Vault-13

ISHARES TR IWF

RUS 1000 GRW ETF · ETP · CUSIP 464287614

1,967 institutional holders +5 vs Q4 2023
256,657,507256.7m shares reported held*
$86.4bnreported value*
108 new 581 added 792 reduced 101 sold out net bought ≈ $7.3bn (+21.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($99.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $336.70. Options: 8 managers hold calls ($114.0m notional), 10 hold puts ($24.2m).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

01k2kQ3 22: 1,581Q4 22: 1,693Q1 23: 1,698Q2 23: 1,774Q3 23: 1,782Q4 23: 1,962Q1 24: 1,9671,967Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 20221,581
Q4 20221,693
Q1 20231,698
Q2 20231,774
Q3 20231,782
Q4 20231,962
Q1 20241,967

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1k01kQ4 22: 699 bought or addedQ4 22: 617 cut or sold outQ4 22Q1 23: 577 bought or addedQ1 23: 805 cut or sold outQ1 23Q2 23: 652 bought or addedQ2 23: 739 cut or sold outQ2 23Q3 23: 546 bought or addedQ3 23: 815 cut or sold outQ3 23Q4 23: 777 bought or addedQ4 23: 712 cut or sold outQ4 23Q1 24: 689 bought or addedQ1 24: 893 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022699617
Q1 2023577805
Q2 2023652739
Q3 2023546815
Q4 2023777712
Q1 2024689893

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150mQ2 23 calls: $109.9mQ2 23 puts: $42.5mQ2 23P/C 0.39Q3 23 calls: $117.3mQ3 23 puts: $30.1mQ3 23P/C 0.26Q4 23 calls: $128.1mQ4 23 puts: $31.7mQ4 23P/C 0.25Q1 24 calls: $114.0mQ1 24 puts: $24.2mQ1 24P/C 0.21
Numbers
QuarterCallsPutsP/C
Q2 2023$109.9m$42.5m0.39
Q3 2023$117.3m$30.1m0.26
Q4 2023$128.1m$31.7m0.25
Q1 2024$114.0m$24.2m0.21

Biggest buyers

MORGAN STANLEY Added +23,811,006+23.8m
Cetera Investment Advisers Added +1,054,881+1.1m
Focus Partners Wealth Added +524,342+524.3k
AMERIPRISE FINANCIAL INC Added +378,672+378.7k
M&T Bank Corp Added +269,851+269.9k
BlackRock Inc. Added +242,561+242.6k
Global Assets Advisory, LLC New +216,595+216.6k
NORTHERN TRUST CORP Added +166,634+166.6k
SageView Advisory Group, LLC Added +163,910+163.9k
NorthCoast Asset Management LLC New +158,695+158.7k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -1,961,868-2.0m
Cetera Advisor Networks LLC Sold out -672,579-672.6k
POLEN CAPITAL MANAGEMENT LLC Reduced -339,609-339.6k
Cetera Advisors LLC Sold out -325,061-325.1k
RAYMOND JAMES & ASSOCIATES Reduced -264,024-264.0k
ENVESTNET ASSET MANAGEMENT INC Reduced -249,749-249.7k
ROYAL BANK OF CANADA Reduced -176,645-176.6k
WELLS FARGO & COMPANY/MN Reduced -170,603-170.6k
OSAIC HOLDINGS, INC. Reduced -168,139-168.1k
PRUDENTIAL FINANCIAL INC Reduced -157,663-157.7k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $91.6m271.7k shares
CITADEL ADVISORS LLC Reduced $5.7m16.9k shares
WOLVERINE TRADING, LLC Added $5.6m16.6k shares
Walleye Trading LLC Added $4.2m12.5k shares
Belvedere Trading LLC Added $3.1m9.1k shares
GTS SECURITIES LLC Reduced $2.8m8.3k shares
Cutler Group LLC / CA Reduced $612.0k9.2k shares
TWO SIGMA SECURITIES, LLC New $438.2k1.3k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $12.8m38.0k shares
CITADEL ADVISORS LLC Reduced $3.3m9.9k shares
WOLVERINE TRADING, LLC Reduced $2.3m6.7k shares
GTS SECURITIES LLC Reduced $1.6m4.8k shares
