Vault-13

INVESCO EXCH TRADED FD TR II PGX

PFD ETF · ETP · CUSIP 46138E511

492 institutional holders -4 vs Q4 2023
190,657,028190.7m shares reported held*
$2.3bnreported value*
50 new 149 added 182 reduced 49 sold out net sold ≈ $18.8m (-1.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($302.6k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $12.01. Options: 1 managers hold calls ($163.9k notional), 1 hold puts ($41.6k).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 478Q4 22: 498Q1 23: 473Q2 23: 481Q3 23: 480Q4 23: 496Q1 24: 492492Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022478
Q4 2022498
Q1 2023473
Q2 2023481
Q3 2023480
Q4 2023496
Q1 2024492

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 189 bought or addedQ4 22: 260 cut or sold outQ4 22Q1 23: 190 bought or addedQ1 23: 258 cut or sold outQ1 23Q2 23: 217 bought or addedQ2 23: 202 cut or sold outQ2 23Q3 23: 201 bought or addedQ3 23: 216 cut or sold outQ3 23Q4 23: 170 bought or addedQ4 23: 263 cut or sold outQ4 23Q1 24: 199 bought or addedQ1 24: 231 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022189260
Q1 2023190258
Q2 2023217202
Q3 2023201216
Q4 2023170263
Q1 2024199231

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ2 23 calls: $475.3kQ2 23 puts: $784.3kQ2 23P/C 1.65Q3 23 calls: $1.5mQ3 23 puts: $286.9kQ3 23P/C 0.19Q4 23 calls: $111.3kQ4 23 puts: $73.4kQ4 23P/C 0.66Q1 24 calls: $163.9kQ1 24 puts: $41.6kQ1 24P/C 0.25
Numbers
QuarterCallsPutsP/C
Q2 2023$475.3k$784.3k1.65
Q3 2023$1.5m$286.9k0.19
Q4 2023$111.3k$73.4k0.66
Q1 2024$163.9k$41.6k0.25

Biggest buyers

MORGAN STANLEY Added +6,934,024+6.9m
LPL Financial LLC Added +1,657,468+1.7m
Ocean Park Asset Management, LLC New +1,479,416+1.5m
ACT Advisors, LLC. Added +1,345,219+1.3m
GOLDMAN SACHS GROUP INC Added +825,718+825.7k
UBS Group AG Added +540,417+540.4k
Advisors Preferred, LLC Added +526,338+526.3k
Raymond James Financial Services Advisors, Inc. Added +461,692+461.7k
Coulter & Justus Financial Services, LLC New +435,220+435.2k
MARSHALL WACE, LLP Added +427,200+427.2k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -6,001,864-6.0m
COHEN & STEERS, INC. Reduced -3,137,190-3.1m
JPMORGAN CHASE & CO Reduced -1,875,760-1.9m
AMERIPRISE FINANCIAL INC Reduced -1,584,836-1.6m
Granite Bay Wealth Management, LLC Sold out -897,163-897.2k
GTS SECURITIES LLC Sold out -820,566-820.6k
Trinity Legacy Partners, LLC Reduced -710,732-710.7k
Janney Montgomery Scott LLC Reduced -629,990-630.0k
PRINCIPAL FINANCIAL GROUP INC Sold out -602,725-602.7k
WELLS FARGO & COMPANY/MN Reduced -558,467-558.5k

