Vault-13

SPDR SER TR FLRN

BLOOMBERG INVT · ETP · CUSIP 78468R200

320 institutional holders -10 vs Q4 2023
55,611,21955.6m shares reported held*
$1.7bnreported value*
28 new 115 added 127 reduced 37 sold out net sold ≈ $81.3m (-2.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $30.83. Options: 2 managers hold calls ($6.2k notional), 0 hold puts (—).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 339Q4 22: 348Q1 23: 336Q2 23: 324Q3 23: 316Q4 23: 330Q1 24: 320320Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022339
Q4 2022348
Q1 2023336
Q2 2023324
Q3 2023316
Q4 2023330
Q1 2024320

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 141 bought or addedQ4 22: 181 cut or sold outQ4 22Q1 23: 128 bought or addedQ1 23: 202 cut or sold outQ1 23Q2 23: 121 bought or addedQ2 23: 188 cut or sold outQ2 23Q3 23: 130 bought or addedQ3 23: 163 cut or sold outQ3 23Q4 23: 132 bought or addedQ4 23: 169 cut or sold outQ4 23Q1 24: 143 bought or addedQ1 24: 164 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022141181
Q1 2023128202
Q2 2023121188
Q3 2023130163
Q4 2023132169
Q1 2024143164

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ2 23 calls: $512.5kQ2 23 puts: $423.5kQ2 23P/C 0.83Q3 23 calls: $844.8kQ3 23 puts: $841.7kQ3 23P/C 1.00Q4 23 calls: $981.9kQ4 23 puts: $1.0mQ4 23P/C 1.03Q1 24 calls: $6.2kQ1 24 puts: $0Q1 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q2 2023$512.5k$423.5k0.83
Q3 2023$844.8k$841.7k1.00
Q4 2023$981.9k$1.0m1.03
Q1 2024$6.2k$00.00

Biggest buyers

MORGAN STANLEY Added +3,089,902+3.1m
Wealthfront Advisers LLC Added +494,268+494.3k
WEALTHCARE CAPITAL MANAGEMENT LLC New +441,205+441.2k
Carr Financial Group Corp Added +300,535+300.5k
Cetera Investment Advisers Added +251,310+251.3k
STATE STREET CORP Added +207,950+207.9k
Caitlin John, LLC Added +202,089+202.1k
AMERIPRISE FINANCIAL INC Added +172,331+172.3k
Facet Wealth, Inc. Added +145,981+146.0k
SYKON CAPITAL LLC New +141,575+141.6k

Biggest sellers

JANE STREET GROUP, LLC Reduced -1,724,581-1.7m
BANK OF MONTREAL /CAN/ Reduced -1,301,990-1.3m
Valmark Advisers, Inc. Reduced -887,980-888.0k
Donoghue Forlines LLC Sold out -727,088-727.1k
Tradewinds Capital Management, LLC Reduced -672,676-672.7k
Cetera Advisor Networks LLC Sold out -471,191-471.2k
TIAA TRUST, NATIONAL ASSOCIATION Reduced -348,870-348.9k
WELLS FARGO & COMPANY/MN Reduced -312,745-312.7k
RENAISSANCE TECHNOLOGIES LLC Reduced -302,100-302.1k
MFA WEALTH ADVISORS, LLC Reduced -281,066-281.1k

Biggest calls

CITADEL ADVISORS LLC Reduced $6.2k200 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FIRST TRUST PORTFOLIOS LP (4.9%, 2026-04-30)

