Vault-13

SPDR SERIES TRUST SPYV

PRTFLO S&P500 VL · ETP · CUSIP 78464A508

856 institutional holders +15 vs Q4 2023
390,722,553390.7m shares reported held*
$19.5bnreported value*
91 new 360 added 288 reduced 70 sold out net sold ≈ $238.4m (-4.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($52.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $49.98. Options: 12 managers hold calls ($1.1bn notional), 2 hold puts ($365.7k).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 603Q4 22: 710Q1 23: 689Q2 23: 722Q3 23: 727Q4 23: 841Q1 24: 856856Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022603
Q4 2022710
Q1 2023689
Q2 2023722
Q3 2023727
Q4 2023841
Q1 2024856

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 397 bought or addedQ4 22: 230 cut or sold outQ4 22Q1 23: 316 bought or addedQ1 23: 337 cut or sold outQ1 23Q2 23: 355 bought or addedQ2 23: 304 cut or sold outQ2 23Q3 23: 366 bought or addedQ3 23: 307 cut or sold outQ3 23Q4 23: 411 bought or addedQ4 23: 299 cut or sold outQ4 23Q1 24: 451 bought or addedQ1 24: 358 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022397230
Q1 2023316337
Q2 2023355304
Q3 2023366307
Q4 2023411299
Q1 2024451358

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500m$1bn$1.5bn$2bnQ2 23 calls: $652.5mQ2 23 puts: $617.4kQ2 23P/C 0.00Q3 23 calls: $1.2bnQ3 23 puts: $659.3kQ3 23P/C 0.00Q4 23 calls: $2.0bnQ4 23 puts: $270.5kQ4 23P/C 0.00Q1 24 calls: $1.1bnQ1 24 puts: $365.7kQ1 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q2 2023$652.5m$617.4k0.00
Q3 2023$1.2bn$659.3k0.00
Q4 2023$2.0bn$270.5k0.00
Q1 2024$1.1bn$365.7k0.00

Biggest buyers

MORGAN STANLEY Added +12,528,938+12.5m
JPMORGAN CHASE & CO Added +2,681,898+2.7m
LPL Financial LLC Added +2,141,646+2.1m
Cetera Investment Advisers Added +1,711,930+1.7m
ELEVATION POINT WEALTH PARTNERS, LLC New +1,366,932+1.4m
Octavia Wealth Advisors, LLC Added +1,330,887+1.3m
BALANCED WEALTH GROUP LLC Added +895,218+895.2k
Allworth Financial LP Added +846,517+846.5k
AMERIPRISE FINANCIAL INC Added +834,201+834.2k
Equitable Holdings, Inc. Added +797,680+797.7k

Biggest sellers

ENVESTNET ASSET MANAGEMENT INC Reduced -8,922,413-8.9m
Clark Capital Management Group, Inc. Sold out -4,409,173-4.4m
OSAIC HOLDINGS, INC. Reduced -4,320,743-4.3m
Horizon Investments, LLC Reduced -2,527,104-2.5m
Cetera Advisor Networks LLC Sold out -1,750,704-1.8m
Financial Gravity Asset Management, Inc. Reduced -1,719,034-1.7m
ROYAL BANK OF CANADA Reduced -1,325,826-1.3m
Orion Porfolio Solutions, LLC Reduced -1,285,590-1.3m
Orion Portfolio Solutions, LLC Reduced -1,285,590-1.3m
Provenance Wealth Advisors, LLC Reduced -1,236,588-1.2m

Biggest calls

SIMPLEX TRADING, LLC Reduced $473.9m7.0m shares
JANE STREET GROUP, LLC Reduced $302.6m5.7m shares
JPMORGAN CHASE & CO Reduced $141.6m2.8m shares
Optiver Holding B.V. Added $119.8m2.4m shares
IMC-Chicago, LLC Reduced $71.9m1.3m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $5.0m99.8k shares
CITADEL ADVISORS LLC Reduced $3.7m73.9k shares
WOLVERINE TRADING, LLC New $2.8m54.9k shares
Hunting Hill Global Capital, LLC New $751.5k15.0k shares
WINTRUST INVESTMENTS LLC Unchanged $479.0k11.0k shares

