Vault-13

ISHARES TR IWO

RUS 2000 GRW ETF · ETP · CUSIP 464287648

934 institutional holders +7 vs Q4 2023
39,003,40939.0m shares reported held*
$10.6bnreported value*
91 new 254 added 312 reduced 81 sold out net bought ≈ $628.1m (+2.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($10.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $270.87. Options: 5 managers hold calls ($53.1m notional), 5 hold puts ($18.5m).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 791Q4 22: 837Q1 23: 814Q2 23: 831Q3 23: 839Q4 23: 927Q1 24: 934934Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022791
Q4 2022837
Q1 2023814
Q2 2023831
Q3 2023839
Q4 2023927
Q1 2024934

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 348 bought or addedQ4 22: 304 cut or sold outQ4 22Q1 23: 282 bought or addedQ1 23: 382 cut or sold outQ1 23Q2 23: 303 bought or addedQ2 23: 313 cut or sold outQ2 23Q3 23: 312 bought or addedQ3 23: 284 cut or sold outQ3 23Q4 23: 392 bought or addedQ4 23: 307 cut or sold outQ4 23Q1 24: 345 bought or addedQ1 24: 393 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022348304
Q1 2023282382
Q2 2023303313
Q3 2023312284
Q4 2023392307
Q1 2024345393

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150mQ2 23 calls: $14.1mQ2 23 puts: $89.8mQ2 23P/C 6.35Q3 23 calls: $18.1mQ3 23 puts: $110.2mQ3 23P/C 6.10Q4 23 calls: $47.8mQ4 23 puts: $95.8mQ4 23P/C 2.00Q1 24 calls: $53.1mQ1 24 puts: $18.5mQ1 24P/C 0.35
Numbers
QuarterCallsPutsP/C
Q2 2023$14.1m$89.8m6.35
Q3 2023$18.1m$110.2m6.10
Q4 2023$47.8m$95.8m2.00
Q1 2024$53.1m$18.5m0.35

Biggest buyers

MORGAN STANLEY Added +3,359,008+3.4m
Cetera Investment Advisers Added +183,480+183.5k
Proficio Capital Partners LLC New +105,851+105.9k
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Added +86,054+86.1k
FMR LLC Added +84,912+84.9k
GOLDMAN SACHS GROUP INC Added +83,319+83.3k
RAYMOND JAMES & ASSOCIATES Added +79,362+79.4k
LPL Financial LLC Added +71,701+71.7k
Focus Partners Wealth Added +59,320+59.3k
TIAA TRUST, NATIONAL ASSOCIATION Added +54,235+54.2k