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 6,246,2226.2m $192.6m $192.6m 0.01% Added +3.1m +3,089,902
2 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 3,464,2153.5m $106.7m $106.7m 0.03% Added +172.3k +172,331
3 Wealthfront Advisers LLC 0.29% of their portfolio Palo Alto, CA 2,729,6852.7m $84.2m $84.2m 0.29% Added +494.3k +494,268
4 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 2,349,7652.3m $72.4m $72.4m 0.02% Reduced -312.7k -312,745
5 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 1,806,8041.8m $55.7m $55.7m 0.03% Added +67.5k +67,501
6 KEYBANK NATIONAL ASSOCIATION/OH 0.21% of their portfolio BROOKLYN, OH 1,661,7801.7m $51.2m $51.2m 0.21% Reduced -271.1k -271,079
7 RENAISSANCE TECHNOLOGIES LLC 0.08% of their portfolio NEW YORK, NY 1,653,1001.7m $51.0m $51.0m 0.08% Reduced -302.1k -302,100
8 New York Life Investment Management LLC 0.46% of their portfolio New York, NY 1,497,0551.5m $46.2m $46.2m 0.46% Reduced -206.4k -206,395
9 TIAA TRUST, NATIONAL ASSOCIATION 0.14% of their portfolio CHARLOTTE, NC 1,478,0571.5m $45.6m $45.6m 0.14% Reduced -348.9k -348,870
10 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,319,5681.3m $40.7m $40.7m 0.00% Added +44.2k +44,228
11 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 1,115,3331.1m $34.4m $34.4m 0.01% Added +70.3k +70,324
12 Valmark Advisers, Inc. 0.50% of their portfolio AKRON, OH 928,178928.2k $28.6m $28.6m 0.50% Reduced -888.0k -887,980
13 Facet Wealth, Inc. 0.90% of their portfolio WEST PALM BEACH, FL 867,783867.8k $26.7m $26.7m 0.90% Added +146.0k +145,981
14 ASSETMARK, INC 0.08% of their portfolio CONCORD, CA 826,712826.7k $25.5m $25.5m 0.08% Reduced -40.8k -40,766
15 Towercrest Capital Management 4.22% of their portfolio NEWTOWN, PA 810,916810.9k $25.0m $25.0m 4.22% Added +26.1k +26,114
16 MFA WEALTH ADVISORS, LLC 6.33% of their portfolio PITTSBURGH, PA 781,485781.5k $24.1m $24.1m 6.33% Reduced -281.1k -281,066
17 Astor Investment Management LLC 9.39% of their portfolio CHICAGO, IL 766,626766.6k $23.6m $23.6m 9.39% Reduced -27.4k -27,414
18 UBS Group AG 0.01% of their portfolio ZURICH, V8 748,786748.8k $23.1m $23.1m 0.01% Reduced -207.5k -207,482
19 Alliance Wealth Management Group 6.47% of their portfolio FLEMINGTON, NJ 715,604715.6k $22.1m $22.1m 6.47% Added +25.0k +24,988
20 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 704,507704.5k $21.7m $21.7m 0.00% Added +207.9k +207,950
21 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 679,527679.5k $21.0m $21.0m 0.03% Reduced -37.4k -37,361
22 Cornerstone Management, Inc. 4.38% of their portfolio DULUTH, GA 640,341640.3k $19.7m $19.7m 4.38% Added +47.9k +47,866
23 Curbstone Financial Management Corp 4.01% of their portfolio MANCHESTER, NH 601,712601.7k $18.6m $18.6m 4.01% Added +13.6k +13,600
24 Cedar Mountain Advisors, LLC 4.51% of their portfolio LAKE OSWEGO, OR 581,196581.2k $17.9m $17.9m 4.51% Added +14.6k +14,647
25 WESCAP Management Group, Inc. 4.85% of their portfolio Glendale, CA 543,332543.3k $16.8m $16.8m 4.85% Added +25.3k +25,300