Biggest puts

CITADEL ADVISORS LLC Added $365.7k7.3k shares
Cutler Group LLC / CA Reduced $02.9k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Financial Engines Advisors L.L.C. 8.34% of their portfolio SANTA CLARA, CA 73,899,22473.9m $3.7bn $3.7bn 8.34% Reduced -524.3k -524,325
2 LPL Financial LLC 0.90% of their portfolio FORT MILL, SC 33,438,08533.4m $1.7bn $1.7bn 0.90% Added +2.1m +2,141,646
3 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 29,979,78630.0m $1.5bn $1.5bn 0.04% Added +12.5m +12,528,938
4 Allworth Financial LP 6.87% of their portfolio FOLSOM, CA 19,403,27219.4m $972.1m $972.1m 6.87% Added +846.5k +846,517
5 JPMORGAN CHASE & CO 0.02% of their portfolio NEW YORK, NY 10,172,79610.2m $509.7m $509.7m 0.02% Added +2.7m +2,681,898
6 Valmark Advisers, Inc. 6.48% of their portfolio AKRON, OH 7,431,0747.4m $372.3m $372.3m 6.48% Added +76.0k +76,014
7 UBS Group AG 0.10% of their portfolio ZURICH, V8 6,235,5566.2m $312.4m $312.4m 0.10% Reduced -285.2k -285,201
8 AMERIPRISE FINANCIAL INC 0.09% of their portfolio MINNEAPOLIS, MN 6,187,5956.2m $310.0m $310.0m 0.09% Added +834.2k +834,201
9 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 5,973,2696.0m $299.3m $299.3m 0.03% Added +513.9k +513,903
10 Horizon Investments, LLC 7.71% of their portfolio Charlotte, NC 5,864,3045.9m $293.8m $293.8m 7.71% Reduced -2.5m -2,527,104
11 CWM, LLC 1.20% of their portfolio OMAHA, NE 4,920,8314.9m $246.5m $246.5m 1.20% Added +576.1k +576,063
12 ENVESTNET ASSET MANAGEMENT INC 0.08% of their portfolio Berwyn, PA 4,195,0894.2m $210.2m $210.2m 0.08% Reduced -8.9m -8,922,413
13 Raymond James Financial Services Advisors, Inc. 0.31% of their portfolio ST. PETERSBURG, FL 4,175,9824.2m $209.2m $209.2m 0.31% Reduced -460.5k -460,533
14 NorthRock Partners, LLC 7.83% of their portfolio MINNEAPOLIS, MN 4,069,7174.1m $203.9m $203.9m 7.83% Added +141.3k +141,330
15 Advisory Alpha, LLC 7.97% of their portfolio HOLLAND, MI 3,876,3133.9m $194.2m $194.2m 7.97% Added +529.9k +529,904
16 Equitable Holdings, Inc. 2.14% of their portfolio NEW YORK, NY 3,796,4603.8m $190.2m $190.2m 2.14% Added +797.7k +797,680
17 Willis Johnson & Associates, Inc. 16.20% of their portfolio Houston, TX 3,722,3503.7m $186.5m $186.5m 16.20% Added +76.4k +76,427
18 FRANKLIN RESOURCES INC 0.06% of their portfolio San Mateo, CA 3,654,2233.7m $183.1m $183.1m 0.06% Reduced -22.0k -22,016
19 TIAA TRUST, NATIONAL ASSOCIATION 0.49% of their portfolio CHARLOTTE, NC 3,174,6583.2m $159.1m $159.1m 0.49% Reduced -35.5k -35,471
20 ROYAL BANK OF CANADA 0.04% of their portfolio TORONTO, A6 3,172,8603.2m $159.0m $159.0m 0.04% Reduced -1.3m -1,325,826
21 Betterment LLC 0.42% of their portfolio NEW YORK, NY 3,143,5433.1m $157.5m $157.5m 0.42% Reduced -220.8k -220,818
22 Cerity Partners LLC 0.41% of their portfolio NEW YORK, NY 3,097,1533.1m $155.2m $155.2m 0.41% Added +9.6k +9,585
23 Dynasty Wealth Management, LLC 4.87% of their portfolio ST. PETERSBURG, FL 3,051,2343.1m $152.9m $152.9m 4.87% First filing
24 NICOLET ADVISORY SERVICES, LLC 15.21% of their portfolio GREEN BAY, WI 3,031,0493.0m $149.7m $149.7m 15.21% Reduced -67.7k -67,731
