Vault-13

SCHWAB STRATEGIC TR SCHV

US LCAP VA ETF · ETP · CUSIP 808524409

755 institutional holders +25 vs Q4 2023
102,643,687102.6m shares reported held*
$7.7bnreported value*
74 new 234 added 298 reduced 45 sold out net sold ≈ $389.0m (-5.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $75.24. Options: 2 managers hold calls ($691.4k notional), 0 hold puts (—).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 641Q4 22: 697Q1 23: 694Q2 23: 688Q3 23: 651Q4 23: 730Q1 24: 755755Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022641
Q4 2022697
Q1 2023694
Q2 2023688
Q3 2023651
Q4 2023730
Q1 2024755

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 301 bought or addedQ4 22: 283 cut or sold outQ4 22Q1 23: 260 bought or addedQ1 23: 334 cut or sold outQ1 23Q2 23: 282 bought or addedQ2 23: 313 cut or sold outQ2 23Q3 23: 266 bought or addedQ3 23: 321 cut or sold outQ3 23Q4 23: 298 bought or addedQ4 23: 293 cut or sold outQ4 23Q1 24: 308 bought or addedQ1 24: 343 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022301283
Q1 2023260334
Q2 2023282313
Q3 2023266321
Q4 2023298293
Q1 2024308343

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ2 23 calls: $986.2kQ2 23 puts: $281.8kQ2 23P/C 0.29Q3 23 calls: $1.2mQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $1.6mQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $691.4kQ1 24 puts: $0Q1 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q2 2023$986.2k$281.8k0.29
Q3 2023$1.2m$00.00
Q4 2023$1.6m$00.00
Q1 2024$691.4k$00.00

Biggest buyers

SEI INVESTMENTS CO Added +567,607+567.6k
MORGAN STANLEY Added +561,838+561.8k
Tradition Wealth Management, LLC New +333,171+333.2k
Cetera Investment Advisers Added +292,341+292.3k
MONETA GROUP INVESTMENT ADVISORS LLC Added +268,619+268.6k
Denver PWM, LLC New +215,616+215.6k
MAI Capital Management Added +193,789+193.8k
CX Institutional Added +164,743+164.7k
MERCER GLOBAL ADVISORS INC /ADV Added +141,135+141.1k
Envestnet Portfolio Solutions, Inc. Added +127,852+127.9k