Biggest sellers

Alaska Permanent Fund Corp Reduced -336,113-336.1k
Cetera Advisor Networks LLC Sold out -157,069-157.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -108,869-108.9k
Avantax Planning Partners, Inc. Reduced -103,025-103.0k
Twin Tree Management, LP Sold out -95,114-95.1k
Fiera Capital Corp Sold out -88,715-88.7k
WoodTrust Financial Corp Sold out -78,416-78.4k
WELLINGTON MANAGEMENT GROUP LLP Reduced -77,860-77.9k
WELLS FARGO & COMPANY/MN Reduced -62,784-62.8k
ROYAL BANK OF CANADA Reduced -61,903-61.9k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $30.3m111.8k shares
CITADEL ADVISORS LLC Reduced $11.5m42.3k shares
GTS SECURITIES LLC Added $10.7m39.4k shares
WOLVERINE TRADING, LLC Reduced $649.9k2.4k shares
Cutler Group LLC / CA Reduced $3.0k100 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $5.7m21.2k shares
CAPITAL FUND MANAGEMENT S.A. Reduced $5.4m19.8k shares
CITADEL ADVISORS LLC Reduced $4.0m14.9k shares
GTS SECURITIES LLC Reduced $2.0m7.5k shares
WOLVERINE TRADING, LLC Reduced $1.4m5.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.07% of their portfolio NEW YORK, NY 10,038,43210.0m $2.7bn $2.7bn 0.07% Added +3.4m +3,359,008
2 BANK OF AMERICA CORP /DE/ 0.09% of their portfolio CHARLOTTE, NC 3,203,6283.2m $867.5m $867.5m 0.09% Reduced -58.4k -58,432
3 BARINGS LLC 10.00% of their portfolio CHARLOTTE, NC 1,471,6501.5m $398.5m $398.5m 10.00% Reduced -33.6k -33,600
4 TIAA TRUST, NATIONAL ASSOCIATION 1.16% of their portfolio CHARLOTTE, NC 1,397,7961.4m $379.0m $379.0m 1.16% Added +54.2k +54,235
5 ENVESTNET ASSET MANAGEMENT INC 0.11% of their portfolio Berwyn, PA 1,058,3211.1m $286.6m $286.6m 0.11% Reduced -49.9k -49,926
6 WELLS FARGO & COMPANY/MN 0.07% of their portfolio SAN FRANCISCO, CA 913,773913.8k $247.4m $247.4m 0.07% Reduced -62.8k -62,784
7 Cassaday & Co Wealth Management LLC 7.40% of their portfolio MCLEAN, VA 840,206840.2k $227.5m $227.5m 7.40% Added +17.8k +17,768
8 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 805,010805.0k $218.0m $218.0m 0.01% Reduced -5.1k -5,054
9 GOLDMAN SACHS GROUP INC 0.05% of their portfolio NEW YORK, NY 797,891797.9k $216.1m $216.1m 0.05% Added +83.3k +83,319
10 COMMONWEALTH EQUITY SERVICES, LLC 0.32% of their portfolio WALTHAM, MA 701,793701.8k $190.0m $190.0m 0.32% Added +4.7k +4,730
11 PNC Financial Services Group, Inc. 0.13% of their portfolio Pittsburgh, PA 674,325674.3k $182.6m $182.6m 0.13% Reduced -5.6k -5,558
12 Cohen Klingenstein LLC 5.60% of their portfolio NEW YORK, NY 555,790555.8k $150.5m $150.5m 5.60% Reduced -11.2k -11,184
13 UBS Group AG 0.05% of their portfolio ZURICH, V8 514,419514.4k $139.3m $139.3m 0.05% Reduced -29.5k -29,469
14 ALLIANCEBERNSTEIN L.P. 0.04% of their portfolio NASHVILLE, TN 469,352469.4k $127.1m $127.1m 0.04% Added +5.9k +5,917
15 US BANCORP \DE\ 0.18% of their portfolio MINNEAPOLIS, MN 464,550464.6k $125.8m $125.8m 0.18% Added +11.8k +11,839
16 D.A. DAVIDSON & CO. 1.12% of their portfolio GREAT FALLS, MT 457,366457.4k $123.9m $123.9m 1.12% Added +5.3k +5,318
17 NORTHERN TRUST CORP 0.02% of their portfolio CHICAGO, IL 446,780446.8k $121.0m $121.0m 0.02% Added +9.5k +9,525
18 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 434,650434.6k $117.7m $117.7m 0.06% Added +71.7k +71,701