25 Bank of New York Mellon Corp 0.03% of their portfolio NEW YORK, NY 2,973,7793.0m $149.0m $149.0m 0.03% Reduced -1.0m -1,009,429
26 OSAIC HOLDINGS, INC. 0.33% of their portfolio SCOTTSDALE, AZ 2,955,7083.0m $148.1m $148.1m 0.33% Reduced -4.3m -4,320,743
27 Quotient Wealth Partners, LLC 5.25% of their portfolio DALLAS, TX 2,932,2452.9m $146.9m $146.9m 5.25% Added +573.5k +573,471
28 Cetera Investment Advisers 0.30% of their portfolio SCHAUMBURG, IL 2,530,9672.5m $126.8m $126.8m 0.30% Added +1.7m +1,711,930
29 First National Trust Co 5.07% of their portfolio Johnstown, PA 2,492,5072.5m $124.9m $124.9m 5.07% Added +192.5k +192,510
30 TOWNSQUARE CAPITAL LLC 1.83% of their portfolio Lehi, UT 2,490,2572.5m $124.8m $124.8m 1.83% Added +104.2k +104,180
31 Connecticut Wealth Management, LLC 6.35% of their portfolio FARMINGTON, CT 2,382,4012.4m $119.4m $119.4m 6.35% Added +60.2k +60,173
32 Private Advisor Group, LLC 0.84% of their portfolio MORRISTOWN, NJ 2,329,0662.3m $116.7m $116.7m 0.84% Added +108.4k +108,406
33 Lutz Financial Services LLC 9.67% of their portfolio OMAHA, NE 2,208,9032.2m $110.7m $110.7m 9.67% Added +1.8k +1,766
34 Mariner, LLC 0.20% of their portfolio Overland Park, KS 1,953,1632.0m $97.9m $97.9m 0.20% Reduced -371.9k -371,887
35 SIMON QUICK ADVISORS, LLC 7.29% of their portfolio MORRISTOWN, NJ 1,940,5531.9m $97.2m $97.2m 7.29% Added +22.7k +22,747
36 FLPUTNAM INVESTMENT MANAGEMENT CO 1.97% of their portfolio PORTLAND, ME 1,844,0891.8m $92.4m $92.4m 1.97% Added +192.5k +192,459
37 HighTower Advisors, LLC 0.14% of their portfolio CHICAGO, IL 1,765,0891.8m $88.4m $88.4m 0.14% Added +15.6k +15,643
38 KWB Wealth 11.02% of their portfolio REDLANDS, CA 1,635,3231.6m $81.9m $81.9m 11.02% Added +190.6k +190,592
39 OLD NATIONAL BANCORP /IN/ 1.93% of their portfolio EVANSVILLE, IN 1,624,6411.6m $81.4m $81.4m 1.93% Added +50.4k +50,375
40 Gerber Kawasaki Wealth & Investment Management 4.36% of their portfolio SANTA MONICA, CA 1,610,4071.6m $80.7m $80.7m 4.36% Added +111.6k +111,560
41 ANGELES WEALTH MANAGEMENT, LLC 8.05% of their portfolio SANTA MONICA, CA 1,606,0151.6m $80.5m $80.5m 8.05% Added +268.2k +268,159
42 N.E.W. Advisory Services LLC 8.73% of their portfolio DE PERE, WI 1,570,9141.6m $78.7m $78.7m 8.73% Added +20.2k +20,188
43 Roberts Financial Services LLC 15.78% of their portfolio MARQUETTE, MI 1,542,8861.5m $77.3m $77.3m 15.78% Reduced -622 -622
44 BALANCED WEALTH GROUP LLC 16.93% of their portfolio WESTLAKE, OH 1,537,7521.5m $38.0m $38.0m 16.93% Added +895.2k +895,218
45 AE Wealth Management LLC 0.86% of their portfolio TOPEKA, KS 1,511,8281.5m $75.7m $75.7m 0.86% Reduced -509.8k -509,788
46 Magnus Financial Group LLC 8.97% of their portfolio NEW YORK, NY 1,509,7211.5m $75.6m $75.6m 8.97% Added +26.8k +26,838
47 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 1,486,8251.5m $74.5m $74.5m 0.02% Reduced -151.7k -151,747
48 ELEVATION POINT WEALTH PARTNERS, LLC 5.25% of their portfolio DENVER, CO 1,366,9321.4m $68.5m $68.5m 5.25% New
49 Janney Montgomery Scott LLC 0.20% of their portfolio PHILADELPHIA, PA 1,366,5541.4m $68.5m $68.5m 0.20% Added +91.1k +91,140
50 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,366,3521.4m $68.5m $68.5m 0.02% Added +137.0k +136,972
