m $113.0m 0.03% Added +315.6k +315,593
7 Auto-Owners Insurance Co 2.21% of their portfolio LANSING, MI 2,050,0002.0m $83.5m $83.5m 2.21% Unchanged
8 First Command Advisory Services, Inc. 0.65% of their portfolio FORT WORTH, TX 1,523,8251.5m $62.0m $62.0m 0.65% Reduced -160.1k -160,084
9 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 783,005783.0k $31.9m $31.9m 0.01% Added +215.9k +215,907
10 UBS Group AG 0.01% of their portfolio ZURICH, V8 728,949728.9k $29.7m $29.7m 0.01% Reduced -269.4k -269,375
11 Allworth Financial LP 0.20% of their portfolio FOLSOM, CA 682,226682.2k $27.8m $27.8m 0.20% Added +391 +391
12 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 564,620564.6k $23.0m $23.0m 0.01% Reduced -33.2k -33,166
13 Vestmark Advisory Solutions, Inc. 0.99% of their portfolio Wakefield, MA 562,882562.9k $22.9m $22.9m 0.99% Reduced -166.7k -166,691
14 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 505,656505.7k $20.6m $20.6m 0.00% Reduced -29.4k -29,410
15 Financial Gravity Asset Management, Inc. 2.64% of their portfolio Lakeway, TX 492,816492.8k $19.7m $19.7m 2.64% Reduced -2.8m -2,752,270
16 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 452,671452.7k $18.4m $18.4m 0.03% Added +36.1k +36,105
17 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 391,161391.2k $15.9m $15.9m 0.00% Reduced -44.6k -44,552
18 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 387,999388.0k $15.8m $15.8m 0.01% Added +17.9k +17,854
19 Curran Financial Partners, LLC 5.26% of their portfolio DANIEL ISLAND, SC 371,282371.3k $15.1m $15.1m 5.26% Added +10.3k +10,333
20 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 361,928361.9k $14.7m $14.7m 0.03% Added +17.5k +17,502
21 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 357,703357.7k $14.6m $14.6m 0.01% Added +25.6k +25,567
22 Barry Investment Advisors, LLC 4.11% of their portfolio NEW BEDFORD, MA 302,755302.8k $12.3m $12.3m 4.11% Added +16.1k +16,071
23 Hapanowicz & Associates Financial Services, Inc 6.97% of their portfolio PITTSBURGH, PA 299,833299.8k $12.2m $12.2m 6.97% Added +6.0k +5,982
24 Connectus Wealth, LLC 0.29% of their portfolio CINCINNATI, OH 263,583263.6k $10.7m $10.7m 0.29% Reduced -20.6k -20,579
25 FIRST HAWAIIAN BANK 0.26% of their portfolio HONOLULU, HI 206,036206.0k $8.4m $8.4m 0.26% Reduced -8.3k -8,275
26 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 203,474203.5k $8.3m $8.3m 0.01% Added +187.8k +187,800
27 SWS Partners 2.38% of their portfolio COLUMBUS, OH 195,291195.3k $8.0m $8.0m 2.38% Reduced -310 -310
28 Keystone Financial Planning, Inc. 2.51% of their portfolio CLEVELAND, OH 190,008190.0k $7.7m $7.7m 2.51% Reduced -3.2k -3,211
29 Wealthfront Advisers LLC 0.03% of their portfolio Palo Alto, CA 186,171186.2k $7.6m $7.6m 0.03% Added +17.8k +17,760
30 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 183,860183.9k $7.5m $7.5m 0.01% Reduced -13.8k -13,778
31 BIP Wealth, LLC 0.54% of their portfolio ATLANTA, GA 182,922182.9k $7.4m $7.4m 0.54% Reduced -32.4k -32,418
32 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 175,000175.0k $7.1m $7.1m 0.01% Added +15.4k +15,392
33 Gunma Bank,Ltd. 3.75% of their portfolio GUNMA, M0 175,000175.0k $7.1m $7.1m 3.75% Added +100.0k +100,000
34 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 170,176170.2k $6.9m $6.9m 0.01% Reduced -75.7k -75,652
35 Genesee Capital Advisors, LLC 3.57% of their portfolio AUBURN, NY 160,232160.2k $6.5m $6.5m 3.57% Reduced -361 -361
36 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 157,467157.5k $6.4m $6.4m 0.02% Reduced -51.1k -51,132
