Avantax Planning Partners, Inc.

DUBUQUE, IA · CIK 1005441 · 13F filing filed 2024-05-03

SEC-registered investment adviser since 1996 · corporation

Assets managed$7.6bn
Staff261 · 200 in investment roles
Main clients (by assets)High net worth individuals 47%, Pension plans 29%, Individuals 21%
Form ADV · 2026-06-18SEC adviser record

$3.1bn reported value +17.7% vs Q4 2023

465positions

52.5%in top 10

104 new 196 added 129 reduced 11 sold out vs Q4 2023

Holdings, Q1 2024

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	SCHWAB STRATEGIC TR US LCAP GR ETF SCHG	SCHG	4,794,139	$444.5m14.40%	14.40%	Reduced -137.5k	-137,528 -2.8%
2	SCHWAB STRATEGIC TR US LCAP VA ETF SCHV	SCHV	4,097,514	$311.3m10.08%	10.08%	Reduced -72.8k	-72,837 -1.8%
3	SCHWAB STRATEGIC TR US DIVIDEND EQ SCHD	SCHD	3,598,014	$290.1m9.40%	9.40%	Added +32.3k	+32,285 0.9%
4	SCHWAB STRATEGIC TR US AGGREGATE B SCHZ	SCHZ	3,594,821	$165.4m5.36%	5.36%	Added +599.7k	+599,725 20.0%
5	SCHWAB STRATEGIC TR INTL EQTY ETF SCHF	SCHF	2,809,739	$109.6m3.55%	3.55%	Added +214.8k	+214,784 8.3%
6	AMERICAN CENTY ETF TR US SML CP VALU AVUV	AVUV	878,859	$82.4m2.67%	2.67%	New
7	SPDR SER TR NUVEEN BLOOMBERG HYMB	HYMB	2,813,687	$72.3m2.34%	2.34%	Reduced -80.0k	-79,966 -2.8%
8	SPDR INDEX SHS FDS MSCI ACWI EXUS CWI	CWI	1,983,486	$56.3m1.82%	1.82%	Reduced -245.6k	-245,572 -11.0%
9	FIRST TR EXCH TRADED FD III MANAGD MUN ETF FMB	FMB	961,628	$49.4m1.60%	1.60%	Reduced -67.3k	-67,317 -6.5%
10	VANGUARD SPECIALIZED FUNDS DIV APP ETF VIG	VIG	224,233	$40.9m1.33%	1.33%	Reduced -26.3k	-26,348 -10.5%
11	ISHARES INC CORE MSCI EMKT IEMG	IEMG	698,989	$36.1m1.17%	1.17%	Added +101.0k	+100,962 16.9%
12	ALPS ETF TR INTL SEC DV DOG IDOG	IDOG	1,194,798	$35.5m1.15%	1.15%	Added +268.3k	+268,269 28.9%
13	APPLE INC COM AAPL	AAPL	197,471	$33.9m1.10%	1.10%	Added +26.4k	+26,437 15.5%
14	ISHARES TR NATIONAL MUN ETF MUB	MUB	313,386	$33.7m1.09%	1.09%	Added +67.5k	+67,462 27.4%
15	VANGUARD STAR FDS VG TL INTL STK F VXUS	VXUS	544,569	$32.8m1.06%	1.06%	Reduced -44.6k	-44,634 -7.6%
16	ISHARES TR RUS 1000 GRW ETF IWF	IWF	93,451	$31.5m1.02%	1.02%	Reduced -14.5k	-14,525 -13.4%
17	ISHARES TR RUS MD CP GR ETF IWP	IWP	272,410	$31.1m1.01%	1.01%	Added +63	+63 0.0%
18	SPDR SERIES TRUST S&P 600 SMCP GRW SLYG	SLYG	354,822	$31.0m1.00%	1.00%	Added +265.6k	+265,645 297.9%
19	SPDR SERIES TRUST PRTFLO S&P500 VL SPYV	SPYV	609,378	$30.5m0.99%	0.99%	Reduced -80.4k	-80,440 -11.7%
20	J P MORGAN EXCHANGE TRADED F MUNICIPAL ETF JMUB	JMUB	562,928	$28.6m0.93%	0.93%	Reduced -19.3k	-19,332 -3.3%
21	ISHARES TR RUS MDCP VAL ETF IWS	IWS	212,038	$26.6m0.86%	0.86%	Added +6.3k	+6,327 3.1%