Curated Wealth Partners LLC New $1.4m4.1k shares
Financial Sense Advisors, Inc. New $1.1m3.2k shares
WELLS FARGO & COMPANY/MN Unchanged $775.2k2.3k shares
TWO SIGMA SECURITIES, LLC New $775.2k2.3k shares
Lido Advisors, LLC Unchanged $202.2k600 shares
Cutler Group LLC / CA Reduced $02.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.65% of their portfolio NEW YORK, NY 72,601,18272.6m $24.5bn $24.5bn 0.65% Added +23.8m +23,811,006
2 BANK OF AMERICA CORP /DE/ 1.01% of their portfolio CHARLOTTE, NC 30,283,48030.3m $10.2bn $10.2bn 1.01% Reduced -2.0m -1,961,868
3 JPMORGAN CHASE & CO 0.24% of their portfolio NEW YORK, NY 15,695,34015.7m $5.3bn $5.3bn 0.24% Added +133.8k +133,846
4 FMR LLC 0.23% of their portfolio BOSTON, MA 10,011,59210.0m $3.4bn $3.4bn 0.23% Added +35.4k +35,446
5 GOLDMAN SACHS GROUP INC 0.70% of their portfolio NEW YORK, NY 9,926,6789.9m $3.3bn $3.3bn 0.70% Reduced -77.9k -77,856
6 UBS Group AG 0.69% of their portfolio ZURICH, V8 6,203,6006.2m $2.1bn $2.1bn 0.69% Added +101.2k +101,185
7 ENVESTNET ASSET MANAGEMENT INC 0.65% of their portfolio Berwyn, PA 5,163,4835.2m $1.7bn $1.7bn 0.65% Reduced -249.7k -249,749
8 AMERIPRISE FINANCIAL INC 0.46% of their portfolio MINNEAPOLIS, MN 4,975,7235.0m $1.7bn $1.7bn 0.46% Added +378.7k +378,672
9 NORTHERN TRUST CORP 0.25% of their portfolio CHICAGO, IL 4,369,1514.4m $1.5bn $1.5bn 0.25% Added +166.6k +166,634
10 WELLS FARGO & COMPANY/MN 0.37% of their portfolio SAN FRANCISCO, CA 4,193,7234.2m $1.4bn $1.4bn 0.37% Reduced -170.6k -170,603
11 PNC Financial Services Group, Inc. 0.75% of their portfolio Pittsburgh, PA 3,184,1753.2m $1.1bn $1.1bn 0.75% Added +61.1k +61,120
12 LPL Financial LLC 0.52% of their portfolio FORT MILL, SC 2,864,3252.9m $965.4m $965.4m 0.52% Reduced -3.0k -3,033
13 M&T Bank Corp 3.23% of their portfolio BUFFALO, NY 2,749,4732.7m $926.8m $926.8m 3.23% Added +269.9k +269,851
14 RAYMOND JAMES & ASSOCIATES 0.60% of their portfolio ST PETERSBURG, FL 2,619,4412.6m $882.9m $882.9m 0.60% Reduced -264.0k -264,024
15 Baird Financial Group, Inc. 1.62% of their portfolio MILWAUKEE, WI 2,295,4932.3m $773.7m $773.7m 1.62% Reduced -25.5k -25,517
16 TIAA TRUST, NATIONAL ASSOCIATION 2.27% of their portfolio CHARLOTTE, NC 2,204,0192.2m $742.9m $742.9m 2.27% Reduced -43.3k -43,304
17 TRUIST FINANCIAL CORP 1.11% of their portfolio CHARLOTTE, NC 2,170,8242.2m $731.7m $731.7m 1.11% Reduced -54.2k -54,228
18 COMMONWEALTH EQUITY SERVICES, LLC 1.19% of their portfolio WALTHAM, MA 2,131,7642.1m $718.5m $718.5m 1.19% Added +17.2k +17,196
19 Nuveen Asset Management, LLC 0.18% of their portfolio CHICAGO, IL 1,835,8301.8m $618.8m $618.8m 0.18% Reduced -45.7k -45,741
20 ROYAL BANK OF CANADA 0.14% of their portfolio TORONTO, A6 1,670,7191.7m $563.1m $563.1m 0.14% Reduced -176.6k -176,645
21 SIGNATUREFD, LLC 11.46% of their portfolio ATLANTA, GA 1,609,8381.6m $542.6m $542.6m 11.46% Added +10.2k +10,220
22 STIFEL FINANCIAL CORP 0.58% of their portfolio ST. LOUIS, MO 1,497,3361.5m $504.7m $504.7m 0.58% Added +65.1k +65,098
23 BlackRock Inc. 0.01% of their portfolio New York, NY 1,484,3191.5m $500.3m $500.3m 0.01% Added +242.6k +242,561
24 CHURCHILL MANAGEMENT Corp 5.77% of their portfolio Los Angeles, CA 1,371,3531.4m $462.2m $462.2m 5.77% Reduced -37.1k -37,109