Biggest sellers

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -3,782,174-3.8m
OSAIC HOLDINGS, INC. Reduced -1,086,007-1.1m
HighTower Advisors, LLC Sold out -876,782-876.8k
Financial Engines Advisors L.L.C. Reduced -488,718-488.7k
GOLDMAN SACHS GROUP INC Reduced -330,488-330.5k
Cetera Advisor Networks LLC Sold out -236,293-236.3k
Spectrum Asset Management, Inc. (NB/CA) Reduced -220,852-220.9k
ENVESTNET ASSET MANAGEMENT INC Reduced -212,091-212.1k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -163,731-163.7k
Granite Bay Wealth Management, LLC Sold out -159,547-159.5k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $691.4k9.1k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Financial Engines Advisors L.L.C. 3.25% of their portfolio SANTA CLARA, CA 18,989,11619.0m $1.4bn $1.4bn 3.25% Reduced -488.7k -488,718
2 SEI INVESTMENTS CO 1.22% of their portfolio OAKS, PA 10,946,30710.9m $831.7m $831.7m 1.22% Added +567.6k +567,607
3 MATHER GROUP, LLC. 11.62% of their portfolio CHICAGO, IL 10,499,89810.5m $736.0m $736.0m 11.62% Reduced -42.9k -42,864
4 OSAIC HOLDINGS, INC. 0.78% of their portfolio SCOTTSDALE, AZ 4,575,9214.6m $347.7m $347.7m 0.78% Reduced -1.1m -1,086,007
5 Avantax Planning Partners, Inc. 10.08% of their portfolio DUBUQUE, IA 4,097,5144.1m $311.3m $311.3m 10.08% Reduced -72.8k -72,837
6 ENVESTNET ASSET MANAGEMENT INC 0.10% of their portfolio Berwyn, PA 3,641,2823.6m $276.7m $276.7m 0.10% Reduced -212.1k -212,091
7 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.54% of their portfolio PLYMOUTH, MN 2,753,5342.8m $209.2m $209.2m 0.54% Reduced -3.8m -3,782,174
8 Mariner, LLC 0.38% of their portfolio Overland Park, KS 2,399,6132.4m $182.3m $182.3m 0.38% Reduced -85.6k -85,551
9 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,939,7221.9m $147.4m $147.4m 0.00% Added +561.8k +561,838
10 Betterment LLC 0.35% of their portfolio NEW YORK, NY 1,701,8121.7m $129.3m $129.3m 0.35% Reduced -135.5k -135,473
11 Savant Capital, LLC 1.13% of their portfolio ROCKFORD, IL 1,293,9721.3m $98.3m $98.3m 1.13% Reduced -36.8k -36,752
12 Gemmer Asset Management LLC 11.34% of their portfolio WALNUT CREEK, CA 1,286,1251.3m $97.7m $97.7m 11.34% Added +19.4k +19,410
13 Krilogy Financial LLC 6.41% of their portfolio ST. LOUIS, MO 1,099,9731.1m $83.6m $83.6m 6.41% Reduced -4.6k -4,602
14 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 1,080,2451.1m $82.1m $82.1m 0.04% Added +31.5k +31,488
15 MONETA GROUP INVESTMENT ADVISORS LLC 1.25% of their portfolio ST LOUIS, MO 1,005,7361.0m $76.4m $76.4m 1.25% Added +268.6k +268,619
16 Financial Advisors, LLC 14.10% of their portfolio ANDOVER, MA 896,552896.6k $68.1m $68.1m 14.10% Added +9.2k +9,224
17 RAINEY & RANDALL WEALTH ADVISORS INC. 15.87% of their portfolio Celebration, FL 893,401893.4k $67.9m $67.9m 15.87% Added +16.5k +16,532
18 Mokosak Advisory Group, LLC 22.02% of their portfolio URBANDALE, IA 877,937877.9k $66.7m $66.7m 22.02% Added +55.3k +55,263
19 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.41% of their portfolio IRVING, TX 658,543658.5k $50.0m $50.0m 0.41% Reduced -8.4k -8,355
20 UBS Group AG 0.02% of their portfolio ZURICH, V8 626,679626.7k $47.6m $47.6m 0.02% Reduced -257 -257