51 Octavia Wealth Advisors, LLC 10.06% of their portfolio CINCINNATI, OH 1,359,0381.4m $68.1m $68.1m 10.06% Added +1.3m +1,330,887
52 STIFEL FINANCIAL CORP 0.07% of their portfolio ST. LOUIS, MO 1,220,3481.2m $61.1m $61.1m 0.07% Added +240.8k +240,841
53 AlphaStar Capital Management, LLC 6.15% of their portfolio CORNELIUS, NC 1,195,7701.2m $59.9m $59.9m 6.15% Added +41.4k +41,424
54 NOTTINGHAM ADVISORS, INC. 7.23% of their portfolio AMHERST, NY 1,179,4811.2m $59.1m $59.1m 7.23% Reduced -21.0k -21,008
55 Klingman & Associates, LLC 3.90% of their portfolio New York, NY 1,121,2631.1m $56.2m $56.2m 3.90% Reduced -35.9k -35,909
56 FMR LLC 0.00% of their portfolio BOSTON, MA 1,112,0621.1m $55.7m $55.7m 0.00% Added +969 +969
57 NICOLET BANKSHARES INC 13.65% of their portfolio GREEN BAY, WI 1,103,0401.1m $55.3m $55.3m 13.65% Reduced -5.9k -5,868
58 COMMONWEALTH EQUITY SERVICES, LLC 0.09% of their portfolio WALTHAM, MA 1,032,2701.0m $51.7m $51.7m 0.09% Reduced -40.5k -40,518
59 Cambridge Investment Research Advisors, Inc. 0.20% of their portfolio FAIRFIELD, IA 1,013,8711.0m $50.8m $50.8m 0.20% Added +84.6k +84,633
60 Good Life Advisors, LLC 4.34% of their portfolio READING, PA 976,506976.5k $48.9m $48.9m 4.34% Added +25.3k +25,322
61 Arrow Financial Corp 4.85% of their portfolio Glens Falls, NY 975,601975.6k $48.9m $48.9m 4.85% Reduced -166.3k -166,317
62 FLAGSHIP HARBOR ADVISORS, LLC 3.04% of their portfolio BOSTON, MA 944,420944.4k $47.3m $47.3m 3.04% Reduced -283.1k -283,124
63 Accredited Investors Inc. 2.93% of their portfolio EDINA, MN 909,520909.5k $45.6m $45.6m 2.93% Reduced -49.4k -49,356
64 Alera Investment Advisors, LLC 6.12% of their portfolio DEERFIELD, IL 903,310903.3k $45.3m $45.3m 6.12% Reduced -109.2k -109,215
65 CoreCap Advisors, LLC 2.35% of their portfolio SOUTHFIELD, MI 887,353887.4k $44.5m $44.5m 2.35% Reduced -286.3k -286,307
66 Compton Financial Group, LLC 14.74% of their portfolio TOWSON, MD 874,700874.7k $43.8m $43.8m 14.74% Added +13.2k +13,237
67 Whitcomb & Hess, Inc. 13.88% of their portfolio ASHLAND, OH 862,336862.3k $43.2m $43.2m 13.88% Reduced -73.3k -73,350
68 IHT Wealth Management, LLC 1.68% of their portfolio Chicago, IL 835,996836.0k $41.9m $41.9m 1.68% Added +204.4k +204,404
69 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.11% of their portfolio PLYMOUTH, MN 810,941810.9k $40.6m $40.6m 0.11% Reduced -845.6k -845,563
70 Facet Wealth, Inc. 1.32% of their portfolio WEST PALM BEACH, FL 807,241807.2k $39.3m $39.3m 1.32% Reduced -26.7k -26,659
71 Perennial Investment Advisors, LLC 5.99% of their portfolio Los Angeles, CA 784,815784.8k $39.3m $39.3m 5.99% Reduced -83.2k -83,197
72 MERCER GLOBAL ADVISORS INC /ADV 0.11% of their portfolio DENVER, CO 784,182784.2k $39.3m $39.3m 0.11% Reduced -345.6k -345,595
73 Brookstone Capital Management 0.68% of their portfolio WHEATON, IL 761,015761.0k $38.1m $38.1m 0.68% Added +208.0k +207,957
74 BENJAMIN F. EDWARDS & COMPANY, INC. 0.69% of their portfolio ST. LOUIS, MO 753,637753.6k $37.8m $37.8m 0.69% Added +164.9k +164,873
75 Envestnet Portfolio Solutions, Inc. 0.14% of their portfolio BERWYN, PA 746,971747.0k $37.4m $37.4m 0.14% Reduced -322.7k -322,662
