Vault-13

SPDR SER TR HYMB

NUVEEN BLOOMBERG · ETP · CUSIP 78464A284

353 institutional holders +18 vs Q4 2023
81,791,36481.8m shares reported held*
$2.2bnreported value*
46 new 122 added 133 reduced 25 sold out net bought ≈ $70.1m (-1.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $27.00. Options: 0 managers hold calls (— notional), 1 hold puts ($200.4k).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 239Q4 22: 275Q1 23: 275Q2 23: 278Q3 23: 283Q4 23: 335Q1 24: 353353Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022239
Q4 2022275
Q1 2023275
Q2 2023278
Q3 2023283
Q4 2023335
Q1 2024353

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 156 bought or addedQ4 22: 109 cut or sold outQ4 22Q1 23: 248 bought or addedQ1 23: 49 cut or sold outQ1 23Q2 23: 122 bought or addedQ2 23: 143 cut or sold outQ2 23Q3 23: 152 bought or addedQ3 23: 118 cut or sold outQ3 23Q4 23: 182 bought or addedQ4 23: 117 cut or sold outQ4 23Q1 24: 168 bought or addedQ1 24: 158 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022156109
Q1 202324849
Q2 2023122143
Q3 2023152118
Q4 2023182117
Q1 2024168158

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ2 23 calls: $480.2kQ2 23 puts: $580.2kQ2 23P/C 1.21Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $5.1kQ4 23 puts: $184.7kQ4 23P/C 36.50Q1 24 calls: $0Q1 24 puts: $200.4kQ1 24P/C —
Numbers
QuarterCallsPutsP/C
Q2 2023$480.2k$580.2k1.21
Q3 2023$0$0—
Q4 2023$5.1k$184.7k36.50
Q1 2024$0$200.4k—

Biggest buyers

Manning & Napier Group, LLC New +4,182,396+4.2m
FMR LLC Added +1,595,938+1.6m
MORGAN STANLEY Added +1,163,640+1.2m
EXCHANGE TRADED CONCEPTS, LLC Added +1,004,521+1.0m
M&T Bank Corp Added +362,200+362.2k
HighTower Advisors, LLC Added +312,245+312.2k
Jordan Park Group LLC Added +300,757+300.8k
FLOW TRADERS U.S. LLC New +254,670+254.7k
Avidian Wealth Enterprises, LLC Added +202,746+202.7k
Cercano Management LLC New +200,000+200.0k

Biggest sellers

GOLDMAN SACHS GROUP INC Reduced -2,854,376-2.9m
BANK OF AMERICA CORP /DE/ Reduced -1,442,113-1.4m
ENVESTNET ASSET MANAGEMENT INC Reduced -804,195-804.2k
LPL Financial LLC Reduced -593,016-593.0k
WELLS FARGO & COMPANY/MN Reduced -434,615-434.6k
Washington Trust Bank Reduced -357,668-357.7k
SEI INVESTMENTS CO Reduced -252,797-252.8k
Annex Advisory Services, LLC Sold out -165,665-165.7k
Thrive Wealth Management, LLC Reduced -149,515-149.5k
Cambridge Investment Research Advisors, Inc. Reduced -138,927-138.9k

Biggest calls

None

Biggest puts

CITADEL ADVISORS LLC Added $200.4k7.8k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FMR LLC 13G · institution +6.5 pts · filed 2026-09-08 12.0% +6.5 pts 16.7m≈ $425.1m 2026-09-08

