Vault-13

LISTED FD TR INFL

HORIZON KINETICS · ETP · CUSIP 53656F623

109 institutional holders -24 vs Q4 2023
14,434,83714.4m shares reported held*
$470.1mreported value*
8 new 27 added 55 reduced 30 sold out net bought ≈ $127.4m (+3.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $32.57. Options: 1 managers hold calls ($107.4k notional), 1 hold puts ($9.8k).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 152Q4 22: 169Q1 23: 164Q2 23: 149Q3 23: 144Q4 23: 133Q1 24: 109109Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022152
Q4 2022169
Q1 2023164
Q2 2023149
Q3 2023144
Q4 2023133
Q1 2024109

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 85 bought or addedQ4 22: 64 cut or sold outQ4 22Q1 23: 81 bought or addedQ1 23: 75 cut or sold outQ1 23Q2 23: 58 bought or addedQ2 23: 89 cut or sold outQ2 23Q3 23: 48 bought or addedQ3 23: 84 cut or sold outQ3 23Q4 23: 37 bought or addedQ4 23: 98 cut or sold outQ4 23Q1 24: 35 bought or addedQ1 24: 85 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20228564
Q1 20238175
Q2 20235889
Q3 20234884
Q4 20233798
Q1 20243585

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50k$100k$150kQ2 23 calls: $42.8kQ2 23 puts: $3.1kQ2 23P/C 0.07Q3 23 calls: $24.4kQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $81.8kQ4 23 puts: $3.1kQ4 23P/C 0.04Q1 24 calls: $107.4kQ1 24 puts: $9.8kQ1 24P/C 0.09
Numbers
QuarterCallsPutsP/C
Q2 2023$42.8k$3.1k0.07
Q3 2023$24.4k$00.00
Q4 2023$81.8k$3.1k0.04
Q1 2024$107.4k$9.8k0.09

Biggest buyers

JPMORGAN CHASE & CO Added +7,330,564+7.3m
Kingsview Wealth Management, LLC New +77,728+77.7k
Bank of New York Mellon Corp Added +51,302+51.3k
CITADEL ADVISORS LLC Added +43,504+43.5k
WELLS FARGO & COMPANY/MN Added +34,620+34.6k
Ausdal Financial Partners, Inc. New +33,105+33.1k
D. E. Shaw & Co., Inc. New +28,649+28.6k
JANE STREET GROUP, LLC Added +22,745+22.7k
KING LUTHER CAPITAL MANAGEMENT CORP New +16,500+16.5k
ENVESTNET ASSET MANAGEMENT INC Added +14,981+15.0k

Biggest sellers

SHUFRO ROSE & CO LLC Sold out -1,144,443-1.1m
EQUITABLE TRUST CO Reduced -537,972-538.0k
RAYMOND JAMES & ASSOCIATES Reduced -307,354-307.4k
STEEL GROVE CAPITAL ADVISORS, LLC Sold out -178,887-178.9k
HighTower Advisors, LLC Reduced -147,363-147.4k
LPL Financial LLC Reduced -140,768-140.8k
Janney Montgomery Scott LLC Reduced -121,323-121.3k
JNBA Financial Advisors Reduced -118,618-118.6k
Sugarloaf Wealth Management, LLC Reduced -109,852-109.9k
OLD MISSION CAPITAL LLC Reduced -68,359-68.4k