26 Fortitude Advisory Group L.L.C. 8.95% of their portfolio GIG HARBOR, WA 514,065514.1k $15.8m $15.8m 8.95% Added +19.3k +19,287
27 Advisory Alpha, LLC 0.60% of their portfolio HOLLAND, MI 476,968477.0k $14.7m $14.7m 0.60% Added +136.3k +136,296
28 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 457,183457.2k $14.1m $14.1m 0.03% Reduced -70.0k -70,009
29 WEALTHCARE CAPITAL MANAGEMENT LLC 1.51% of their portfolio RICHMOND, VA 441,205441.2k $13.6m $13.6m 1.51% New
30 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 431,252431.3k $13.3m $13.3m 0.02% Added +45.7k +45,681
31 Stratos Investment Management, LLC 1.28% of their portfolio BEACHWOOD, OH 426,730426.7k $13.2m $13.2m 1.28% Added +15.7k +15,652
32 Legacy Edge Advisors, LLC 2.57% of their portfolio SYOSSET, NY 399,617399.6k $12.3m $12.3m 2.57% Added +113.5k +113,502
33 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 389,305389.3k $12.0m $12.0m 0.03% Added +251.3k +251,310
34 Providence First Trust Co 5.02% of their portfolio SCOTTSDALE, AZ 375,322375.3k $11.6m $11.6m 5.02% Reduced -36.6k -36,560
35 Cherry Tree Wealth Management, LLC 2.90% of their portfolio MINNETONKA, MN 373,425373.4k $11.5m $11.5m 2.90% Reduced -13.3k -13,322
36 Ameliora Wealth Management Ltd. 5.07% of their portfolio ZURICH, V8 362,584362.6k $11.2m $11.2m 5.07% Reduced -4.1k -4,059
37 Treynor Bancshares, Inc. 6.22% of their portfolio TREYNOR, IA 347,020347.0k $10.7m $10.7m 6.22% Added +107.2k +107,190
38 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 346,853346.9k $10.7m $10.7m 0.01% Reduced -12.6k -12,621
39 CWM, LLC 0.05% of their portfolio OMAHA, NE 320,446320.4k $9.9m $9.9m 0.05% Reduced -43.4k -43,413
40 Carr Financial Group Corp 3.24% of their portfolio WORCESTER, MA 316,213316.2k $9.7m $9.7m 3.24% Added +300.5k +300,535
41 Thrivent Financial for Lutherans 0.02% of their portfolio Minneapolis, MN 306,278306.3k $9.4m $9.4m 0.02% Reduced -81.7k -81,671
42 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 294,858294.9k $9.1m $9.1m 0.00% Added +35.1k +35,132
43 Prime Capital Investment Advisors, LLC 0.13% of their portfolio OVERLAND PARK, KS 294,253294.3k $9.1m $9.1m 0.13% Reduced -1.5k -1,470
44 MBM WEALTH CONSULTANTS, LLC 3.14% of their portfolio CHESTERFIELD, MO 289,186289.2k $8.9m $8.9m 3.14% Added +20.3k +20,267
45 COURIER CAPITAL LLC 0.64% of their portfolio BUFFALO, NY 287,810287.8k $8.9m $8.9m 0.64% Reduced -6.3k -6,313
46 Private Advisor Group, LLC 0.06% of their portfolio MORRISTOWN, NJ 286,328286.3k $8.8m $8.8m 0.06% Added +7.7k +7,717
47 Penobscot Investment Management Company, Inc. 0.91% of their portfolio BOSTON, MA 280,666280.7k $8.7m $8.7m 0.91% Added +12.9k +12,900
48 Kohmann Bosshard Financial Services, LLC 1.19% of their portfolio FAIRLAWN, OH 276,483276.5k $8.5m $8.5m 1.19% Reduced -65.2k -65,229
49 Caitlin John, LLC 6.45% of their portfolio BRIGHTON, MI 275,893275.9k $8.5m $8.5m 6.45% Added +202.1k +202,089