37 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 154,942154.9k $6.3m $6.3m 0.01% Reduced -5.4k -5,436
38 CWM, LLC 0.03% of their portfolio OMAHA, NE 154,341154.3k $6.3m $6.3m 0.03% Reduced -776 -776
39 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 152,266152.3k $6.2m $6.2m 0.01% Added +85.5k +85,488
40 Erickson Financial Group, LLC 4.73% of their portfolio ALLENTOWN, PA 148,181148.2k $6.0m $6.0m 4.73% Reduced -6.6k -6,608
41 Systematic Alpha Investments, LLC 0.24% of their portfolio PRINCETON, NJ 147,601147.6k $6.0m $6.0m 0.24% Unchanged
42 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 140,110140.1k $5.7m $5.7m 0.02% Added +21.4k +21,355
43 StoneX Group Inc. 0.50% of their portfolio NEW YORK, NY 137,053137.1k $5.6m $5.6m 0.50% Added +25.8k +25,785
44 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 136,007136.0k $5.4m $5.4m 0.01% Added +100.6k +100,600
45 Crescent Grove Advisors, LLC 0.58% of their portfolio LAKE FOREST, IL 135,883135.9k $5.5m $5.5m 0.58% Added +1.1k +1,060
46 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 128,923128.9k $5.2m $5.2m 0.04% Added +1.8k +1,767
47 Curi Capital, LLC 0.12% of their portfolio CHICAGO, IL 127,750127.8k $5.2m $5.2m 0.12% Unchanged
48 COWA, LLC 3.05% of their portfolio Tulsa, OK 127,151127.2k $5.2m $5.2m 3.05% Reduced -183.2k -183,169
49 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 124,640124.6k $5.1m $5.1m 0.01% Added +2.9k +2,922
50 WealthPLAN Partners, LLC 0.49% of their portfolio OMAHA, NE 116,194116.2k $4.7m $4.7m 0.49% Reduced -46.6k -46,626
51 Heartwood Wealth Advisors LLC 0.53% of their portfolio RICHMOND, VA 106,619106.6k $4.3m $4.3m 0.53% Added +26.5k +26,486
52 RDA Financial Network 1.43% of their portfolio AKRON, IA 102,614102.6k $4.2m $4.2m 1.43% Reduced -1.7k -1,722
53 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 95,08195.1k $3.9m $3.9m 0.00% Added +85.1k +85,076
54 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 94,86294.9k $3.9m $3.9m 0.02% Reduced -7.0k -7,036
55 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 94,24894.2k $3.8m $3.8m 0.00% Reduced -6.2k -6,194
56 Venture Visionary Partners LLC 0.18% of their portfolio Sylvania, OH 93,75293.8k $3.8m $3.8m 0.18% Added +17 +17
57 CALTON & ASSOCIATES, INC. 1.84% of their portfolio Tampa, FL 92,73192.7k $3.8m $3.8m 1.84% Reduced -713 -713
58 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 92,63392.6k $3.8m $3.8m 0.01% Reduced -124.2k -124,192
59 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 86,28586.3k $3.5m $3.5m 0.01% Added +8.4k +8,394
60 Mariner, LLC 0.01% of their portfolio Overland Park, KS 85,43385.4k $3.5m $3.5m 0.01% Added +937 +937
61 CGN Advisors LLC 0.44% of their portfolio MANHATTAN, KS 85,14985.1k $3.5m $3.5m 0.44% Added +1.3k +1,299
62 WEDBUSH SECURITIES INC 0.13% of their portfolio PASADENA, CA 83,87483.9k $3.4m $3.4m 0.13% Reduced -6.9k -6,878
63 NewEdge Advisors, LLC 0.03% of their portfolio NEW ORLEANS, LA 82,56282.6k $3.4m $3.4m 0.03% Reduced -11.2k -11,165
64 Independent Wealth Network Inc. 1.56% of their portfolio URBANDALE, IA 81,93681.9k $3.3m $3.3m 1.56% Added +2.8k +2,774
65 FLOW TRADERS U.S. LLC 0.17% of their portfolio NEW YORK, NY 79,08279.1k $3.2m $3.2m 0.17% Added +20.5k +20,513
66 Trajan Wealth LLC 0.21% of their portfolio SCOTTSDALE, AZ 78,02178.0k $3.2m $3.2m 0.21% First filing
67 Advisor OS, LLC 0.36% of their portfolio CHICAGO, IL 77,88177.9k $3.2m $3.2m 0.36% Reduced -2.7k -2,680
68 First PREMIER Bank 0.83% of their portfolio SIOUX FALLS, SD 76,91176.9k $3.1m $3.1m 0.83% Reduced -1.9k -1,914
69 FLAGSHIP HARBOR ADVISORS, LLC 0.20% of their portfolio BOSTON, MA 76,14976.1k $3.1m $3.1m 0.20% Added +57.7k +57,651