Biggest calls

CITADEL ADVISORS LLC Added $163.9k13.8k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $41.6k3.5k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.06% of their portfolio CHARLOTTE, NC 50,903,34250.9m $604.7m $604.7m 0.06% Reduced -6.0m -6,001,864
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 23,879,91023.9m $283.7m $283.7m 0.01% Added +6.9m +6,934,024
3 WELLS FARGO & COMPANY/MN 0.05% of their portfolio SAN FRANCISCO, CA 14,795,02314.8m $175.8m $175.8m 0.05% Reduced -558.5k -558,467
4 LPL Financial LLC 0.08% of their portfolio FORT MILL, SC 12,381,62212.4m $147.1m $147.1m 0.08% Added +1.7m +1,657,468
5 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 9,176,0579.2m $111.4m $111.4m 0.03% Reduced -1.6m -1,584,836
6 UBS Group AG 0.02% of their portfolio ZURICH, V8 5,148,5265.1m $61.2m $61.2m 0.02% Added +540.4k +540,417
7 BESSEMER GROUP INC 0.11% of their portfolio WOODBRIDGE, NJ 5,091,2155.1m $60.5m $60.5m 0.11% Unchanged
8 COHEN & STEERS, INC. 0.09% of their portfolio NEW YORK, NY 3,570,4533.6m $42.4m $42.4m 0.09% Reduced -3.1m -3,137,190
9 Spectrum Asset Management, Inc. 72.99% of their portfolio STAMFORD, CT 3,518,4083.5m $41.8m $41.8m 72.99% Reduced -175.7k -175,742
10 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 3,479,7953.5m $41.3m $41.3m 0.01% Added +36.2k +36,179
11 Allworth Financial LP 0.28% of their portfolio FOLSOM, CA 3,380,6623.4m $40.2m $40.2m 0.28% Added +219.9k +219,855
12 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 2,027,1012.0m $24.1m $24.1m 0.05% Added +191.6k +191,636
13 HUNTINGTON NATIONAL BANK 0.18% of their portfolio COLUMBUS, OH 1,884,1761.9m $22.4m $22.4m 0.18% Reduced -91.3k -91,345
14 STONEBRIDGE ADVISORS LLC 12.16% of their portfolio WILTON, CT 1,682,7941.7m $20.0m $20.0m 12.16% Added +31.9k +31,945
15 Ocean Park Asset Management, LLC 0.83% of their portfolio SANTA MONICA, CA 1,479,4161.5m $17.6m $17.6m 0.83% New
16 ACT Advisors, LLC. 8.95% of their portfolio ASHEVILLE, NC 1,373,7241.4m $16.3m $16.3m 8.95% Added +1.3m +1,345,219
17 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 1,318,0291.3m $15.7m $15.7m 0.02% Added +461.7k +461,692
18 Iowa State Bank 3.34% of their portfolio URBANDALE, IA 1,268,7501.3m $15.1m $15.1m 3.34% Reduced -125.9k -125,926
19 Checchi Capital Advisers, LLC 1.09% of their portfolio BEVERLY HILLS, CA 1,179,1851.2m $14.0m $14.0m 1.09% Added +120.4k +120,356
20 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,171,1641.2m $13.9m $13.9m 0.00% Reduced -1.9m -1,875,760
21 Intrepid Financial Planning Group LLC 6.00% of their portfolio CARMEL, IN 1,169,6951.2m $13.9m $13.9m 6.00% Reduced -12.1k -12,060
22 ADVISORS MANAGEMENT GROUP INC /ADV 3.39% of their portfolio LA CROSSE, WI 1,150,6411.2m $13.7m $13.7m 3.39% Added +34.4k +34,440
23 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 1,066,8411.1m $12.7m $12.7m 0.02% Added +37.5k +37,485
24 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 1,028,7331.0m $12.4m $12.4m 0.00% Reduced -121.7k -121,672