22	NEW YORK LIFE INVTS ACTIVE E NYLI MACKAY MUN MMIT	MMIT	1,075,867	$26.2m0.85%	0.85%	Reduced -40.4k	-40,378 -3.6%
23	VANECK ETF TRUST HIGH YLD MUNIETF HYD	HYD	490,018	$25.6m0.83%	0.83%	Reduced -37.5k	-37,506 -7.1%
24	MICROSOFT CORP COM MSFT	MSFT	57,997	$24.4m0.79%	0.79%	Added +7.6k	+7,587 15.1%
25	VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF VWO	VWO	505,601	$21.1m0.68%	0.68%	Added +44.1k	+44,116 9.6%
26	PIMCO ETF TR INTER MUN BD ACT MUNI	MUNI	390,879	$20.5m0.66%	0.66%	Reduced -24.8k	-24,849 -6.0%
27	ACCEL ENTERTAINMENT INC COM CL A1 ACEL	ACEL	1,645,626	$19.4m0.63%	0.63%	Reduced -20.0k	-20,000 -1.2%
28	DIMENSIONAL ETF TRUST US CORE EQUITY 2 DFAC	DFAC	582,527	$18.6m0.60%	0.60%	New
29	SPDR SER TR S&P 600 SMCP VAL SLYV	SLYV	217,708	$18.1m0.58%	0.58%	Reduced -10.9k	-10,913 -4.8%
30	J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM JEPI	JEPI	285,572	$16.5m0.54%	0.54%	Added +81.2k	+81,200 39.7%
31	JPMORGAN CHASE & CO COM JPM	JPM	79,397	$15.9m0.52%	0.52%	Added +21.3k	+21,324 36.7%
32	VANGUARD WHITEHALL FDS INTL DVD ETF VIGI	VIGI	187,438	$15.3m0.49%	0.49%	Added +56.7k	+56,737 43.4%
33	FIRST TR EXCHNG TRADED FD VI TCW UNCONSTRAI UCON	UCON	606,672	$14.9m0.48%	0.48%	New
34	BROADCOM INC COM AVGO	AVGO	11,077	$14.7m0.48%	0.48%	Added +3.5k	+3,493 46.1%
35	ISHARES TR RUS 2000 VAL ETF IWN	IWN	87,026	$13.8m0.45%	0.45%	Reduced -501.0k	-500,978 -85.2%
36	ISHARES TR S&P 500 GRWT ETF IVW	IVW	157,233	$13.3m0.43%	0.43%	Reduced -27.3k	-27,295 -14.8%
37	ISHARES TR CORE US AGGBD ET AGG	AGG	132,948	$13.0m0.42%	0.42%	Reduced -6.5k	-6,530 -4.7%
38	WISDOMTREE TR US MIDCAP DIVID DON	DON	266,921	$13.0m0.42%	0.42%	Added +50.5k	+50,532 23.4%
39	MERCK & CO INC COM MRK	MRK	98,350	$13.0m0.42%	0.42%	Added +40.2k	+40,223 69.2%
40	ABBVIE INC COM ABBV	ABBV	68,008	$12.4m0.40%	0.40%	Added +34.8k	+34,843 105.1%
41	VANGUARD INDEX FDS MCAP VL IDXVIP VOE	VOE	79,149	$12.3m0.40%	0.40%	Reduced -7.8k	-7,756 -8.9%
42	COCA COLA CO COM KO	KO	200,081	$12.2m0.40%	0.40%	Added +89.0k	+88,974 80.1%
43	VANGUARD BD INDEX FDS INTERMED TERM BIV	BIV	160,436	$12.1m0.39%	0.39%	Reduced -4.6k	-4,594 -2.8%
44	HOME DEPOT INC COM HD	HD	31,332	$12.0m0.39%	0.39%	Added +13.3k	+13,274 73.5%
45	J P MORGAN EXCHANGE TRADED F INTL BD OPP ETF JPIB	JPIB	235,044	$11.2m0.36%	0.36%	Reduced -15.1k	-15,105 -6.0%
46	ISHARES TR EAFE VALUE ETF EFV	EFV	202,822	$11.0m0.36%	0.36%	Reduced -490	-490 -0.2%
47	EXXON MOBIL CORP COM XOM	XOM	94,045	$10.9m0.35%	0.35%	Added +22.9k	+22,870 32.1%
48	INTERNATIONAL BUSINESS MACHS COM IBM	IBM	56,724	$10.8m0.35%	0.35%	Added +26.2k	+26,168 85.6%
