Vault-13

SCHWAB STRATEGIC TR SCHG

US LCAP GR ETF · ETP · CUSIP 808524300

1,135 institutional holders +38 vs Q4 2023
166,918,300166.9m shares reported held*
$15.3bnreported value*
99 new 449 added 412 reduced 58 sold out net bought ≈ $637.1m (+7.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($16.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $91.91. Options: 7 managers hold calls ($13.7m notional), 4 hold puts ($2.1m).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 792Q4 22: 861Q1 23: 894Q2 23: 944Q3 23: 975Q4 23: 1,097Q1 24: 1,1351,135Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022792
Q4 2022861
Q1 2023894
Q2 2023944
Q3 2023975
Q4 20231,097
Q1 20241,135

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1k01kQ4 22: 415 bought or addedQ4 22: 314 cut or sold outQ4 22Q1 23: 429 bought or addedQ1 23: 347 cut or sold outQ1 23Q2 23: 455 bought or addedQ2 23: 349 cut or sold outQ2 23Q3 23: 437 bought or addedQ3 23: 416 cut or sold outQ3 23Q4 23: 511 bought or addedQ4 23: 403 cut or sold outQ4 23Q1 24: 548 bought or addedQ1 24: 470 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022415314
Q1 2023429347
Q2 2023455349
Q3 2023437416
Q4 2023511403
Q1 2024548470

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15m$20mQ2 23 calls: $8.6mQ2 23 puts: $2.9mQ2 23P/C 0.34Q3 23 calls: $8.5mQ3 23 puts: $2.6mQ3 23P/C 0.31Q4 23 calls: $17.3mQ4 23 puts: $3.7mQ4 23P/C 0.21Q1 24 calls: $13.7mQ1 24 puts: $2.1mQ1 24P/C 0.16
Numbers
QuarterCallsPutsP/C
Q2 2023$8.6m$2.9m0.34
Q3 2023$8.5m$2.6m0.31
Q4 2023$17.3m$3.7m0.21
Q1 2024$13.7m$2.1m0.16

Biggest buyers

MORGAN STANLEY Added +3,346,190+3.3m
Cetera Investment Advisers Added +1,224,220+1.2m
ENVESTNET ASSET MANAGEMENT INC Added +764,346+764.3k
LPL Financial LLC Added +732,330+732.3k
CHARLES SCHWAB INVESTMENT MANAGEMENT INC New +680,540+680.5k
OneDigital Investment Advisors LLC Added +628,008+628.0k
Fund Evaluation Group, LLC Added +497,621+497.6k
Advance Capital Management, Inc. Added +487,140+487.1k
Koshinski Asset Management, Inc. Added +424,746+424.7k
AMERIPRISE FINANCIAL INC Added +422,920+422.9k