19 M&T Bank Corp 0.41% of their portfolio BUFFALO, NY 433,123433.1k $117.3m $117.3m 0.41% Reduced -12.0k -11,987
20 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.03% of their portfolio SAN FRANCISCO, CA 426,218426.2k $115.4m $115.4m 0.03% Added +86.1k +86,054
21 FMR LLC 0.01% of their portfolio BOSTON, MA 395,523395.5k $107.1m $107.1m 0.01% Added +84.9k +84,912
22 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 332,885332.9k $90.1m $90.1m 0.02% Reduced -61.9k -61,903
23 Financial Engines Advisors L.L.C. 0.19% of their portfolio SANTA CLARA, CA 313,963314.0k $85.0m $85.0m 0.19% Reduced -10.1k -10,134
24 RAYMOND JAMES & ASSOCIATES 0.06% of their portfolio ST PETERSBURG, FL 311,272311.3k $84.3m $84.3m 0.06% Added +79.4k +79,362
25 COMMERCE BANK 0.50% of their portfolio KANSAS CITY, MO 279,560279.6k $75.7m $75.7m 0.50% Reduced -1.0k -1,040
26 Cetera Investment Advisers 0.17% of their portfolio SCHAUMBURG, IL 272,261272.3k $73.7m $73.7m 0.17% Added +183.5k +183,480
27 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 237,795237.8k $64.4m $64.4m 0.01% Reduced -32.5k -32,489
28 SEI INVESTMENTS CO 0.08% of their portfolio OAKS, PA 202,148202.1k $54.7m $54.7m 0.08% Reduced -12.0k -12,012
29 Badgley Phelps Wealth Managers, LLC 1.36% of their portfolio SEATTLE, WA 201,080201.1k $54.5m $54.5m 1.36% Added +5.5k +5,483
30 Creative Planning 0.05% of their portfolio OVERLAND PARK, KS 181,395181.4k $49.1m $49.1m 0.05% Reduced -2.3k -2,322
31 Cresset Asset Management, LLC 0.24% of their portfolio Chicago, IL 179,271179.3k $48.5m $48.5m 0.24% Added +10.6k +10,606
32 BROWN ADVISORY INC 0.06% of their portfolio BALTIMORE, MD 179,259179.3k $48.5m $48.5m 0.06% Reduced -61.3k -61,334
33 TRUIST FINANCIAL CORP 0.07% of their portfolio CHARLOTTE, NC 178,493178.5k $48.3m $48.3m 0.07% Added +23.7k +23,686
34 Alaska Permanent Fund Corp 0.70% of their portfolio JUNEAU, AK 176,576176.6k $47.8m $47.8m 0.70% Reduced -336.1k -336,113
35 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.12% of their portfolio PLYMOUTH, MN 174,775174.8k $47.3m $47.3m 0.12% Added +14.8k +14,755
36 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.04% of their portfolio MILWAUKEE, WI 156,890156.9k $42.5m $42.5m 0.04% Reduced -13.2k -13,166
37 KEYBANK NATIONAL ASSOCIATION/OH 0.17% of their portfolio BROOKLYN, OH 155,502155.5k $42.1m $42.1m 0.17% Reduced -749 -749
38 Raymond James Financial Services Advisors, Inc. 0.06% of their portfolio ST. PETERSBURG, FL 151,034151.0k $40.9m $40.9m 0.06% Added +6.0k +6,004
39 BNP PARIBAS FINANCIAL MARKETS 0.05% of their portfolio PARIS, I0 148,439148.4k $40.2m $40.2m 0.05% Added +15.3k +15,337
40 Corient Private Wealth LP 0.07% of their portfolio MIAMI, FL 148,176148.2k $40.1m $40.1m 0.07% Reduced -2.9k -2,912
41 Orion Porfolio Solutions, LLC 0.39% of their portfolio OMAHA, NE 133,046133.0k $36.0m $36.0m 0.39% Added +37 +37
42 Orion Portfolio Solutions, LLC 0.39% of their portfolio Omaha, NE 133,046133.0k $36.0m $36.0m 0.39% Added +37 +37
43 SILVERCREST ASSET MANAGEMENT GROUP LLC 0.24% of their portfolio NEW YORK, NY 132,736132.7k $35.9m $35.9m 0.24% Reduced -1.4k -1,424
44 Shepherd Financial Partners LLC 4.62% of their portfolio WINCHESTER, MA 130,364130.4k $35.3m $35.3m 4.62% Added +12.6k +12,593