Biggest calls

CITADEL ADVISORS LLC Added $107.4k3.3k shares

Biggest puts

CITADEL ADVISORS LLC Added $9.8k300 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 7,441,3987.4m $242.3m $242.3m 0.01% Added +7.3m +7,330,564
2 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 668,130668.1k $21.8m $21.8m 0.01% Reduced -140.8k -140,768
3 Rockefeller Capital Management L.P. 0.05% of their portfolio NEW YORK, NY 473,716473.7k $15.4m $15.4m 0.05% Reduced -9.9k -9,934
4 One Charles Private Wealth Services, LLC 5.44% of their portfolio HINGHAM, MA 383,620383.6k $12.5m $12.5m 5.44% Reduced -13.1k -13,130
5 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 358,418358.4k $11.7m $11.7m 0.00% Added +34.6k +34,620
6 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 269,971270.0k $8.8m $8.8m 0.01% Reduced -10.0k -10,046
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 239,030239.0k $7.8m $7.8m 0.00% Reduced -1.3k -1,288
8 CAPTRUST FINANCIAL ADVISORS 0.03% of their portfolio RALEIGH, NC 217,553217.6k $7.1m $7.1m 0.03% Reduced -46.5k -46,490
9 Lowe Wealth Advisors, LLC 3.25% of their portfolio COLUMBIA, MD 214,025214.0k $7.0m $7.0m 3.25% Added +6.2k +6,180
10 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 180,834180.8k $5.9m $5.9m 0.00% Added +51.3k +51,302
11 Edge Capital Group, LLC 0.28% of their portfolio ATLANTA, GA 173,342173.3k $5.6m $5.6m 0.28% Reduced -63.7k -63,711
12 Cullen/Frost Bankers, Inc. 0.08% of their portfolio San Antonio, TX 172,000172.0k $5.6m $5.6m 0.08% Reduced -17.5k -17,476
13 UBS Group AG 0.00% of their portfolio ZURICH, V8 168,517168.5k $5.5m $5.5m 0.00% Reduced -55.8k -55,785
14 Moors & Cabot, Inc. 0.29% of their portfolio BOSTON, MA 166,653166.7k $5.4m $5.4m 0.29% Added +6.0k +5,994
15 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 159,257159.3k $5.2m $5.2m 0.00% Reduced -307.4k -307,354
16 JNBA Financial Advisors 0.52% of their portfolio BLOOMINGTON, MN 151,676151.7k $4.9m $4.9m 0.52% Reduced -118.6k -118,618
17 Longview Financial Advisors, Inc. 3.60% of their portfolio HUNTSVILLE, AL 147,220147.2k $4.8m $4.8m 3.60% Added +4.9k +4,864
18 Philip James Wealth Mangement, LLC 2.79% of their portfolio MILTON, GA 121,162121.2k $3.9m $3.9m 2.79% Added +8.9k +8,864
19 Atlas Wealth Partners, LLC 19.88% of their portfolio WYOMISSING, PA 112,653112.7k $3.7m $3.7m 19.88% Added +9.6k +9,641
20 Aptus Capital Advisors, LLC 0.07% of their portfolio FAIRHOPE, AL 107,136107.1k $3.5m $3.5m 0.07% Reduced -30.5k -30,521
21 TWIN FOCUS CAPITAL PARTNERS, LLC 0.64% of their portfolio Boston, MA 102,775102.8k $3.3m $3.3m 0.64% Reduced -49.0k -48,981
22 NewEdge Wealth, LLC 0.07% of their portfolio STAMFORD, CT 100,049100.0k $3.2m $3.2m 0.07% Reduced -799 -799
23 GUARDIAN WEALTH ADVISORS, LLC / NC 0.35% of their portfolio RALEIGH, NC 88,06188.1k $2.9m $2.9m 0.35% Reduced -23.1k -23,089
24 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 85,87185.9k $2.8m $2.8m 0.00% Added +22.7k +22,745
25 Hilltop National Bank 0.94% of their portfolio CASPER, WY 85,41585.4k $2.8m $2.8m 0.94% First filing
26 EagleClaw Capital Managment, LLC 0.50% of their portfolio BOSTON, MA 84,71084.7k $2.8m $2.8m 0.50% Added +3.7k +3,700
27 HORIZON KINETICS ASSET MANAGEMENT LLC 0.05% of their portfolio NEW YORK, NY 83,71583.7k $2.7m $2.7m 0.05% Reduced -1.4k -1,397
28 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 82,92382.9k $2.7m $2.7m 0.00% Reduced -32.7k -32,671
29 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 82,00282.0k $2.7m $2.7m 0.00% Added +15.0k +14,981
30 Kingsview Wealth Management, LLC 0.06% of their portfolio GRANTS PASS, OR 77,72877.7k $2.5m $2.5m 0.06% New
31 NCM Capital Management, LLC 1.39% of their portfolio RAMSEY, NJ 76,33376.3k $2.5m $2.5m 1.39% Reduced -7.6k -7,602
32 Auxano Advisors, LLC 0.67% of their portfolio BELLEVUE, WA 70,67070.7k $2.3m $2.3m 0.67% Reduced -4.5k -4,488