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FMR LLC 0.02% of their portfolio BOSTON, MA 10,241,38110.2m $263.1m $263.1m 0.02% Added +1.6m +1,595,938
2 SEI INVESTMENTS CO 0.27% of their portfolio OAKS, PA 7,288,8807.3m $187.3m $187.3m 0.27% Reduced -252.8k -252,797
3 GOLDMAN SACHS GROUP INC 0.03% of their portfolio NEW YORK, NY 5,854,0855.9m $150.4m $150.4m 0.03% Reduced -2.9m -2,854,376
4 RAYMOND JAMES & ASSOCIATES 0.09% of their portfolio ST PETERSBURG, FL 4,915,5894.9m $126.3m $126.3m 0.09% Reduced -50.0k -50,045
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 4,745,5744.7m $121.9m $121.9m 0.00% Added +1.2m +1,163,640
6 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 4,471,3534.5m $114.9m $114.9m 0.03% Reduced -434.6k -434,615
7 Manning & Napier Group, LLC 1.23% of their portfolio Fairport, NY 4,182,3964.2m $107.4m $107.4m 1.23% New
8 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 3,968,3684.0m $101.9m $101.9m 0.01% Reduced -1.4m -1,442,113
9 EXCHANGE TRADED CONCEPTS, LLC 2.17% of their portfolio Oklahoma City, OK 3,258,3113.3m $83.7m $83.7m 2.17% Added +1.0m +1,004,521
10 Avantax Planning Partners, Inc. 2.34% of their portfolio DUBUQUE, IA 2,813,6872.8m $72.3m $72.3m 2.34% Reduced -80.0k -79,966
11 GRIMES & Co WEALTH MANAGEMENT, LLC 1.75% of their portfolio WESTBOROUGH, MA 2,216,7972.2m $56.9m $56.9m 1.75% Reduced -28.8k -28,758
12 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 2,123,5022.1m $54.6m $54.6m 0.03% Reduced -593.0k -593,016
13 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 2,014,5922.0m $51.8m $51.8m 0.02% Reduced -804.2k -804,195
14 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.28% of their portfolio IRVING, TX 1,319,3071.3m $33.9m $33.9m 0.28% Added +7.2k +7,226
15 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 961,822961.8k $24.7m $24.7m 0.01% Added +94.0k +94,038
16 Revolve Wealth Partners, LLC 4.07% of their portfolio Hackensack, NJ 927,730927.7k $23.8m $23.8m 4.07% Added +136.8k +136,817
17 UBS Group AG 0.01% of their portfolio ZURICH, V8 718,356718.4k $18.5m $18.5m 0.01% Added +22.7k +22,660
18 Ocean Park Asset Management, LLC 0.84% of their portfolio SANTA MONICA, CA 694,400694.4k $17.8m $17.8m 0.84% Added +92.9k +92,900
19 Private Ocean, LLC 1.70% of their portfolio SAN RAFAEL, CA 625,909625.9k $16.1m $16.1m 1.70% Reduced -94.1k -94,067
20 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 615,679615.7k $15.8m $15.8m 0.03% Added +312.2k +312,245
21 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 608,245608.2k $15.6m $15.6m 0.02% Reduced -75.1k -75,136
22 M&T Bank Corp 0.05% of their portfolio BUFFALO, NY 597,700597.7k $15.4m $15.4m 0.05% Added +362.2k +362,200
23 MERCER GLOBAL ADVISORS INC /ADV 0.04% of their portfolio DENVER, CO 562,267562.3k $14.4m $14.4m 0.04% Added +59.2k +59,245
24 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.42% of their portfolio Seattle, WA 530,080530.1k $13.6m $13.6m 0.42% Added +40.0k +40,007