76 PRUDENTIAL FINANCIAL INC 0.05% of their portfolio NEWARK, NJ 725,728725.7k $36.4m $36.4m 0.05% Reduced -24.4k -24,405
77 CREATIVE FINANCIAL DESIGNS INC /ADV 3.39% of their portfolio KOKOMO, IN 716,156716.2k $35.9m $35.9m 3.39% Added +22.0k +22,035
78 FOUNDERS FINANCIAL SECURITIES LLC 3.67% of their portfolio TOWSON, MD 698,083698.1k $35.0m $35.0m 3.67% Reduced -190.9k -190,853
79 Measured Wealth Private Client Group, LLC 12.02% of their portfolio PORTSMOUTH, NH 687,020687.0k $34.4m $34.4m 12.02% Reduced -36.0k -36,014
80 Williams Financial, LLC 22.88% of their portfolio NORTH BENNINGTON, VT 686,030686.0k $34.4m $34.4m 22.88% New
81 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 667,560667.6k $33.4m $33.4m 0.02% Added +77.7k +77,684
82 BIP Wealth, LLC 2.44% of their portfolio ATLANTA, GA 665,534665.5k $33.3m $33.3m 2.44% Reduced -77.3k -77,305
83 Corient Private Wealth LP 0.06% of their portfolio MIAMI, FL 653,163653.2k $32.7m $32.7m 0.06% Reduced -33.0k -32,964
84 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.03% of their portfolio MILWAUKEE, WI 628,264628.3k $31.5m $31.5m 0.03% Added +184.0k +183,976
85 SIGNET FINANCIAL MANAGEMENT, LLC 4.25% of their portfolio PARSIPPANY, NJ 617,450617.5k $30.9m $30.9m 4.25% Added +9.5k +9,498
86 MML INVESTORS SERVICES, LLC 0.13% of their portfolio SPRINGFIELD, MA 614,290614.3k $30.8m $30.8m 0.13% Added +4.4k +4,422
87 Avantax Planning Partners, Inc. 0.99% of their portfolio DUBUQUE, IA 609,378609.4k $30.5m $30.5m 0.99% Reduced -80.4k -80,440
88 Edmonds Duncan Registered Investment Advisors, LLC 7.42% of their portfolio LAWRENCE, KS 590,520590.5k $29.6m $29.6m 7.42% Added +4.4k +4,372
89 INSPIRION WEALTH ADVISORS, LLC 4.85% of their portfolio LIBERTYVILLE, IL 585,273585.3k $29.3m $29.3m 4.85% Reduced -10.4k -10,377
90 WOODARD & CO ASSET MANAGEMENT GROUP INC /ADV 7.62% of their portfolio BERMUDA RUN, NC 570,095570.1k $28.6m $28.6m 7.62% Reduced -7.6k -7,644
91 Redwood Investment Management, LLC 2.68% of their portfolio SCOTTSDALE, AZ 562,011562.0k $28.2m $28.2m 2.68% Added +556.5k +556,512
92 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 556,009556.0k $27.9m $27.9m 0.00% Reduced -24 -24
93 VICUS CAPITAL 2.54% of their portfolio STATE COLLEGE, PA 555,330555.3k $27.8m $27.8m 2.54% Added +38.5k +38,482
94 RIVERSEDGE ADVISORS, LLC 6.64% of their portfolio Wilmington, DE 537,649537.6k $26.9m $26.9m 6.64% Added +1.0k +1,012
95 Tennessee Valley Asset Management Partners 6.50% of their portfolio KNOXVILLE, TN 536,442536.4k $26.9m $26.9m 6.50% Reduced -509.4k -509,442
96 SVB WEALTH LLC 0.60% of their portfolio BOSTON, MA 534,500534.5k $26.8m $26.8m 0.60% Added +121.5k +121,469
97 Choice Wealth Advisors LLC 16.03% of their portfolio WATERVILLE, ME 528,449528.4k $26.5m $26.5m 16.03% Reduced -21.1k -21,115
98 Thrivent Financial for Lutherans 0.05% of their portfolio Minneapolis, MN 522,107522.1k $26.2m $26.2m 0.05% Added +153.5k +153,481
99 ERn Financial, LLC 4.50% of their portfolio MIDDLETON, WI 517,687517.7k $25.9m $25.9m 4.50% Added +18.7k +18,681
100 Rodgers & Associates, LTD 3.22% of their portfolio Lancaster, PA 501,228501.2k $25.1m $25.1m 3.22% Added +2.1k +2,136