50 DEAN INVESTMENT ASSOCIATES, LLC 1.14% of their portfolio BEAVERCREEK, OH 269,750269.8k $8.3m $8.3m 1.14% Added +2.9k +2,882
51 RFG Advisory, LLC 0.28% of their portfolio BIRMINGHAM, AL 263,529263.5k $8.1m $8.1m 0.28% Added +43.0k +43,025
52 HARBOR ADVISORY CORP /MA/ 2.54% of their portfolio PORTSMOUTH, NH 242,425242.4k $7.5m $7.5m 2.54% Unchanged
53 Alesco Advisors, LLC, An ESL Co 0.24% of their portfolio Pittsford, NY 241,615241.6k $7.4m $7.4m 0.24% Added +11.2k +11,217
54 Outlook Wealth Advisors, LLC 2.22% of their portfolio SHENANDOAH, TX 233,637233.6k $7.2m $7.2m 2.22% Reduced -4.4k -4,414
55 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 232,195232.2k $7.2m $7.2m 0.02% Reduced -44.6k -44,610
56 BEACON FINANCIAL GROUP 0.82% of their portfolio DALLAS, TX 231,121231.1k $7.1m $7.1m 0.82% Reduced -17.5k -17,548
57 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 226,972227.0k $7.0m $7.0m 0.01% Reduced -30.2k -30,213
58 NewSquare Capital LLC 0.61% of their portfolio NEWTOWN SQUARE, PA 224,476224.5k $6.9m $6.9m 0.61% Reduced -6.8k -6,845
59 Steward Partners Investment Advisory, LLC 0.07% of their portfolio STAMFORD, CT 219,386219.4k $6.8m $6.8m 0.07% Added +9.9k +9,907
60 Atria Investments, Inc 0.09% of their portfolio Charlotte, NC 209,782209.8k $6.5m $6.5m 0.09% Added +5.0k +5,019
61 CALTON & ASSOCIATES, INC. 3.00% of their portfolio Tampa, FL 199,728199.7k $6.2m $6.2m 3.00% Reduced -2.2k -2,225
62 APPLETON PARTNERS INC/MA 0.47% of their portfolio BOSTON, MA 197,178197.2k $6.1m $6.1m 0.47% Reduced -7.2k -7,221
63 Capital Investment Advisors, LLC 0.14% of their portfolio ATLANTA, GA 194,105194.1k $6.0m $6.0m 0.14% Reduced -7.9k -7,931
64 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 186,705186.7k $5.8m $5.8m 0.02% Reduced -78.9k -78,873
65 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 185,672185.7k $5.7m $5.7m 0.01% Reduced -703 -703
66 CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC 2.56% of their portfolio Phoenix, AZ 175,377175.4k $5.4m $5.4m 2.56% Added +710 +710
67 Terril Brothers, Inc. 1.77% of their portfolio St. Louis, MO 167,190167.2k $5.2m $5.2m 1.77% Reduced -24.4k -24,350
68 CENTRAL TRUST Co 0.12% of their portfolio JEFFERSON CITY, MO 154,748154.7k $4.8m $4.8m 0.12% Reduced -12.1k -12,143
69 WJ Wealth Management, LLC 1.85% of their portfolio GLENDALE, AZ 150,786150.8k $4.6m $4.6m 1.85% Reduced -3.9k -3,910
70 Legacy Capital Group California, Inc. 1.66% of their portfolio LOS GATOS, CA 145,852145.9k $4.5m $4.5m 1.66% Reduced -3.0k -3,031
71 SYKON CAPITAL LLC 1.58% of their portfolio HARRISON, NY 141,575141.6k $4.4m $4.4m 1.58% New
72 Buska Wealth Management, LLC 1.88% of their portfolio WAUSAU, WI 139,223139.2k $4.3m $4.3m 1.88% First filing
73 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 139,055139.1k $4.3m $4.3m 0.00% Reduced -8.0k -8,029
74 Mariner, LLC 0.01% of their portfolio Overland Park, KS 134,301134.3k $4.1m $4.1m 0.01% Reduced -44.9k -44,943