45 Pacific Life Fund Advisors LLC 3.29% of their portfolio NEWPORT BEACH, CA 123,932123.9k $33.6m $33.6m 3.29% Reduced -9.2k -9,206
46 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 113,038113.0k $30.6m $30.6m 0.01% Added +5.0k +4,970
47 CHOREO, LLC 0.75% of their portfolio ROCKFORD, IL 107,181107.2k $29.0m $29.0m 0.75% Added +2.5k +2,530
48 CITIGROUP INC 0.03% of their portfolio NEW YORK, NY 106,289106.3k $28.8m $28.8m 0.03% Reduced -1.2k -1,197
49 Proficio Capital Partners LLC 3.15% of their portfolio NEWTON, MA 105,851105.9k $28.6m $28.6m 3.15% New
50 STEPHENS INC /AR/ 0.44% of their portfolio LITTLE ROCK, AR 105,793105.8k $28.6m $28.6m 0.44% Added +4.9k +4,921
51 FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 0.18% of their portfolio Cincinnati, OH 105,534105.5k $28.6m $28.6m 0.18% Unchanged
52 CSM Advisors, LLC 1.85% of their portfolio WARRENDALE, PA 104,000104.0k $28.2m $28.2m 1.85% Unchanged
53 NSI Retail Advisors, LLC 4.23% of their portfolio WARRENDALE, PA 104,000104.0k $28.2m $28.2m 4.23% Unchanged
54 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 101,602101.6k $27.5m $27.5m 0.04% Added +13.0k +12,953
55 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 100,688100.7k $27.3m $27.3m 0.06% Reduced -32.7k -32,735
56 MAI Capital Management 0.28% of their portfolio INDEPENDENCE, OH 98,70398.7k $26.7m $26.7m 0.28% Added +4.4k +4,434
57 Pathstone Holdings, LLC 0.12% of their portfolio ENGLEWOOD, NJ 92,56892.6k $25.1m $25.1m 0.12% Reduced -758 -758
58 PRUDENTIAL FINANCIAL INC 0.03% of their portfolio NEWARK, NJ 90,59790.6k $24.5m $24.5m 0.03% Added +37.1k +37,147
59 AE Wealth Management LLC 0.27% of their portfolio TOPEKA, KS 88,78188.8k $24.0m $24.0m 0.27% Added +14.7k +14,668
60 MONETA GROUP INVESTMENT ADVISORS LLC 0.39% of their portfolio ST LOUIS, MO 87,90087.9k $23.8m $23.8m 0.39% Added +3.4k +3,426
61 Waldron Private Wealth LLC 1.05% of their portfolio BRIDGEVILLE, PA 85,80885.8k $23.2m $23.2m 1.05% Reduced -9.9k -9,933
62 Arax Advisory Partners 2.34% of their portfolio NEW YORK, NY 81,83081.8k $22.2m $22.2m 2.34% Reduced -2.3k -2,296
63 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 80,36980.4k $21.8m $21.8m 0.01% Added +2.7k +2,714
64 Baird Financial Group, Inc. 0.04% of their portfolio MILWAUKEE, WI 78,81378.8k $21.3m $21.3m 0.04% Reduced -3.4k -3,422
65 Weiss Asset Management LP 1.00% of their portfolio BOSTON, MA 78,65378.7k $21.3m $21.3m 1.00% Reduced -11.5k -11,463
66 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 76,77176.8k $20.8m $20.8m 0.02% Reduced -9.4k -9,421
67 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.07% of their portfolio TORONTO, A6 75,09775.1k $20.3m $20.3m 0.07% Unchanged
68 HANTZ FINANCIAL SERVICES, INC. 0.37% of their portfolio SOUTHFIELD, MI 71,00771.0k $19.2m $19.2m 0.37% Reduced -5.2k -5,219
69 COMERICA BANK 0.08% of their portfolio DALLAS, TX 70,75970.8k $19.2m $19.2m 0.08% Reduced -4.5k -4,451
70 VAUGHAN & Co SECURITIES, INC. 12.11% of their portfolio Ridgewood, NJ 70,25370.3k $19.0m $19.0m 12.11% Reduced -153 -153
71 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 69,81869.8k $18.9m $18.9m 0.00% Reduced -77.9k -77,860
72 CAPTRUST FINANCIAL ADVISORS 0.07% of their portfolio RALEIGH, NC 68,47268.5k $18.5m $18.5m 0.07% Reduced -23.2k -23,198