25 Cetera Investment Advisers 1.04% of their portfolio SCHAUMBURG, IL 1,312,3971.3m $442.3m $442.3m 1.04% Added +1.1m +1,054,881
26 Bank of New York Mellon Corp 0.08% of their portfolio NEW YORK, NY 1,306,0561.3m $440.2m $440.2m 0.08% Reduced -16.6k -16,551
27 SYNOVUS FINANCIAL CORP 5.67% of their portfolio Columbus, GA 1,295,3151.3m $436.6m $436.6m 5.67% Added +19 +19
28 Circle Wealth Management, LLC 10.80% of their portfolio SUMMIT, NJ 1,288,3741.3m $434.2m $434.2m 10.80% Added +1 +1
29 HighTower Advisors, LLC 0.66% of their portfolio CHICAGO, IL 1,206,2861.2m $406.5m $406.5m 0.66% Added +44.7k +44,741
30 GLOBALT Investments LLC / GA 15.27% of their portfolio Atlanta, GA 1,138,1571.1m $383.6m $383.6m 15.27% Reduced -19.5k -19,491
31 US BANCORP \DE\ 0.53% of their portfolio MINNEAPOLIS, MN 1,136,8061.1m $383.2m $383.2m 0.53% Added +1.2k +1,165
32 Cerity Partners LLC 0.74% of their portfolio NEW YORK, NY 830,954831.0k $280.0m $280.0m 0.74% Added +1.0k +1,008
33 Corient Private Wealth LP 0.47% of their portfolio MIAMI, FL 780,978781.0k $263.2m $263.2m 0.47% Reduced -14.9k -14,851
34 Janney Montgomery Scott LLC 0.77% of their portfolio PHILADELPHIA, PA 765,849765.8k $258.1m $258.1m 0.77% Reduced -16.9k -16,933
35 PRUDENTIAL FINANCIAL INC 0.36% of their portfolio NEWARK, NJ 755,773755.8k $254.7m $254.7m 0.36% Reduced -157.7k -157,663
36 Raymond James Financial Services Advisors, Inc. 0.37% of their portfolio ST. PETERSBURG, FL 730,643730.6k $246.3m $246.3m 0.37% Reduced -12.7k -12,653
37 CIBC Private Wealth Group LLC 0.48% of their portfolio ATLANTA, GA 730,267730.3k $246.0m $246.0m 0.48% Added +66.6k +66,616
38 OSAIC HOLDINGS, INC. 0.52% of their portfolio SCOTTSDALE, AZ 694,324694.3k $234.1m $234.1m 0.52% Reduced -168.1k -168,139
39 CITIGROUP INC 0.25% of their portfolio NEW YORK, NY 680,403680.4k $229.3m $229.3m 0.25% Added +2.5k +2,477
40 Focus Partners Wealth 1.83% of their portfolio ST LOUIS, MO 666,939666.9k $224.8m $224.8m 1.83% Added +524.3k +524,342
41 Waldron Private Wealth LLC 9.70% of their portfolio BRIDGEVILLE, PA 637,661637.7k $214.9m $214.9m 9.70% Reduced -43.8k -43,793
42 COMERICA BANK 0.92% of their portfolio DALLAS, TX 631,223631.2k $212.8m $212.8m 0.92% Added +33.0k +33,008
43 Rockefeller Capital Management L.P. 0.62% of their portfolio NEW YORK, NY 626,435626.4k $211.1m $211.1m 0.62% Reduced -137.4k -137,446
44 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.21% of their portfolio MILWAUKEE, WI 611,584611.6k $206.1m $206.1m 0.21% Added +7.5k +7,472
45 1ST SOURCE BANK 11.79% of their portfolio SOUTH BEND, IN 602,055602.1k $202.9m $202.9m 11.79% Reduced -5.4k -5,438
46 Mariner, LLC 0.40% of their portfolio Overland Park, KS 575,582575.6k $194.0m $194.0m 0.40% Added +17.8k +17,833
47 Johnson Financial Group, Inc. 10.41% of their portfolio RACINE, WI 573,937573.9k $193.4m $193.4m 10.41% Added +10.1k +10,092
48 TWO SIGMA INVESTMENTS, LP 0.47% of their portfolio NEW YORK, NY 571,400571.4k $192.6m $192.6m 0.47% Reduced -55.6k -55,600
49 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 5.35% of their portfolio NORFOLK, VA 567,407567.4k $191.2m $191.2m 5.35% Reduced -5.9k -5,873