21 OneDigital Investment Advisors LLC 0.73% of their portfolio OVERLAND PARK, KS 612,654612.7k $46.5m $46.5m 0.73% Reduced -22.9k -22,859
22 FINANCIAL COUNSELORS INC 0.78% of their portfolio Overland Park, KS 608,506608.5k $46.2m $46.2m 0.78% Reduced -41.5k -41,455
23 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 552,406552.4k $42.0m $42.0m 0.00% Added +53.9k +53,877
24 CX Institutional 1.98% of their portfolio AUBURN, IN 539,435539.4k $41.0m $41.0m 1.98% Added +164.7k +164,743
25 SUMMIT WEALTH & RETIREMENT PLANNING, INC. 13.69% of their portfolio EAGLE, ID 505,542505.5k $38.4m $38.4m 13.69% Added +24.9k +24,859
26 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 462,963463.0k $35.0m $35.0m 0.01% Reduced -3.2k -3,212
27 Dodds Wealth, LLC 14.02% of their portfolio GREENWOOD VILLAGE, CO 453,926453.9k $34.5m $34.5m 14.02% Added +24.5k +24,524
28 GenWealth Group, Inc. 8.46% of their portfolio Maplewood, NJ 441,799441.8k $33.6m $33.6m 8.46% Added +9.9k +9,943
29 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 435,112435.1k $33.1m $33.1m 0.00% Reduced -46.0k -46,010
30 Cetera Investment Advisers 0.08% of their portfolio SCHAUMBURG, IL 431,996432.0k $32.8m $32.8m 0.08% Added +292.3k +292,341
31 FAS Wealth Partners, Inc. 2.80% of their portfolio LEAWOOD, KS 415,591415.6k $31.6m $31.6m 2.80% Reduced -15.7k -15,678
32 Northern Capital Management, Inc. 21.69% of their portfolio SPOKANE, WA 409,198409.2k $31.1m $31.1m 21.69% Added +76.5k +76,536
33 Prime Capital Investment Advisors, LLC 0.42% of their portfolio OVERLAND PARK, KS 396,179396.2k $30.1m $30.1m 0.42% Added +84.8k +84,836
34 Focus Financial Network, Inc. 1.38% of their portfolio MINNEAPOLIS, MN 393,472393.5k $28.3m $28.3m 1.38% First filing
35 Thrivent Financial for Lutherans 0.06% of their portfolio Minneapolis, MN 386,170386.2k $29.3m $29.3m 0.06% Reduced -13.9k -13,881
36 HRC WEALTH MANAGEMENT, LLC 21.20% of their portfolio Moscow, ID 381,820381.8k $29.0m $29.0m 21.20% Reduced -147 -147
37 BALLAST ADVISORS LLC 9.71% of their portfolio WOODBURY, MN 379,350379.4k $28.8m $28.8m 9.71% Added +22.7k +22,679
38 XML Financial, LLC 2.83% of their portfolio BETHESDA, MD 363,201363.2k $27.6m $27.6m 2.83% Reduced -3.7k -3,673
39 Beacon Pointe Advisors, LLC 0.30% of their portfolio NEWPORT BEACH, CA 355,580355.6k $27.0m $27.0m 0.30% Reduced -187 -187
40 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 344,073344.1k $26.1m $26.1m 0.01% Reduced -24.9k -24,900
41 Cooper Financial Group 4.19% of their portfolio IRVINE, CA 335,790335.8k $25.5m $25.5m 4.19% Added +36.5k +36,465
42 Tradition Wealth Management, LLC 2.56% of their portfolio EDINA, MN 333,171333.2k $25.3m $25.3m 2.56% New
43 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 329,654329.7k $25.0m $25.0m 0.04% Added +2.6k +2,569
44 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.03% of their portfolio MILWAUKEE, WI 327,132327.1k $24.9m $24.9m 0.03% Reduced -163.7k -163,731
45 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 0.56% of their portfolio MINNEAPOLIS, MN 326,333326.3k $24.8m $24.8m 0.56% Reduced -10.8k -10,811
46 MAI Capital Management 0.25% of their portfolio INDEPENDENCE, OH 321,644321.6k $24.4m $24.4m 0.25% Added +193.8k +193,789
47 MARSHALL FINANCIAL GROUP INC /ADV 7.70% of their portfolio DOYLESTOWN, PA 307,359307.4k $23.4m $23.4m 7.70% Added +9.3k +9,313