49	PEPSICO INC COM PEP	PEP	61,487	$10.8m0.35%	0.35%	Added +26.5k	+26,528 75.9%
50	CHEVRON CORP NEW COM CVX	CVX	67,998	$10.7m0.35%	0.35%	Added +29.5k	+29,520 76.7%
51	VANGUARD MUN BD FDS TAX EXEMPT BD VTEB	VTEB	210,634	$10.7m0.35%	0.35%	Added +150.6k	+150,647 251.1%
52	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	19,016	$9.9m0.32%	0.32%	Added +1.0k	+1,044 5.8%
53	VERIZON COMMUNICATIONS INC COM VZ	VZ	236,596	$9.9m0.32%	0.32%	Added +109.7k	+109,742 86.5%
54	PROCTER AND GAMBLE CO COM PG	PG	59,951	$9.7m0.32%	0.32%	Added +35.1k	+35,090 141.1%
55	FASTENAL CO COM FAST	FAST	124,413	$9.6m0.31%	0.31%	Added +17.6k	+17,578 16.4%
56	TEXAS INSTRS INC COM TXN	TXN	54,945	$9.6m0.31%	0.31%	Added +28.6k	+28,646 108.9%
57	ISHARES TR SHRT NAT MUN ETF SUB	SUB	90,960	$9.5m0.31%	0.31%	Reduced -10.8k	-10,836 -10.6%
58	COSTCO WHSL CORP NEW COM COST	COST	12,954	$9.5m0.31%	0.31%	Added +7.3k	+7,254 127.3%
59	NVIDIA CORPORATION COM NVDA	NVDA	10,487	$9.5m0.31%	0.31%	Reduced -208	-208 -1.9%
60	VANGUARD INDEX FDS SML CP GRW ETF VBK	VBK	36,009	$9.4m0.30%	0.30%	Reduced -4.3k	-4,307 -10.7%
61	PFIZER INC COM PFE	PFE	326,267	$9.1m0.29%	0.29%	Added +184.3k	+184,299 129.8%
62	JOHNSON & JOHNSON COM JNJ	JNJ	54,500	$8.6m0.28%	0.28%	Added +19.6k	+19,550 55.9%
63	VANGUARD WHITEHALL FDS HIGH DIV YLD VYM	VYM	68,698	$8.3m0.27%	0.27%	Reduced -180	-180 -0.3%
64	VALERO ENERGY CORP COM VLO	VLO	48,374	$8.3m0.27%	0.27%	Added +34.0k	+34,015 236.9%
65	CISCO SYS INC COM CSCO	CSCO	164,585	$8.2m0.27%	0.27%	Added +106.8k	+106,848 185.1%
66	VANGUARD INDEX FDS MCAP GR IDXVIP VOT	VOT	34,187	$8.1m0.26%	0.26%	Reduced -2.4k	-2,422 -6.6%
67	C H ROBINSON WORLDWIDE INC COM NEW CHRW	CHRW	104,519	$8.0m0.26%	0.26%	New
68	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	18,774	$7.9m0.26%	0.26%	Added +1.7k	+1,714 10.1%
69	VANGUARD INDEX FDS VALUE ETF VTV	VTV	46,719	$7.6m0.25%	0.25%	Added +2.6k	+2,597 5.9%
70	DEERE & CO COM DE	DE	17,922	$7.4m0.24%	0.24%	Added +5.8k	+5,772 47.5%
71	ISHARES TR RUS 2000 GRW ETF IWO	IWO	26,687	$7.2m0.23%	0.23%	Reduced -103.0k	-103,025 -79.4%
72	THERMO FISHER SCIENTIFIC INC COM TMO	TMO	11,806	$6.9m0.22%	0.22%	Added +235	+235 2.0%
73	AMGEN INC COM AMGN	AMGN	23,868	$6.8m0.22%	0.22%	Added +11.0k	+11,017 85.7%
74	BLACKROCK INC COM BLK	BLK	8,051	$6.7m0.22%	0.22%	Added +3.5k	+3,515 77.5%
75	AMAZON COM INC COM AMZN	AMZN	36,363	$6.6m0.21%	0.21%	Reduced -501	-501 -1.4%
76	LOCKHEED MARTIN CORP COM LMT	LMT	14,396	$6.5m0.21%	0.21%	Added +6.8k	+6,778 89.0%
77	ISHARES TR IBONDS 24 TRM TS IBTE	IBTE	272,799	$6.5m0.21%	0.21%	Added +213.5k	+213,537 360.3%
78	BANK AMERICA CORP COM BAC	BAC	163,867	$6.2m0.20%	0.20%	Added +72.9k	+72,903 80.1%