50 MERCER GLOBAL ADVISORS INC /ADV 0.49% of their portfolio DENVER, CO 505,378505.4k $170.7m $170.7m 0.49% Reduced -65.2k -65,168
51 Strategic Wealth Partners Group, LLC 18.67% of their portfolio DEERFIELD, IL 501,970502.0k $169.2m $169.2m 18.67% Added +3.5k +3,462
52 Cresset Asset Management, LLC 0.82% of their portfolio Chicago, IL 498,007498.0k $167.9m $167.9m 0.82% Added +14.7k +14,651
53 MML INVESTORS SERVICES, LLC 0.69% of their portfolio SPRINGFIELD, MA 495,824495.8k $167.1m $167.1m 0.69% Reduced -17.6k -17,555
54 REGIONS FINANCIAL CORP 1.27% of their portfolio BIRMINGHAM, AL 494,863494.9k $166.8m $166.8m 1.27% Reduced -7.7k -7,704
55 COMMERCE BANK 1.04% of their portfolio KANSAS CITY, MO 467,114467.1k $157.4m $157.4m 1.04% Reduced -14.5k -14,544
56 FIFTH THIRD BANCORP 0.61% of their portfolio CINCINNATI, OH 461,587461.6k $155.6m $155.6m 0.61% Reduced -17.6k -17,648
57 CHOREO, LLC 3.87% of their portfolio ROCKFORD, IL 447,709447.7k $150.9m $150.9m 3.87% Added +10.7k +10,747
58 CAPTRUST FINANCIAL ADVISORS 0.55% of their portfolio RALEIGH, NC 442,423442.4k $149.1m $149.1m 0.55% Reduced -94.3k -94,308
59 Creative Planning 0.16% of their portfolio OVERLAND PARK, KS 439,909439.9k $148.3m $148.3m 0.16% Added +10.5k +10,479
60 STALEY CAPITAL ADVISERS INC 6.79% of their portfolio PITTSBURGH, PA 431,380431.4k $145.4m $145.4m 6.79% Reduced -3.9k -3,883
61 Cullen/Frost Bankers, Inc. 2.13% of their portfolio San Antonio, TX 427,305427.3k $144.0m $144.0m 2.13% Added +66.0k +66,003
62 Alera Investment Advisors, LLC 19.44% of their portfolio DEERFIELD, IL 426,495426.5k $143.8m $143.8m 19.44% Reduced -44.1k -44,079
63 TWO SIGMA ADVISERS, LP 0.33% of their portfolio NEW YORK, NY 420,000420.0k $141.6m $141.6m 0.33% Reduced -3.9k -3,900
64 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.34% of their portfolio PLYMOUTH, MN 394,554394.6k $133.0m $133.0m 0.34% Reduced -182 -182
65 OAKWORTH CAPITAL, INC. 9.63% of their portfolio BIRMINGHAM, AL 379,472379.5k $127.9m $127.9m 9.63% Reduced -52.2k -52,164
66 MAI Capital Management 1.28% of their portfolio INDEPENDENCE, OH 363,666363.7k $122.6m $122.6m 1.28% Added +5.8k +5,754
67 D.A. DAVIDSON & CO. 1.10% of their portfolio GREAT FALLS, MT 362,168362.2k $122.1m $122.1m 1.10% Reduced -23.9k -23,907
68 Stairway Partners, LLC 9.63% of their portfolio MINNEAPOLIS, MN 353,611353.6k $119.2m $119.2m 9.63% Added +57.2k +57,218
69 SILVERCREST ASSET MANAGEMENT GROUP LLC 0.79% of their portfolio NEW YORK, NY 345,529345.5k $116.5m $116.5m 0.79% Reduced -1.2k -1,238
70 BANK OF MONTREAL /CAN/ 0.04% of their portfolio TORONTO, A6 333,112333.1k $112.9m $112.9m 0.04% Added +9.6k +9,604
71 Thrivent Financial for Lutherans 0.22% of their portfolio Minneapolis, MN 328,347328.3k $110.7m $110.7m 0.22% Reduced -24.7k -24,749
72 Orion Porfolio Solutions, LLC 1.13% of their portfolio OMAHA, NE 313,954314.0k $105.8m $105.8m 1.13% Reduced -51.3k -51,329
73 Orion Portfolio Solutions, LLC 1.13% of their portfolio Omaha, NE 313,954314.0k $105.8m $105.8m 1.13% Reduced -51.3k -51,329
74 Equitable Holdings, Inc. 1.18% of their portfolio NEW YORK, NY 310,004310.0k $104.5m $104.5m 1.18% Reduced -58.8k -58,827