48 GHP Investment Advisors, Inc. 1.15% of their portfolio Denver, CO 305,066305.1k $23.2m $23.2m 1.15% Added +6.7k +6,714
49 SAGE FINANCIAL GROUP INC 1.91% of their portfolio W. CONSHOHOCKEN, PA 279,435279.4k $21.2m $21.2m 1.91% Reduced -6.9k -6,896
50 Creative Planning 0.02% of their portfolio OVERLAND PARK, KS 275,426275.4k $20.9m $20.9m 0.02% Reduced -2.0k -1,984
51 Cerity Partners LLC 0.05% of their portfolio NEW YORK, NY 273,792273.8k $20.8m $20.8m 0.05% Added +293 +293
52 Apollon Wealth Management, LLC 0.65% of their portfolio MOUNT PLEASANT, SC 269,654269.7k $20.5m $20.5m 0.65% Reduced -14.1k -14,081
53 Summit Asset Management, LLC 4.26% of their portfolio MEMPHIS, TN 261,242261.2k $19.8m $19.8m 4.26% Added +8.5k +8,549
54 Black Diamond Financial, LLC 4.85% of their portfolio TOWSON, MD 255,768255.8k $17.9m $17.9m 4.85% Unchanged
55 Envestnet Portfolio Solutions, Inc. 0.07% of their portfolio BERWYN, PA 233,584233.6k $17.7m $17.7m 0.07% Added +127.9k +127,852
56 AVANTAX ADVISORY SERVICES, INC. 0.16% of their portfolio DALLAS, TX 232,135232.1k $17.6m $17.6m 0.16% Added +82.1k +82,068
57 Noble Family Wealth, LLC 4.99% of their portfolio Clearwater, FL 230,821230.8k $17.5m $17.5m 4.99% Reduced -18.1k -18,131
58 Garde Capital, Inc. 1.20% of their portfolio SEATTLE, WA 225,761225.8k $17.2m $17.2m 1.20% Reduced -9.6k -9,559
59 MERCER GLOBAL ADVISORS INC /ADV 0.03% of their portfolio DENVER, CO 217,671217.7k $10.8m $10.8m 0.03% Added +141.1k +141,135
60 Spectrum Asset Management, Inc. (NB/CA) 7.09% of their portfolio NEWPORT BEACH, CA 217,526217.5k $16.5m $16.5m 7.09% Reduced -220.9k -220,852
61 Denver PWM, LLC 6.20% of their portfolio DENVER, CO 215,616215.6k $16.1m $16.1m 6.20% New
62 Cape Investment Advisory, Inc. 7.19% of their portfolio MCDONOUGH, GA 202,470202.5k $15.4m $15.4m 7.19% Added +2.2k +2,178
63 Seneca Financial Advisors LLC 8.13% of their portfolio ROCHESTER, NY 200,794200.8k $15.3m $15.3m 8.13% Added +3.0k +3,003
64 Kestra Advisory Services, LLC 0.10% of their portfolio AUSTIN, TX 200,332200.3k $15.2m $15.2m 0.10% Added +58.4k +58,367
65 Ally Invest Advisors Inc. 1.46% of their portfolio CHARLOTTE, NC 193,838193.8k $14.7m $14.7m 1.46% Added +31.2k +31,242
66 Compound Planning, Inc. 1.36% of their portfolio NEW YORK, NY 193,757193.8k $14.7m $14.7m 1.36% Added +105.1k +105,103
67 MML INVESTORS SERVICES, LLC 0.06% of their portfolio SPRINGFIELD, MA 193,108193.1k $14.7m $14.7m 0.06% Reduced -17.2k -17,178
68 Mutual Advisors, LLC 0.47% of their portfolio OMAHA, NE 192,256192.3k $14.6m $14.6m 0.47% Reduced -216 -216
69 Cornerstone Wealth Advisors, Inc. 4.49% of their portfolio EDINA, MN 191,998192.0k $14.6m $14.6m 4.49% Reduced -3.9k -3,917
70 Perigon Wealth Management, LLC 0.42% of their portfolio SAN FRANCISCO, CA 181,058181.1k $13.8m $13.8m 0.42% Added +6.9k +6,899
71 Martel Wealth Advisors LLC 2.93% of their portfolio VANCOUVER, WA 177,784177.8k $13.5m $13.5m 2.93% Reduced -3.1k -3,070
72 Global Strategic Investment Solutions, LLC 1.56% of their portfolio Scottsdale, AZ 175,553175.6k $13.3m $13.3m 1.56% Added +142 +142
73 Goepper Burkhardt LLC 6.12% of their portfolio GREENVILLE, SC 175,546175.5k $13.1m $13.1m 6.12% Reduced -5.9k -5,874