25 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 443,887443.9k $11.4m $11.4m 0.01% Added +55.1k +55,066
26 Avidian Wealth Enterprises, LLC 0.59% of their portfolio Houston, TX 431,863431.9k $11.1m $11.1m 0.59% Added +202.7k +202,746
27 Capital Asset Advisory Services LLC 0.62% of their portfolio Williamston, MI 431,641431.6k $10.9m $10.9m 0.62% Reduced -9.9k -9,854
28 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 420,634420.6k $10.8m $10.8m 0.00% Added +50.3k +50,282
29 AXXCESS WEALTH MANAGEMENT, LLC 0.31% of their portfolio CARLSBAD, CA 420,112420.1k $10.8m $10.8m 0.31% Reduced -8.7k -8,654
30 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 413,905413.9k $10.6m $10.6m 0.02% Added +40.3k +40,294
31 Jordan Park Group LLC 0.63% of their portfolio SAN FRANCISCO, CA 386,700386.7k $9.9m $9.9m 0.63% Added +300.8k +300,757
32 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 374,865374.9k $9.6m $9.6m 0.00% Added +82.4k +82,388
33 Capital Analysts, LLC 0.44% of their portfolio FORT WASHINGTON, PA 368,095368.1k $9.5m $9.5m 0.44% Added +2.9k +2,856
34 Betterment LLC 0.02% of their portfolio NEW YORK, NY 358,467358.5k $9.2m $9.2m 0.02% Reduced -30.9k -30,853
35 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 353,599353.6k $9.1m $9.1m 0.00% Added +29.6k +29,558
36 Transform Wealth, LLC 0.84% of their portfolio GREENWOOD VILLAGE, CO 343,695343.7k $8.8m $8.8m 0.84% Added +72.2k +72,214
37 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 326,952327.0k $8.4m $8.4m 0.01% Added +165.3k +165,252
38 WCG Wealth Advisors LLC 0.69% of their portfolio LAS VEGAS, NV 319,002319.0k $8.2m $8.2m 0.69% Reduced -107.6k -107,638
39 Sage Advisory Services, Ltd.Co. 2.23% of their portfolio AUSTIN, TX 318,465318.5k $8.2m $8.2m 2.23% Reduced -1.7k -1,740
40 Parkside Investments, LLC 1.27% of their portfolio DEERFIELD, IL 310,975311.0k $8.0m $8.0m 1.27% Reduced -103.5k -103,478
41 Stratos Wealth Partners, LTD. 0.13% of their portfolio BEACHWOOD, OH 299,580299.6k $7.7m $7.7m 0.13% Reduced -12.2k -12,195
42 Mariner, LLC 0.02% of their portfolio Overland Park, KS 294,686294.7k $7.6m $7.6m 0.02% Added +1.6k +1,572
43 Collaborative Wealth Managment Inc. 3.68% of their portfolio LAKE MARY, FL 285,532285.5k $7.3m $7.3m 3.68% Added +22.9k +22,881
44 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.09% of their portfolio ST. LOUIS, MO 265,304265.3k $6.8m $6.8m 0.09% Added +87.8k +87,811
45 FLOW TRADERS U.S. LLC 0.35% of their portfolio NEW YORK, NY 254,670254.7k $6.5m $6.5m 0.35% New
46 CAPITAL INSIGHT PARTNERS, LLC 1.18% of their portfolio SCOTTSDALE, AZ 244,876244.9k $6.3m $6.3m 1.18% Added +12.1k +12,081
47 MATHER GROUP, LLC. 0.10% of their portfolio CHICAGO, IL 243,266243.3k $6.2m $6.2m 0.10% Reduced -466 -466
48 Prime Capital Investment Advisors, LLC 0.08% of their portfolio OVERLAND PARK, KS 235,604235.6k $6.1m $6.1m 0.08% Added +70.8k +70,754
49 Syntegra Private Wealth Group, LLC 0.77% of their portfolio Chesterfield, MO 232,265232.3k $6.0m $6.0m 0.77% Added +13.0k +13,020