Biggest sellers

OSAIC HOLDINGS, INC. Reduced -1,338,422-1.3m
Angeles Investment Advisors, LLC Reduced -1,028,200-1.0m
Cetera Advisor Networks LLC Sold out -808,004-808.0k
Financial Engines Advisors L.L.C. Reduced -767,834-767.8k
Granite Bay Wealth Management, LLC Reduced -629,461-629.5k
FORT PITT CAPITAL GROUP, LLC Reduced -502,217-502.2k
GOLDMAN SACHS GROUP INC Reduced -354,813-354.8k
Cetera Advisors LLC Sold out -339,065-339.1k
Tradition Wealth Management, LLC Reduced -330,374-330.4k
Lido Advisors, LLC Reduced -265,080-265.1k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $7.1m76.7k shares
CITADEL ADVISORS LLC Added $5.0m53.8k shares
WOLVERINE TRADING, LLC Reduced $1.0m11.0k shares
JANE STREET GROUP, LLC Unchanged $296.7k3.2k shares
Belvedere Trading LLC New $268.9k2.9k shares
Cutler Group LLC / CA Reduced $40.0k3.5k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.5m16.1k shares
CITADEL ADVISORS LLC Added $639.8k6.9k shares
Belvedere Trading LLC New $9.3k100 shares
Cutler Group LLC / CA Reduced $01.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Financial Engines Advisors L.L.C. 2.37% of their portfolio SANTA CLARA, CA 11,362,53711.4m $1.1bn $1.1bn 2.37% Reduced -767.8k -767,834
2 SEI INVESTMENTS CO 1.23% of their portfolio OAKS, PA 9,089,8179.1m $842.8m $842.8m 1.23% Added +85.4k +85,434
3 MATHER GROUP, LLC. 11.76% of their portfolio CHICAGO, IL 8,984,5089.0m $745.4m $745.4m 11.76% Reduced -39.7k -39,729
4 ENVESTNET ASSET MANAGEMENT INC 0.30% of their portfolio Berwyn, PA 8,703,3288.7m $807.0m $807.0m 0.30% Added +764.3k +764,346
5 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 7,140,8647.1m $662.1m $662.1m 0.02% Added +3.3m +3,346,190
6 OSAIC HOLDINGS, INC. 1.02% of their portfolio SCOTTSDALE, AZ 4,926,4784.9m $456.8m $456.8m 1.02% Reduced -1.3m -1,338,422
7 Avantax Planning Partners, Inc. 14.40% of their portfolio DUBUQUE, IA 4,794,1394.8m $444.5m $444.5m 14.40% Reduced -137.5k -137,528
8 Mariner, LLC 0.73% of their portfolio Overland Park, KS 3,821,6283.8m $354.3m $354.3m 0.73% Added +147.8k +147,817
9 Raymond James Financial Services Advisors, Inc. 0.50% of their portfolio ST. PETERSBURG, FL 3,600,8633.6m $333.9m $333.9m 0.50% Added +378.8k +378,773
10 LPL Financial LLC 0.17% of their portfolio FORT MILL, SC 3,465,6003.5m $321.3m $321.3m 0.17% Added +732.3k +732,330
11 AMERIPRISE FINANCIAL INC 0.08% of their portfolio MINNEAPOLIS, MN 3,137,7033.1m $290.8m $290.8m 0.08% Added +422.9k +422,920
12 Fund Evaluation Group, LLC 16.58% of their portfolio CINCINNATI, OH 2,857,0212.9m $264.9m $264.9m 16.58% Added +497.6k +497,621
13 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 2,641,4802.6m $244.9m $244.9m 0.01% Added +303.8k +303,794
14 McAdam, LLC 10.44% of their portfolio Philadelphia, PA 1,757,0451.8m $162.9m $162.9m 10.44% Added +78.7k +78,737
15 CWM, LLC 0.77% of their portfolio OMAHA, NE 1,705,4771.7m $158.1m $158.1m 0.77% Added +152.4k +152,378
16 Cetera Investment Advisers 0.37% of their portfolio SCHAUMBURG, IL 1,696,1081.7m $157.3m $157.3m 0.37% Added +1.2m +1,224,220
17 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 1,650,5461.7m $153.0m $153.0m 0.02% Added +269.2k +269,196
18 FORT PITT CAPITAL GROUP, LLC 4.19% of their portfolio Pittsburgh, PA 1,465,8831.5m $135.9m $135.9m 4.19% Reduced -502.2k -502,217
19 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.13% of their portfolio MILWAUKEE, WI 1,360,9301.4m $126.2m $126.2m 0.13% Added +264.3k +264,323