74 Ethos Financial Group, LLC 2.43% of their portfolio KING OF PRUSSIA, PA 169,263169.3k $12.9m $12.9m 2.43% Added +6.4k +6,434
75 Integrated Advisors Network LLC 0.63% of their portfolio DALLAS, TX 162,612162.6k $12.4m $12.4m 0.63% Reduced -13.9k -13,911
76 LCNB CORP 4.21% of their portfolio LEBANON, OH 153,226153.2k $11.6m $11.6m 4.21% Added +11.0k +10,972
77 CW Advisors, LLC 0.19% of their portfolio BOSTON, MA 145,689145.7k $11.1m $11.1m 0.19% Reduced -131 -131
78 RETIREMENT GUYS FORMULA LLC 5.29% of their portfolio MAUMEE, OH 142,730142.7k $10.8m $10.8m 5.29% Added +725 +725
79 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.34% of their portfolio Seattle, WA 142,581142.6k $10.8m $10.8m 0.34% Reduced -642 -642
80 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 140,428140.4k $10.7m $10.7m 0.01% Reduced -22.1k -22,081
81 KEELER & NADLER FINANCIAL PLANNING & WEALTH MANAGEMENT 6.35% of their portfolio Dublin, OH 139,084139.1k $10.6m $10.6m 6.35% Added +24.4k +24,441
82 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 138,934138.9k $10.6m $10.6m 0.04% Added +22.9k +22,865
83 Bogart Wealth, LLC 0.54% of their portfolio MCLEAN, VA 137,790137.8k $10.5m $10.5m 0.54% Reduced -636 -636
84 USAdvisors Wealth Management, LLC 3.67% of their portfolio EDEN PRAIRIE, MN 128,319128.3k $9.7m $9.7m 3.67% Added +9.5k +9,530
85 ProVise Management Group, LLC 0.82% of their portfolio CLEARWATER, FL 124,424124.4k $9.5m $9.5m 0.82% Reduced -66.1k -66,055
86 GILL CAPITAL PARTNERS, LLC 3.58% of their portfolio DENVER, CO 122,223122.2k $8.9m $8.9m 3.58% Added +4.1k +4,140
87 Councilor Wealth, LLC 4.55% of their portfolio BETHESDA, MD 119,710119.7k $9.1m $9.1m 4.55% Added +7.8k +7,813
88 EWG Elevate Inc. 3.44% of their portfolio ROSEVILLE, CA 119,143119.1k $9.1m $9.1m 3.44% Reduced -13.9k -13,934
89 Focus Partners Advisor Solutions, LLC 0.26% of their portfolio SAINT LOUIS, MO 118,887118.9k $9.0m $9.0m 0.26% Added +101.1k +101,138
90 Independent Solutions Wealth Management, LLC 2.12% of their portfolio Williamsville, NY 117,395117.4k $8.9m $8.9m 2.12% Added +7.0k +7,001
91 Total Wealth Planning, LLC 1.51% of their portfolio CINCINNATI, OH 115,983116.0k $8.8m $8.8m 1.51% Reduced -9.2k -9,165
92 Harbor Group, Inc. 2.32% of their portfolio BEDFORD, NH 115,954116.0k $8.8m $8.8m 2.32% Reduced -626 -626
93 Integrated Wealth Concepts LLC 0.12% of their portfolio WALTHAM, MA 113,443113.4k $8.6m $8.6m 0.12% Reduced -318 -318
94 White Pine Investment CO 2.54% of their portfolio LIVONIA, MI 113,387113.4k $8.6m $8.6m 2.54% Added +3.2k +3,239
95 Weinberger Asset Management, Inc 4.15% of their portfolio LOS ANGELES, CA 113,050113.0k $8.6m $8.6m 4.15% Reduced -559 -559
96 WealthShield Partners, LLC 1.38% of their portfolio CARY, NC 112,509112.5k $8.5m $8.5m 1.38% Added +8.1k +8,134
97 Capital Planning LLC 2.72% of their portfolio BELLEVUE, WA 109,892109.9k $8.3m $8.3m 2.72% Reduced -1.5k -1,538
98 Ackerman Capital Advisors, LLC 2.28% of their portfolio DALLAS, TX 108,739108.7k $8.3m $8.3m 2.28% Reduced -2.7k -2,717
99 HBK Sorce Advisory LLC 0.29% of their portfolio ERIE, PA 107,058107.1k $8.1m $8.1m 0.29% Reduced -1.5k -1,473
100 CAPTRUST FINANCIAL ADVISORS 0.03% of their portfolio RALEIGH, NC 106,899106.9k $8.1m $8.1m 0.03% Reduced -32.2k -32,234