50 Vishria Bird Financial Group, LLC 2.48% of their portfolio MEMPHIS, TN 225,771225.8k $5.8m $5.8m 2.48% Added +603 +603
51 CIBC Private Wealth Group LLC 0.01% of their portfolio ATLANTA, GA 215,015215.0k $5.5m $5.5m 0.01% Added +7.4k +7,364
52 Integrated Wealth Concepts LLC 0.08% of their portfolio WALTHAM, MA 205,675205.7k $5.3m $5.3m 0.08% Added +7.2k +7,179
53 Cercano Management LLC 0.14% of their portfolio BELLEVUE, WA 200,000200.0k $5.1m $5.1m 0.14% New
54 BENJAMIN F. EDWARDS & COMPANY, INC. 0.09% of their portfolio ST. LOUIS, MO 199,016199.0k $5.1m $5.1m 0.09% Added +73.9k +73,895
55 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 198,959199.0k $5.1m $5.1m 0.01% Added +123.1k +123,067
56 Washington Trust Bank 0.48% of their portfolio Spokane, WA 197,165197.2k $5.1m $5.1m 0.48% Reduced -357.7k -357,668
57 High Net Worth Advisory Group LLC 1.58% of their portfolio NAPLES, FL 194,922194.9k $5.0m $5.0m 1.58% Added +66 +66
58 HTLF Bank 0.54% of their portfolio Denver, CO 183,938183.9k $4.7m $4.7m 0.54% Added +2.6k +2,556
59 CX Institutional 0.23% of their portfolio AUBURN, IN 182,885182.9k $4.7m $4.7m 0.23% Reduced -379 -379
60 RFG Advisory, LLC 0.16% of their portfolio BIRMINGHAM, AL 178,680178.7k $4.6m $4.6m 0.16% Added +1.7k +1,713
61 OLD NATIONAL BANCORP /IN/ 0.11% of their portfolio EVANSVILLE, IN 178,360178.4k $4.6m $4.6m 0.11% Added +59.9k +59,936
62 CGN Advisors LLC 0.53% of their portfolio MANHATTAN, KS 163,411163.4k $4.2m $4.2m 0.53% Added +3.9k +3,922
63 Erickson Financial Group, LLC 3.25% of their portfolio ALLENTOWN, PA 161,210161.2k $4.1m $4.1m 3.25% Reduced -14.4k -14,374
64 Harbor Group, Inc. 0.98% of their portfolio BEDFORD, NH 144,499144.5k $3.7m $3.7m 0.98% Reduced -3.7k -3,651
65 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 139,721139.7k $3.6m $3.6m 0.01% Reduced -7.3k -7,319
66 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 138,403138.4k $3.6m $3.6m 0.01% Reduced -66.2k -66,205
67 RIVERSEDGE ADVISORS, LLC 0.86% of their portfolio Wilmington, DE 135,596135.6k $3.5m $3.5m 0.86% Reduced -2.1k -2,138
68 Perigon Wealth Management, LLC 0.10% of their portfolio SAN FRANCISCO, CA 133,139133.1k $3.4m $3.4m 0.10% Added +22.0k +21,999
69 Chemistry Wealth Management LLC 0.92% of their portfolio NEW YORK, NY 133,109133.1k $3.4m $3.4m 0.92% Added +860 +860
70 Schonfeld Strategic Advisors LLC 0.03% of their portfolio NEW YORK, NY 126,031126.0k $3.2m $3.2m 0.03% Added +25.8k +25,772
71 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 124,325124.3k $3.2m $3.2m 0.01% Reduced -93.3k -93,290
72 Apollon Wealth Management, LLC 0.10% of their portfolio MOUNT PLEASANT, SC 124,087124.1k $3.2m $3.2m 0.10% Reduced -4.7k -4,689
73 Lido Advisors, LLC 0.03% of their portfolio Los Angeles, CA 123,994124.0k $3.2m $3.2m 0.03% Reduced -16.0k -16,026
74 OLD MISSION CAPITAL LLC 0.08% of their portfolio CHICAGO, IL 120,962121.0k $3.1m $3.1m 0.08% Added +9.1k +9,103