25 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 1,001,1041.0m $11.9m $11.9m 0.00% Added +38.9k +38,865
26 MARSHALL WACE, LLP 0.02% of their portfolio LONDON, X0 937,200937.2k $11.1m $11.1m 0.02% Added +427.2k +427,200
27 PRUDENTIAL FINANCIAL INC 0.02% of their portfolio NEWARK, NJ 926,862926.9k $11.0m $11.0m 0.02% Added +7.9k +7,858
28 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 905,287905.3k $10.8m $10.8m 0.04% Reduced -33.9k -33,871
29 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 888,952889.0k $10.6m $10.6m 0.01% Added +64.4k +64,354
30 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 865,916865.9k $10.3m $10.3m 0.00% Added +825.7k +825,718
31 Advisors Preferred, LLC 1.73% of their portfolio ROCKVILLE, MD 865,646865.6k $10.3m $10.3m 1.73% Added +526.3k +526,338
32 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 859,886859.9k $10.2m $10.2m 0.01% Reduced -167 -167
33 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 808,117808.1k $9.6m $9.6m 0.01% Added +367.6k +367,637
34 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 742,883742.9k $8.8m $8.8m 0.02% Added +405.9k +405,912
35 Garrett Wealth Advisory Group, LLC 3.37% of their portfolio WEATHERFORD, TX 692,159692.2k $8.2m $8.2m 3.37% Added +14.3k +14,280
36 McAdam, LLC 0.51% of their portfolio Philadelphia, PA 670,793670.8k $8.0m $8.0m 0.51% Added +49.1k +49,128
37 FIRST NATIONAL BANK & TRUST CO OF NEWTOWN 1.61% of their portfolio NEWTOWN, PA 666,249666.2k $7.9m $7.9m 1.61% Reduced -5.0k -5,040
38 Arkos Global Advisors 1.30% of their portfolio HOUSTON, TX 655,370655.4k $7.8m $7.8m 1.30% Added +10.6k +10,607
39 Private Advisor Group, LLC 0.05% of their portfolio MORRISTOWN, NJ 598,677598.7k $7.1m $7.1m 0.05% Reduced -121.2k -121,239
40 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 572,488572.5k $6.8m $6.8m 0.01% Reduced -5.4k -5,440
41 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 536,189536.2k $6.4m $6.4m 0.03% Reduced -11.4k -11,431
42 Rockefeller Capital Management L.P. 0.02% of their portfolio NEW YORK, NY 534,189534.2k $6.3m $6.3m 0.02% Added +85.6k +85,596
43 PLIMOTH TRUST CO LLC 1.59% of their portfolio SWANSEA, MA 503,478503.5k $6.0m $6.0m 1.59% Added +18.3k +18,321
44 Cherry Tree Wealth Management, LLC 1.49% of their portfolio MINNETONKA, MN 499,824499.8k $5.9m $5.9m 1.49% Added +1.3k +1,315
45 Prairiewood Capital, LLC 2.68% of their portfolio FARGO, ND 480,080480.1k $5.7m $5.7m 2.68% Added +43.0k +42,994
46 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 478,233478.2k $5.7m $5.7m 0.02% Reduced -630.0k -629,990
47 RFG Advisory, LLC 0.18% of their portfolio BIRMINGHAM, AL 445,604445.6k $5.3m $5.3m 0.18% Added +148.9k +148,927
48 NOESIS CAPITAL MANGEMENT CORP 1.15% of their portfolio BOCA RATON, FL 435,220435.2k $5.2m $5.2m 1.15% Added +2.1k +2,150
49 Coulter & Justus Financial Services, LLC 1.15% of their portfolio KNOXVILLE, TN 435,220435.2k $5.2m $5.2m 1.15% New