20 MML INVESTORS SERVICES, LLC 0.49% of their portfolio SPRINGFIELD, MA 1,279,7321.3m $118.7m $118.7m 0.49% Added +125.2k +125,250
21 Thrive Wealth Management, LLC 23.77% of their portfolio AUDUBON, PA 1,240,4441.2m $115.0m $115.0m 23.77% Added +664 +664
22 OneDigital Investment Advisors LLC 1.77% of their portfolio OVERLAND PARK, KS 1,216,0871.2m $112.8m $112.8m 1.77% Added +628.0k +628,008
23 MONETA GROUP INVESTMENT ADVISORS LLC 1.80% of their portfolio ST LOUIS, MO 1,190,2241.2m $110.4m $110.4m 1.80% Added +294.0k +294,021
24 Focus Financial Network, Inc. 4.94% of their portfolio MINNEAPOLIS, MN 1,137,9501.1m $101.3m $101.3m 4.94% First filing
25 HighTower Advisors, LLC 0.15% of their portfolio CHICAGO, IL 995,873995.9k $92.3m $92.3m 0.15% Reduced -10.8k -10,835
26 Marquette Asset Management, LLC 16.00% of their portfolio MINNEAPOLIS, MN 995,279995.3k $92.3m $92.3m 16.00% Reduced -8.5k -8,543
27 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.22% of their portfolio PLYMOUTH, MN 901,945901.9k $83.6m $83.6m 0.22% Reduced -16.4k -16,370
28 HHM Wealth Advisors, LLC 13.56% of their portfolio CHATTANOOGA, TN 888,384888.4k $82.4m $82.4m 13.56% Reduced -47.8k -47,831
29 Financial Advisors, LLC 16.71% of their portfolio ANDOVER, MA 870,657870.7k $80.7m $80.7m 16.71% Reduced -33.3k -33,319
30 COMMONWEALTH EQUITY SERVICES, LLC 0.13% of their portfolio WALTHAM, MA 865,875865.9k $80.3m $80.3m 0.13% Added +26.7k +26,671
31 ASSETMARK, INC 0.26% of their portfolio CONCORD, CA 852,891852.9k $79.1m $79.1m 0.26% Added +34.9k +34,931
32 Krilogy Financial LLC 5.66% of their portfolio ST. LOUIS, MO 795,805795.8k $73.8m $73.8m 5.66% Reduced -23.2k -23,214
33 Cerity Partners LLC 0.19% of their portfolio NEW YORK, NY 793,684793.7k $73.5m $73.5m 0.19% Reduced -8.4k -8,374
34 Angeles Investment Advisors, LLC 3.82% of their portfolio SANTA MONICA, CA 775,000775.0k $71.9m $71.9m 3.82% Reduced -1.0m -1,028,200
35 Beacon Pointe Advisors, LLC 0.80% of their portfolio NEWPORT BEACH, CA 772,322772.3k $71.6m $71.6m 0.80% Added +40.7k +40,716
36 Thrivent Financial for Lutherans 0.14% of their portfolio Minneapolis, MN 760,608760.6k $70.5m $70.5m 0.14% Added +170.0k +169,992
37 Envestnet Portfolio Solutions, Inc. 0.25% of their portfolio BERWYN, PA 712,400712.4k $66.1m $66.1m 0.25% Added +184.9k +184,917
38 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio SAN FRANCISCO, CA 680,540680.5k $63.1m $63.1m 0.01% New
39 Legacy Financial Strategies, LLC 16.15% of their portfolio OVERLAND PARK, KS 675,999676.0k $62.7m $62.7m 16.15% Added +14.5k +14,457
40 TRUIST FINANCIAL CORP 0.09% of their portfolio CHARLOTTE, NC 662,817662.8k $61.5m $61.5m 0.09% Added +26.7k +26,664
41 Brio Consultants, LLC 10.34% of their portfolio SAN FRANCISCO, CA 661,458661.5k $61.3m $61.3m 10.34% Reduced -61.1k -61,145
42 Prime Capital Investment Advisors, LLC 0.82% of their portfolio OVERLAND PARK, KS 633,163633.2k $58.7m $58.7m 0.82% Added +44.1k +44,144
43 STIFEL FINANCIAL CORP 0.07% of their portfolio ST. LOUIS, MO 625,791625.8k $58.0m $58.0m 0.07% Added +252.6k +252,610
44 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.47% of their portfolio IRVING, TX 612,920612.9k $56.8m $56.8m 0.47% Reduced -17.2k -17,187
45 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 611,338611.3k $56.7m $56.7m 0.01% Added +58.4k +58,380