75 Legacy Financial Advisors, Inc. 0.55% of their portfolio COVINGTON, KY 119,267119.3k $3.1m $3.1m 0.55% Reduced -10.6k -10,611
76 KESTRA PRIVATE WEALTH SERVICES, LLC 0.07% of their portfolio AUSTIN, TX 119,121119.1k $3.1m $3.1m 0.07% Added +7.3k +7,348
77 Prentice Wealth Management LLC 1.04% of their portfolio Rochester, NY 117,120117.1k $3.0m $3.0m 1.04% Added +52.9k +52,920
78 Beacon Pointe Advisors, LLC 0.03% of their portfolio NEWPORT BEACH, CA 112,178112.2k $2.9m $2.9m 0.03% Added +13.3k +13,254
79 Executive Wealth Management, LLC 0.25% of their portfolio BRIGHTON, MI 110,427110.4k $2.8m $2.8m 0.25% Added +3.7k +3,716
80 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 98,16498.2k $2.5m $2.5m 0.01% Reduced -42.4k -42,393
81 FourThought Financial Partners, LLC 0.28% of their portfolio VENICE, FL 96,27996.3k $2.5m $2.5m 0.28% New
82 Traveka Wealth, LLC 1.13% of their portfolio LOS ALTOS, CA 95,09895.1k $2.4m $2.4m 1.13% Reduced -3.0k -3,030
83 KWMG, LLC 0.26% of their portfolio OVERLAND PARK, KS 92,93892.9k $2.4m $2.4m 0.26% Added +11.2k +11,244
84 Orcam Financial Group 2.60% of their portfolio ENCINITAS, CA 92,27192.3k $2.4m $2.4m 2.60% Added +753 +753
85 BLAIR WILLIAM & CO/IL 0.01% of their portfolio CHICAGO, IL 90,10590.1k $2.3m $2.3m 0.01% Added +35.0k +34,965
86 Pineridge Advisors LLC 0.80% of their portfolio ST. CHARLES, MO 88,82388.8k $2.3m $2.3m 0.80% Reduced -21.5k -21,530
87 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 88,23488.2k $2.3m $2.3m 0.01% Added +7.8k +7,827
88 McAdam, LLC 0.14% of their portfolio Philadelphia, PA 87,99788.0k $2.3m $2.3m 0.14% Added +6.3k +6,291
89 Oakwell Private Wealth Management, LLC 0.68% of their portfolio Austin, TX 86,99287.0k $2.2m $2.2m 0.68% Added +5.4k +5,396
90 Dogwood Wealth Management LLC 1.49% of their portfolio LENEXA, KS 86,00886.0k $2.2m $2.2m 1.49% Added +35.5k +35,496
91 Cabana LLC 9.16% of their portfolio Fayetteville, AR 83,90783.9k $2.1m $2.1m 9.16% Reduced -8.5k -8,465
92 Quotient Wealth Partners, LLC 0.08% of their portfolio DALLAS, TX 83,46383.5k $2.1m $2.1m 0.08% Reduced -45.9k -45,873
93 Running Point Capital Advisors, LLC 0.96% of their portfolio EL SEGUNDO, CA 83,14883.1k $2.1m $2.1m 0.96% Reduced -198 -198
94 Thrive Wealth Management, LLC 0.44% of their portfolio AUDUBON, PA 82,84982.8k $2.1m $2.1m 0.44% Reduced -149.5k -149,515
95 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 80,66180.7k $2.1m $2.1m 0.01% Added +15.3k +15,329
96 Melone Private Wealth, LLC 1.22% of their portfolio AUBURN HILLS, MI 79,02579.0k $2.0m $2.0m 1.22% Reduced -6.7k -6,713
97 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 77,45677.5k $2.0m $2.0m 0.02% Reduced -36.3k -36,346
98 DRAVO BAY LLC 1.15% of their portfolio REHOBOTH BEACH, DE 75,21875.2k $1.9m $1.9m 1.15% Added +926 +926
99 Tennessee Valley Asset Management Partners 0.46% of their portfolio KNOXVILLE, TN 74,62974.6k $1.9m $1.9m 0.46% Reduced -70.1k -70,075
100 Wedmont Private Capital 0.14% of their portfolio WEST CHESTER, PA 74,20574.2k $1.9m $1.9m 0.14% Reduced -5.5k -5,528