33 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 65,30465.3k $2.1m $2.1m 0.00% Added +43.5k +43,504
34 Pekin Hardy Strauss, Inc. 0.29% of their portfolio CHICAGO, IL 64,27064.3k $2.1m $2.1m 0.29% Reduced -35.8k -35,810
35 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 63,68663.7k $2.1m $2.1m 0.01% Reduced -121.3k -121,323
36 Spire Wealth Management 0.04% of their portfolio MCLEAN, VA 61,23561.2k $2.0m $2.0m 0.04% Reduced -490 -490
37 EQUITABLE TRUST CO 0.13% of their portfolio NASHVILLE, TN 59,32659.3k $1.9m $1.9m 0.13% Reduced -538.0k -537,972
38 PECAUT & CO. 0.66% of their portfolio SIOUX CITY, IA 54,15054.1k $1.8m $1.8m 0.66% Reduced -8.0k -8,000
39 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 47,61647.6k $1.6m $1.6m 0.02% Added +1.3k +1,297
40 MACROVIEW INVESTMENT MANAGEMENT LLC 1.71% of their portfolio BETHESDA, MD 47,28347.3k $1.5m $1.5m 1.71% Reduced -17.0k -17,045
41 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 46,18946.2k $1.5m $1.5m 0.00% Reduced -147.4k -147,363
42 Stratos Wealth Advisors, LLC 0.09% of their portfolio BEACHWOOD, OH 45,65045.6k $1.5m $1.5m 0.09% Reduced -6.0k -6,046
43 TrinityPoint Wealth, LLC 0.22% of their portfolio MILFORD, CT 41,39041.4k $1.3m $1.3m 0.22% Reduced -49.7k -49,728
44 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 41,32641.3k $1.3m $1.3m 0.01% Added +2.5k +2,472
45 PARSONS CAPITAL MANAGEMENT INC/RI 0.09% of their portfolio PROVIDENCE, RI 40,59540.6k $1.3m $1.3m 0.09% Reduced -1.4k -1,450
46 Abacus Planning Group, Inc. 0.26% of their portfolio COLUMBIA, SC 40,33640.3k $1.3m $1.3m 0.26% Added +612 +612
47 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 39,62939.6k $1.3m $1.3m 0.00% Reduced -1.3k -1,284
48 Compass Ion Advisors, LLC 0.19% of their portfolio CONSHOHOCKEN, PA 39,56639.6k $1.3m $1.3m 0.19% Reduced -1.3k -1,253
49 Wealthspire Advisors, LLC 0.02% of their portfolio NEW YORK, NY 35,00335.0k $1.1m $1.1m 0.02% Unchanged
50 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 33,75933.8k $1.1m $1.1m 0.01% Reduced -936 -936
51 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 33,27433.3k $1.1m $1.1m 0.02% Added +1.4k +1,351
52 Ausdal Financial Partners, Inc. 0.13% of their portfolio Davenport, IA 33,10533.1k $1.1m $1.1m 0.13% New
53 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 28,64928.6k $932.8k $932.8k 0.00% New
54 OLD MISSION CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 27,93227.9k $909.5k $909.5k 0.02% Reduced -68.4k -68,359
55 Baker Ellis Asset Management LLC 0.13% of their portfolio Vancouver, WA 26,07026.1k $848.8k $848.8k 0.13% Reduced -1.2k -1,160
56 ONE PLUS ONE WEALTH MANAGEMENT, LLC 0.47% of their portfolio JUPITER, FL 25,39825.4k $827.0k $827.0k 0.47% Reduced -15.5k -15,463
57 IFP Advisors, Inc 0.04% of their portfolio TAMPA, FL 25,04425.0k $815.4k $815.4k 0.04% Reduced -1 -1
58 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 24,54824.5k $799.3k $799.3k 0.00% Reduced -14.5k -14,506
59 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 24,09624.1k $784.6k $784.6k 0.00% Reduced -111 -111
60 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 22,68922.7k $739.0k $739.0k 0.00% Added +8.7k +8,741
61 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 21,25021.2k $691.9k $691.9k 0.00% Reduced -1.3k -1,300
62 Fernwood Investment Management, LLC 0.19% of their portfolio QUINCY, MA 20,47320.5k $666.6k $666.6k 0.19% Added +3.0k +3,001
63 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 19,84619.8k $604.1k $604.1k 0.02% Added +11.0k +10,984
64 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 19,64419.6k $639.6k $639.6k 0.00% Added +10.3k +10,294
65 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 18,50118.5k $602.4k $602.4k 0.00% Reduced -2.3k -2,271
66 New England Private Wealth Advisors LLC 0.10% of their portfolio WELLESLEY, MA 17,41217.4k $567.1k $567.1k 0.10% Reduced -30.3k -30,272