46 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 1.23% of their portfolio MINNEAPOLIS, MN 582,099582.1k $54.0m $54.0m 1.23% Reduced -15.4k -15,422
47 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 566,658566.7k $52.5m $52.5m 0.01% Added +15.7k +15,728
48 RAINEY & RANDALL WEALTH ADVISORS INC. 11.92% of their portfolio Celebration, FL 549,855549.9k $51.0m $51.0m 11.92% Added +13.1k +13,137
49 Cambridge Investment Research Advisors, Inc. 0.19% of their portfolio FAIRFIELD, IA 539,438539.4k $50.0m $50.0m 0.19% Added +72.4k +72,428
50 One Capital Management, LLC 1.81% of their portfolio WESTLAKE VILLAGE, CA 537,960538.0k $49.9m $49.9m 1.81% Reduced -5.6k -5,633
51 Kestra Advisory Services, LLC 0.32% of their portfolio AUSTIN, TX 514,616514.6k $47.7m $47.7m 0.32% Added +17.5k +17,517
52 HRC WEALTH MANAGEMENT, LLC 34.70% of their portfolio Moscow, ID 512,157512.2k $47.5m $47.5m 34.70% Added +4.0k +3,966
53 Dechtman Wealth Management, LLC 10.97% of their portfolio CENTENNIAL, CO 507,288507.3k $47.0m $47.0m 10.97% Added +34.6k +34,640
54 FORTE CAPITAL LLC /ADV 5.80% of their portfolio ROCHESTER, NY 505,820505.8k $46.9m $46.9m 5.80% Added +17.9k +17,903
55 Financial Management Professionals, Inc. 6.89% of their portfolio AUSTIN, TX 503,948503.9k $46.7m $46.7m 6.89% Added +10.8k +10,772
56 FINANCIAL COUNSELORS INC 0.79% of their portfolio Overland Park, KS 502,703502.7k $46.6m $46.6m 0.79% Reduced -48.5k -48,540
57 MAI Capital Management 0.49% of their portfolio INDEPENDENCE, OH 501,738501.7k $46.5m $46.5m 0.49% Added +7.6k +7,557
58 Kelman-Lazarov, Inc. 9.09% of their portfolio MEMPHIS, TN 501,533501.5k $46.5m $46.5m 9.09% Reduced -5.3k -5,313
59 Northern Capital Management, Inc. 32.34% of their portfolio SPOKANE, WA 499,798499.8k $46.3m $46.3m 32.34% Added +14.9k +14,947
60 Advance Capital Management, Inc. 3.17% of their portfolio SOUTHFIELD, MI 492,871492.9k $45.7m $45.7m 3.17% Added +487.1k +487,140
61 Koshinski Asset Management, Inc. 4.66% of their portfolio DECATUR, IL 490,730490.7k $45.5m $45.5m 4.66% Added +424.7k +424,746
62 AVANTAX ADVISORY SERVICES, INC. 0.40% of their portfolio DALLAS, TX 485,942485.9k $45.1m $45.1m 0.40% Added +108.3k +108,312
63 UBS Group AG 0.01% of their portfolio ZURICH, V8 477,409477.4k $44.3m $44.3m 0.01% Added +2.1k +2,051
64 Nadler Financial Group, Inc. 5.39% of their portfolio DEERFIELD, IL 471,911471.9k $43.8m $43.8m 5.39% Added +5.7k +5,668
65 Gemmer Asset Management LLC 5.07% of their portfolio WALNUT CREEK, CA 471,156471.2k $43.7m $43.7m 5.07% Reduced -15.7k -15,674
66 BURKETT FINANCIAL SERVICES, LLC 22.35% of their portfolio ROCK HILL, SC 467,512467.5k $43.3m $43.3m 22.35% Reduced -18.2k -18,171
67 Creative Planning 0.05% of their portfolio OVERLAND PARK, KS 463,842463.8k $43.0m $43.0m 0.05% Reduced -39.6k -39,592
68 Cornerstone Wealth Advisors, Inc. 12.80% of their portfolio EDINA, MN 448,320448.3k $41.6m $41.6m 12.80% Reduced -3.1k -3,136
69 Private Wealth Strategies, L.L.C. 8.82% of their portfolio New Albany, OH 439,605439.6k $40.8m $40.8m 8.82% Added +96.0k +96,047
70 Clark Capital Management Group, Inc. 0.30% of their portfolio PHILADELPHIA, PA 427,222427.2k $39.6m $39.6m 0.30% Reduced -48.2k -48,250
71 HB Wealth Management, LLC 0.48% of their portfolio Atlanta, GA 409,587409.6k $38.0m $38.0m 0.48% Reduced -6.4k -6,359
72 Tradition Wealth Management, LLC 3.77% of their portfolio EDINA, MN 401,858401.9k $37.3m $37.3m 3.77% Reduced -330.4k -330,374