73 Crestone Asset Management LLC 3.67% of their portfolio BOULDER, CO 67,32667.3k $18.2m $18.2m 3.67% Added +1.4k +1,386
74 Covenant Partners, LLC 5.14% of their portfolio Nashville, TN 65,09965.1k $17.6m $17.6m 5.14% Reduced -3.5k -3,502
75 Cerity Partners LLC 0.05% of their portfolio NEW YORK, NY 64,90364.9k $17.6m $17.6m 0.05% Added +9.8k +9,829
76 TimesSquare Capital Management, LLC 0.25% of their portfolio NEW YORK, NY 64,50064.5k $17.5m $17.5m 0.25% Reduced -29.3k -29,280
77 Mariner, LLC 0.04% of their portfolio Overland Park, KS 63,71263.7k $17.3m $17.3m 0.04% Added +300 +300
78 Focus Partners Wealth 0.14% of their portfolio ST LOUIS, MO 63,26763.3k $17.1m $17.1m 0.14% Added +59.3k +59,320
79 BlackRock Inc. 0.00% of their portfolio New York, NY 63,21663.2k $17.1m $17.1m 0.00% Reduced -8.1k -8,105
80 Rockefeller Capital Management L.P. 0.05% of their portfolio NEW YORK, NY 62,53262.5k $16.9m $16.9m 0.05% Reduced -36.3k -36,269
81 MML INVESTORS SERVICES, LLC 0.07% of their portfolio SPRINGFIELD, MA 61,67361.7k $16.7m $16.7m 0.07% Reduced -1.4k -1,441
82 Kestra Advisory Services, LLC 0.11% of their portfolio AUSTIN, TX 61,48061.5k $16.6m $16.6m 0.11% Added +424 +424
83 Geller Advisors LLC 1.29% of their portfolio New York, NY 58,92458.9k $16.0m $16.0m 1.29% Added +74 +74
84 HRT FINANCIAL LP 0.10% of their portfolio NEW YORK, NY 56,83956.8k $15.4m $15.4m 0.10% Added +4.1k +4,065
85 AMG National Trust Bank 0.45% of their portfolio GREENWOOD VILLAGE, CO 56,55256.6k $15.3m $15.3m 0.45% Added +899 +899
86 FIFTH THIRD BANCORP 0.06% of their portfolio CINCINNATI, OH 54,79354.8k $14.8m $14.8m 0.06% Reduced -1.5k -1,485
87 Fortis Group Advisors, LLC 2.59% of their portfolio WESTWOOD, NJ 51,99452.0k $14.1m $14.1m 2.59% Added +51.9k +51,914
88 Flaharty Asset Management, LLC 2.08% of their portfolio CLEARWATER, FL 51,64351.6k $14.0m $14.0m 2.08% Reduced -9.0k -9,023
89 CHURCHILL MANAGEMENT Corp 0.16% of their portfolio Los Angeles, CA 48,65848.7k $13.2m $13.2m 0.16% New
90 First Horizon Advisors, Inc. 0.40% of their portfolio MEMPHIS, TN 48,28448.3k $13.1m $13.1m 0.40% Reduced -4.9k -4,911
91 DUFF & PHELPS INVESTMENT MANAGEMENT CO 0.15% of their portfolio CHICAGO, IL 46,87046.9k $12.7m $12.7m 0.15% Unchanged
92 SYNOVUS FINANCIAL CORP 0.16% of their portfolio Columbus, GA 46,32546.3k $12.5m $12.5m 0.16% Reduced -908 -908
93 RTD Financial Advisors, Inc. 1.68% of their portfolio Philadelphia, PA 46,20046.2k $12.5m $12.5m 1.68% Reduced -447 -447
94 LMG Wealth Partners, LLC 3.07% of their portfolio SHREVEPORT, LA 45,00145.0k $12.2m $12.2m 3.07% Reduced -65 -65
95 WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 0.03% of their portfolio CHICAGO, IL 44,93944.9k $12.2m $12.2m 0.03% Added +2.2k +2,194
96 COURIER CAPITAL LLC 0.87% of their portfolio BUFFALO, NY 44,49544.5k $12.0m $12.0m 0.87% Reduced -338 -338
97 Black Swift Group, LLC 2.91% of their portfolio BOULDER, CO 41,91041.9k $11.3m $11.3m 2.91% New
98 Strategic Wealth Partners Group, LLC 1.19% of their portfolio DEERFIELD, IL 39,91739.9k $10.8m $10.8m 1.19% Reduced -417 -417
99 AXIOM INVESTORS LLC /DE 0.09% of their portfolio GREENWICH, CT 38,30038.3k $10.4m $10.4m 0.09% Reduced -12.1k -12,100
100 WHITTIER TRUST CO OF NEVADA INC 0.29% of their portfolio RENO, NV 37,85437.9k $10.3m $10.3m 0.29% Added +65 +65