67 KING LUTHER CAPITAL MANAGEMENT CORP 0.00% of their portfolio FORT WORTH, TX 16,50016.5k $537.2k $537.2k 0.00% New
68 CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC 0.17% of their portfolio BETHLEHEM, PA 15,03115.0k $489.4k $489.4k 0.17% Unchanged
69 STAR Financial Bank 0.41% of their portfolio FORT WAYNE, IN 14,90814.9k $485.4k $485.4k 0.41% Reduced -2.1k -2,083
70 IHT Wealth Management, LLC 0.02% of their portfolio Chicago, IL 14,70214.7k $478.7k $478.7k 0.02% Added +422 +422
71 SCHWARTZ INVESTMENT COUNSEL INC 0.02% of their portfolio PLYMOUTH, MI 14,00014.0k $455.8k $455.8k 0.02% Unchanged
72 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 13,04913.0k $424.9k $424.9k 0.00% Reduced -20.8k -20,784
73 Carlton Hofferkamp & Jenks Wealth Management, LLC 0.16% of their portfolio THE WOODLANDS, TX 11,52511.5k $374.4k $374.4k 0.16% Reduced -900 -900
74 Allegheny Financial Group 0.11% of their portfolio Pittsburgh, PA 10,70710.7k $348.6k $348.6k 0.11% Reduced -13.5k -13,523
75 Global Assets Advisory, LLC 0.01% of their portfolio ORLANDO, FL 10,61810.6k $326 $326 0.01% New
76 GARRISON POINT ADVISORS, LLC 0.21% of their portfolio Walnut Creek, CA 10,25910.3k $334.0k $334.0k 0.21% Reduced -28 -28
77 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 9,5099.5k $309.6k $309.6k 0.00% Added +1.4k +1,402
78 Evanson Asset Management, LLC 0.02% of their portfolio CARMEL, CA 9,2869.3k $302.4k $302.4k 0.02% Unchanged
79 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 8,7208.7k $283.9k $283.9k 0.00% Reduced -11.5k -11,471
80 Autumn Glory Partners, LLC 0.14% of their portfolio DALLAS, TX 8,5138.5k $277.2k $277.2k 0.14% Unchanged
81 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 8,4748.5k $275.9k $275.9k 0.00% Unchanged
82 KMG FIDUCIARY PARTNERS, LLC 0.03% of their portfolio TOLEDO, OH 7,9007.9k $257.2k $257.2k 0.03% Unchanged
83 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 7,3747.4k $240.1k $240.1k 0.00% New
84 Crescent Grove Advisors, LLC 0.02% of their portfolio LAKE FOREST, IL 7,1557.2k $234.1k $234.1k 0.02% Reduced -500 -500
85 LAKE STREET ADVISORS GROUP, LLC 0.01% of their portfolio PORTSMOUTH, NH 7,1247.1k $233.1k $233.1k 0.01% Added +321 +321
86 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 6,6786.7k $217.4k $217.4k 0.00% Added +128 +128
87 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 6,4976.5k $211.5k $211.5k 0.00% Added +8 +8
88 Old Port Advisors 0.06% of their portfolio PORTLAND, ME 6,3326.3k $206.2k $206.2k 0.06% Reduced -60.0k -60,037
89 U.S. Capital Wealth Advisors, LLC 0.01% of their portfolio AUSTIN, TX 6,2366.2k $203.0k $203.0k 0.01% Reduced -900 -900
90 Spectrum Wealth Counsel, LLC 0.02% of their portfolio INDIANAPOLIS, IN 3,8613.9k $125.7k $125.7k 0.02% Reduced -1.1k -1,121
91 Front Row Advisors LLC 0.03% of their portfolio TIBURON, CA 2,7502.8k $90.0k $90.0k 0.03% Unchanged
92 Sugarloaf Wealth Management, LLC 0.02% of their portfolio DULUTH, GA 2,2562.3k $73.5k $73.5k 0.02% Reduced -109.9k -109,852
93 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 2,1782.2k $70.9k $70.9k 0.00% Unchanged
94 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.01% of their portfolio BLUE BELL, PA 2,0502.0k $66.7k $66.7k 0.01% Reduced -1.2k -1,200
95 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 1,7461.7k $56.9k $56.9k 0.00% Added +6 +6
96 FIRST MANHATTAN CO. LLC. 0.00% of their portfolio NEW YORK, NY 1,3001.3k $42.3k $42.3k 0.00% Unchanged
97 COMERICA BANK 0.00% of their portfolio DALLAS, TX 653653 $21.3k $21.3k 0.00% Reduced -1.2k -1,187
98 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 500500 $16.3k $16.3k 0.00% Unchanged
99 CWM, LLC 0.00% of their portfolio OMAHA, NE 404404 $13.0k $13.0k 0.00% Unchanged
100 WASHINGTON TRUST Co 0.00% of their portfolio WESTERLY, RI 350350 $11.4k $11.4k 0.00% Unchanged