73 SUMMIT WEALTH & RETIREMENT PLANNING, INC. 13.20% of their portfolio EAGLE, ID 399,398399.4k $37.0m $37.0m 13.20% Added +18.3k +18,340
74 XML Financial, LLC 3.78% of their portfolio BETHESDA, MD 398,024398.0k $36.9m $36.9m 3.78% Reduced -1.9k -1,855
75 Global Assets Advisory, LLC 0.16% of their portfolio ORLANDO, FL 394,957395.0k $4.3k $4.3k 0.16% New
76 Schneider Downs Wealth Management Advisors, LP 8.31% of their portfolio Pittsburgh, PA 388,679388.7k $36.0m $36.0m 8.31% Added +11.4k +11,373
77 Main Street Financial Solutions, LLC 3.84% of their portfolio NEWTOWN, PA 388,020388.0k $36.0m $36.0m 3.84% Reduced -4.6k -4,632
78 Stratos Wealth Advisors, LLC 2.12% of their portfolio BEACHWOOD, OH 385,301385.3k $35.7m $35.7m 2.12% Reduced -86.6k -86,551
79 Rollins Financial Advisors, LLC 6.65% of their portfolio ATLANTA, GA 380,880380.9k $35.3m $35.3m 6.65% Added +64.5k +64,474
80 Berger Financial Group, Inc 2.89% of their portfolio PLYMOUTH, MN 378,272378.3k $35.1m $35.1m 2.89% Reduced -8.4k -8,440
81 GHP Investment Advisors, Inc. 1.67% of their portfolio Denver, CO 362,860362.9k $33.6m $33.6m 1.67% Added +2.3k +2,330
82 MARSHALL WACE, LLP 0.06% of their portfolio LONDON, X0 361,530361.5k $33.5m $33.5m 0.06% Added +272.2k +272,249
83 Visionary Wealth Advisors 2.25% of their portfolio O'FALLON, IL 359,588359.6k $33.3m $33.3m 2.25% Added +37.4k +37,357
84 Invst, LLC 3.92% of their portfolio INDIANAPOLIS, IN 356,089356.1k $33.0m $33.0m 3.92% Added +20.5k +20,457
85 World Investment Advisors 4.61% of their portfolio LINCROFT, NJ 347,467347.5k $32.2m $32.2m 4.61% Reduced -3.0k -3,034
86 UNIQUE WEALTH, LLC 8.82% of their portfolio TAMPA, FL 337,018337.0k $31.2m $31.2m 8.82% Added +16.7k +16,655
87 Charles Schwab Trust Co 2.87% of their portfolio HENDERSON, NV 327,431327.4k $30.4m $30.4m 2.87% Added +36.2k +36,246
88 Financial Synergies Wealth Advisors, Inc. 3.95% of their portfolio HOUSTON, TX 324,580324.6k $30.1m $30.1m 3.95% Added +2.3k +2,256
89 Summit Asset Management, LLC 6.45% of their portfolio MEMPHIS, TN 324,220324.2k $30.1m $30.1m 6.45% Added +3.7k +3,683
90 Strategic Blueprint, LLC 2.11% of their portfolio ATLANTA, GA 320,205320.2k $29.7m $29.7m 2.11% Added +29.2k +29,188
91 Mokosak Advisory Group, LLC 9.72% of their portfolio URBANDALE, IA 317,468317.5k $29.4m $29.4m 9.72% Reduced -35.9k -35,947
92 FLC Capital Advisors 7.37% of their portfolio PALM DESERT, CA 314,757314.8k $29.2m $29.2m 7.37% Added +3.5k +3,503
93 Redhawk Wealth Advisors, Inc. 4.66% of their portfolio MINNEAPOLIS, MN 308,960309.0k $28.6m $28.6m 4.66% Added +299.5k +299,533
94 Goepper Burkhardt LLC 13.36% of their portfolio GREENVILLE, SC 308,875308.9k $28.7m $28.7m 13.36% Added +7.6k +7,592
95 Triton Wealth Management, PLLC 19.05% of their portfolio SUN CITY, AZ 307,854307.9k $27.5m $27.5m 19.05% Reduced -5.1k -5,106
96 PARK AVENUE SECURITIES LLC 0.37% of their portfolio NEW YORK, NY 307,502307.5k $28.5m $28.5m 0.37% Added +8.5k +8,478
97 MARSHALL FINANCIAL GROUP INC /ADV 9.35% of their portfolio DOYLESTOWN, PA 305,896305.9k $28.4m $28.4m 9.35% Reduced -13.5k -13,519
98 B&D White Capital Company, LLC 6.22% of their portfolio Lakeway, TX 301,833301.8k $28.0m $28.0m 6.22% Reduced -1.3k -1,323
99 Milestone Investment Advisors LLC 7.50% of their portfolio MIDDLETON, WI 300,117300.1k $27.8m $27.8m 7.50% Added +8.9k +8,907
100 Provident Wealth Management, LLC 10.41% of their portfolio BRENTWOOD, TN 299,698299.7k $27.8m $27.8m 10.41% Reduced -3.9k -3,855