79	MCDONALDS CORP COM MCD	MCD	21,879	$6.2m0.20%	0.20%	Added +8.0k	+8,010 57.8%
80	US BANCORP DEL COM NEW USB	USB	136,355	$6.1m0.20%	0.20%	Added +54.0k	+54,023 65.6%
81	ISHARES TR INTL SEL DIV ETF IDV	IDV	215,291	$6.0m0.20%	0.20%	Reduced -984	-984 -0.5%
82	ALTRIA GROUP INC COM MO	MO	138,264	$6.0m0.20%	0.20%	Added +69.5k	+69,537 101.2%
83	SPDR SER TR S&P 400 MDCP GRW MDYG	MDYG	67,601	$5.9m0.19%	0.19%	Reduced -4.9k	-4,893 -6.8%
84	UNITED PARCEL SERVICE INC CL B UPS	UPS	39,663	$5.9m0.19%	0.19%	Added +27.5k	+27,516 226.5%
85	EOG RES INC COM EOG	EOG	41,315	$5.3m0.17%	0.17%	Added +22.2k	+22,200 116.1%
86	ELI LILLY & CO COM LLY	LLY	6,513	$5.1m0.16%	0.16%	Added +426	+426 7.0%
87	AUTOMATIC DATA PROCESSING IN COM ADP	ADP	19,531	$4.9m0.16%	0.16%	Added +9.0k	+9,003 85.5%
88	ALPHABET INC CAP STK CL A GOOGL	GOOGL	30,262	$4.6m0.15%	0.15%	Added +1.7k	+1,680 5.9%
89	VANGUARD INDEX FDS SM CP VAL ETF VBR	VBR	23,395	$4.5m0.15%	0.15%	Reduced -2.0k	-1,955 -7.7%
90	INVESCO QQQ TR UNIT SER 1 QQQ	QQQ	10,095	$4.5m0.15%	0.15%	Reduced -2.7k	-2,657 -20.8%
91	QUALCOMM INC COM QCOM	QCOM	25,704	$4.4m0.14%	0.14%	Added +20.6k	+20,589 402.5%
92	CONOCOPHILLIPS COM COP	COP	33,993	$4.3m0.14%	0.14%	Added +25.5k	+25,539 302.1%
93	ARCHER DANIELS MIDLAND CO COM ADM	ADM	68,700	$4.3m0.14%	0.14%	Added +46.9k	+46,893 215.0%
94	PACER FDS TR US CASH COWS 100 COWZ	COWZ	74,030	$4.3m0.14%	0.14%	Added +68.5k	+68,483 1234.6%
95	ISHARES TR IBONDS DEC2026 IBDR	IBDR	175,177	$4.2m0.14%	0.14%	Added +156.1k	+156,146 820.5%
96	3M CO COM MMM	MMM	38,816	$4.1m0.13%	0.13%	Added +2.8k	+2,802 7.8%
97	SPDR SER TR BLOOMBERG INVT FLRN	FLRN	131,196	$4.0m0.13%	0.13%	Reduced -4.4k	-4,442 -3.3%
98	INVESCO EXCH TRADED FD TR II PFD ETF PGX	PGX	338,394	$4.0m0.13%	0.13%	Reduced -16.2k	-16,232 -4.6%
99	DIMENSIONAL ETF TRUST US LARGE CAP VAL DFLV	DFLV	133,307	$4.0m0.13%	0.13%	New
100	META PLATFORMS INC CL A META	META	8,162	$4.0m0.13%	0.13%	Added +532	+532 7.0%

Sold out since Q4 2023

Security	Ticker	Shares held before	Value then
J P MORGAN EXCHANGE TRADED F JPST	JPST	12,875	$646.7k12.9k shares
MERCADOLIBRE INC MELI	MELI	272	$427.5k272 shares
PALO ALTO NETWORKS INC PANW	PANW	1,337	$394.3k1.3k shares
WISDOMTREE TR DGRW	DGRW	5,050	$354.9k5.0k shares
HERITAGE INSURANCE HLDGS INC HRTG	HRTG	50,383	$328.5k50.4k shares
OTIS WORLDWIDE CORP OTIS	OTIS	2,809	$251.3k2.8k shares
SELECT SECTOR SPDR TR XLP	XLP	3,468	$249.8k3.5k shares
MGIC INVT CORP WIS MTG	MTG	11,462	$221.1k11.5k shares
AVNET INC AVT	AVT	4,366	$220.0k4.4k shares
SELECT SECTOR SPDR TR XLV	XLV	1,506	$205.4k1.5k shares
COHEN & STEERS QUALITY INCOM RQI	RQI	11,800	$144.4k11.8k shares