75 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 131,251131.3k $4.0m $4.0m 0.00% Added +16.4k +16,403
76 Avantax Planning Partners, Inc. 0.13% of their portfolio DUBUQUE, IA 131,196131.2k $4.0m $4.0m 0.13% Reduced -4.4k -4,442
77 PARSONS CAPITAL MANAGEMENT INC/RI 0.27% of their portfolio PROVIDENCE, RI 126,579126.6k $3.9m $3.9m 0.27% Reduced -1.7k -1,692
78 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 124,892124.9k $3.9m $3.9m 0.02% Reduced -49.8k -49,826
79 Sowell Financial Services LLC 0.18% of their portfolio NORTH LITTLE ROCK, AR 124,155124.2k $3.8m $3.8m 0.18% Reduced -1.6k -1,611
80 EAGLE GLOBAL ADVISORS LLC 0.22% of their portfolio Houston, TX 123,792123.8k $3.8m $3.8m 0.22% Reduced -500 -500
81 RiverGlades Family Offices LLC 3.00% of their portfolio NAPLES, FL 122,607122.6k $3.8m $3.8m 3.00% Added +19.2k +19,192
82 MONECO ADVISORS, LLC 0.59% of their portfolio FAIRFIELD, CT 119,865119.9k $3.7m $3.7m 0.59% Added +5.9k +5,924
83 Prospera Financial Services Inc 0.11% of their portfolio Dallas, TX 115,369115.4k $3.6m $3.6m 0.11% Reduced -7.3k -7,261
84 NorthCoast Asset Management LLC 0.04% of their portfolio STAMFORD, CT 114,531114.5k $3.5m $3.5m 0.04% New
85 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 111,051111.1k $3.4m $3.4m 0.00% New
86 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 107,078107.1k $3.3m $3.3m 0.00% Added +54.9k +54,862
87 WEBSTERROGERS FINANCIAL ADVISORS, LLC 1.12% of their portfolio FLORENCE, SC 102,400102.4k $3.2m $3.2m 1.12% Added +2.2k +2,166
88 ST GERMAIN D J CO INC 0.15% of their portfolio SPRINGFIELD, MA 101,426101.4k $3.1m $3.1m 0.15% Reduced -2.0k -2,050
89 CREATIVE FINANCIAL DESIGNS INC /ADV 0.28% of their portfolio KOKOMO, IN 97,43497.4k $3.0m $3.0m 0.28% Reduced -399 -399
90 BCS Wealth Management 0.96% of their portfolio JOHNSON CITY, TN 96,70496.7k $3.0m $3.0m 0.96% Added +7.5k +7,516
91 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 96,10296.1k $3.0m $3.0m 0.00% Reduced -100.2k -100,185
92 Better Money Decisions, LLC 2.32% of their portfolio Santa Fe, NM 94,96895.0k $2.9m $2.9m 2.32% Reduced -250 -250
93 New England Capital Financial Advisors LLC 1.59% of their portfolio MERIDEN, CT 91,22891.2k $2.8m $2.8m 1.59% Added +2.8k +2,762
94 Gould Capital, LLC 1.93% of their portfolio TACOMA, WA 88,69688.7k $2.7m $2.7m 1.93% Added +5.5k +5,454
95 SCOTIA CAPITAL INC. 0.02% of their portfolio TORONTO, A6 86,84586.8k $2.7m $2.7m 0.02% Reduced -7.9k -7,858
96 IHT Wealth Management, LLC 0.10% of their portfolio Chicago, IL 84,34584.3k $2.6m $2.6m 0.10% Added +32.8k +32,783
97 Wela Strategies, Inc. 1.21% of their portfolio ATLANTA, GA 82,76982.8k $2.6m $2.6m 1.21% Reduced -5.6k -5,648
98 Aries Wealth Management 0.81% of their portfolio PORTLAND, ME 81,67381.7k $2.5m $2.5m 0.81% Added +2.8k +2,795
99 Tradewinds Capital Management, LLC 0.69% of their portfolio BELLINGHAM, WA 80,79380.8k $2.5m $2.5m 0.69% Reduced -672.7k -672,676
100 PFG Advisors 0.17% of their portfolio Phoenix, AZ 77,08377.1k $2.4m $2.4m 0.17% Added +23.6k +23,613