75 Private Advisor Group, LLC 0.72% of their portfolio MORRISTOWN, NJ 297,409297.4k $100.2m $100.2m 0.72% Reduced -28.0k -28,021
76 Modera Wealth Management, LLC 1.46% of their portfolio WESTWOOD, NJ 284,789284.8k $96.0m $96.0m 1.46% Reduced -1.5k -1,501
77 MONETA GROUP INVESTMENT ADVISORS LLC 1.50% of their portfolio ST LOUIS, MO 273,448273.4k $92.2m $92.2m 1.50% Added +58.8k +58,835
78 STEPHENS INC /AR/ 1.42% of their portfolio LITTLE ROCK, AR 271,799271.8k $91.6m $91.6m 1.42% Added +10.1k +10,079
79 BNP PARIBAS FINANCIAL MARKETS 0.11% of their portfolio PARIS, I0 266,554266.6k $89.8m $89.8m 0.11% Added +107.4k +107,383
80 SIMON QUICK ADVISORS, LLC 6.61% of their portfolio MORRISTOWN, NJ 261,829261.8k $88.2m $88.2m 6.61% Added +28.3k +28,292
81 KEYBANK NATIONAL ASSOCIATION/OH 0.34% of their portfolio BROOKLYN, OH 242,548242.5k $81.8m $81.8m 0.34% Reduced -16.3k -16,284
82 IEQ CAPITAL, LLC 1.17% of their portfolio Foster City, CA 241,365241.4k $81.4m $81.4m 1.17% Added +7.2k +7,204
83 BANK OF NOVA SCOTIA 0.16% of their portfolio TORONTO, A6 229,000229.0k $77.2m $77.2m 0.16% Unchanged
84 Cedar Mountain Advisors, LLC 19.39% of their portfolio LAKE OSWEGO, OR 228,784228.8k $77.1m $77.1m 19.39% Reduced -1.1k -1,076
85 TruWealth Advisors, LLC 5.34% of their portfolio Metairie, LA 227,008227.0k $76.5m $76.5m 5.34% Added +2.9k +2,879
86 Confluence Wealth Services, Inc. 6.73% of their portfolio MCMURRAY, PA 226,222226.2k $76.2m $76.2m 6.73% Added +31.5k +31,466
87 MV CAPITAL MANAGEMENT, INC. 8.58% of their portfolio BETHESDA, MD 222,572222.6k $75.0m $75.0m 8.58% Reduced -7.9k -7,925
88 Allspring Global Investments Holdings, LLC 0.11% of their portfolio CHARLOTTE, NC 217,227217.2k $73.2m $73.2m 0.11% Reduced -8.5k -8,501
89 Global Assets Advisory, LLC 0.02% of their portfolio ORLANDO, FL 216,595216.6k $643 $643 0.02% New
90 WELLINGTON MANAGEMENT GROUP LLP 0.01% of their portfolio Boston, MA 215,861215.9k $72.8m $72.8m 0.01% Reduced -86.2k -86,175
91 First Business Financial Services, Inc. 7.69% of their portfolio MADISON, WI 212,689212.7k $71.7m $71.7m 7.69% Added +724 +724
92 NewEdge Advisors, LLC 0.62% of their portfolio NEW ORLEANS, LA 209,731209.7k $70.7m $70.7m 0.62% Added +86.4k +86,426
93 Steward Partners Investment Advisory, LLC 0.78% of their portfolio STAMFORD, CT 209,104209.1k $70.5m $70.5m 0.78% Reduced -13.1k -13,125
94 JONES FINANCIAL COMPANIES LLLP 0.09% of their portfolio DES PERES, MO 202,210202.2k $68.2m $68.2m 0.09% Added +1.3k +1,301
95 Beacon Pointe Advisors, LLC 0.75% of their portfolio NEWPORT BEACH, CA 200,897200.9k $67.7m $67.7m 0.75% Added +22.9k +22,919
96 Mesirow Financial Investment Management, Inc. 1.53% of their portfolio CHICAGO, IL 199,166199.2k $67.1m $67.1m 1.53% Added +22.3k +22,263
97 Baker Avenue Asset Management, LP 2.56% of their portfolio SAN FRANCISCO, CA 192,109192.1k $64.8m $64.8m 2.56% Added +3.5k +3,480
98 BARCLAYS PLC 0.03% of their portfolio LONDON, X0 189,650189.7k $63.9m $63.9m 0.03% Reduced -53.0k -53,020
99 STEPHENS GROUP ASSET MANAGEMENT, LLC 5.74% of their portfolio LITTLE ROCK, AR 186,357186.4k $62.8m $62.8m 5.74% Added +1.9k +1,932
100 BLAIR WILLIAM & CO/IL 0.20% of their portfolio CHICAGO, IL 185,662185.7k $62.6m $62.6m 0.20% Added +18.1k +18,127