50 KCM INVESTMENT ADVISORS LLC 0.19% of their portfolio GREENBRAE, CA 431,554431.6k $5.1m $5.1m 0.19% Reduced -36.8k -36,801
51 Integrated Wealth Concepts LLC 0.07% of their portfolio WALTHAM, MA 426,227426.2k $5.1m $5.1m 0.07% Reduced -71.8k -71,785
52 Sound Income Strategies, LLC 0.35% of their portfolio FT LAUDERDALE, FL 390,825390.8k $4.6m $4.6m 0.35% Added +35.1k +35,108
53 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 383,123383.1k $4.6m $4.6m 0.01% Added +25.0k +25,042
54 BLAIR WILLIAM & CO/IL 0.01% of their portfolio CHICAGO, IL 355,240355.2k $4.2m $4.2m 0.01% Added +52.9k +52,947
55 Florida Trust Wealth Management Co 0.14% of their portfolio SANIBEL, FL 347,825347.8k $4.1m $4.1m 0.14% Reduced -29.5k -29,535
56 Avantax Planning Partners, Inc. 0.13% of their portfolio DUBUQUE, IA 338,394338.4k $4.0m $4.0m 0.13% Reduced -16.2k -16,232
57 BLUEFIN CAPITAL MANAGEMENT, LLC 0.63% of their portfolio NEW YORK, NY 327,270327.3k $3.9m $3.9m 0.63% New
58 First PREMIER Bank 1.02% of their portfolio SIOUX FALLS, SD 325,881325.9k $3.9m $3.9m 1.02% Added +40.0k +39,996
59 Investors Research Corp 0.86% of their portfolio ATLANTA, GA 308,700308.7k $3.7m $3.7m 0.86% Added +10.2k +10,224
60 FIRST HAWAIIAN BANK 0.11% of their portfolio HONOLULU, HI 294,148294.1k $3.5m $3.5m 0.11% Reduced -15.3k -15,273
61 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 291,852291.9k $3.5m $3.5m 0.02% Added +59.6k +59,628
62 Atria Investments, Inc 0.05% of their portfolio Charlotte, NC 282,990283.0k $3.4m $3.4m 0.05% Added +5.1k +5,079
63 Kades & Cheifetz LLC 2.08% of their portfolio Berwyn, PA 273,846273.8k $3.3m $3.3m 2.08% Reduced -1.8k -1,835
64 Geneos Wealth Management Inc. 0.15% of their portfolio ENGLEWOOD, CO 271,062271.1k $3.2m $3.2m 0.15% Added +29.6k +29,599
65 Field & Main Bank 1.24% of their portfolio HENDERSON, KY 269,475269.5k $3.2m $3.2m 1.24% Added +161.5k +161,484
66 Retireful, LLC 1.24% of their portfolio HASLETT, MI 251,226251.2k $3.0m $3.0m 1.24% New
67 PRINCIPAL SECURITIES, INC. 0.09% of their portfolio DES MOINES, IA 230,689230.7k $2.7m $2.7m 0.09% Reduced -10.6k -10,558
68 KG Capital Management 1.06% of their portfolio ST. FRANCISVILLE, LA 225,066225.1k $2.7m $2.7m 1.06% Reduced -7.2k -7,163
69 Charles Schwab Trust Co 0.25% of their portfolio HENDERSON, NV 219,725219.7k $2.6m $2.6m 0.25% Reduced -10.5k -10,524
70 STEPHENS INC /AR/ 0.04% of their portfolio LITTLE ROCK, AR 219,606219.6k $2.6m $2.6m 0.04% Added +40.4k +40,423
71 Baker Avenue Asset Management, LP 0.10% of their portfolio SAN FRANCISCO, CA 216,932216.9k $2.6m $2.6m 0.10% Added +5.5k +5,511
72 GYL Financial Synergies, LLC 0.20% of their portfolio West Hartford, CT 212,703212.7k $2.5m $2.5m 0.20% Reduced -114.8k -114,811
73 OPPENHEIMER & CO INC 0.04% of their portfolio NEW YORK, NY 211,020211.0k $2.5m $2.5m 0.04% Added +29.8k +29,756
74 Orion Porfolio Solutions, LLC 0.03% of their portfolio OMAHA, NE 207,188207.2k $2.5m $2.5m 0.03% Added +6.9k +6,861