70 Farrow Financial, Inc. 2.17% of their portfolio SOUTH BURLINGTON, VT 76,06976.1k $3.1m $3.1m 2.17% Added +7.6k +7,554
71 Global Strategic Investment Solutions, LLC 0.36% of their portfolio Scottsdale, AZ 75,74475.7k $3.1m $3.1m 0.36% Added +24 +24
72 NorthCrest Asset Manangement, LLC 0.10% of their portfolio PLYMOUTH, MN 74,87374.9k $3.0m $3.0m 0.10% New
73 AE Wealth Management LLC 0.03% of their portfolio TOPEKA, KS 74,20174.2k $3.0m $3.0m 0.03% Reduced -56.1k -56,081
74 Daiwa Securities Group Inc. 0.02% of their portfolio CHIYODA-KU,TOKYO, M0 71,40071.4k $2.9m $2.9m 0.02% Unchanged
75 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 69,32969.3k $2.8m $2.8m 0.00% Added +5.7k +5,650
76 WHITE PINE CAPITAL LLC 0.99% of their portfolio BLOOMINGTON, MN 66,32566.3k $2.6m $2.6m 0.99% Reduced -935 -935
77 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 65,41665.4k $2.7m $2.7m 0.01% Reduced -12.1k -12,107
78 Geneos Wealth Management Inc. 0.12% of their portfolio ENGLEWOOD, CO 63,10763.1k $2.6m $2.6m 0.12% Added +253 +253
79 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 63,05863.1k $2.6m $2.6m 0.00% Added +224 +224
80 Wealthspire Advisors, LLC 0.03% of their portfolio NEW YORK, NY 58,09058.1k $2.4m $2.4m 0.03% Reduced -6.1k -6,123
81 B. Riley Wealth Advisors, Inc. 0.05% of their portfolio MEMPHIS, TN 57,13357.1k $2.0m $2.0m 0.05% Reduced -7.2k -7,191
82 Castleview Partners, LLC 1.28% of their portfolio DALLAS, TX 56,44256.4k $2.3m $2.3m 1.28% Added +41.8k +41,763
83 Sonoma Private Wealth LLC 3.69% of their portfolio San Francisco, CA 56,38456.4k $2.3m $2.3m 3.69% Reduced -25.3k -25,311
84 WCG Wealth Advisors LLC 0.19% of their portfolio LAS VEGAS, NV 55,01955.0k $2.2m $2.2m 0.19% Added +4.4k +4,376
85 Freedom Investment Management, Inc. 0.18% of their portfolio SOUTH WINDSOR, CT 54,43354.4k $2.2m $2.2m 0.18% Reduced -5.4k -5,372
86 Jefferies Financial Group Inc. 0.04% of their portfolio NEW YORK, NY 54,34454.3k $2.2m $2.2m 0.04% Reduced -31.8k -31,786
87 U.S. Capital Wealth Advisors, LLC 0.08% of their portfolio AUSTIN, TX 52,32952.3k $2.1m $2.1m 0.08% Reduced -1.5k -1,544
88 Balentine LLC 0.06% of their portfolio ATLANTA, GA 51,59251.6k $2.1m $2.1m 0.06% Reduced -4.0k -3,997
89 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 51,53651.5k $2.1m $2.1m 0.00% Reduced -1.4k -1,367
90 Faithward Advisors, LLC 0.37% of their portfolio LANCASTER, PA 50,57950.6k $2.1m $2.1m 0.37% Reduced -817 -817
91 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 49,50049.5k $2.0m $2.0m 0.00% Reduced -8.5k -8,500
92 Towercrest Capital Management 0.32% of their portfolio NEWTOWN, PA 46,16746.2k $1.9m $1.9m 0.32% Added +6.1k +6,070
93 TOBIAS FINANCIAL ADVISORS, INC. 0.42% of their portfolio Plantation, FL 45,32245.3k $1.8m $1.8m 0.42% Reduced -1.2k -1,213
94 Bison Wealth, LLC 0.30% of their portfolio Atlanta, GA 45,13745.1k $1.8m $1.8m 0.30% Added +101 +101
95 Farther Finance Advisors, LLC 0.11% of their portfolio SAN FRANCISCO, CA 45,02345.0k $1.8m $1.8m 0.11% Added +26.5k +26,534
96 IFG Advisory, LLC 0.14% of their portfolio ATLANTA, GA 44,95945.0k $1.8m $1.8m 0.14% Added +1.1k +1,128
97 Aptus Capital Advisors, LLC 0.04% of their portfolio FAIRHOPE, AL 44,94644.9k $1.8m $1.8m 0.04% Reduced -301 -301
98 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 44,93344.9k $1.8m $1.8m 0.00% Added +869 +869
99 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 44,20244.2k $1.8m $1.8m 0.00% Reduced -5.3k -5,331
100 GUARDIAN WEALTH ADVISORS, LLC / NC 0.21% of their portfolio RALEIGH, NC 42,73042.7k $1.7m $1.7m 0.21% Reduced -247 -247