75 Orion Portfolio Solutions, LLC 0.03% of their portfolio Omaha, NE 207,188207.2k $2.5m $2.5m 0.03% Added +6.9k +6,861
76 Integrated Advisors Network LLC 0.12% of their portfolio DALLAS, TX 204,002204.0k $2.4m $2.4m 0.12% Reduced -4.3k -4,348
77 HBK Sorce Advisory LLC 0.08% of their portfolio ERIE, PA 195,070195.1k $2.3m $2.3m 0.08% Added +10.7k +10,697
78 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 190,869190.9k $2.3m $2.3m 0.00% Reduced -32.7k -32,667
79 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 190,023190.0k $2.3m $2.3m 0.02% Reduced -3.5k -3,506
80 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 185,787185.8k $2.2m $2.2m 0.00% Added +6.5k +6,472
81 DAYMARK WEALTH PARTNERS, LLC 0.12% of their portfolio CINCINNATI, OH 185,504185.5k $2.2m $2.2m 0.12% Reduced -4.7k -4,709
82 IFP Advisors, Inc 0.10% of their portfolio TAMPA, FL 185,160185.2k $2.2m $2.2m 0.10% Reduced -45.9k -45,891
83 O'ROURKE & COMPANY, Inc 1.27% of their portfolio BOSTON, MA 184,212184.2k $2.2m $2.2m 1.27% Reduced -7.5k -7,515
84 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 183,294183.3k $2.2m $2.2m 0.01% Reduced -19.1k -19,061
85 StoneCrest Wealth Management, Inc. 1.87% of their portfolio CHANDLER, AZ 182,235182.2k $2.2m $2.2m 1.87% Added +46.8k +46,784
86 Boothe Investment Group, Inc. 1.08% of their portfolio DOVER, DE 180,298180.3k $2.1m $2.1m 1.08% Added +21.9k +21,936
87 COMERICA BANK 0.01% of their portfolio DALLAS, TX 177,530177.5k $2.1m $2.1m 0.01% Added +39.1k +39,126
88 WHITE PINE CAPITAL LLC 0.76% of their portfolio BLOOMINGTON, MN 176,154176.2k $2.0m $2.0m 0.76% Added +40.9k +40,865
89 Mariner, LLC 0.00% of their portfolio Overland Park, KS 170,956171.0k $2.0m $2.0m 0.00% Reduced -12.0k -12,001
90 Etesian Wealth Advisors, Inc. 1.08% of their portfolio West Linn, OR 157,928157.9k $1.9m $1.9m 1.08% Reduced -5.4k -5,426
91 SHEPHERD KAPLAN KROCHUK, LLC 1.49% of their portfolio Boston, MA 157,642157.6k $1.9m $1.9m 1.49% Added +6.1k +6,139
92 HOWARD WEALTH MANAGEMENT, LLC 1.52% of their portfolio Madison, CT 157,566157.6k $1.9m $1.9m 1.52% Reduced -7.8k -7,751
93 Hilton Capital Management, LLC 0.17% of their portfolio Garden City, NY 155,175155.2k $1.8m $1.8m 0.17% Added +108.3k +108,325
94 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 153,980154.0k $1.8m $1.8m 0.00% Added +69.7k +69,730
95 Advisory Alpha, LLC 0.07% of their portfolio HOLLAND, MI 151,292151.3k $1.8m $1.8m 0.07% Reduced -15.1k -15,118
96 TRANSCEND CAPITAL ADVISORS, LLC 0.14% of their portfolio MADISON, NJ 150,672150.7k $1.8m $1.8m 0.14% Added +14.5k +14,529
97 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 150,400150.4k $1.8m $1.8m 0.00% Reduced -129.4k -129,400
98 INDEPENDENT FINANCIAL GROUP, LLC 0.08% of their portfolio SAN DIEGO, CA 148,552148.6k $1.8m $1.8m 0.08% Reduced -541 -541
99 OLD NATIONAL BANCORP /IN/ 0.04% of their portfolio EVANSVILLE, IN 145,562145.6k $1.7m $1.7m 0.04% Reduced -24.7k -24,669
100 Waverly Advisors, LLC 0.04% of their portfolio BIRMINGHAM, AL 143,211143.2k $1.7m $1.7m 0.04% New